0001062993-13-002514.txt : 20130515 0001062993-13-002514.hdr.sgml : 20130515 20130515115617 ACCESSION NUMBER: 0001062993-13-002514 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bragg Financial Advisors, Inc CENTRAL INDEX KEY: 0001327055 IRS NUMBER: 561790097 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11385 FILM NUMBER: 13844815 BUSINESS ADDRESS: STREET 1: 100 QUEENS ROAD CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 704-714-7711 MAIL ADDRESS: STREET 1: 100 QUEENS ROAD CITY: CHARLOTTE STATE: NC ZIP: 28204 13F-HR 1 form13f.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if amendment [ ]; Amendment Number: This Amendment (check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name Bragg Financial Advisors, Inc Address 1031 South Caldwell Street, Suite 200 Charlotte, NC 28203 Form 13F File Number: 028-11385 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Steven H Scruggs Title Chief Compliance Officer Phone 704-714-7711 Signature, Place, and Date of Signing: Steven H Scruggs Charlotte, NC 5/15/2013 ---------------- ------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 240 Form 13F Information Table Value Total: 364,512 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COL 1 COL 2 COL 3 COL 4 COL 5 COL 6 COL 7 COL 8 US $ SHARES VALUE OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- --------- --- ---- ------- ---------- --------- -------- -------- Abbott Laboratories Com 002824100 1567 44376 SH SOLE 295 0 44081 Air Products & Chems Com 009158106 2304 26447 SH SOLE 230 0 26217 Alliant Techsystems Com 018804104 2837 39170 SH SOLE 35700 0 3470 Altria Group Inc Com 022095103 298 8662 SH SOLE 0 0 8662 American Electric Com 025537101 675 13881 SH SOLE 13000 0 881 American Express Com 025816109 4052 60070 SH SOLE 8470 0 51600 Amgen Inc Com 031162100 3914 38183 SH SOLE 460 0 37723 Ameriprise Financial Com 031897101 2836 38511 SH SOLE 424 0 38087 Apache Corp Ord 037411105 1571 20357 SH SOLE 320 0 20037 Apple Computer Inc Com 037833100 323 729 SH SOLE 0 0 729 Applied Materials Com 038222105 1420 105325 SH SOLE 2035 0 103290 Atrion Corp Com 049904105 548 2853 SH SOLE 2703 0 150 Automatic Data Processing Com 053015103 1501 23085 SH SOLE 0 0 23085 BB&T Corp Com 054937107 1812 57739 SH SOLE 0 0 57739 Baker Hughes Inc Com 057224107 956 20608 SH SOLE 320 0 20288 Ball Corp Com 058498106 1409 29610 SH SOLE 430 0 29180 Bank Of New York Co Com 064058100 1915 68405 SH SOLE 15180 0 53225 C. R. Bard, Inc. Com 067383109 2127 21105 SH SOLE 160 0 20945 Beam Inc Com Com 073730103 440 6925 SH SOLE 6380 0 545 Becton Dickinson & Com 075887109 4050 42364 SH SOLE 315 0 42049 Bel Fuse Inc-Cl B CL B 077347300 159 10199 SH SOLE 9384 0 815 Berkshire Hath A CL A 084670108 1407 9 SH SOLE 3 0 6 Berkshire Hath B CL B 084670207 888 8521 SH SOLE 0 0 8521 Boeing Company Com 097023105 596 6939 SH SOLE 0 0 6939 Books a Million Inc Com 098570104 65 23577 SH SOLE 22952 0 625 Boston Pptys Inc Com Com 101121101 211 2089 SH SOLE 85 0 2004 Bristol-Myers Squibb Com 110122108 3533 85766 SH SOLE 5438 0 80328 Brown Forman Class B CL B 115637209 3598 50387 SH SOLE 355 0 50032 CBS Corp Com 124857202 2309 49446 SH SOLE 20751 0 28695 CVS Corp Com 126650100 662 12032 SH SOLE 425 0 11607 Caterpillar Inc Com 149123101 1014 11659 SH SOLE 0 0 11659 Cato Corp New Cl A Cl A 149205106 1309 54233 SH SOLE 48000 0 6233 Central Fd Cda Ltd Cl A CL A 153501101 2479 127975 SH SOLE 56846 0 71129 Centurytel Inc Com Com 156700106 601 17117 SH SOLE 320 0 16797 Chevrontexaco Corp Com 166764100 5293 44546 SH SOLE 292 0 44254 Chubb Corp Com 171232101 2209 25235 SH SOLE 155 0 25080 Cimarex Energy Co Com 171798101 467 6189 SH SOLE 260 0 5929 Clorox Co Com 189054109 1615 18245 SH SOLE 8600 0 9645 Coca-Cola Company Com 191216100 1336 33032 SH SOLE 404 0 32628 Colgate-Palmolive Co Com 194162103 3111 26356 SH SOLE 218 0 26138 Corning Inc Com 219350105 2432 182473 SH SOLE 22275 0 160198 Cubic Corp Com 229669106 1571 36780 SH SOLE 32315 0 4465 DST Systems Com 233326107 2208 30985 SH SOLE 29000 0 1985 Danaher Corp Com 235851102 2822 45414 SH SOLE 2590 0 42824 Darden Restaurants Com 237194105 1166 22570 SH SOLE 240 0 22330 Darling International Inc Com 237266101 2392 133190 SH SOLE 121700 0 11490 Deere & Co Com 244199105 1305 15174 SH SOLE 140 0 15034 Delta Apparel Inc Com 247368103 1189 72210 SH SOLE 67026 0 5184 Disney Walt Company Com 254687106 741 13038 SH SOLE 0 0 13038 Dominion Res Inc Va Com 257470104 2203 37868 SH SOLE 445 0 37423 Dow Chem Co Com 260543103 1971 61914 SH SOLE 455 0 61459 Du Pont E I De Com 263534109 734 14922 SH SOLE 185 0 14737 Ducommun Inc Com 264147109 1808 91365 SH SOLE 81620 0 9745 EMC Corp Com 268648102 3447 144291 SH SOLE 1085 0 143206 Family Dollar Stores Com 307000109 408 6905 SH SOLE 0 0 6905 Fidus Invt Corp Com 316500107 249 13011 SH SOLE 0 0 13011 Fifth Third Bancorp Com 316773100 251 15361 SH SOLE 175 0 15186 Firstenergy Corp Com 337932107 1546 36627 SH SOLE 500 0 36127 Flower Inds Inc Com 343496105 4928 149597 SH SOLE 0 0 149597 General Dynamics Com 369550108 615 8725 SH SOLE 8000 0 725 General Electric Co Com 369604103 2242 96992 SH SOLE 1051 0 95941 General Mls Inc Com 370334104 668 13538 SH SOLE 490 0 13048 Graco Inc Com 384109104 1674 28840 SH SOLE 25875 0 2965 Grainger WW Inc Com 384802104 1787 7941 SH SOLE 140 0 7801 Harris Teeter Supermarkets Inc Com 414585109 330 7719 SH SOLE 0 0 7719 Hilltop HLDGs Inc Com 432748101 1203 89197 SH SOLE 78687 0 10510 Home Depot Inc Com 437076102 2429 34814 SH SOLE 276 0 34538 Honeywell Intl Inc Com 438516106 1929 25597 SH SOLE 380 0 25217 Horace Mann Educators Corp New Com 440327104 1921 92115 SH SOLE 82600 0 9515 Horsehead Holding Corp Com 440694305 412 37845 SH SOLE 29100 0 8745 HURCO Companies Inc Com 447324104 1379 50627 SH SOLE 44502 0 6125 Intel Corp Com 458140100 3503 160433 SH SOLE 17290 0 143143 Inter Parfumes Inc Com 458334109 842 34455 SH SOLE 31700 0 2755 IBM Com 459200101 7384 34618 SH SOLE 3690 0 30928 Ishares Comex Gold ISHARES 464285105 628 40465 SH SOLE 30000 0 10465 TIPS Ishare US TIPS BD FD 464287176 4399 36273 SH SOLE 1380 0 34893 Ishares Tr 1 3 Yr Treas Index BARCLYS 1-3 YR 464287457 411 4866 SH SOLE 0 0 4866 Ishares Msci Eafe Idx MSCI EAFE IDX 464287465 550 9320 SH SOLE 0 0 9320 Ishares S&P 400 S&P MIDCAP 400 464287507 217 1885 SH SOLE 0 0 1885 Ishares S & P 400 Value S&P MIDCP Valu 464287705 611 6055 SH SOLE 0 0 6055 Ishares Dow Jones Tech DJ US TECH SEC 464287721 263 3590 SH SOLE 0 0 3590 Ishares Tr S&P Smallcap 600 In S&P SMLCAP 600 464287804 277 3187 SH SOLE 0 0 3187 Ishares S&P ST Natl Muni Bd S&P SH NTL AMTFR 464288158 2323 21853 SH SOLE 0 0 21853 Ishares Lehman Agency Bd AGENCY BD FD 464288166 244 2150 SH SOLE 0 0 2150 Ishares S&P Interm Natl Muni S&P NTL AMTFREE 464288414 293 2660 SH SOLE 0 0 2660 Ishares Barclays Intermed Cr B Barclys 1-3 Cr 464288638 951 8557 SH SOLE 0 0 8557 Ishares Tr Lehman 1-3 Yr Cr Bd BARCLYS 1-3YR CR 464288646 1048 9934 SH SOLE 455 0 9479 Ishares Barclays 3-7 Yr Treas BARCLYS 3-7 YR 464288661 274 2219 SH SOLE 0 0 2219 Johnson & Johnson Com 478160104 4901 60107 SH SOLE 10444 0 49663 K Swiss Inc Cl A CL A 482686102 841 177515 SH SOLE 163000 0 14515 Kimberly Clark Corp Com 494368103 703 7177 SH SOLE 5000 0 2177 Kinder Morgan Energy UT LTD PARTNER 494550106 276 3079 SH SOLE 0 0 3079 Leucadia National Com 527288104 1086 39605 SH SOLE 29075 0 10530 Lowes Cos Inc Com 548661107 2239 59050 SH SOLE 754 0 58296 Marathon Oil Corp Com 565849106 1162 34450 SH SOLE 685 0 33765 McDonald's Corp Com 580135101 5789 58068 SH SOLE 4485 0 53583 Medtronic Inc Com 585055106 1919 40870 SH SOLE 489 0 40381 Meredith Corp Com 589433101 730 19076 SH SOLE 18061 0 1015 Microsoft Corp Com 594918104 3974 138930 SH SOLE 12577 0 126353 Mondelez Intl Inc Cl A CL A 609207105 534 17434 SH SOLE 9000 0 8434 New Jersey Res Corp Com 646025106 1383 30825 SH SOLE 28520 0 2305 Nokia Corp Sponsored ADR 654902204 394 120088 SH SOLE 120000 0 88 Nucor Corp Com 670346105 1155 25024 SH SOLE 110 0 24914 Oshkosh Truck Corp Com 688239201 2510 59071 SH SOLE 52626 0 6445 Owens & Minor Inc Com 690732102 1856 57001 SH SOLE 51080 0 5921 Park Electrochemical Corp Com 700416209 731 28840 SH SOLE 25400 0 3440 Peabody Energy Corp Com 704549104 212 10000 SH SOLE 10000 0 0 Pepsico Inc Com 713448108 2995 37862 SH SOLE 280 0 37582 Pervasive Software Com 715710109 807 87963 SH SOLE 81903 0 6060 Pfizer Inc Com 717081103 3436 119050 SH SOLE 31779 0 87271 Philip Morris Intl Inc Com Com 718172109 638 6880 SH SOLE 0 0 6880 Phillips 66 Com Com 718546104 1320 18872 SH SOLE 227 0 18645 Piedmont Nat Gas Inc Com 720186105 1594 48486 SH SOLE 33900 0 14586 Plantronics Inc New Com 727493108 1810 40960 SH SOLE 38400 0 2560 Procter & Gamble Co Com 742718109 6102 79185 SH SOLE 9175 0 70010 Progressive Corp Of Com 743315103 2029 80303 SH SOLE 750 0 79553 Qualcomm Inc Com 747525103 1704 25449 SH SOLE 490 0 24959 RLI Corp Com 749607107 2112 29400 SH SOLE 25900 0 3500 Radioshack Corp Com 750438103 105 31106 SH SOLE 26221 0 4885 Radisys Corporation Com 750459109 320 65067 SH SOLE 60832 0 4235 Raymond James Finl Com 754730109 2055 44585 SH SOLE 805 0 43780 Research In Motion Com 760975102 650 45000 SH SOLE 45000 0 0 Royal Bk Cda Com 780087102 1030 17087 SH SOLE 0 0 17087 Safeway Com 786514208 1060 40235 SH SOLE 585 0 39650 Schlumberger Com 806857108 358 4781 SH SOLE 0 0 4781 Scholastic Corp Com 807066105 1087 40795 SH SOLE 35545 0 5250 Simon Ppty Group Com 828806109 292 1840 SH SOLE 0 0 1840 South Jersey Industries Com 838518108 1192 21450 SH SOLE 20000 0 1450 Southern Co Com 842587107 4039 86080 SH SOLE 8900 0 77180 Spectra Energy Corp Com Com 847560109 223 7256 SH SOLE 0 0 7256 Staples Inc Com 855030102 695 51780 SH SOLE 45000 0 6780 State Street Corp Com 857477103 386 6527 SH SOLE 6000 0 527 Steris Com 859152100 2104 50560 SH SOLE 45000 0 5560 Stryker Corp Com 863667101 1031 15807 SH SOLE 260 0 15547 Symantec Corp Com 871503108 968 39205 SH SOLE 24000 0 15205 Sysco Corp Com 871829107 1355 38529 SH SOLE 465 0 38064 Tjx Companies Inc Com 872540109 2960 63323 SH SOLE 520 0 62803 Tech Data Corp Com 878237106 1716 37640 SH SOLE 33000 0 4640 Texas Instruments Com 882508104 2525 71156 SH SOLE 900 0 70256 Thomson Reuters Corporation Com 884903105 387 11900 SH SOLE 11900 0 0 Time Warner Hldgs Com 887317303 433 7518 SH SOLE 5195 0 2323 Tricon Global Com 895953107 406 5647 SH SOLE 0 0 5647 UGI Corp Com 902681105 921 23995 SH SOLE 20000 0 3995 US Bancorp Del Com 902973304 1253 36930 SH SOLE 400 0 36530 U R S Corp New Com 903236107 1536 32394 SH SOLE 28919 0 3475 Unifirst Corporation Com 904708104 2444 27009 SH SOLE 23864 0 3145 Unilever Plc SPON ADR NEW 904767704 735 17400 SH SOLE 16400 0 1000 Unisys Com New 909214306 729 32065 SH SOLE 29400 0 2665 United Parcel Svc CL B 911312106 384 4473 SH SOLE 130 0 4343 United Stationers Inc Com 913004107 1167 30193 SH SOLE 26718 0 3475 United Technologies Com 913017109 4274 45742 SH SOLE 6877 0 38865 V F Corp Com 918204108 595 3548 SH SOLE 3500 0 48 Valassis Communications Inc Com 918866104 2135 71472 SH SOLE 66717 0 4755 Vanguard Intrm Bd Index ETF INTERMED TERM 921937819 261 2965 SH SOLE 0 0 2965 Vanguard ST Bond ETF SHORT TRM BOND 921937827 576 7108 SH SOLE 0 0 7108 Vanguard Europe Pacific ETF EUROPE PAC ETF 921943858 374 10255 SH SOLE 0 0 10255 Vanguard High Dividend ETF HIGH DIV YLD 921946406 416 7593 SH SOLE 0 0 7593 Vanguard Emerging Mkt ETF EMR MKT ETF 922042858 416 9703 SH SOLE 0 0 9703 Vanguard Pacific ETF PACIFIC ETF 922042866 645 11120 SH SOLE 0 0 11120 Vanguard European ETF EUROPE PAC ETF 922042874 550 11192 SH SOLE 0 0 11192 Vang Mid-Cap Value ETF MCAP VL IDXVIP 922908512 2453 36511 SH SOLE 1235 0 35276 Vanguard Mid-Cap Gr ETF MCAP GR IDXVIP 922908538 2147 27866 SH SOLE 1790 0 26076 Vanguard REIT ETF REIT ETF 922908553 422 5988 SH SOLE 0 0 5988 Vanguard Small Cap Growth ETF SML CP GRW ETF 922908595 3691 36942 SH SOLE 1185 0 35757 Vanguard MC ETF MID CAP ETF 922908629 609 6555 SH SOLE 240 0 6315 Vanguard LC ETF LARGE CAP ETF 922908637 2844 39648 SH SOLE 0 0 39648 Vanguard LC Growth Index ETF GROWTH ETF 922908736 441 5685 SH SOLE 0 0 5685 Vanguard Small Cap ETF SMALL CP ETF 922908751 1248 13694 SH SOLE 420 0 13274 Vang Total Stock Mkt ETF TOTAL STK MKT 922908769 598 7390 SH SOLE 0 0 7390 Vishay Intertechnology Com 928298108 2313 169933 SH SOLE 151408 0 18525 Vornado Rlty Tr SH BEN INT 929042109 1197 14317 SH SOLE 128 0 14189 Vulcan Materials Co Com 929160109 321 6202 SH SOLE 180 0 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