0001209191-22-057930.txt : 20221118
0001209191-22-057930.hdr.sgml : 20221118
20221118171206
ACCESSION NUMBER: 0001209191-22-057930
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221115
FILED AS OF DATE: 20221118
DATE AS OF CHANGE: 20221118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blavatnik Len
CENTRAL INDEX KEY: 0001326628
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 221402778
MAIL ADDRESS:
STREET 1: C/O ACCESS INDUSTRIES
STREET 2: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Access Industries Holdings LLC
CENTRAL INDEX KEY: 0001391297
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 221402781
BUSINESS ADDRESS:
STREET 1: C/O ACCESS INDUSTRIES MANAGEMENT, LLC.
STREET 2: 730 FIFTH AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212 247 6400
MAIL ADDRESS:
STREET 1: C/O ACCESS INDUSTRIES MANAGEMENT, LLC.
STREET 2: 730 FIFTH AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AI INVESTMENTS HOLDINGS LLC
CENTRAL INDEX KEY: 0001508237
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 221402782
BUSINESS ADDRESS:
STREET 1: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2122476400
MAIL ADDRESS:
STREET 1: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: AI CHEMICAL HOLDINGS LLC
DATE OF NAME CHANGE: 20101217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ACCESS INDUSTRIES MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001508226
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 221402779
BUSINESS ADDRESS:
STREET 1: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2122476400
MAIL ADDRESS:
STREET 1: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ACCESS INDUSTRIES, LLC
CENTRAL INDEX KEY: 0001508227
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 221402780
BUSINESS ADDRESS:
STREET 1: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2122476400
MAIL ADDRESS:
STREET 1: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LyondellBasell Industries N.V.
CENTRAL INDEX KEY: 0001489393
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 980646235
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1221 MCKINNEY ST
STREET 2: SUITE 700
CITY: HOUSTON
STATE: TX
ZIP: 77010
BUSINESS PHONE: 713-309-7603
MAIL ADDRESS:
STREET 1: 1221 MCKINNEY ST
STREET 2: SUITE 700
CITY: HOUSTON
STATE: TX
ZIP: 77010
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2022-11-15
2022-11-17
0
0001489393
LyondellBasell Industries N.V.
LYB
0001508237
AI INVESTMENTS HOLDINGS LLC
C/O ACCESS INDUSTRIES, INC.
40 WEST 57TH STREET, 28TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001391297
Access Industries Holdings LLC
C/O ACCESS INDUSTRIES, INC.
40 WEST 57TH STREET, 28TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001508227
ACCESS INDUSTRIES, LLC
C/O ACCESS INDUSTRIES, INC.
40 WEST 57TH STREET, 28TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001508226
ACCESS INDUSTRIES MANAGEMENT, LLC
C/O ACCESS INDUSTRIES, INC.
40 WEST 57TH STREET, 28TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001326628
Blavatnik Len
C/O ACCESS INDUSTRIES, INC.
40 WEST 57TH STREET, 28TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Ordinary shares
2022-11-15
4
S
0
20
86.3122
D
767082
D
Ordinary shares
2022-11-15
4
S
0
7
86.9296
D
767075
D
The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $85.80 to $86.79, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
The securities reported are held directly by AIIH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons have made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V., representing the full amount of the profit realized in connection with the short-swing transactions, less transaction costs.
The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $86.80 to $87.33, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
This Form 4 Amendment is filed to correct an administrative error, which misreported the number of ordinary shares directly held by AI Investments Holdings LLC ("AIIH") on November 15, 2022. The number of ordinary shares directly held by AIIH following the reported transactions is hereby corrected to reflect an increase of 4,000 shares.
/s/ Alejandro Moreno for AI Investments Holdings LLC
2022-11-18
/s/ Alejandro Moreno for Access Industries Holdings LLC
2022-11-18
/s/ Alejandro Moreno for Access Industries, LLC
2022-11-18
/s/ Alejandro Moreno for Access Industries Management, LLC
2022-11-18
/s/ Alejandro Moreno, as Attorney-in-Fact for Mr. Blavatnik
2022-11-18