0000919574-17-001521.txt : 20170214
0000919574-17-001521.hdr.sgml : 20170214
20170213175358
ACCESSION NUMBER: 0000919574-17-001521
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170213
EFFECTIVENESS DATE: 20170214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Amici Capital, LLC
CENTRAL INDEX KEY: 0001326537
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11383
FILM NUMBER: 17601154
BUSINESS ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: SUITE 3403
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: 212-484-5000
MAIL ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: SUITE 3403
CITY: NEW YORK
STATE: NY
ZIP: 10103
FORMER COMPANY:
FORMER CONFORMED NAME: AMICI CAPITAL, LLC
DATE OF NAME CHANGE: 20130118
FORMER COMPANY:
FORMER CONFORMED NAME: Porter Orlin LLC
DATE OF NAME CHANGE: 20050509
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326537
XXXXXXXX
12-31-2016
12-31-2016
false
Amici Capital, LLC
666 Fifth Avenue
Suite 3403
New York
NY
10103
13F HOLDINGS REPORT
028-11383
N
William C. Verdi
Director of Operations
212-484-5000
/s/ William C. Verdi
New York
NY
02-13-2017
0
58
257319
INFORMATION TABLE
2
infotable.xml
AGNICO EAGLE MINES LTD
COM
008474108
3266
77750
SH
SOLE
77750
0
0
ALPHABET INC
CAP STK CL A
02079K305
10722
13530
SH
SOLE
13530
0
0
ALPHABET INC
CAP STK CL A
02079K305
6560
8500
SH
Put
SOLE
8500
0
0
ASSURED GUARANTY LTD
COM
G0585R106
7114
188341
SH
SOLE
188341
0
0
BANK MONTREAL QUE
COM
063671101
676
9402
SH
SOLE
9402
0
0
BARRICK GOLD CORP
COM
067901108
5386
337030
SH
SOLE
337030
0
0
BARRICK GOLD CORP
COM
067901108
7074
442700
SH
Call
SOLE
442700
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
33949
409818
SH
SOLE
409818
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
3728
45000
SH
Put
SOLE
45000
0
0
CALATLANTIC GROUP INC
COM
128195104
5607
164877
SH
SOLE
164877
0
0
CITIGROUP INC
COM NEW
172967424
427
7180
SH
SOLE
7180
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
2604
70000
SH
SOLE
70000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2214
45000
SH
SOLE
45000
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
91
5000
SH
SOLE
5000
0
0
DONNELLEY FINL SOLUTIONS INC
COM
25787G100
431
18750
SH
SOLE
18750
0
0
DONNELLEY R R & SONS CO
COM
257867200
816
50000
SH
SOLE
50000
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
395
100000
SH
SOLE
100000
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
198
50000
SH
Call
SOLE
50000
0
0
ERA GROUP INC
COM
26885G109
1387
81707
SH
SOLE
81707
0
0
EXACT SCIENCES CORP
COM
30063P105
1336
100000
SH
Put
SOLE
100000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
2434
35390
SH
SOLE
35390
0
0
FACEBOOK INC
CL A
30303M102
13707
119139
SH
SOLE
119139
0
0
FACEBOOK INC
CL A
30303M102
5177
45000
SH
Put
SOLE
45000
0
0
FIRST CONN BANCORP INC MD
COM
319850103
32
250000
SH
SOLE
250000
0
0
GRAINGER W W INC
COM
384802104
3484
15000
SH
Call
SOLE
15000
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
303
5000
SH
SOLE
5000
0
0
HECLA MNG CO
COM
422704106
2987
570000
SH
SOLE
570000
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
698
17363
SH
SOLE
17363
0
0
ICICI BK LTD
ADR
45104G104
756
101000
SH
SOLE
101000
0
0
ICICI BK LTD
ADR
45104G104
1124
150000
SH
Put
SOLE
150000
0
0
ICICI BK LTD
ADR
45104G104
6011
802600
SH
Call
SOLE
802600
0
0
INDEPENDENCE HLDG CO NEW
COM NEW
453440307
10383
531107
SH
SOLE
531107
0
0
INTEGER HLDGS CORP
COM
45826H109
1473
50000
SH
SOLE
50000
0
0
INTUIT
COM
461202103
3438
30000
SH
Put
SOLE
30000
0
0
INVACARE CORP
COM
461203101
653
50000
SH
SOLE
50000
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
1511
100000
SH
Call
SOLE
100000
0
0
KB HOME
COM
48666K109
1581
100000
SH
Put
SOLE
100000
0
0
LSC COMMUNICATIONS INC
COM
50218P107
557
18750
SH
SOLE
18750
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
4945
47890
SH
SOLE
47890
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
4646
45000
SH
Put
SOLE
45000
0
0
MERCK & CO INC
COM
58933Y105
1325
22500
SH
SOLE
22500
0
0
MODEL N INC
COM
607525102
885
100000
SH
SOLE
100000
0
0
NEXEO SOLUTIONS INC
*W EXP 06/09/202
65342H110
401
573400
SH
SOLE
573400
0
0
NEXEO SOLUTIONS INC
COM SHS
65342H102
1110
119188
SH
SOLE
119188
0
0
OTONOMY INC
COM
68906L105
3782
237885
SH
SOLE
237885
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
28435
240000
SH
Put
SOLE
240000
0
0
RETROPHIN INC
COM
761299106
4618
243930
SH
SOLE
243930
0
0
SEACOR HOLDINGS INC
COM
811904101
7460
104663
SH
SOLE
104663
0
0
SEACOR HOLDINGS INC
NOTE 2.500%12/1
811904AM3
4150
4000000
PRN
SOLE
4000000
0
0
TESLA MTRS INC
COM
88160R101
427
2000
SH
SOLE
2000
0
0
TESLA MTRS INC
COM
88160R101
4274
20000
SH
Put
SOLE
20000
0
0
TESLA MTRS INC
COM
88160R101
1923
9000
SH
Call
SOLE
9000
0
0
TRIPADVISOR INC
COM
896945201
2782
60000
SH
Call
SOLE
60000
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
11622
81032
SH
SOLE
81032
0
0
VISA INC
COM CL A
92826C839
7914
101437
SH
SOLE
101437
0
0
VISA INC
COM CL A
92826C839
8582
110000
SH
Put
SOLE
110000
0
0
VULCAN MATLS CO
COM
929160109
6508
52000
SH
SOLE
52000
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1241
15000
SH
SOLE
15000
0
0