0000919574-16-014961.txt : 20160815
0000919574-16-014961.hdr.sgml : 20160815
20160815143925
ACCESSION NUMBER: 0000919574-16-014961
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160815
EFFECTIVENESS DATE: 20160815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Amici Capital, LLC
CENTRAL INDEX KEY: 0001326537
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11383
FILM NUMBER: 161831892
BUSINESS ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: SUITE 3403
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: 212-484-5000
MAIL ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: SUITE 3403
CITY: NEW YORK
STATE: NY
ZIP: 10103
FORMER COMPANY:
FORMER CONFORMED NAME: AMICI CAPITAL, LLC
DATE OF NAME CHANGE: 20130118
FORMER COMPANY:
FORMER CONFORMED NAME: Porter Orlin LLC
DATE OF NAME CHANGE: 20050509
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326537
XXXXXXXX
06-30-2016
06-30-2016
false
Amici Capital, LLC
666 Fifth Avenue
Suite 3403
New York
NY
10103
13F HOLDINGS REPORT
028-11383
N
William C. Verdi
Director of Operations
212-484-5000
/s/ William C. Verdi
New York
NY
08-15-2016
0
122
531686
INFORMATION TABLE
2
infotable.xml
ADCARE HEALTH SYSTEMS INC
COM NEW
00650W300
368
200000
SH
SOLE
200000
0
0
ADCARE HEALTH SYSTEMS INC
COM NEW
00650W300
730
36000
SH
SOLE
36000
0
0
AGNICO EAGLE MINES LTD
COM
008474108
8876
165900
SH
SOLE
165900
0
0
ALPHABET INC
CAP STK CL C
02079K107
18003
26012
SH
SOLE
26012
0
0
ALPHABET INC
CAP STK CL A
02079K305
15684
22293
SH
SOLE
22293
0
0
ALTISOURCE ASSET MGMT CORP
COM
02153X108
13
899
SH
SOLE
899
0
0
AMERICAN SUPERCONDUCTOR CORP
SHS NEW
030111207
74
8760
SH
SOLE
8760
0
0
APARTMENT INVT & MGMT CO
CL A
03748R101
486
11000
SH
SOLE
11000
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
151
32372
SH
SOLE
32372
0
0
ARES CAP CORP
COM
04010L103
258
18199
SH
SOLE
18199
0
0
ASSURED GUARANTY LTD
COM
G0585R106
6052
238541
SH
SOLE
238541
0
0
AURIS MED HLDG AG
COM
H03579101
42
10000
SH
SOLE
10000
0
0
AUTONATION INC
COM
05329W102
4227
89970
SH
SOLE
89970
0
0
BANK AMER CORP
COM
060505104
5341
402500
SH
SOLE
402500
0
0
BANK MONTREAL QUE
COM
063671101
8606
135766
SH
SOLE
135766
0
0
BARRICK GOLD CORP
COM
067901108
21820
1022030
SH
SOLE
1022030
0
0
BIOCRYST PHARMACEUTICALS
COM
09058V103
284
100000
SH
SOLE
100000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
47363
608784
SH
SOLE
608784
0
0
BRISTOW GROUP INC
COM
110394103
2597
227570
SH
SOLE
227570
0
0
BRUKER CORP
COM
116794108
569
25000
SH
SOLE
25000
0
0
CALATLANTIC GROUP INC
COM
128195104
14382
391777
SH
SOLE
391777
0
0
CALITHERA BIOSCIENCES INC
COM
13089P101
24
6360
SH
SOLE
6360
0
0
CANADIAN PAC RY LTD
COM
13645T100
644
5000
SH
SOLE
5000
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
2819
7000
SH
SOLE
7000
0
0
CITIGROUP INC
COM NEW
172967424
483
11390
SH
SOLE
11390
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
3010
97000
SH
SOLE
97000
0
0
CONTROLADORA VUELA CIA DE AV
SPON ADR RP 10
21240E105
935
50000
SH
SOLE
50000
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
2287
55500
SH
SOLE
55500
0
0
CUMMINS INC
COM
231021106
1687
15000
SH
SOLE
15000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
7903
216925
SH
SOLE
216925
0
0
DEVRY ED GROUP INC
COM
251893103
2348
131629
SH
SOLE
131629
0
0
DONNELLEY R R & SONS CO
COM
257867101
3625
214260
SH
SOLE
214260
0
0
DORIAN LPG LTD
SHS USD
Y2106R110
2101
298008
SH
SOLE
298008
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
14813
1016002
SH
SOLE
1016002
0
0
ENDO INTL PLC
SHS
G30401106
766
49110
SH
SOLE
49110
0
0
EPAM SYS INC
COM
29414B104
643
10000
SH
SOLE
10000
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
1378
20000
SH
SOLE
20000
0
0
ERA GROUP INC
COM
26885G109
3574
380244
SH
SOLE
380244
0
0
EXELIXIS INC
COM
30161Q104
562
72000
SH
SOLE
72000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
21057
277791
SH
SOLE
277791
0
0
FACEBOOK INC
CL A
30303M102
23979
209823
SH
SOLE
209823
0
0
FIRST CONN BANCORP INC MD
COM
319850103
248
15000
SH
SOLE
15000
0
0
FIRST SOLAR INC
COM
336433107
365
7526
SH
SOLE
7526
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
299
20000
SH
SOLE
20000
0
0
FRANKLIN RES INC
COM
354613101
510
15275
SH
SOLE
15275
0
0
GAP INC DEL
COM
364760108
594
28000
SH
SOLE
28000
0
0
GREATBATCH INC
COM
39153L106
705
22800
SH
SOLE
22800
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
1991
30000
SH
SOLE
30000
0
0
HORIZON PHARMA PLC
SHS
G4617B105
3294
200000
SH
SOLE
200000
0
0
HORNBECK OFFSHORE SVCS INC N
COM
440543106
76
9060
SH
SOLE
9060
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
2305
73604
SH
SOLE
73604
0
0
ICICI BK LTD
ADR
45104G104
359
50000
SH
SOLE
50000
0
0
INDEPENDENCE HLDG CO NEW
COM NEW
453440307
12774
710824
SH
SOLE
710824
0
0
INVACARE CORP
COM
461203101
3882
320000
SH
SOLE
320000
0
0
IRADIMED CORP
COM
46266A109
326
15000
SH
SOLE
15000
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
768
43000
SH
SOLE
43000
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
687
20000
SH
SOLE
20000
0
0
ISLE OF CAPRI CASINOS INC
COM
464592104
641
35000
SH
SOLE
35000
0
0
JPMORGAN CHASE & CO
COM
46625H100
1882
30292
SH
SOLE
30292
0
0
KAPSTONE PAPER & PACKAGING C
COM
48562P103
1952
150000
SH
SOLE
150000
0
0
KB HOME
COM
48666K109
1524
100205
SH
SOLE
100205
0
0
KEARNY FINL CORP MD
COM
48716P108
10105
803275
SH
SOLE
803275
0
0
LASALLE HOTEL PPTYS
COM SH BEN INT
517942108
812
34420
SH
SOLE
34420
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
1173
40372
SH
SOLE
40372
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
3470
121116
SH
SOLE
121116
0
0
LIBERTY GLOBAL PLC
LILAC SHS CL C
G5480U153
491
15112
SH
SOLE
15112
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
2811
14639
SH
SOLE
14639
0
0
MASTERCARD INC
CL A
57636Q104
9003
102240
SH
SOLE
102240
0
0
MERCK & CO INC
COM
58933Y105
1296
22500
SH
SOLE
22500
0
0
MICRON TECHNOLOGY INC
COM
595112103
337
24500
SH
SOLE
24500
0
0
MICROSTRATEGY INC
CL A NEW
594972408
3452
19722
SH
SOLE
19722
0
0
MODEL N INC
COM
607525102
5620
420975
SH
SOLE
420975
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
1010
30000
SH
SOLE
30000
0
0
NEXEO SOLUTIONS INC
COM SHS
65342H102
5640
621500
SH
SOLE
621500
0
0
NEXEO SOLUTIONS INC
*W EXP 06/09/202
65342H110
396
573400
SH
SOLE
573400
0
0
NOKIA CORP
SPONSORED ADR
654902204
149
26106
SH
SOLE
26106
0
0
OLD DOMINION FGHT LINES INC
COM
679580100
697
11558
SH
SOLE
11558
0
0
OPKO HEALTH INC
COM
68375N103
757
81000
SH
SOLE
81000
0
0
OTONOMY INC
COM
68906L105
6958
438159
SH
SOLE
438159
0
0
OVASCIENCE INC
COM
69014Q101
52
10000
SH
SOLE
10000
0
0
PEBBLEBROOK HOTEL TR
COM
70509V100
2006
76400
SH
SOLE
76400
0
0
PENNEY J C INC
COM
708160106
1082
121868
SH
SOLE
121868
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
1781
21875
SH
SOLE
21875
0
0
QUORUM HEALTH CORP
COM
74909E106
715
66800
SH
SOLE
66800
0
0
REGULUS THERAPEUTICS INC
COM
75915K101
238
82500
SH
SOLE
82500
0
0
RETROPHIN INC
COM
761299106
11363
638030
SH
SOLE
638030
0
0
SANOFI
SPONSORED ADR
80105N105
7569
180865
SH
SOLE
180865
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
477
25000
SH
SOLE
25000
0
0
SEACOR HOLDINGS INC
COM
811904101
10087
174063
SH
SOLE
174063
0
0
SEALED AIR CORP NEW
COM
81211K100
5617
122180
SH
SOLE
122180
0
0
SERVICE CORP INTL
COM
817565104
3675
135920
SH
SOLE
135920
0
0
SIENTRA INC
COM
82621J105
165
25000
SH
SOLE
25000
0
0
SIGNET JEWELERS LIMITED
SHS
G81276100
3708
45000
SH
SOLE
45000
0
0
SILVER WHEATON CORP
COM
828336107
1600
68000
SH
SOLE
68000
0
0
SOTHEBYS
COM
835898107
2759
100700
SH
SOLE
100700
0
0
STRATA SKIN SCIENCES INC
COM
86272A107
2
4000
SH
SOLE
4000
0
0
TERRITORIAL BANCORP INC
COM
88145X108
397
15000
SH
SOLE
15000
0
0
TESLA MTRS INC
COM
88160R101
4882
23000
SH
SOLE
23000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
7685
153000
SH
SOLE
153000
0
0
THERAVANCE BIOPHARMA INC
COM
G8807B106
129
5705
SH
SOLE
5705
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
740
62274
SH
SOLE
62274
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
13394
126451
SH
SOLE
126451
0
0
VANDA PHARMACEUTICALS INC
COM
921659108
560
50000
SH
SOLE
50000
0
0
VISA INC
COM CL A
92826C839
11554
155771
SH
SOLE
155771
0
0
VULCAN MATLS CO
COM
929160109
17241
143245
SH
SOLE
143245
0
0
WABTEC CORP
COM
929740108
877
12490
SH
SOLE
12490
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
12635
151731
SH
SOLE
151731
0
0
BIOMARIN PHARMACEUTICAL INC
NOTE 1.875% 4/2
09061GAD3
3721
982000
PRN
SOLE
982000
0
0
SEACOR HOLDINGS INC
NOTE 2.500%12/1
811904AM3
9825
10000000
PRN
SOLE
10000000
0
0
SEQUENOM INC
NOTE 5.000%10/0
817337AB4
3683
6000000
PRN
SOLE
6000000
0
0
BARRICK GOLD CORP
COM
067901108
6937
324900
SH
Call
SOLE
324900
0
0
BARRICK GOLD CORP
COM
067901108
7046
330000
SH
Put
SOLE
330000
0
0
CATERPILLAR INC DEL
COM
149123101
3032
40000
SH
Put
SOLE
40000
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
1458
100000
SH
Call
SOLE
100000
0
0
GRAINGER W W INC
COM
384802104
4545
20000
SH
Put
SOLE
20000
0
0
ICICI BK LTD
ADR
45104G104
7629
1062600
SH
Call
SOLE
1062600
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
5525
110000
SH
Call
SOLE
110000
0
0
ANADARKO PETE CORP
COM
032511107
3461
65000
SH
Call
SOLE
65000
0
0
MARRIOTT INTL INC NEW
CL A
571903202
2658
40000
SH
Put
SOLE
40000
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
1965
110000
SH
Call
SOLE
110000
0
0
TRIPADVISOR INC
COM
896945201
4115
64000
SH
Call
SOLE
64000
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
3178
30000
SH
Put
SOLE
30000
0
0