0000919574-16-010885.txt : 20160216
0000919574-16-010885.hdr.sgml : 20160215
20160216114655
ACCESSION NUMBER: 0000919574-16-010885
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
EFFECTIVENESS DATE: 20160216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Amici Capital, LLC
CENTRAL INDEX KEY: 0001326537
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11383
FILM NUMBER: 161425035
BUSINESS ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: SUITE 3403
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: 212-484-5000
MAIL ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: SUITE 3403
CITY: NEW YORK
STATE: NY
ZIP: 10103
FORMER COMPANY:
FORMER CONFORMED NAME: AMICI CAPITAL, LLC
DATE OF NAME CHANGE: 20130118
FORMER COMPANY:
FORMER CONFORMED NAME: Porter Orlin LLC
DATE OF NAME CHANGE: 20050509
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326537
XXXXXXXX
12-31-2015
12-31-2015
false
Amici Capital, LLC
666 Fifth Avenue
Suite 3403
New York
NY
10103
13F HOLDINGS REPORT
028-11383
N
William C. Verdi
Director of Operations
212-484-5000
/s/ William C. Verdi
New York
NY
02-16-2016
0
89
1426263
INFORMATION TABLE
2
infotable.xml
ADCARE HEALTH SYSTEMS INC
COM NEW
00650W300
1651
663000
SH
SOLE
663000
0
0
AEGERION PHARMACEUTICALS INC
COM
00767E102
2461
243700
SH
SOLE
243700
0
0
ALPHABET INC
CAP STK CL A
02079K305
26058
33493
SH
SOLE
33493
0
0
ALPHABET INC
CAP STK CL C
02079K107
20800
27409
SH
SOLE
27409
0
0
ARES CAP CORP
COM
04010L103
259
18199
SH
SOLE
18199
0
0
ASBURY AUTOMOTIVE GROUP INC
COM
043436104
46324
686891
SH
SOLE
686891
0
0
ASSURED GUARANTY LTD
COM
G0585R106
4001
151376
SH
SOLE
151376
0
0
BANK AMER CORP
COM
060505104
6774
402500
SH
SOLE
402500
0
0
BANK MONTREAL QUE
COM
063671101
7660
135766
SH
SOLE
135766
0
0
BARNES & NOBLE ED INC
COM
06777U101
995
100000
SH
SOLE
100000
0
0
BARRICK GOLD CORP
COM
067901108
9190
1245230
SH
SOLE
1245230
0
0
BARRICK GOLD CORP
COM
067901108
6738
913000
SH
Call
SOLE
913000
0
0
BENEFICIAL BANCORP INC
COM
08171T102
2272
170604
SH
SOLE
170604
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
93176
889419
SH
SOLE
889419
0
0
BIOMARIN PHARMACEUTICAL INC
NOTE 1.875% 4/2
09061GAD3
39903
7804000
PRN
SOLE
7804000
0
0
CABLEVISION SYS CORP
CL A NY CABLVS
12686C109
6236
195500
SH
SOLE
195500
0
0
CALATLANTIC GROUP INC
COM
128195104
17492
461277
SH
SOLE
461277
0
0
CITIGROUP INC
COM NEW
172967424
589
11390
SH
SOLE
11390
0
0
COGENTIX MED INC
COM
19243A104
1593
1234900
SH
SOLE
1234900
0
0
CONTROLADORA VUELA CIA DE AV
SPON ADR RP 10
21240E105
686
40000
SH
SOLE
40000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
34567
681925
SH
SOLE
681925
0
0
DONNELLEY R R & SONS CO
COM
257867101
3154
214260
SH
SOLE
214260
0
0
DORIAN LPG LTD
SHS USD
Y2106R110
31686
2692128
SH
SOLE
2692128
0
0
DYAX CORP
COM
26746E103
3762
100000
SH
SOLE
100000
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
45426
1880225
SH
SOLE
1880225
0
0
ENDO INTL PLC
COM
G30401106
3007
49110
SH
SOLE
49110
0
0
EPAM SYS INC
COM
29414B104
1572
20000
SH
SOLE
20000
0
0
ERA GROUP INC
COM
26885G109
19276
1728774
SH
SOLE
1728774
0
0
EXELIXIS INC
COM
30161Q104
406
72000
SH
SOLE
72000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
55074
630061
SH
SOLE
630061
0
0
FACEBOOK INC
CL A
30303M102
45669
436359
SH
SOLE
436359
0
0
FACEBOOK INC
CL A
30303M102
20932
200000
SH
Put
SOLE
200000
0
0
FIRST SOLAR INC
COM
336433107
2553
38695
SH
SOLE
38695
0
0
FRANKLIN RES INC
COM
354613101
1011
27470
SH
SOLE
27470
0
0
GNC HLDGS INC
COM CL A
36191G107
3722
120000
SH
SOLE
120000
0
0
GNC HLDGS INC
COM CL A
36191G107
3207
103400
SH
Call
SOLE
103400
0
0
GOOGLE INC
CL C
38259P706
30355
40000
SH
Put
SOLE
40000
0
0
GRAINGER W W INC
COM
384802104
42301
208800
SH
Put
SOLE
208800
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
2464
40000
SH
SOLE
40000
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
2905
73604
SH
SOLE
73604
0
0
ICICI BK LTD
ADR
45104G104
28848
3684300
SH
Call
SOLE
3684300
0
0
INDEPENDENCE HLDG CO NEW
COM NEW
453440307
10951
790684
SH
SOLE
790684
0
0
INVACARE CORP
COM
461203101
1739
100000
SH
SOLE
100000
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
1288
40000
SH
SOLE
40000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
33786
300000
SH
Put
SOLE
300000
0
0
ISTAR INC
COM
45031U101
6555
558800
SH
SOLE
558800
0
0
JPMORGAN CHASE & CO
COM
46625H100
2000
30292
SH
SOLE
30292
0
0
KEARNY FINL CORP MD
COM
48716P108
8723
688475
SH
SOLE
688475
0
0
LAS VEGAS SANDS CORP
COM
517834107
8711
198700
SH
Call
SOLE
198700
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
2786
66372
SH
SOLE
66372
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
17688
433856
SH
SOLE
433856
0
0
MASTERCARD INC
CL A
57636Q104
20287
208370
SH
SOLE
208370
0
0
MCGRAW HILL FINL INC
COM
580645109
986
10000
SH
SOLE
10000
0
0
MERCK & CO INC NEW
COM
58933Y105
13661
258635
SH
SOLE
258635
0
0
MGP INGREDIENTS INC NEW
COM
55303J106
357
13756
SH
SOLE
13756
0
0
MICROSTRATEGY INC
CL A NEW
594972408
3536
19722
SH
SOLE
19722
0
0
MODEL N INC
COM
607525102
14768
1323300
SH
SOLE
1323300
0
0
MOODYS CORP
COM
615369105
853
8500
SH
SOLE
8500
0
0
NOKIA CORP
SPONSORED ADR
654902204
355
50600
SH
SOLE
50600
0
0
OTONOMY INC
COM
68906L105
1469
52941
SH
SOLE
52941
0
0
PERFORMANCE SPORTS GROUP LTD
COM
71377G100
12849
1334265
SH
SOLE
1334265
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
1402
109300
SH
Call
SOLE
109300
0
0
QUANTUM CORP
COM DSSG
747906204
5122
5507360
SH
SOLE
5507360
0
0
REALOGY HLDGS CORP
COM
75605Y106
22554
615065
SH
SOLE
615065
0
0
RETROPHIN INC
COM
761299106
18174
942130
SH
SOLE
942130
0
0
SANOFI
SPONSORED ADR
80105N105
48175
1129549
SH
SOLE
1129549
0
0
SEACOR HOLDINGS INC
COM
811904101
55515
1056223
SH
SOLE
1056223
0
0
SEACOR HOLDINGS INC
NOTE 2.500%12/1
811904AM3
9475
10000000
PRN
SOLE
10000000
0
0
SEALED AIR CORP NEW
COM
81211K100
12808
287180
SH
SOLE
287180
0
0
SEQUENOM INC
NOTE 5.000%10/0
817337AB4
8325
10000000
PRN
SOLE
10000000
0
0
SERVICE CORP INTL
COM
817565104
5204
200000
SH
SOLE
200000
0
0
SIENTRA INC
COM
82621J105
2960
500000
SH
SOLE
500000
0
0
SOTHEBYS
COM
835898107
32154
1248215
SH
SOLE
1248215
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
42360
417500
SH
Call
SOLE
417500
0
0
STAAR SURGICAL CO
COM PAR $0.01
852312305
1000
140000
SH
SOLE
140000
0
0
TESSERA TECHNOLOGIES INC
COM
88164L100
43729
1457152
SH
SOLE
1457152
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
9190
140000
SH
SOLE
140000
0
0
TFS FINL CORP
COM
87240R107
19021
1010123
SH
SOLE
1010123
0
0
TIDEWATER INC
COM
886423102
3716
533900
SH
SOLE
533900
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
771
62274
SH
SOLE
62274
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
76026
485446
SH
SOLE
485446
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
7784
49700
SH
Call
SOLE
49700
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
17006
167300
SH
SOLE
167300
0
0
VERISIGN INC
SDCV 3.250% 8/1
92343EAD4
7045
7045251
PRN
SOLE
7045251
0
0
VISA INC
COM CL A
92826C839
22725
293040
SH
SOLE
293040
0
0
VULCAN MATLS CO
COM
929160109
27185
286245
SH
SOLE
286245
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
45280
531731
SH
SOLE
531731
0
0
WL ROSS HLDG CORP
UNIT 99/99/9999
92939D203
37241
3620000
SH
SOLE
3620000
0
0
YRC WORLDWIDE INC
COM PAR $.01
984249607
4213
297104
SH
SOLE
297104
0
0