0000919574-15-008233.txt : 20151116
0000919574-15-008233.hdr.sgml : 20151116
20151116152722
ACCESSION NUMBER: 0000919574-15-008233
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151116
DATE AS OF CHANGE: 20151116
EFFECTIVENESS DATE: 20151116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Amici Capital, LLC
CENTRAL INDEX KEY: 0001326537
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11383
FILM NUMBER: 151233879
BUSINESS ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: SUITE 3403
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: 212-484-5000
MAIL ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: SUITE 3403
CITY: NEW YORK
STATE: NY
ZIP: 10103
FORMER COMPANY:
FORMER CONFORMED NAME: AMICI CAPITAL, LLC
DATE OF NAME CHANGE: 20130118
FORMER COMPANY:
FORMER CONFORMED NAME: Porter Orlin LLC
DATE OF NAME CHANGE: 20050509
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326537
XXXXXXXX
09-30-2015
09-30-2015
false
Amici Capital, LLC
666 Fifth Avenue
Suite 3403
New York
NY
10103
13F HOLDINGS REPORT
028-11383
N
William C. Verdi
Director of Operations
212-484-5000
/s/ William C. Verdi
New York
NY
11-16-2015
0
149
2091216
INFORMATION TABLE
2
infotable.xml
ADCARE HEALTH SYSTEMS INC
COM NEW
00650W300
1826
550000
SH
SOLE
550000
0
0
AEGERION PHARMACEUTICALS INC
NOTE 2.000% 8/1
00767EAB8
7525
10000000
PRN
SOLE
10000000
0
0
ALCATEL-LUCENT
SPONSORED ADR
013904305
1369
292000
SH
SOLE
292000
0
0
ALTISOURCE ASSET MGMT CORP
COM
02153X108
169
7047
SH
SOLE
7047
0
0
AMERICAN SUPERCONDUCTOR CORP
SHS NEW
030111207
38
8760
SH
SOLE
8760
0
0
APPLE INC
COM
037833100
22060
200000
SH
SOLE
200000
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
3276
636145
SH
SOLE
636145
0
0
ARES CAP CORP
COM
04010L103
569
39291
SH
SOLE
39291
0
0
ASBURY AUTOMOTIVE GROUP INC
COM
043436104
55793
687531
SH
SOLE
687531
0
0
ASBURY AUTOMOTIVE GROUP INC
COM
043436104
17853
220000
SH
Put
SOLE
220000
0
0
ASSURED GUARANTY LTD
COM
G0585R106
8870
354811
SH
SOLE
354811
0
0
ATHENAHEALTH INC
COM
04685W103
6668
50000
SH
Put
SOLE
50000
0
0
BAIDU INC
SPON ADR REP A
056752108
247
1800
SH
SOLE
1800
0
0
BANK AMER CORP
COM
060505104
6271
402500
SH
SOLE
402500
0
0
BANK MONTREAL QUE
COM
063671101
7406
135766
SH
SOLE
135766
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06742E711
2819
110000
SH
Call
SOLE
110000
0
0
BARNES & NOBLE ED INC
COM
06777U101
636
50000
SH
SOLE
50000
0
0
BARRICK GOLD CORP
COM
067901108
5915
930000
SH
Call
SOLE
930000
0
0
BENEFICIAL BANCORP INC
COM
08171T102
2660
200609
SH
SOLE
200609
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
142144
1349643
SH
SOLE
1349643
0
0
BIOMARIN PHARMACEUTICAL INC
NOTE 1.875% 4/2
09061GAD3
40855
8000000
PRN
SOLE
8000000
0
0
BRISTOW GROUP INC
COM
110394103
1713
65463
SH
SOLE
65463
0
0
BROOKDALE SR LIVING INC
COM
112463104
4592
200000
SH
SOLE
200000
0
0
CABLE ONE INC
COM
12685J105
3355
8000
SH
SOLE
8000
0
0
CALITHERA BIOSCIENCES INC
COM
13089P101
35
6360
SH
SOLE
6360
0
0
CITIGROUP INC
COM NEW
172967424
565
11390
SH
SOLE
11390
0
0
COGENTIX MED INC
COM
19243A104
2170
1750000
SH
SOLE
1750000
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
5420
180500
SH
SOLE
180500
0
0
CONTROLADORA VUELA CIA DE AV
SPON ADR RP 10
21240E105
1194
80000
SH
SOLE
80000
0
0
DEERE & CO
COM
244199105
11840
160000
SH
Call
SOLE
160000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
18311
408090
SH
SOLE
408090
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
9423
210000
SH
Put
SOLE
210000
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
4439
164668
SH
SOLE
164668
0
0
DONNELLEY R R & SONS CO
COM
257867101
3120
214260
SH
SOLE
214260
0
0
DORIAN LPG LTD
SHS USD
Y2106R110
31603
3065298
SH
SOLE
3065298
0
0
DOVER CORP
COM
260003108
2287
40000
SH
Call
SOLE
40000
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
48578
1979550
SH
SOLE
1979550
0
0
ENDURANCE INTL GROUP HLDGS I
COM
29272B105
40
3013
SH
SOLE
3013
0
0
EPAM SYS INC
COM
29414B104
2236
30000
SH
SOLE
30000
0
0
ERA GROUP INC
COM
26885G109
23492
1569288
SH
SOLE
1569288
0
0
EXELIXIS INC
COM
30161Q104
488
87000
SH
SOLE
87000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
52346
646561
SH
SOLE
646561
0
0
FACEBOOK INC
CL A
30303M102
57994
645100
SH
SOLE
645100
0
0
FACEBOOK INC
CL A
30303M102
46748
520000
SH
Put
SOLE
520000
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
2279
64244
SH
SOLE
64244
0
0
FIDELITY NATIONAL FINANCIAL
FNFV GROUP COM
31620R402
251
21412
SH
SOLE
21412
0
0
FIRST SOLAR INC
COM
336433107
9878
231060
SH
SOLE
231060
0
0
FORRESTER RESH INC
COM
346563109
1258
40000
SH
SOLE
40000
0
0
FRANKLIN RES INC
COM
354613101
1863
50000
SH
SOLE
50000
0
0
FRANKLIN RES INC
COM
354613101
8570
230000
SH
Call
SOLE
230000
0
0
GNC HLDGS INC
COM CL A
36191G107
32942
815000
SH
SOLE
815000
0
0
GOOGLE INC
CL A
38259P508
23875
37400
SH
SOLE
37400
0
0
GOOGLE INC
CL C
38259P706
26854
44137
SH
SOLE
44137
0
0
GOOGLE INC
CL C
38259P706
26812
42000
SH
Put
SOLE
42000
0
0
GRAINGER W W INC
COM
384802104
45152
210000
SH
Put
SOLE
210000
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
3360
55000
SH
SOLE
55000
0
0
HEALTHWAYS INC
COM
422245100
580
52200
SH
SOLE
52200
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A104
3441
150000
SH
Call
SOLE
150000
0
0
HORNBECK OFFSHORE SVCS INC N
COM
440543106
406
30000
SH
SOLE
30000
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
2788
73604
SH
SOLE
73604
0
0
HUNT J B TRANS SVCS INC
COM
445658107
5712
80000
SH
Call
SOLE
80000
0
0
ICICI BK LTD
ADR
45104G104
12151
1450000
SH
SOLE
1450000
0
0
ICICI BK LTD
ADR
45104G104
31551
3765000
SH
Call
SOLE
3765000
0
0
INDEPENDENCE HLDG CO NEW
COM NEW
453440307
10742
828861
SH
SOLE
828861
0
0
INVACARE CORP
COM
461203101
2894
200000
SH
SOLE
200000
0
0
J ALEXANDERS HLDGS INC
COM
46609J106
37
3698
SH
SOLE
3698
0
0
JPMORGAN CHASE & CO
COM
46625H100
1847
30292
SH
SOLE
30292
0
0
KEARNY FINL CORP MD
COM
48716P108
8144
710000
SH
SOLE
710000
0
0
KERYX BIOPHARMACEUTICALS INC
COM
492515101
221
62750
SH
SOLE
62750
0
0
KEURIG GREEN MTN INC
COM
49271M100
766
14700
SH
SOLE
14700
0
0
LAS VEGAS SANDS CORP
COM
517834107
6075
160000
SH
SOLE
160000
0
0
LAS VEGAS SANDS CORP
COM
517834107
4177
110000
SH
Call
SOLE
110000
0
0
LENNAR CORP
CL A
526057104
13587
282300
SH
SOLE
282300
0
0
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
134
12515
SH
SOLE
12515
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
2506
58372
SH
SOLE
58372
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
39780
969774
SH
SOLE
969774
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
12306
300000
SH
Put
SOLE
300000
0
0
LIBERTY INTERACTIVE CORP
LBT VENT COM A
53071M880
33172
822100
SH
SOLE
822100
0
0
LITHIA MTRS INC
CL A
536797103
13808
127721
SH
SOLE
127721
0
0
MACYS INC
COM
55616P104
17081
332834
SH
SOLE
332834
0
0
MARKET VECTORS ETF TR
OIL SVCS ETF
57060U191
5496
200000
SH
Call
SOLE
200000
0
0
MARRIOTT INTL INC NEW
CL A
571903202
7502
110000
SH
Call
SOLE
110000
0
0
MASTERCARD INC
CL A
57636Q104
18057
200370
SH
SOLE
200370
0
0
MBIA INC
COM
55262C100
4106
675313
SH
SOLE
675313
0
0
MCGRAW HILL FINL INC
COM
580645109
865
10000
SH
SOLE
10000
0
0
MELA SCIENCES INC
COM NEW
55277R308
5
4000
SH
SOLE
4000
0
0
MERCK & CO INC NEW
COM
58933Y105
12981
262835
SH
SOLE
262835
0
0
MGIC INVT CORP WIS
COM
552848103
21104
2279000
SH
SOLE
2279000
0
0
MGP INGREDIENTS INC NEW
COM
55303J106
5250
327929
SH
SOLE
327929
0
0
MICRON TECHNOLOGY INC
COM
595112103
1917
128000
SH
SOLE
128000
0
0
MICROSTRATEGY INC
CL A NEW
594972408
3875
19722
SH
SOLE
19722
0
0
MODEL N INC
COM
607525102
11011
1100000
SH
SOLE
1100000
0
0
MOODYS CORP
COM
615369105
835
8500
SH
SOLE
8500
0
0
NAVIENT CORP
COM
63938C108
1912
170077
SH
SOLE
170077
0
0
NEOTHETICS INC
COM
64066G101
760
94200
SH
SOLE
94200
0
0
NMI HLDGS INC
CL A
629209305
19804
2605774
SH
SOLE
2605774
0
0
NORFOLK SOUTHERN CORP
COM
655844108
1490
19507
SH
SOLE
19507
0
0
OCULAR THERAPEUTIX INC
COM
67576A100
281
20000
SH
SOLE
20000
0
0
OTONOMY INC
COM
68906L105
1352
75940
SH
SOLE
75940
0
0
OVASCIENCE INC
COM
69014Q101
85
10000
SH
SOLE
10000
0
0
PENNEY J C INC
COM
708160106
2728
293600
SH
SOLE
293600
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
35803
2830303
SH
SOLE
2830303
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
1392
110000
SH
Call
SOLE
110000
0
0
QUALCOMM INC
COM
747525103
7521
139986
SH
SOLE
139986
0
0
QUANTUM CORP
COM DSSG
747906204
4023
5768867
SH
SOLE
5768867
0
0
QUIDEL CORP
COM
74838J101
271
14340
SH
SOLE
14340
0
0
REALOGY HLDGS CORP
COM
75605Y106
46737
1242010
SH
SOLE
1242010
0
0
REGULUS THERAPEUTICS INC
COM
75915K101
491
75000
SH
SOLE
75000
0
0
RETROPHIN INC
COM
761299106
21993
1085515
SH
SOLE
1085515
0
0
SANGAMO BIOSCIENCES INC
COM
800677106
226
40000
SH
SOLE
40000
0
0
SANOFI
SPONSORED ADR
80105N105
53620
1129549
SH
SOLE
1129549
0
0
SEACOR HOLDINGS INC
COM
811904101
68587
1146753
SH
SOLE
1146753
0
0
SEACOR HOLDINGS INC
NOTE 2.500%12/1
811904AM3
9644
10000000
PRN
SOLE
10000000
0
0
SEALED AIR CORP NEW
COM
81211K100
13463
287180
SH
SOLE
287180
0
0
SEQUENOM INC
COM NEW
817337405
963
550000
SH
SOLE
550000
0
0
SEQUENOM INC
NOTE 5.000%10/0
817337AB4
8538
10000000
PRN
SOLE
10000000
0
0
SERVICE CORP INTL
COM
817565104
5501
203000
SH
SOLE
203000
0
0
SIENTRA INC
COM
82621J105
5075
500000
SH
SOLE
500000
0
0
SLM CORP
COM
78442P106
1323
178771
SH
SOLE
178771
0
0
SOTHEBYS
COM
835898107
31516
985500
SH
SOLE
985500
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
44881
420000
SH
Call
SOLE
420000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
61309
320000
SH
Put
SOLE
320000
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
6162
99000
SH
Put
SOLE
99000
0
0
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
90
15000
SH
SOLE
15000
0
0
STAAR SURGICAL CO
COM PAR $0.01
852312305
1280
165000
SH
SOLE
165000
0
0
STANDARD PAC CORP NEW
COM
85375C101
31453
3931687
SH
SOLE
3931687
0
0
STEEL EXCEL INC
COM NEW
858122203
3792
190098
SH
SOLE
190098
0
0
TESLA MTRS INC
COM
88160R101
12420
50000
SH
Call
SOLE
50000
0
0
TESLA MTRS INC
COM
88160R101
14904
60000
SH
Put
SOLE
60000
0
0
TESSERA TECHNOLOGIES INC
COM
88164L100
40732
1256777
SH
SOLE
1256777
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
8469
150000
SH
SOLE
150000
0
0
TFS FINL CORP
COM
87240R107
17699
1026051
SH
SOLE
1026051
0
0
THERAVANCE BIOPHARMA INC
COM
G8807B106
63
5705
SH
SOLE
5705
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
1108
85782
SH
SOLE
85782
0
0
TRINET GROUP INC
COM
896288107
840
50000
SH
SOLE
50000
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
944
35000
SH
SOLE
35000
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
98813
752919
SH
SOLE
752919
0
0
VERINT SYS INC
COM
92343X100
7849
181900
SH
SOLE
181900
0
0
VERISIGN INC
SDCV 3.250% 8/1
92343EAD4
42560
20345251
PRN
SOLE
20345251
0
0
VISA INC
COM CL A
92826C839
45973
659965
SH
SOLE
659965
0
0
VULCAN MATLS CO
COM
929160109
25260
283183
SH
SOLE
283183
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
44645
537246
SH
SOLE
537246
0
0
WESTERN DIGITAL CORP
COM
958102105
1843
23200
SH
SOLE
23200
0
0
WL ROSS HLDG CORP
UNIT 99/99/9999
92939D203
40619
3620000
SH
SOLE
3620000
0
0
XOOM CORP
COM
98419Q101
995
40000
SH
SOLE
40000
0
0
YRC WORLDWIDE INC
COM PAR $.01
984249607
24330
1834878
SH
SOLE
1834878
0
0