0000919574-14-004692.txt : 20140814
0000919574-14-004692.hdr.sgml : 20140814
20140814131941
ACCESSION NUMBER: 0000919574-14-004692
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140814
DATE AS OF CHANGE: 20140814
EFFECTIVENESS DATE: 20140814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Amici Capital, LLC
CENTRAL INDEX KEY: 0001326537
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11383
FILM NUMBER: 141041193
BUSINESS ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: SUITE 3403
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: 212-484-5000
MAIL ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: SUITE 3403
CITY: NEW YORK
STATE: NY
ZIP: 10103
FORMER COMPANY:
FORMER CONFORMED NAME: AMICI CAPITAL, LLC
DATE OF NAME CHANGE: 20130118
FORMER COMPANY:
FORMER CONFORMED NAME: Porter Orlin LLC
DATE OF NAME CHANGE: 20050509
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326537
XXXXXXXX
06-30-2014
06-30-2014
false
Amici Capital, LLC
666 Fifth Avenue
Suite 3403
New York
NY
10103
13F HOLDINGS REPORT
028-11383
N
William C. Verdi
Director of Operations
212-484-5000
/s/ William C. Verdi
New York
NY
08-14-2014
0
143
3167389
INFORMATION TABLE
2
infotable.xml
3-D SYS CORP DEL
COM NEW
88554D205
5950
99500
SH
SOLE
99500
0
0
AERCAP HOLDINGS NV
SHS
N00985106
2061
45000
SH
SOLE
45000
0
0
ALCATEL-LUCENT
SPONSORED ADR
013904305
328
92000
SH
SOLE
92000
0
0
AMAG PHARMACEUTICALS INC
COM
00163U106
1036
50000
SH
SOLE
50000
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
74
2773
SH
SOLE
2773
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
284
5195
SH
SOLE
5195
0
0
AMTRUST FINL SVCS INC
COM
032359309
5511
131800
SH
SOLE
131800
0
0
ANADARKO PETE CORP
COM
032511107
46590
425600
SH
SOLE
425600
0
0
APOLLO ED GROUP INC
CL A
037604105
3642
116530
SH
SOLE
116530
0
0
APPLE INC
COM
037833100
42934
462000
SH
SOLE
462000
0
0
ARES CAP CORP
COM
04010L103
702
39291
SH
SOLE
39291
0
0
ASBURY AUTOMOTIVE GROUP INC
COM
043436104
52870
769131
SH
SOLE
769131
0
0
ASSURED GUARANTY LTD
COM
G0585R106
112220
4580395
SH
SOLE
4580395
0
0
ATHENAHEALTH INC
COM
04685W103
2966
23700
SH
SOLE
23700
0
0
AUSPEX PHARMACEUTICALS INC
COM
05211J102
107
4820
SH
SOLE
4820
0
0
AUTONATION INC
COM
05329W102
50967
854000
SH
SOLE
854000
0
0
AUXILIUM PHARMACEUTICALS INC
COM
05334D107
8330
415230
SH
SOLE
415230
0
0
AUXILIUM PHARMACEUTICALS INC
NOTE 1.500% 7/1
05334DAA5
1085
1000000
PRN
SOLE
1000000
0
0
BAIDU INC
SPON ADR REP A
056752108
2615
14000
SH
SOLE
14000
0
0
BANCO SANTANDER SA
ADR
05964H105
9009
864555
SH
SOLE
864555
0
0
BANK MONTREAL QUE
COM
063671101
15895
216000
SH
SOLE
216000
0
0
BANK OF AMERICA CORPORATION
COM
060505104
10887
708300
SH
SOLE
708300
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
132744
2133802
SH
SOLE
2133802
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
8977
144300
SH
Call
SOLE
144300
0
0
BIOMARIN PHARMACEUTICAL INC
NOTE 1.875% 4/2
09061GAD3
24605
8000000
PRN
SOLE
8000000
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
1529
600000
SH
SOLE
600000
0
0
BP PLC
SPONSORED ADR
055622104
1055
20000
SH
SOLE
20000
0
0
BUNGE LIMITED
COM
G16962105
1740
23000
SH
SOLE
23000
0
0
CARRIAGE SVCS INC
COM
143905107
343
20000
SH
SOLE
20000
0
0
CHESAPEAKE LODGING TR
SH BEN INT
165240102
9503
314372
SH
SOLE
314372
0
0
CHIQUITA BRANDS INTL INC
COM
170032809
1541
142000
SH
SOLE
142000
0
0
CITIGROUP INC
COM NEW
172967424
536
11390
SH
SOLE
11390
0
0
CITRIX SYS INC
COM
177376100
22643
362000
SH
SOLE
362000
0
0
CIVEO CORP
COM
178787107
36709
1466600
SH
SOLE
1466600
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
98726
4268300
SH
SOLE
4268300
0
0
CONTROLADORA VUELA CIA DE AV
SPON ADR RP 10
21240E105
1800
200000
SH
SOLE
200000
0
0
CORPORATE OFFICE PPTYS TR
SH BEN INT
22002T108
214
7700
SH
SOLE
7700
0
0
CUBIST PHARMACEUTICALS INC
RIGHT 99/99/9999
229678123
29
250000
SH
SOLE
250000
0
0
DEALERTRACK TECHNOLOGIES INC
COM
242309102
1365
30100
SH
SOLE
30100
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
56957
1471000
SH
SOLE
1471000
0
0
DONNELLEY R R & SONS CO
COM
257867101
3634
214260
SH
SOLE
214260
0
0
DYNAVAX TECHNOLOGIES CORP
COM
268158102
7802
4876100
SH
SOLE
4876100
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
614
28880
SH
SOLE
28880
0
0
ENDURANCE INTL GROUP HLDGS I
COM
29272B105
12110
792000
SH
SOLE
792000
0
0
ENERGIZER HLDGS INC
COM
29266R108
2929
24000
SH
SOLE
24000
0
0
ENERGIZER HLDGS INC
COM
29266R108
19525
160000
SH
Put
SOLE
160000
0
0
ERA GROUP INC
COM
26885G109
16715
582813
SH
SOLE
582813
0
0
EXELIXIS INC
COM
30161Q104
295
87000
SH
SOLE
87000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
67722
976800
SH
SOLE
976800
0
0
FACEBOOK INC
CL A
30303M102
50804
755000
SH
SOLE
755000
0
0
FIDELITY NATIONAL FINANCIAL
CL A
31620R105
2354
71855
SH
SOLE
71855
0
0
FIRST SOLAR INC
COM
336433107
15989
225000
SH
SOLE
225000
0
0
FIRST SOLAR INC
COM
336433107
22029
310000
SH
Call
SOLE
310000
0
0
GANNETT INC
COM
364730101
2126
67910
SH
SOLE
67910
0
0
GENERAL ELECTRIC CO
COM
369604103
18751
713515
SH
SOLE
713515
0
0
GEO GROUP INC
COM
36159R103
31657
886000
SH
SOLE
886000
0
0
GOOGLE INC
CL A
38259P508
37498
64135
SH
SOLE
64135
0
0
GOOGLE INC
CL C
38259P706
20819
36189
SH
SOLE
36189
0
0
GRACE W R & CO DEL NEW
COM
38388F108
2363
25000
SH
SOLE
25000
0
0
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
3431
100000
SH
SOLE
100000
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
1873
40000
SH
SOLE
40000
0
0
HILLTOP HOLDINGS INC
COM
432748101
1510
71010
SH
SOLE
71010
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
3919
77150
SH
SOLE
77150
0
0
ICICI BK LTD
ADR
45104G104
65262
1307854
SH
SOLE
1307854
0
0
INDEPENDENCE HLDG CO NEW
COM NEW
453440307
9550
675861
SH
SOLE
675861
0
0
INVACARE CORP
COM
461203101
5127
279080
SH
SOLE
279080
0
0
INVESTORS BANCORP INC NEW
COM
46146L101
22061
1996500
SH
SOLE
1996500
0
0
ISHARES
US HOME CONS ETF
464288752
1116
45000
SH
SOLE
45000
0
0
ITT EDUCATIONAL SERVICES INC
COM
45068B109
1669
100000
SH
SOLE
100000
0
0
JPMORGAN CHASE & CO
COM
46625H100
3074
53343
SH
SOLE
53343
0
0
KAR AUCTION SVCS INC
COM
48238T109
10039
315000
SH
SOLE
315000
0
0
KB HOME
COM
48666K109
2733
146300
SH
SOLE
146300
0
0
KYTHERA BIOPHARMACEUTICALS I
COM
501570105
1765
46000
SH
SOLE
46000
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
25974
587372
SH
SOLE
587372
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
75476
1783874
SH
SOLE
1783874
0
0
LIBERTY INTERACTIVE CORP
INT COM SER A
53071M104
50499
1720000
SH
SOLE
1720000
0
0
LILLY ELI & CO
COM
532457108
21884
352000
SH
Call
SOLE
352000
0
0
LILLY ELI & CO
COM
532457108
18651
300000
SH
Put
SOLE
300000
0
0
LINKEDIN CORP
COM CL A
53578A108
6859
40000
SH
SOLE
40000
0
0
MACYS INC
COM
55616P104
19990
344528
SH
SOLE
344528
0
0
MASTERCARD INC
CL A
57636Q104
30533
415590
SH
SOLE
415590
0
0
MBIA INC
COM
55262C100
3772
341700
SH
SOLE
341700
0
0
MERCK & CO INC NEW
COM
58933Y105
15585
269400
SH
SOLE
269400
0
0
MGP INGREDIENTS INC NEW
COM
55303J106
5729
719687
SH
SOLE
719687
0
0
MICROSTRATEGY INC
CL A NEW
594972408
3262
23200
SH
SOLE
23200
0
0
MODEL N INC
COM
607525102
4402
398345
SH
SOLE
398345
0
0
MONSANTO CO NEW
COM
61166W101
77445
620850
SH
SOLE
620850
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
109771
1332980
SH
SOLE
1332980
0
0
NATIONSTAR MTG HLDGS INC
COM
63861C109
684
18840
SH
SOLE
18840
0
0
NAVIENT CORP
COM
63938C108
3166
178771
SH
SOLE
178771
0
0
NETAPP INC
COM
64110D104
3433
94000
SH
SOLE
94000
0
0
NMI HLDGS INC
CL A
629209305
54752
5214500
SH
SOLE
5214500
0
0
NORCRAFT COS INC
COM
65557Y105
12100
845549
SH
SOLE
845549
0
0
NORDION INC
COM
65563C105
6510
518350
SH
SOLE
518350
0
0
NOW INC
COM
67011P100
60771
1678294
SH
SOLE
1678294
0
0
OIL STS INTL INC
COM
678026105
52701
822300
SH
SOLE
822300
0
0
OMNICOM GROUP INC
COM
681919106
2493
35000
SH
SOLE
35000
0
0
PENFORD CORP
COM
707051108
14021
1092823
SH
SOLE
1092823
0
0
PENNEY J C INC
COM
708160106
3304
365102
SH
SOLE
365102
0
0
PENNSYLVANIA RL ESTATE INVT
SH BEN INT
709102107
7058
375000
SH
SOLE
375000
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
732
50000
SH
SOLE
50000
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
72178
2575044
SH
SOLE
2575044
0
0
PVH CORP
COM
693656100
32852
281746
SH
SOLE
281746
0
0
QUALCOMM INC
COM
747525103
20962
264667
SH
SOLE
264667
0
0
QUANTUM CORP
COM DSSG
747906204
13332
10927667
SH
SOLE
10927667
0
0
RALPH LAUREN CORP
CL A
751212101
13337
83000
SH
SOLE
83000
0
0
REALOGY HLDGS CORP
COM
75605Y106
43615
1156600
SH
SOLE
1156600
0
0
RETROPHIN INC
COM
761299106
1174
100000
SH
SOLE
100000
0
0
SANGAMO BIOSCIENCES INC
COM
800677106
390
25560
SH
SOLE
25560
0
0
SANOFI
SPONSORED ADR
80105N105
61395
1154690
SH
SOLE
1154690
0
0
SCIENTIFIC GAMES CORP
CL A
80874P109
445
40000
SH
SOLE
40000
0
0
SEACOR HOLDINGS INC
COM
811904101
21353
259613
SH
SOLE
259613
0
0
SEALED AIR CORP NEW
COM
81211K100
20322
594725
SH
SOLE
594725
0
0
SEQUENOM INC
COM NEW
817337405
194
50000
SH
SOLE
50000
0
0
SERVICE CORP INTL
COM
817565104
3812
184000
SH
SOLE
184000
0
0
SIGA TECHNOLOGIES INC
COM
826917106
56
20000
SH
SOLE
20000
0
0
SL GREEN RLTY CORP
COM
78440X101
3309
30245
SH
SOLE
30245
0
0
SLM CORP
COM
78442P106
1486
178771
SH
SOLE
178771
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
221164
1130000
SH
Put
SOLE
1130000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
78288
400000
SH
Call
SOLE
400000
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
15399
100000
SH
Put
SOLE
100000
0
0
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
122
15000
SH
SOLE
15000
0
0
STANDARD PAC CORP NEW
COM
85375C101
70509
8198769
SH
SOLE
8198769
0
0
TESLA MTRS INC
COM
88160R101
4801
20000
SH
SOLE
20000
0
0
TESSERA TECHNOLOGIES INC
COM
88164L100
72248
3272104
SH
SOLE
3272104
0
0
TFS FINL CORP
COM
87240R107
39164
2746451
SH
SOLE
2746451
0
0
TIME WARNER CABLE INC
COM
88732J207
6738
45740
SH
SOLE
45740
0
0
TIVO INC
COM
888706108
1226
95000
SH
SOLE
95000
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
3863
85782
SH
SOLE
85782
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
1230
35000
SH
SOLE
35000
0
0
UNILEVER N V
N Y SHS NEW
904784709
15298
349600
SH
SOLE
349600
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
13734
155199
SH
SOLE
155199
0
0
UROPLASTY INC
COM NEW
917277204
1206
450017
SH
SOLE
450017
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
5663
44900
SH
Put
SOLE
44900
0
0
VERINT SYS INC
COM
92343X100
58939
1201616
SH
SOLE
1201616
0
0
VERISIGN INC
COM
92343E102
12593
258000
SH
SOLE
258000
0
0
VISA INC
COM CL A
92826C839
31010
147168
SH
SOLE
147168
0
0
VULCAN MATLS CO
COM
929160109
49266
772800
SH
SOLE
772800
0
0
WALGREEN CO
COM
931422109
46714
630160
SH
SOLE
630160
0
0
WALTER INVT MGMT CORP
COM
93317W102
81350
2731704
SH
SOLE
2731704
0
0
WL ROSS HLDG CORP
UNIT 99/99/9999
92939D203
27563
2676000
SH
SOLE
2676000
0
0
YAHOO INC
COM
984332106
1124
32000
SH
SOLE
32000
0
0
YRC WORLDWIDE INC
COM PAR $.01
984249607
60464
2150978
SH
SOLE
2150978
0
0