0001181431-11-058552.txt : 20111202
0001181431-11-058552.hdr.sgml : 20111202
20111202165918
ACCESSION NUMBER: 0001181431-11-058552
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111130
FILED AS OF DATE: 20111202
DATE AS OF CHANGE: 20111202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Benz James W
CENTRAL INDEX KEY: 0001326526
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 111241067
MAIL ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2036293722
MAIL ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
rrd326774.xml
11/30/2011 GRANT
X0304
4
2011-11-30
0
0001012620
GENESEE & WYOMING INC
GWR
0001326526
Benz James W
66 FIELD POINT ROAD
GREENWICH
CT
06830
0
1
0
0
Chief Operating Officer
Class A Common Stock, $.01 par value
2011-11-30
4
A
0
1095
0
A
45454
D
Class A Common Stock, $.01 par value
2011-12-01
4
A
0
28056
32.35
A
73510
D
Class A Common Stock, $.01 par value
2011-12-01
4
S
0
23174
61.15
D
50336
D
Class A Common Stock, $.01 par value
2011-12-01
5
G
0
50
0
D
50286
D
Stock Option (Right to Buy)
61.07
2011-11-30
4
A
0
3720
0
A
2016-11-29
Class A Common Stock, $.01 par value
3720
3720
D
Stock Option (Right to Buy)
32.35
2011-12-01
4
M
0
28056
0
D
2012-05-29
Class A Common Stock, $.01 par value
28056
0
D
This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2012.
All shares are held in a joint account with spouse.
The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Represents the weighted average sales price increments ranging from $60.80 to $61.38.
This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments beginning February 28, 2012.
This option award was granted under the Genesee & Wyoming Inc. Second Amended and restated 2004 Omnibus Incentive Plan and vested in three equal installments beginning May 30, 2008.
Allison M. Fergus, Attorney in Fact for James W. Benz
2011-12-02