-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NSwSSvbZkTdzUGyvx2aBsElZx0nYuv/r/bQUnWLPKq+ALD8UzmQvZkcT4YJlhZbD tNydOw4d59hMFpItMp9RJQ== 0001181431-10-058657.txt : 20101202 0001181431-10-058657.hdr.sgml : 20101202 20101202142449 ACCESSION NUMBER: 0001181431-10-058657 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101130 FILED AS OF DATE: 20101202 DATE AS OF CHANGE: 20101202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Benz James W CENTRAL INDEX KEY: 0001326526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 101227438 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd292800.xml 11/30 SECTION 16 FILING X0303 4 2010-11-30 0 0001012620 GENESEE & WYOMING INC GWR 0001326526 Benz James W 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 Chief Operating Officer Class A Common Stock, $.01 par value 2010-11-30 4 A 0 1924 0 A 81887 D Class A Common Stock, $.01 par value 2010-12-01 4 A 0 15605 39.08 D 97492 D Class A Common Stock, $.01 par value 2010-12-01 4 A 0 3052 31.38 D 100544 D Class A Common Stock, $.01 par value 2010-12-01 4 A 0 3120 31.12 D 103664 D Class A Common Stock, $.01 par value 2010-12-01 4 S 0 20777 48.8069 D 82887 D Stock Option (Right to Buy) 47.49 2010-11-30 4 A 0 2849 0 A 2015-11-29 Class A Common Stock, $.01 par value 2849 2849 D Stock Option (Right to Buy) 39.08 2010-12-01 4 M 0 15605 0 D 2013-05-26 Class A Common Stock, $.01 par value 15605 7802 D Stock Option (Right to Buy) 31.38 2010-12-01 4 M 0 3052 0 D 2014-08-30 Class A Common Stock, $.01 par value 3052 6103 D Stock Option (Right to Buy) 31.12 2010-12-01 4 M 0 3120 0 D 2014-11-29 Class A Common Stock, $.01 par value 3120 6239 D This restricted stock award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 26, 2011. All shares are held in a joint account with spouse. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Represents the weighted average sales price for price increments ranging from $48.64 to $49.02. This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 26, 2011. This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning May 27, 2009. This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning February 27, 2010. Allison M. Fergus, Attorney in Fact for James W. Benz 2010-12-02 -----END PRIVACY-ENHANCED MESSAGE-----