-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ue5JlgYLSeHff80Mzl3+aWjndARZX1OKkMJ8xg/JMTy2CsPxVotRH1DTkRag7v2q LmDzziI7ZRGndrnm/OCcuQ== 0001181431-10-013985.txt : 20100304 0001181431-10-013985.hdr.sgml : 20100304 20100304163244 ACCESSION NUMBER: 0001181431-10-013985 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100302 FILED AS OF DATE: 20100304 DATE AS OF CHANGE: 20100304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Benz James W CENTRAL INDEX KEY: 0001326526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 10657602 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd268501.xml FORM 4 ON 3/2/2010 X0303 4 2010-03-02 0 0001012620 GENESEE & WYOMING INC GWR 0001326526 Benz James W 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 Chief Operating Officer Class A Common Stock, $.01 par value 2010-03-02 4 M 0 19224 16.60 A 91916 D Class A Common Stock, $.01 par value 2010-03-02 4 M 0 6024 16.60 A 97940 D Class A Common Stock, $.01 par value 2010-03-02 4 S 0 22331 32.2946 D 75609 D Class A Common Stock, $.01 par value 2010-03-03 4 M 0 9680 16.60 A 85289 D Class A Common Stock, $.01 par value 2010-03-03 4 S 0 9680 32.0787 D 75609 D Stock Option (Right to Buy) 16.60 2010-03-02 4 M 0 19224 0 D 2010-05-17 Class A Common Stock, $.01 par value 19224 9680 D Stock Option (Right to Buy) 16.60 2010-03-02 4 M 0 6024 0 D 2010-05-17 Class A Common Stock, $.01 par value 6024 0 D Stock Option (Right to Buy) 16.60 2010-03-03 4 M 0 9680 0 D 2010-05-17 Class A Common Stock, $.01 par value 9680 0 D All shares are held in a joint account with spouse. Represents the weighted average sales price for the price increments ranging from $32.25 to $32.47. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Represents the weighted average sales price for the price increments ranging from $32.065 to $32.33. This option was granted under Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning May 18, 2006. This option was previously reported as covering 19,269 shares, but was adjusted to reflect the Issuer's 3-for-2 stock split that occurred on March 14, 2006. This option was previously reported as covering 4,016 shares, but was adjusted to reflect the Issuer's 3-for-2 stock split that occurred on March 14, 2006. Allison M. Fergus 2010-03-04 -----END PRIVACY-ENHANCED MESSAGE-----