0001062993-20-004580.txt : 20200921 0001062993-20-004580.hdr.sgml : 20200921 20200921131139 ACCESSION NUMBER: 0001062993-20-004580 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200916 FILED AS OF DATE: 20200921 DATE AS OF CHANGE: 20200921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polar Asset Management Partners Inc. CENTRAL INDEX KEY: 0001326389 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38614 FILM NUMBER: 201185932 BUSINESS ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 FORMER NAME: FORMER CONFORMED NAME: Polar Securities Inc. DATE OF NAME CHANGE: 20050506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tottenham Acquisition I Ltd CENTRAL INDEX KEY: 0001731176 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 BUSINESS ADDRESS: STREET 1: UNIT 902, 9/F, LUCKY BUILDING STREET 2: 39 WELLINGTON STREET CITY: CENTRAL STATE: K3 ZIP: 00000 BUSINESS PHONE: 85298350984 MAIL ADDRESS: STREET 1: UNIT 902, 9/F, LUCKY BUILDING STREET 2: 39 WELLINGTON STREET CITY: CENTRAL STATE: K3 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Tottenham Acquisition Ltd DATE OF NAME CHANGE: 20180212 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2020-09-16 0001731176 Tottenham Acquisition I Ltd TOTA 0001326389 Polar Asset Management Partners Inc. 401 BAY STREET SUITE 1900, P.O. BOX 19 TORONTO A6 M5H 2Y4 ONTARIO, CANADA 0 0 1 0 Ordinary Shares 2020-09-16 4 S 0 251 10.95 D 443226 I See footnote Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. /s/ POLAR ASSET MANAGEMENT PARTNERS INC., by Greg Lemaich, General Counsel 2020-09-18