Director, Compliance

0001062993-19-004491.txt : 20191114 0001062993-19-004491.hdr.sgml : 20191114 20191114163000 ACCESSION NUMBER: 0001062993-19-004491 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polar Asset Management Partners Inc. CENTRAL INDEX KEY: 0001326389 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12489 FILM NUMBER: 191220831 BUSINESS ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 FORMER COMPANY: FORMER CONFORMED NAME: Polar Securities Inc. DATE OF NAME CHANGE: 20050506 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326389 XXXXXXXX 09-30-2019 09-30-2019 Polar Asset Management Partners Inc.

401 BAY STREET SUITE 1900, P.O. BOX 19 TORONTO A6 M5H 2Y4

13F HOLDINGS REPORT 028-12489 N Andrew Ma Director, Compliance 416-369-4463 Andrew Ma Toronto A6 11-14-2019 0 414 5619461 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 8I ENTERPRISES ACQUISITIN CO SHS G2956M104 4995 500000 SH SOLE 500000 0 0 8I ENTERPRISES ACQUISITIN CO RIGHT 10/29/2020 G2956M120 218 500000 SH SOLE 500000 0 0 8I ENTERPRISES ACQUISITIN CO *W EXP 10/29/202 G2956M112 202 500000 SH SOLE 500000 0 0 ACACIA COMMUNICATIONS INC COM 00401C108 4905 75000 SH SOLE 75000 0 0 ACAMAR PARTNERS ACQSITION CO *W EXP 02/26/202 004285110 66 100000 SH SOLE 100000 0 0 ACAMAR PARTNERS ACQSITION CO CL A 004285102 2859 289999 SH SOLE 289999 0 0 ACAMAR PARTNERS ACQSITION CO UNIT 12/30/2025 004285201 11154 1100000 SH SOLE 1100000 0 0 ACT II GLOBAL ACQUISITION CO *W EXP 04/30/202 G0080J120 930 1000000 SH SOLE 1000000 0 0 ACT II GLOBAL ACQUISITION CO CL A SHS G0080J104 19700 2000000 SH SOLE 2000000 0 0 ADVANCED DISP SVCS INC DEL COM 00790X101 254 7800 SH Put SOLE 0 0 0 ADVANCED MICRO DEVICES INC COM 007903107 19307 666000 SH SOLE 666000 0 0 AEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 007800AB1 59933 30000000 PRN SOLE 0 0 0 AGBA ACQUISITION LTD UNIT 05/10/2024 G0120M133 4072 400000 SH SOLE 400000 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 7663 100000 SH Call SOLE 0 0 0 AGNICO EAGLE MINES LTD COM 008474108 8042 150000 SH Call SOLE 0 0 0 AKAZOO SA *W EXP 09/11/202 L0164E116 384 498454 SH SOLE 498454 0 0 AKAZOO SA SHS L0164E108 506 80000 SH SOLE 80000 0 0 ALBERTON ACQUISITION CORP *W EXP 04/26/202 G35006124 60 500000 SH SOLE 500000 0 0 ALBERTON ACQUISITION CORP ORD SHS G35006108 5125 500000 SH SOLE 500000 0 0 ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 259 892000 SH SOLE 892000 0 0 ALBERTON ACQUISITION CORP UNIT 04/22/2020 G35006116 2638 250000 SH SOLE 250000 0 0 ALDER BIOPHARMACEUTICALS INC COM 014339105 3300 175000 SH SOLE 175000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 33446 200000 SH Call SOLE 0 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 22939 137171 SH SOLE 137171 0 0 ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 15697 10000000 PRN SOLE 0 0 0 ALLEGRO MERGER CORP *W EXP 01/06/202 01749N111 150 650000 SH SOLE 650000 0 0 ALLEGRO MERGER CORP COM 01749N103 7601 750000 SH SOLE 750000 0 0 ALLEGRO MERGER CORP RIGHT 12/31/2023 01749N129 370 1424128 SH SOLE 1424128 0 0 ALLEGRO MERGER CORP UNIT 12/31/2023 01749N301 2642 250000 SH SOLE 250000 0 0 ALPHA PRO TECH LTD COM 020772109 2358 653076 SH SOLE 653076 0 0 ALPHABET INC CAP STK CL C 02079K107 49004 40200 SH SOLE 40200 0 0 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 10067 10000000 PRN SOLE 0 0 0 AMCI ACQUISITION CORP *W EXP 05/20/202 00165R119 335 957700 SH SOLE 957700 0 0 AMERICAN VANGUARD CORP COM 030371108 4365 278053 SH SOLE 278053 0 0 AMETEK INC NEW COM 031100100 19187 208959 SH SOLE 208959 0 0 ANDINA ACQUISITION CORP III *W EXP 07/31/202 G04415124 70 350000 SH SOLE 350000 0 0 ANDINA ACQUISITION CORP III RIGHT 07/31/2020 G04415132 105 350000 SH SOLE 350000 0 0 ANDINA ACQUISITION CORP III SHS G04415108 3496 350000 SH SOLE 350000 0 0 ANDINA ACQUISITION CORP III UNIT 09/24/2020 G04415116 2100 200000 SH SOLE 200000 0 0 APEX TECHNOLOGY ACQUISITN CO UNIT 06/11/2026 03768F201 20112 1973660 SH SOLE 1973660 0 0 APPLIED MATLS INC COM 038222105 1926 38600 SH SOLE 38600 0 0 APPLIED MATLS INC COM 038222105 4990 100000 SH Put SOLE 0 0 0 AQUA AMERICA INC UNIT 04/30/2022 03836W202 30231 500000 SH SOLE 500000 0 0 AVEDRO INC COM 05355N109 2270 100000 SH SOLE 100000 0 0 B RILEY PRINCIPAL MERGER COR UNIT 99/99/9999 05586Y205 9486 939200 SH SOLE 939200 0 0 BANK MONTREAL QUE COM 063671101 16225 220000 SH Call SOLE 0 0 0 BANK N S HALIFAX COM 064149107 56850 1000000 SH Call SOLE 0 0 0 BANK N S HALIFAX COM 064149107 11370 200000 SH Put SOLE 0 0 0 BARRICK GOLD CORPORATION COM 067901108 5730 250000 SH Call SOLE 0 0 0 BAYTEX ENERGY CORP COM 07317Q105 216 110000 SH SOLE 110000 0 0 BCE INC COM NEW 05534B760 29530 610000 SH Call SOLE 0 0 0 BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 64 374600 SH SOLE 374600 0 0 BIG ROCK PARTNERS ACQUISI CO COM 089482103 5475 517500 SH SOLE 517500 0 0 BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 170 772400 SH SOLE 772400 0 0 BIO RAD LABS INC CL A 090572207 44908 134965 SH SOLE 134965 0 0 BIOCERES CROP SOLUTIONS CORP *W EXP 03/14/202 G1117K106 390 1147900 SH SOLE 1147900 0 0 BOINGO WIRELESS INC COM 09739C102 9211 829805 SH SOLE 829805 0 0 BOXWOOD MERGER CORP *W EXP 11/26/202 10319T119 420 600000 SH SOLE 600000 0 0 BRUNSWICK CORP COM 117043109 18591 356700 SH SOLE 356700 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 3698 90000 SH SOLE 90000 0 0 CAMBREX CORP COM 132011107 5950 100000 SH SOLE 100000 0 0 CANADIAN NAT RES LTD COM 136385101 18108 680000 SH Call SOLE 0 0 0 CANADIAN NAT RES LTD COM 136385101 2929 110000 SH Put SOLE 0 0 0 CANNTRUST HLDGS INC COM 137800207 280 250000 SH Call SOLE 0 0 0 CANTEL MEDICAL CORP COM 138098108 3740 50000 SH Call SOLE 0 0 0 CARBON BLACK INC COM 14081R103 4288 165000 SH SOLE 165000 0 0 CAREDX INC COM 14167L103 6783 300000 SH Call SOLE 0 0 0 CASTLE BRANDS INC COM 148435100 1260 1000000 SH SOLE 1000000 0 0 CATALENT INC COM 148806102 2119 44452 SH SOLE 44452 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 6605 80000 SH Call SOLE 0 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 7010 84911 SH SOLE 84911 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 33024 400000 SH Put SOLE 0 0 0 CELGENE CORP COM 151020104 4965 50000 SH SOLE 50000 0 0 CENOVUS ENERGY INC COM 15135U109 10318 1100000 SH Call SOLE 0 0 0 CENTENE CORP DEL COM 15135B101 2559 59150 SH SOLE 59150 0 0 CF FIN ACQUISITION CORP *W EXP 04/30/202 12528N115 410 630625 SH SOLE 630625 0 0 CF FIN ACQUISITION CORP COM CL A 12528N107 1014 100000 SH SOLE 100000 0 0 CF FIN ACQUISITION CORP UNIT 04/30/2025 12528N206 15408 1455000 SH SOLE 1455000 0 0 CHARDAN HEALTHCARE ACQUISITI *W EXP 12/13/202 15957A116 231 299500 SH SOLE 299500 0 0 CHARDAN HEALTHCARE ACQUISITI COM 15957A108 1074 105825 SH SOLE 105825 0 0 CHASERG TECHNLGY ACQUISITN C *W EXP 04/10/202 16166A111 146 146172 SH SOLE 146172 0 0 CHURCHILL CAP CORP II UNIT 99/99/9999 17143G205 42040 4000000 SH SOLE 4000000 0 0 CLEVELAND CLIFFS INC DBCV 1.500% 1/1 185899AA9 7106 6500000 PRN SOLE 0 0 0 COLFAX CORP COM 194014106 2906 100000 SH Call SOLE 0 0 0 COLFAX CORP UNIT 01/15/2022T 194014205 13034 100000 SH SOLE 100000 0 0 COLLIER CREEK HOLDINGS *W EXP 99/99/999 G22707114 433 333333 SH SOLE 333333 0 0 COLLIER CREEK HOLDINGS COM CL A G22707106 10190 999999 SH SOLE 999999 0 0 COLUMBUS MCKINNON CORP N Y COM 199333105 9851 270400 SH SOLE 270400 0 0 CORELOGIC INC COM 21871D103 12687 274188 SH SOLE 274188 0 0 CORINDUS VASCULAR ROBOTICS I COM 218730109 2782 650000 SH SOLE 650000 0 0 COTT CORP QUE COM 22163N106 1247 100000 SH Call SOLE 0 0 0 CREE INC COM 225447101 8413 171700 SH SOLE 171700 0 0 CREE INC NOTE 0.875% 9/0 225447AB7 10933 10000000 PRN SOLE 0 0 0 CRESCENT ACQUISITION CORP UNIT 99/99/9999 22564L204 20320 2000000 SH SOLE 2000000 0 0 CYPRESS SEMICONDUCTOR CORP NOTE 2.000% 2/0 232806AP4 9089 7500000 PRN SOLE 0 0 0 CYPRESS SEMICONDUCTOR CORP NOTE 4.500% 1/1 232806AM1 34870 20010000 PRN SOLE 0 0 0 CYRUSONE INC COM 23283R100 17075 215872 SH SOLE 215872 0 0 CYRUSONE INC COM 23283R100 3156 39900 SH Put SOLE 0 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 11520 200000 SH Call SOLE 0 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 7246 125800 SH SOLE 125800 0 0 DERMTECH INC COM 24984K105 651 116282 SH SOLE 116282 0 0 DERMTECH INC *W EXP 08/29/202 24984K113 222 1848113 SH SOLE 1848113 0 0 DEXCOM INC NOTE 0.750% 5/1 252131AF4 15895 10000000 PRN SOLE 0 0 0 DFB HEALTHCARE ACQUISTION CO *W EXP 04/11/202 23291E117 370 256966 SH SOLE 256966 0 0 DFB HEALTHCARE ACQUISTION CO COM 23291E109 596 58592 SH SOLE 58592 0 0 DIAMOND EAGLE ACQUISITION CO UNIT 06/30/2026 25258L208 7664 753556 SH SOLE 753556 0 0 DIAMONDPEAK HLDGS COR UNIT 99/99/9999 25280H209 1224 120000 SH SOLE 120000 0 0 DLH HLDGS CORP COM 23335Q100 1561 350000 SH SOLE 350000 0 0 DOLBY LABORATORIES INC COM CL A 25659T107 25362 392352 SH SOLE 392352 0 0 DOLLAR GEN CORP NEW COM 256677105 20058 126200 SH SOLE 126200 0 0 DOVA PHARMACEUTICALS INC COM 25985T102 5590 200000 SH SOLE 200000 0 0 EDTECHX HLDGS ACQUISITION CO *W EXP 12/31/202 28138X111 127 530900 SH SOLE 530900 0 0 EDTECHX HLDGS ACQUISITION CO COM 28138X103 2030 200000 SH SOLE 200000 0 0 EDTECHX HLDGS ACQUISITION CO UNIT 12/31/2025 28138X202 2084 201400 SH SOLE 201400 0 0 EL PASO ELEC CO COM NEW 283677854 3421 51000 SH SOLE 51000 0 0 ENBRIDGE INC COM 29250N105 24556 700000 SH Call SOLE 0 0 0 ENCANA CORP COM 292505104 91 15000 SH SOLE 15000 0 0 ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 37901 35000000 PRN SOLE 0 0 0 ESTRE AMBIENTAL INC *W EXP 12/21/202 G3206V118 51 2110661 SH SOLE 2110661 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 3114 150000 SH SOLE 150000 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 6228 300000 SH Put SOLE 0 0 0 EURONET WORLDWIDE INC COM 298736109 8632 59000 SH SOLE 59000 0 0 EXPERIENCE INVESTMENT CORP UNIT 09/01/2026 30217C208 10010 1000000 SH SOLE 1000000 0 0 FACEBOOK INC CL A 30303M102 44983 252600 SH SOLE 252600 0 0 FACEBOOK INC CL A 30303M102 17808 100000 SH Put SOLE 0 0 0 FAR PT ACQUISITION CORP *W EXP 06/01/202 30734W117 1056 879999 SH SOLE 879999 0 0 FAR PT ACQUISITION CORP COM CL A 30734W109 22977 2248217 SH SOLE 2248217 0 0 FELLAZO INC UNIT 99/99/9999 G3362K104 6438 646400 SH SOLE 646400 0 0 FIRST MAJESTIC SILVER CORP NOTE 1.875% 3/0 32076VAB9 3542 3000000 PRN SOLE 0 0 0 FISERV INC COM 337738108 2362 22800 SH SOLE 22800 0 0 FISERV INC COM 337738108 10359 100000 SH Put SOLE 0 0 0 FLEXSTEEL INDS INC COM 339382103 5270 355582 SH SOLE 355582 0 0 FORTIS INC COM 349553107 6350 150000 SH Call SOLE 0 0 0 FORUM MERGER II CORP *W EXP 09/30/202 34986F111 118 200000 SH SOLE 200000 0 0 FORUM MERGER II CORP CL A 34986F103 2458 243138 SH SOLE 243138 0 0 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 6092 5000000 PRN SOLE 0 0 0 GARDNER DENVER HLDGS INC COM 36555P107 11313 399900 SH SOLE 399900 0 0 GENESEE & WYO INC CL A 371559105 5526 50000 SH SOLE 50000 0 0 GIGCAPITAL INC *W EXP 06/08/202 37518N122 917 1352714 SH SOLE 1352714 0 0 GIGCAPITAL INC RIGHT 03/06/2020 37518N114 2878 3234232 SH SOLE 3234232 0 0 GIGCAPITAL2 INC UNIT 02/28/2026 375036209 5150 500000 SH SOLE 500000 0 0 GORDON POINTE ACQUISITION CO *W EXP 07/30/202 382788115 8 18990 SH SOLE 18990 0 0 GORDON POINTE ACQUISITION CO COM CLASS A 382788107 5235 500000 SH SOLE 500000 0 0 GORDON POINTE ACQUISITION CO UNIT 01/18/2023 382788206 2787 259250 SH SOLE 259250 0 0 GORES HOLDINGS III INC *W EXP 09/11/202 38286G117 191 127266 SH SOLE 127266 0 0 GORES HOLDINGS III INC CLASS A 38286G109 2730 270000 SH SOLE 270000 0 0 GORES HOLDINGS III INC UNIT 09/07/2024 38286G208 5064 480000 SH SOLE 480000 0 0 GORES METROPOULOS INC UNIT 99/99/9999 382872208 7950 750000 SH SOLE 750000 0 0 GORES METROPOULOS INC *W EXP 01/28/202 382872117 127 100000 SH SOLE 100000 0 0 GRAF INDL CORP COM 384278107 751 74750 SH SOLE 74750 0 0 GRAF INDL CORP UNIT 12/31/2025 384278206 206 20000 SH SOLE 20000 0 0 GREENLAND ACQUISITIN CORPORA *W EXP 03/03/202 G40981105 35 180000 SH SOLE 180000 0 0 GREENLAND ACQUISITIN CORPORA RIGHT 04/27/2025 G40981113 108 180000 SH SOLE 180000 0 0 GREENLAND ACQUISITIN CORPORA SHS G40981139 2552 246500 SH SOLE 246500 0 0 GREENLAND ACQUISITIN CORPORA UNIT 03/03/2025 G40981121 1554 140000 SH SOLE 140000 0 0 GS ACQUISITION HLDGS CORP COM CL A 36255F102 2040 200000 SH SOLE 200000 0 0 GS ACQUISITION HLDGS CORP UNIT 06/12/2023 36255F201 7455 700000 SH SOLE 700000 0 0 GS ACQUISITION HLDGS CORP *W EXP 06/12/202 36255F110 142 100000 SH SOLE 100000 0 0 GSE SYS INC COM 36227K106 3432 1961033 SH SOLE 1961033 0 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 22923 20000000 PRN SOLE 0 0 0 GX ACQUISITION CORP COM CL A 36251A107 21890 2200000 SH SOLE 2200000 0 0 GX ACQUISITION CORP *W EXP 05/24/202 36251A115 644 1100000 SH SOLE 1100000 0 0 HABIT RESTAURANTS INC COM CL A 40449J103 10163 1162785 SH SOLE 1162785 0 0 HARMONIC INC COM 413160102 22178 3370491 SH SOLE 3370491 0 0 HARSCO CORP COM 415864107 13249 698779 SH SOLE 698779 0 0 HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 13429 1300000 SH SOLE 1300000 0 0 HEALTH SCIENCES ACQUSTN CORP UNIT 04/01/2024 42227C201 4024 375000 SH SOLE 375000 0 0 HENNESSY CAP ACQUSTION CORP CL A COM 42589C104 12012 1200000 SH SOLE 1200000 0 0 HENNESSY CAP ACQUSTION CORP UNIT 99/99/9999 42589C203 4079 386608 SH SOLE 386608 0 0 HENNESSY CAP ACQUSTION CORP *W EXP 09/05/202 42589C112 711 900000 SH SOLE 900000 0 0 HL ACQUISITIONS CORP *W EXP 06/21/202 G4603R122 32 125000 SH SOLE 125000 0 0 HL ACQUISITIONS CORP RIGHT 07/17/2023 G4603R130 57 210000 SH SOLE 210000 0 0 HL ACQUISITIONS CORP SHS G4603R106 5414 530769 SH SOLE 530769 0 0 HL ACQUISITIONS CORP UNIT 06/21/2023 G4603R114 1480 139100 SH SOLE 139100 0 0 HUDSON GLOBAL INC COM NEW 443787205 1046 85475 SH SOLE 85475 0 0 HURCO COMPANIES INC COM 447324104 8142 253087 SH SOLE 253087 0 0 IHS MARKIT LTD SHS G47567105 30431 455004 SH SOLE 455004 0 0 INFINERA CORPORATION COM 45667G103 14853 2725320 SH SOLE 2725320 0 0 INFRA AND ENERGY ALTRNTIVE I COM 45686J104 1331 285714 SH SOLE 285714 0 0 INSURANCE ACQUISITION CORP CL A 457867109 1583 159946 SH SOLE 159946 0 0 INSURANCE ACQUISITION CORP UNIT 03/31/2024 457867307 7303 700853 SH SOLE 700853 0 0 INSURANCE ACQUISITION CORP *W EXP 03/31/202 457867117 74 79973 SH SOLE 79973 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 2.000% 5/1 45845PAB4 4535 5000000 PRN SOLE 0 0 0 INTERNATIONAL MNY EXPRESS IN COM 46005L101 243 17673 SH SOLE 17673 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 56643 300000 SH Put SOLE 0 0 0 IQVIA HLDGS INC COM 46266C105 26620 178200 SH SOLE 178200 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 60536 400000 SH Call SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 380 9292 SH SOLE 9292 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 416185 2750000 SH Put SOLE 0 0 0 ISHARES TR IBOXX HI YD ETF 464288513 13076 150000 SH Put SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 753 4976 SH SOLE 4976 0 0 ISSUER DIRECT CORPORATION COM NEW 46520M204 3385 327397 SH SOLE 327397 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 28423 20000000 PRN SOLE 0 0 0 JERNIGAN CAP INC COM 476405105 8327 432577 SH SOLE 432577 0 0 KBL MERGER CORP IV *W EXP 01/15/202 48242A112 142 1577400 SH SOLE 1577400 0 0 KBL MERGER CORP IV RIGHT 09/09/2019 48242A120 297 1652400 SH SOLE 1652400 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 14938 153600 SH SOLE 153600 0 0 KNOWLES CORP NOTE 3.250%11/0 49926DAB5 12859 10000000 PRN SOLE 0 0 0 LANDCADIA HLDGS II INC CL A 51476X105 981 100000 SH SOLE 100000 0 0 LANDCADIA HLDGS II INC UNIT 05/09/2026 51476X204 10100 1000000 SH SOLE 1000000 0 0 LAS VEGAS SANDS CORP COM 517834107 7844 135800 SH SOLE 135800 0 0 LAUREATE EDUCATION INC CL A 518613203 11024 665103 SH SOLE 665103 0 0 LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 99 282400 SH SOLE 282400 0 0 LEGACY ACQUISITION CORP COM CL A 524643103 4562 447235 SH SOLE 447235 0 0 LEGACY ACQUISITION CORP UNIT 05/31/2024 524643202 10793 1027926 SH SOLE 1027926 0 0 LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 142 187200 SH SOLE 187200 0 0 LEISURE ACQUISITION CORP COM 52539T107 2816 275000 SH SOLE 275000 0 0 LEISURE ACQUISITION CORP UNIT 99/99/9999 52539T206 2932 275000 SH SOLE 275000 0 0 LEO HOLDINGS CORP *W EXP 02/07/202 G5463L113 766 1035500 SH SOLE 1035500 0 0 LEO HOLDINGS CORP COM CL A G5463L105 6595 644000 SH SOLE 644000 0 0 LF CAP ACQUISITION CORP *W EXP 06/22/202 50200K116 16 50000 SH SOLE 50000 0 0 LF CAP ACQUISITION CORP CL A 50200K108 4762 464169 SH SOLE 464169 0 0 LINCOLN ELEC HLDGS INC COM 533900106 14401 165991 SH SOLE 165991 0 0 LONGEVITY ACQUISITION CORP *W EXP 07/31/202 G56372116 22 240000 SH SOLE 240000 0 0 LONGEVITY ACQUISITION CORP ORD SHS G56372132 2485 240000 SH SOLE 240000 0 0 LONGEVITY ACQUISITION CORP RIGHT 07/31/2020 G56372124 50 240000 SH SOLE 240000 0 0 LONGEVITY ACQUISITION CORP UNIT 08/29/2024 G56372108 1088 100000 SH SOLE 100000 0 0 LOWES COS INC COM 548661107 18814 171103 SH SOLE 171103 0 0 LUMENTUM HLDGS INC COM 55024U109 9816 183269 SH SOLE 183269 0 0 MACOM TECH SOLUTIONS HLDGS I COM 55405Y100 17352 807261 SH SOLE 807261 0 0 MAGNA INTL INC COM 559222401 17599 330000 SH Call SOLE 0 0 0 MAGNA INTL INC COM 559222401 17599 330000 SH Put SOLE 0 0 0 MAM SOFTWARE GROUP INC COM NEW 55277Q201 128 10617 SH SOLE 10617 0 0 MANULIFE FINL CORP COM 56501R106 31763 1730000 SH Call SOLE 0 0 0 MANULIFE FINL CORP COM 56501R106 1102 60000 SH Put SOLE 0 0 0 MASCO CORP COM 574599106 15226 365300 SH SOLE 365300 0 0 MASTECH DIGITAL INC COM 57633B100 1007 167855 SH SOLE 167855 0 0 MASTERCRAFT BOAT HLDGS INC COM 57637H103 6833 457832 SH SOLE 457832 0 0 MEDIDATA SOLUTIONS INC COM 58471A105 2288 25000 SH SOLE 25000 0 0 MEGALITH FINL ACQUISITION CO *W EXP 08/26/202 58518F117 806 2122000 SH SOLE 2122000 0 0 MEGALITH FINL ACQUISITION CO CL A COM 58518F109 12192 1200000 SH SOLE 1200000 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 4932 45000 SH SOLE 45000 0 0 MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 61332 41500000 PRN SOLE 0 0 0 MESA LABS INC COM 59064R109 4737 19923 SH SOLE 19923 0 0 MESA LABS INC NOTE 1.375% 8/1 59064RAA7 26708 25000000 PRN SOLE 0 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 57085 30000000 PRN SOLE 0 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AF1 38689 30000000 PRN SOLE 0 0 0 MICROCHIP TECHNOLOGY INC NOTE 2.250% 2/1 595017AH7 25818 20000000 PRN SOLE 0 0 0 MICRON TECHNOLOGY INC NOTE 3.125% 5/0 595112AX1 180706 41951000 PRN SOLE 0 0 0 MILACRON HLDGS CORP COM 59870L106 1250 75000 SH SOLE 75000 0 0 MONOCLE ACQUISITION CORP COM 609754106 3000 300000 SH SOLE 300000 0 0 MONOCLE ACQUISITION CORP *W EXP 12/06/202 609754114 135 300000 SH SOLE 300000 0 0 MONOTYPE IMAGING HOLDINGS IN COM 61022P100 6438 325000 SH SOLE 325000 0 0 MOSAIC ACQUISITION CORP *W EXP 10/23/202 61946M118 677 588792 SH SOLE 588792 0 0 MOSAIC ACQUISITION CORP COM CL A 61946M100 5165 500000 SH SOLE 500000 0 0 MUDRICK CAP ACQUISITION CORP *W EXP 02/12/202 624745113 1388 2202400 SH SOLE 2202400 0 0 MUDRICK CAP ACQUISITION CORP COM CLASS A 624745105 21383 2079800 SH SOLE 2079800 0 0 NAVIGANT CONSULTING INC COM 63935N107 9782 350000 SH SOLE 350000 0 0 NEBULA ACQUISITION CORP UNIT 03/12/2025 629076209 1065 100000 SH SOLE 100000 0 0 NESCO HLDGS INC *W EXP 01/01/202 64083J112 786 913900 SH SOLE 913900 0 0 NESCO HLDGS INC COM 64083J104 1196 200000 SH SOLE 200000 0 0 NETFIN ACQUISITION CORP UNIT 08/01/2024 G6455A123 9081 900000 SH SOLE 900000 0 0 NEW FRONTIER CORP *W EXP 99/99/999 G6485P124 793 793352 SH SOLE 793352 0 0 NEW FRONTIER CORP COM CL A G6485P108 13099 1286704 SH SOLE 1286704 0 0 NEWELL BRANDS INC COM 651229106 936 50000 SH Call SOLE 0 0 0 NEWMONT GOLDCORP CORPORATION COM 651639106 379 10000 SH Call SOLE 0 0 0 NEXTDECADE CORP COM 65342K105 179 31043 SH SOLE 31043 0 0 NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 5021 100000 SH SOLE 100000 0 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 17857 10000000 PRN SOLE 0 0 0 NORTH AMERN CONSTR GROUP LTD COM 656811106 6181 536073 SH SOLE 536073 0 0 NRC GROUP HLDGS CORP *W EXP 10/17/202 629375114 2007 850300 SH SOLE 850300 0 0 NUTRIEN LTD COM 67077M108 24990 501000 SH Call SOLE 0 0 0 NUTRIEN LTD COM 67077M108 4988 100000 SH Put SOLE 0 0 0 NXP SEMICONDUCTORS N V COM N6596X109 1397 12800 SH SOLE 12800 0 0 NXP SEMICONDUCTORS N V COM N6596X109 5456 50000 SH Put SOLE 0 0 0 OAKTREE ACQUISITION CORP UNIT 99/99/9999 G67145121 7927 780200 SH SOLE 780200 0 0 OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 81 450000 SH SOLE 450000 0 0 OPES ACQUISITION CORP COM 68373P100 726 70000 SH SOLE 70000 0 0 OPES ACQUISITION CORP UNIT 03/07/2023 68373P209 3762 360000 SH SOLE 360000 0 0 ORGANIGRAM HLDGS INC COM 68620P101 1820 400000 SH Call SOLE 0 0 0 ORGANIGRAM HLDGS INC COM 68620P101 7075 2056797 SH SOLE 2056797 0 0 ORISUN ACQUISITION CORP UNIT 99/99/9999 68632T208 5000 500000 SH SOLE 500000 0 0 ORTHOFIX MED INC COM 68752M108 364 6868 SH SOLE 6868 0 0 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 33581 30000000 PRN SOLE 0 0 0 PATTERN ENERGY GROUP INC NOTE 4.000% 7/1 70338PAB6 1052 1000000 PRN SOLE 0 0 0 PEMBINA PIPELINE CORP COM 706327103 5931 160000 SH Call SOLE 0 0 0 PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 349 1587827 SH SOLE 1587827 0 0 PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 1546 5156707 SH SOLE 5156707 0 0 PERKINELMER INC COM 714046109 23881 280398 SH SOLE 280398 0 0 PIVOTAL ACQUISITION CORP *W EXP 12/01/202 72583A119 2169 1618745 SH SOLE 1618745 0 0 PIVOTAL INVT CORP II UNIT 06/01/2025 72582K209 4882 479568 SH SOLE 479568 0 0 PIVOTAL SOFTWARE INC COM CL A 72582H107 4476 300000 SH SOLE 300000 0 0 PLAYAGS INC COM 72814N104 8664 842805 SH SOLE 842805 0 0 PRECISION DRILLING CORP COM 2010 74022D308 160 140000 SH SOLE 140000 0 0 PRESIDIO INC COM 74102M103 8450 500000 SH SOLE 500000 0 0 PRETIUM RES INC NOTE 2.250% 3/1 74139CAB8 4752 4546000 PRN SOLE 0 0 0 PROFICIENT ALPHA ACQUSTN COR *W EXP 04/30/202 74317H113 101 1440000 SH SOLE 1440000 0 0 PROFICIENT ALPHA ACQUSTN COR COM 74317H105 14270 1440000 SH SOLE 1440000 0 0 PROFICIENT ALPHA ACQUSTN COR RIGHT 04/30/2026 74317H121 274 1440000 SH SOLE 1440000 0 0 PURE ACQUISITION CORP *W EXP 04/17/202 74621Q114 250 238150 SH SOLE 238150 0 0 PURE ACQUISITION CORP CL A 74621Q106 36670 3577550 SH SOLE 3577550 0 0 Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 14728 10000000 PRN SOLE 0 0 0 QIAGEN NV DEBT 0.875% 3/1 N72482AB3 24350 20000000 PRN SOLE 0 0 0 QIAGEN NV DEBT 1.000%11/1 N72482AT4 10337 10000000 PRN SOLE 0 0 0 QUANTERIX CORP COM 74766Q101 2433 110791 SH SOLE 110791 0 0 RANPAK HLDGS CORP *W EXP 06/03/202 75321W111 853 1137235 SH SOLE 1137235 0 0 REALPAGE INC COM 75606N109 23183 368800 SH SOLE 368800 0 0 REALPAGE INC NOTE 1.500%11/1 75606NAB5 23714 15000000 PRN SOLE 0 0 0 REGALWOOD GLOBAL ENERGY LTD *W EXP 12/05/202 G74760128 529 920632 SH SOLE 920632 0 0 REGALWOOD GLOBAL ENERGY LTD COM CL A G74760102 22708 2200398 SH SOLE 2200398 0 0 REPLAY ACQUISITION CORP *W EXP 03/01/202 G75130115 662 900000 SH SOLE 900000 0 0 REPLAY ACQUISITION CORP COM G75130107 17874 1800000 SH SOLE 1800000 0 0 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 12361 12500000 PRN SOLE 0 0 0 REVOLVE GROUP INC CL A 76156B107 5649 241702 SH SOLE 241702 0 0 RMG ACQUISITION CORP CL A 749641106 1478 150000 SH SOLE 150000 0 0 RMG ACQUISITION CORP *W EXP 02/21/202 749641114 38 50000 SH SOLE 50000 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 4873 100000 SH Call SOLE 0 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 39971 492500 SH Call SOLE 0 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 24348 300000 SH Put SOLE 0 0 0 RPM INTL INC COM 749685103 23079 335400 SH SOLE 335400 0 0 SALESFORCE COM INC COM 79466L302 14592 98300 SH SOLE 98300 0 0 SC HEALTH CORP UNIT 99/99/9999 G78516302 10350 1000000 SH SOLE 1000000 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 25896 400000 SH Put SOLE 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1380 17137 SH SOLE 17137 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2408 19953 SH SOLE 19953 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 297 5102 SH SOLE 5102 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 581 20758 SH SOLE 20758 0 0 SENSEONICS HLDGS INC COM 81727U105 2296 2323000 SH SOLE 2323000 0 0 SENTINEL ENERGY SVCS INC *W EXP 11/02/202 81728P113 185 461368 SH SOLE 461368 0 0 SENTINEL ENERGY SVCS INC CL A 81728P105 24920 2424132 SH SOLE 2424132 0 0 SILVER SPIKE ACQUISITION COR UNIT 99/99/9999 G8136L122 23025 2282000 SH SOLE 2282000 0 0 SIRIUS INTERNATIONAL INSURAN COM G8196D101 124 15221 SH SOLE 15221 0 0 SOCIAL CAP HEDOSOPHIA HLDGS CL A G8250R103 52389 4896183 SH SOLE 4896183 0 0 SOCIAL CAP HEDOSOPHIA HLDGS UNIT 99/99/9999 G8250R111 2788 243707 SH SOLE 243707 0 0 SOUTH MTN MERGER CORP UNIT 99/99/9999 838884203 10500 1000000 SH SOLE 1000000 0 0 SOUTHERN CO UNIT 08/01/2022 842587602 21402 400000 SH SOLE 400000 0 0 SPARTAN ENERGY ACQUISITON CO *W EXP 08/27/202 846784122 633 1054700 SH SOLE 1054700 0 0 SPARTAN ENERGY ACQUISITON CO CL A COM STK 846784106 32756 3243166 SH SOLE 3243166 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 19442 140000 SH Put SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 213674 720000 SH Call SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 952632 3210000 SH Put SOLE 0 0 0 SPLUNK INC NOTE 0.500% 9/1 848637AC8 10759 10000000 PRN SOLE 0 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 5700 50000 SH Put SOLE 0 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 11320 99300 SH SOLE 99300 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 10246 723070 SH SOLE 723070 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 50268 4252789 SH SOLE 4252789 0 0 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 2195 171509 SH SOLE 171509 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 28912 4633295 SH SOLE 4633295 0 0 SPX CORP COM 784635104 4095 102351 SH SOLE 102351 0 0 SUN LIFE FINL INC COM 866796105 3921 87500 SH Call SOLE 0 0 0 SUNCOR ENERGY INC NEW COM 867224107 15790 500000 SH Call SOLE 0 0 0 SWITCHBACK ENERGY ACQUISITIO UNIT 99/99/9999 87105M201 5000 500000 SH SOLE 500000 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 15143 120812 SH SOLE 120812 0 0 TALLGRASS ENERGY LP CLASS A SHS 874696107 5538 275000 SH SOLE 275000 0 0 TC ENERGY CORP COM 87807B107 4143 80000 SH Call SOLE 0 0 0 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 928 800000 SH SOLE 800000 0 0 TELUS CORP COM 87971M103 7836 220000 SH Call SOLE 0 0 0 TENZING ACQUISITION CORP *W EXP 02/23/202 G8708A108 8 40000 SH SOLE 40000 0 0 TENZING ACQUISITION CORP ORD SHS G8708A116 518 50000 SH SOLE 50000 0 0 TENZING ACQUISITION CORP UNIT 08/24/2024 G8708A124 3467 330800 SH SOLE 330800 0 0 TERADYNE INC NOTE 1.250%12/1 880770AG7 47589 25000000 PRN SOLE 0 0 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 5090 5000000 PRN SOLE 0 0 0 THUNDER BRDG ACQUISTION II L UNIT 99/99/9999 G8857S124 18324 1800000 SH SOLE 1800000 0 0 TIBERIUS ACQUISITION CORP *W EXP 02/28/202 88633A115 169 285900 SH SOLE 285900 0 0 TIBERIUS ACQUISITION CORP COM 88633A107 2749 268500 SH SOLE 268500 0 0 TIBERIUS ACQUISITION CORP UNIT 02/28/2021 88633A206 15658 1445800 SH SOLE 1445800 0 0 TKK SYMPHONY ACQUISITION COR *W EXP 02/20/202 G88950129 36 401300 SH SOLE 401300 0 0 TKK SYMPHONY ACQUISITION COR ORD SHS G88950103 10142 996300 SH SOLE 996300 0 0 TKK SYMPHONY ACQUISITION COR RIGHT 02/20/2020 G88950137 96 401300 SH SOLE 401300 0 0 TKK SYMPHONY ACQUISITION COR UNIT 08/15/2023 G88950111 6503 628900 SH SOLE 628900 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 68164 1170000 SH Call SOLE 0 0 0 TORTOISE ACQUISITION CORP CL A 89154L100 5928 600000 SH SOLE 600000 0 0 TORTOISE ACQUISITION CORP UNIT 03/04/2024 89154L209 5040 500000 SH SOLE 500000 0 0 TORTOISE ACQUISITION CORP *W EXP 03/04/202 89154L118 180 299999 SH SOLE 299999 0 0 TOTTENHAM ACQUISITION I LTD *W EXP 05/06/202 G8959N114 28 162000 SH SOLE 162000 0 0 TOTTENHAM ACQUISITION I LTD RIGHT 06/05/2020 G8959N122 39 162000 SH SOLE 162000 0 0 TOTTENHAM ACQUISITION I LTD SHS G8959N106 4239 412000 SH SOLE 412000 0 0 TOTTENHAM ACQUISITION I LTD UNIT 05/06/2025 G8959N130 1605 150000 SH SOLE 150000 0 0 TPG PACE HLDGS CORP *W EXP 06/27/202 G89827110 940 544663 SH SOLE 544663 0 0 TPG PACE HLDGS CORP CL A G89827128 6005 584143 SH SOLE 584143 0 0 TRANSALTA CORP COM 89346D107 780 120000 SH Call SOLE 0 0 0 TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 258 1717000 SH SOLE 1717000 0 0 TRIDENT ACQUISITIONS CORP COM 89615T106 17989 1726405 SH SOLE 1726405 0 0 TRIMBLE INC COM 896239100 11771 303300 SH Call SOLE 0 0 0 TRIMBLE INC COM 896239100 13088 337225 SH SOLE 337225 0 0 TRINE ACQUISITION CORP COM CL A 89628U108 23688 2399999 SH SOLE 2399999 0 0 TRINE ACQUISITION CORP *W EXP 03/31/202 89628U116 948 1199999 SH SOLE 1199999 0 0 TRINITY MERGER CORP *W EXP 05/11/202 89653L114 1270 1000000 SH SOLE 1000000 0 0 TRINITY MERGER CORP COM CL A 89653L106 16615 1591500 SH SOLE 1591500 0 0 TRINITY MERGER CORP UNIT 05/11/2025 89653L205 10160 869876 SH SOLE 869876 0 0 TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 13300 10000000 PRN SOLE 0 0 0 TUSCAN HOLDINGS CORP COM 90069K104 12834 1309599 SH SOLE 1309599 0 0 TUSCAN HOLDINGS CORP UNIT 99/99/9999 90069K203 6681 625001 SH SOLE 625001 0 0 TUSCAN HOLDINGS CORP *W EXP 04/01/202 90069K112 798 1049999 SH SOLE 1049999 0 0 TWELVE SEAS INVESTMENT COMPA *W EXP 12/22/202 G9145A115 644 2013310 SH SOLE 2013310 0 0 TWELVE SEAS INVESTMENT COMPA RIGHT 12/22/2019 G9145A131 870 2352010 SH SOLE 2352010 0 0 TWELVE SEAS INVESTMENT COMPA SHS G9145A107 27123 2648711 SH SOLE 2648711 0 0 TWITTER INC COM 90184L102 18552 450300 SH SOLE 450300 0 0 UFP TECHNOLOGIES INC COM 902673102 7121 184491 SH SOLE 184491 0 0 UNDER ARMOUR INC CL C 904311206 25420 1402100 SH SOLE 1402100 0 0 UNITED STATES LIME & MINERAL COM 911922102 3077 40220 SH SOLE 40220 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 11913 100000 SH Call SOLE 0 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 991 37100 SH SOLE 37100 0 0 VECTOIQ ACQUISITION CORP *W EXP 05/11/202 92243N111 304 608054 SH SOLE 608054 0 0 VECTOIQ ACQUISITION CORP COM 92243N103 17081 1673000 SH SOLE 1673000 0 0 VECTOIQ ACQUISITION CORP UNIT 05/11/2023 92243N202 10650 1000000 SH SOLE 1000000 0 0 VEONEER INCORPORATED NOTE 4.000% 6/0 92336XAA7 4946 5000000 PRN SOLE 0 0 0 VERMILION ENERGY INC COM 923725105 1671 100000 SH Call SOLE 0 0 0 VERRA MOBILITY CORP COM 92511U102 14100 982582 SH SOLE 982582 0 0 VIASAT INC COM 92552V100 12489 165819 SH SOLE 165819 0 0 VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 47933 39025000 PRN SOLE 0 0 0 VIAVI SOLUTIONS INC NOTE 1.750% 6/0 925550AE5 13512 11230000 PRN SOLE 0 0 0 VITAMIN SHOPPE INC COM 92849E101 1540 236138 SH SOLE 236138 0 0 WAYFAIR INC NOTE 0.375% 9/0 94419LAB7 24754 20000000 PRN SOLE 0 0 0 WEALTHBRIDGE ACQUISITION LTD SHS G4887W110 5975 588707 SH SOLE 588707 0 0 WEALTHBRIDGE ACQUISITION LTD RIGHT 11/02/2023 G4887W136 110 500000 SH SOLE 500000 0 0 WEALTHBRIDGE ACQUISITION LTD *W EXP 01/31/202 G4887W128 60 500000 SH SOLE 500000 0 0 WESCO AIRCRAFT HLDGS INC COM 950814103 5855 531808 SH SOLE 531808 0 0 WESTERN DIGITAL CORP COM 958102105 4688 78600 SH SOLE 78600 0 0 WESTERN DIGITAL CORP COM 958102105 11928 200000 SH Put SOLE 0 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 14431 202827 SH SOLE 202827 0 0 WYNN RESORTS LTD COM 983134107 10839 99700 SH SOLE 99700 0 0 WYNN RESORTS LTD COM 983134107 5436 50000 SH Put SOLE 0 0 0 ZAYO GROUP HLDGS INC COM 98919V105 3390 100000 SH SOLE 100000 0 0