Director, Compliance

0001062993-19-003593.txt : 20190830 0001062993-19-003593.hdr.sgml : 20190830 20190830160157 ACCESSION NUMBER: 0001062993-19-003593 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190830 DATE AS OF CHANGE: 20190830 EFFECTIVENESS DATE: 20190830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polar Asset Management Partners Inc. CENTRAL INDEX KEY: 0001326389 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12489 FILM NUMBER: 191069558 BUSINESS ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 FORMER COMPANY: FORMER CONFORMED NAME: Polar Securities Inc. DATE OF NAME CHANGE: 20050506 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001326389 XXXXXXXX 06-30-2019 06-30-2019 true 1 RESTATEMENT Polar Asset Management Partners Inc.

401 BAY STREET SUITE 1900, P.O. BOX 19 TORONTO A6 M5H 2Y4

13F HOLDINGS REPORT 028-12489 N Andrew Ma Director, Compliance 416-369-4463 Andrew Ma Toronto A6 08-30-2019 0 376 5369998 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 8I ENTERPRISES ACQUISITIN CO UNIT 99/99/9999 G2956M138 5275 500000 SH SOLE 500000 0 0 8X8 INC NEW COM 282914100 10604 440000 SH SOLE 440000 0 0 ACAMAR PARTNERS ACQSITION CO *W EXP 02/26/202 004285110 78 100000 SH SOLE 100000 0 0 ACAMAR PARTNERS ACQSITION CO CL A 004285102 2819 289999 SH SOLE 289999 0 0 ACAMAR PARTNERS ACQSITION CO UNIT 12/30/2025 004285201 8991 900000 SH SOLE 900000 0 0 ACT II GLOBAL ACQUISITION CO UNIT 04/30/2026 G0080J112 20240 2000000 SH SOLE 2000000 0 0 ADVANCED DISP SVCS INC DEL COM 00790X101 249 7800 SH Put SOLE 0 0 0 AEROHIVE NETWORKS INC COM 007786106 2215 500000 SH SOLE 500000 0 0 AEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 007800AB1 17912 10000000 PRN SOLE 0 0 0 AGBA ACQUISITION LTD UNIT 05/10/2024 G0120M133 4018 400000 SH SOLE 400000 0 0 AGNICO EAGLE MINES LTD COM 008474108 17985 351000 SH Call SOLE 0 0 0 AKERNA CORP *W EXP 01/30/202 00973W110 777 261049 SH SOLE 261049 0 0 ALBERTON ACQUISITION CORP *W EXP 04/26/202 G35006124 55 500000 SH SOLE 500000 0 0 ALBERTON ACQUISITION CORP ORD SHS G35006108 5070 500000 SH SOLE 500000 0 0 ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 223 892000 SH SOLE 892000 0 0 ALBERTON ACQUISITION CORP UNIT 04/22/2020 G35006116 2615 250000 SH SOLE 250000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 32365 191000 SH SOLE 191000 0 0 ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 18764 10000000 PRN SOLE 0 0 0 ALLEGRO MERGER CORP *W EXP 01/06/202 01749N111 162 650000 SH SOLE 650000 0 0 ALLEGRO MERGER CORP COM 01749N103 7515 750000 SH SOLE 750000 0 0 ALLEGRO MERGER CORP RIGHT 12/31/2023 01749N129 205 975000 SH SOLE 975000 0 0 ALLEGRO MERGER CORP UNIT 12/31/2023 01749N301 2748 250000 SH SOLE 250000 0 0 ALLERGAN PLC SHS G0177J108 3349 20000 SH SOLE 20000 0 0 ALPHA PRO TECH LTD COM 020772109 342 100404 SH SOLE 100404 0 0 ALPHABET INC CAP STK CL C 02079K107 31022 28700 SH SOLE 28700 0 0 ALTABA INC COM 021346101 347 5000 SH SOLE 5000 0 0 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 10861 10000000 PRN SOLE 0 0 0 AMCI ACQUISITION CORP *W EXP 05/20/202 00165R119 278 957700 SH SOLE 957700 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 16305 500000 SH Call SOLE 0 0 0 AMETEK INC NEW COM 031100100 26195 288359 SH SOLE 288359 0 0 ANADARKO PETE CORP COM 032511107 10584 150000 SH SOLE 150000 0 0 ANDINA ACQUISITION CORP III UNIT 09/24/2020 G04415116 5654 550000 SH SOLE 550000 0 0 AQUA AMERICA INC UNIT 04/30/2022 03836W202 28624 500000 SH SOLE 500000 0 0 AQUANTIA CORP COM 03842Q108 454 34866 SH SOLE 34866 0 0 ARATANA THERAPEUTICS INC COM 03874P101 3741 725000 SH SOLE 725000 0 0 ARRAY BIOPHARMA INC COM 04269X105 3938 85000 SH SOLE 85000 0 0 B RILEY PRINCIPAL MERGER COR UNIT 99/99/9999 05586Y205 5988 600000 SH SOLE 600000 0 0 BANK MONTREAL QUE COM 063671101 18862 250000 SH Call SOLE 0 0 0 BANK MONTREAL QUE COM 063671101 13641 180800 SH SOLE 180800 0 0 BANK MONTREAL QUE COM 063671101 15090 200000 SH Put SOLE 0 0 0 BANK N S HALIFAX COM 064149107 29892 550000 SH Call SOLE 0 0 0 BARNES & NOBLE INC COM 067774109 2676 400000 SH SOLE 400000 0 0 BARRICK GOLD CORPORATION COM 067901108 10335 500000 SH Call SOLE 0 0 0 BAYTEX ENERGY CORP COM 07317Q105 355 175000 SH SOLE 175000 0 0 BCE INC COM NEW 05534B760 45480 1000000 SH Call SOLE 0 0 0 BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 82 374600 SH SOLE 374600 0 0 BIG ROCK PARTNERS ACQUISI CO COM 089482103 5449 517500 SH SOLE 517500 0 0 BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 147 772400 SH SOLE 772400 0 0 BIO RAD LABS INC CL A 090572207 54391 174000 SH SOLE 174000 0 0 BIOCERES CROP SOLUTIONS CORP *W EXP 03/14/202 G1117K106 395 1197900 SH SOLE 1197900 0 0 BLACK RIDGE ACQUISITION CORP *W EXP 07/10/202 09216T115 88 214992 SH SOLE 214992 0 0 BLACK RIDGE ACQUISITION CORP COM 09216T107 16752 1634325 SH SOLE 1634325 0 0 BLACK RIDGE ACQUISITION CORP RIGHT 07/10/2019 09216T123 371 883392 SH SOLE 883392 0 0 BOINGO WIRELESS INC COM 09739C102 1797 100000 SH Call SOLE 0 0 0 BOINGO WIRELESS INC COM 09739C102 15525 863934 SH SOLE 863934 0 0 BOXWOOD MERGER CORP *W EXP 11/26/202 10319T119 62 100000 SH SOLE 100000 0 0 BOXWOOD MERGER CORP UNIT 11/26/2025 10319T200 5150 500000 SH SOLE 500000 0 0 BRP INC COM SUN VTG 05577W200 1434 40000 SH SOLE 40000 0 0 BRUNSWICK CORP COM 117043109 13767 300000 SH Call SOLE 0 0 0 BRUNSWICK CORP COM 117043109 27601 601468 SH SOLE 601468 0 0 BRUNSWICK CORP COM 117043109 9178 200000 SH Put SOLE 0 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 5131 125000 SH SOLE 125000 0 0 CAMECO CORP COM 13321L108 113 10500 SH SOLE 10500 0 0 CAMECO CORP COM 13321L108 215 20000 SH Put SOLE 0 0 0 CANADIAN PAC RY LTD COM 13645T100 612 2600 SH SOLE 2600 0 0 CANADIAN PAC RY LTD COM 13645T100 11762 50000 SH Put SOLE 0 0 0 CANNTRUST HLDGS INC COM 137800207 4518 900000 SH Call SOLE 0 0 0 CANNTRUST HLDGS INC COM 137800207 21267 4236400 SH SOLE 4236400 0 0 CAPITOL INVT CORP IV *W EXP 01/01/202 G18920127 1270 913900 SH SOLE 913900 0 0 CARMAX INC COM 143130102 15247 175600 SH SOLE 175600 0 0 CARS COM INC COM 14575E105 9266 469900 SH SOLE 469900 0 0 CATALENT INC COM 148806102 7481 138000 SH SOLE 138000 0 0 CDK GLOBAL INC COM 12508E101 14827 299900 SH SOLE 299900 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 12177 155000 SH Call SOLE 0 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 23568 300000 SH Put SOLE 0 0 0 CELGENE CORP COM 151020104 2773 30000 SH SOLE 30000 0 0 CENTENE CORP DEL COM 15135B101 2659 50700 SH SOLE 50700 0 0 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 10728 435401 SH SOLE 435401 0 0 CF FIN ACQUISITION CORP *W EXP 04/30/202 12528N115 378 630625 SH SOLE 630625 0 0 CF FIN ACQUISITION CORP COM CL A 12528N107 1002 100000 SH SOLE 100000 0 0 CF FIN ACQUISITION CORP UNIT 04/30/2025 12528N206 14387 1380000 SH SOLE 1380000 0 0 CHANGE HEALTHCARE INC UNIT 99/99/9999 15912K209 1124 20000 SH SOLE 20000 0 0 CHARDAN HEALTHCARE ACQUISITI *W EXP 12/13/202 15957A116 44 99500 SH SOLE 99500 0 0 CHARDAN HEALTHCARE ACQUISITI COM 15957A108 979 100000 SH SOLE 100000 0 0 CHARDAN HEALTHCARE ACQUISITI UNIT 12/13/2023 15957A207 2041 200000 SH SOLE 200000 0 0 CHEGG INC NOTE 0.250% 5/1 163092AB5 15315 10000000 PRN SOLE 0 0 0 CHURCHILL CAP CORP II UNIT 99/99/9999 17143G205 40600 4000000 SH SOLE 4000000 0 0 CLEVELAND CLIFFS INC DBCV 1.500% 1/1 185899AA9 14415 10000000 PRN SOLE 0 0 0 COLFAX CORP UNIT 01/15/2022T 194014205 12675 100000 SH SOLE 100000 0 0 COLLIER CREEK HOLDINGS UNIT 99/99/9999 G22707122 10600 1000000 SH SOLE 1000000 0 0 CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 137 1848113 SH SOLE 1848113 0 0 CONSTELLATION ALPHA CAP CORP RIGHT 99/99/9999 G2379F132 577 3202613 SH SOLE 3202613 0 0 CONTROL4 CORP COM 21240D107 2375 100000 SH SOLE 100000 0 0 COUPA SOFTWARE INC COM 22266L106 6660 52600 SH SOLE 52600 0 0 CRAY INC COM NEW 225223304 3830 110000 SH SOLE 110000 0 0 CRESCENT ACQUISITION CORP UNIT 99/99/9999 22564L204 20100 2000000 SH SOLE 2000000 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 5449 245000 SH SOLE 245000 0 0 CYPRESS SEMICONDUCTOR CORP NOTE 2.000% 2/0 232806AP4 8856 7500000 PRN SOLE 0 0 0 CYPRESS SEMICONDUCTOR CORP NOTE 4.500% 1/1 232806AM1 33553 20010000 PRN SOLE 0 0 0 CYRUSONE INC COM 23283R100 27012 467985 SH SOLE 467985 0 0 DASAN ZHONE SOLUTIONS INC COM NEW 23305L206 5846 450000 SH SOLE 450000 0 0 DEL FRISCOS RESTAURANT GROUP COM 245077102 5091 639524 SH SOLE 639524 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 17025 300000 SH Call SOLE 0 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 28375 500000 SH SOLE 500000 0 0 DEXCOM INC NOTE 0.750% 5/1 252131AF4 31940 20000000 PRN SOLE 0 0 0 DFB HEALTHCARE ACQUISTION CO *W EXP 04/11/202 23291E117 440 400000 SH SOLE 400000 0 0 DFB HEALTHCARE ACQUISTION CO COM 23291E109 12156 1200000 SH SOLE 1200000 0 0 DFB HEALTHCARE ACQUISTION CO UNIT 01/30/2023 23291E208 520 50000 SH SOLE 50000 0 0 DIAMOND EAGLE ACQUISITION CO UNIT 06/30/2026 25258L208 5030 500000 SH SOLE 500000 0 0 DIAMONDPEAK HLDGS COR UNIT 99/99/9999 25280H209 1209 120000 SH SOLE 120000 0 0 DLH HLDGS CORP COM 23335Q100 1931 380027 SH SOLE 380027 0 0 DOLBY LABORATORIES INC COM CL A 25659T107 25746 398552 SH SOLE 398552 0 0 DOLLAR GEN CORP NEW COM 256677105 15476 114500 SH SOLE 114500 0 0 DOMINION ENERGY INC UNIT 99/99/9999 25746U133 6724 65000 SH SOLE 65000 0 0 EDTECHX HLDGS ACQUISITION CO *W EXP 12/31/202 28138X111 138 530900 SH SOLE 530900 0 0 EDTECHX HLDGS ACQUISITION CO COM 28138X103 1972 200000 SH SOLE 200000 0 0 EDTECHX HLDGS ACQUISITION CO UNIT 12/31/2025 28138X202 2058 201400 SH SOLE 201400 0 0 EL PASO ELEC CO COM NEW 283677854 5232 80000 SH SOLE 80000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 3691 100000 SH SOLE 100000 0 0 ENBRIDGE INC COM 29250N105 21648 600000 SH Call SOLE 0 0 0 ENCANA CORP COM 292505104 1334 260000 SH SOLE 260000 0 0 ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 47659 40000000 PRN SOLE 0 0 0 ESTRE AMBIENTAL INC *W EXP 12/21/202 G3206V118 64 2110661 SH SOLE 2110661 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 11088 350000 SH Put SOLE 0 0 0 FACEBOOK INC CL A 30303M102 45355 235000 SH SOLE 235000 0 0 FAR PT ACQUISITION CORP *W EXP 06/01/202 30734W117 1126 879999 SH SOLE 879999 0 0 FAR PT ACQUISITION CORP COM CL A 30734W109 23131 2269997 SH SOLE 2269997 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 2015 50000 SH Put SOLE 0 0 0 FIRST MAJESTIC SILVER CORP NOTE 1.875% 3/0 32076VAB9 3210 3000000 PRN SOLE 0 0 0 FIVE9 INC NOTE 0.125% 5/0 338307AB7 6945 5000000 PRN SOLE 0 0 0 FLEXSTEEL INDS INC COM 339382103 4458 261293 SH SOLE 261293 0 0 FORUM MERGER II CORP *W EXP 09/30/202 34986F111 128 200000 SH SOLE 200000 0 0 FORUM MERGER II CORP CL A 34986F103 2446 243138 SH SOLE 243138 0 0 GARDNER DENVER HLDGS INC COM 36555P107 18774 542599 SH SOLE 542599 0 0 GIGCAPITAL INC *W EXP 06/08/202 37518N122 406 1352714 SH SOLE 1352714 0 0 GIGCAPITAL INC RIGHT 03/06/2020 37518N114 1825 3509894 SH SOLE 3509894 0 0 GIGCAPITAL2 INC UNIT 02/28/2026 375036209 5015 500000 SH SOLE 500000 0 0 GLOBAL WTR RES INC COM 379463102 5211 499183 SH SOLE 499183 0 0 GORDON POINTE ACQUISITION CO *W EXP 07/30/202 382788115 6 18990 SH SOLE 18990 0 0 GORDON POINTE ACQUISITION CO COM CLASS A 382788107 5165 500000 SH SOLE 500000 0 0 GORDON POINTE ACQUISITION CO UNIT 01/18/2023 382788206 2748 259250 SH SOLE 259250 0 0 GORES HOLDINGS III INC *W EXP 09/11/202 38286G117 185 127266 SH SOLE 127266 0 0 GORES HOLDINGS III INC CLASS A 38286G109 2714 270000 SH SOLE 270000 0 0 GORES HOLDINGS III INC UNIT 09/07/2024 38286G208 5057 480000 SH SOLE 480000 0 0 GORES METROPOULOS INC UNIT 99/99/9999 382872208 10996 1050000 SH SOLE 1050000 0 0 GRAF INDL CORP COM 384278107 744 74750 SH SOLE 74750 0 0 GRAF INDL CORP UNIT 12/31/2025 384278206 206 20000 SH SOLE 20000 0 0 GREENLAND ACQUISITIN CORPORA *W EXP 03/03/202 G40981105 18 180000 SH SOLE 180000 0 0 GREENLAND ACQUISITIN CORPORA RIGHT 04/27/2025 G40981113 70 180000 SH SOLE 180000 0 0 GREENLAND ACQUISITIN CORPORA SHS G40981139 2504 246500 SH SOLE 246500 0 0 GREENLAND ACQUISITIN CORPORA UNIT 03/03/2025 G40981121 1480 140000 SH SOLE 140000 0 0 GS ACQUISITION HLDGS CORP UNIT 06/12/2023 36255F201 10500 1000000 SH SOLE 1000000 0 0 GSE SYS INC COM 36227K106 3786 1617921 SH SOLE 1617921 0 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 6566 5866000 PRN SOLE 0 0 0 GX ACQUISITION CORP UNIT 05/24/2026 36251A206 22110 2200000 SH SOLE 2200000 0 0 HABIT RESTAURANTS INC COM CL A 40449J103 11902 1134584 SH SOLE 1134584 0 0 HARMONIC INC COM 413160102 15274 2752150 SH SOLE 2752150 0 0 HARMONIC INC NOTE 4.000%12/0 413160AB8 17640 15000000 PRN SOLE 0 0 0 HARSCO CORP COM 415864107 15668 571000 SH SOLE 571000 0 0 HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 13273 1300000 SH SOLE 1300000 0 0 HEALTH SCIENCES ACQUSTN CORP UNIT 04/01/2024 42227C201 3976 375000 SH SOLE 375000 0 0 HENNESSY CAP ACQUSTION CORP UNIT 99/99/9999 42589C203 16640 1600000 SH SOLE 1600000 0 0 HF FOODS GROUP INC COM 40417F109 348 10000 SH SOLE 10000 0 0 HFF INC CL A 40418F108 3411 75000 SH SOLE 75000 0 0 HL ACQUISITIONS CORP *W EXP 06/21/202 G4603R122 26 125000 SH SOLE 125000 0 0 HL ACQUISITIONS CORP RIGHT 07/17/2023 G4603R130 58 210000 SH SOLE 210000 0 0 HL ACQUISITIONS CORP SHS G4603R106 5366 530769 SH SOLE 530769 0 0 HL ACQUISITIONS CORP UNIT 06/21/2023 G4603R114 1466 139100 SH SOLE 139100 0 0 HUDSON GLOBAL INC COM NEW 443787205 1064 85475 SH SOLE 85475 0 0 HURCO COMPANIES INC COM 447324104 6206 174529 SH SOLE 174529 0 0 I3 VERTICALS INC COM CL A 46571Y107 8678 294681 SH SOLE 294681 0 0 IHS MARKIT LTD SHS G47567105 21974 344852 SH SOLE 344852 0 0 INFRA AND ENERGY ALTRNTIVE I COM 45686J104 583 285714 SH SOLE 285714 0 0 INOGEN INC COM 45780L104 4006 60000 SH Put SOLE 0 0 0 INSURANCE ACQUISITION CORP UNIT 03/31/2024 457867307 8875 860799 SH SOLE 860799 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 2.000% 5/1 45845PAB4 9957 10000000 PRN SOLE 0 0 0 INTERNATIONAL MNY EXPRESS IN COM 46005L101 564 40000 SH SOLE 40000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 37348 200000 SH Put SOLE 0 0 0 INVITAE CORP COM 46185L103 7638 325000 SH SOLE 325000 0 0 IQVIA HLDGS INC COM 46266C105 16637 103400 SH SOLE 103400 0 0 ISHARES INC MSCI EURZONE ETF 464286608 303 7661 SH SOLE 7661 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 395 7238 SH SOLE 7238 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 77750 500000 SH Call SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 494 11514 SH SOLE 11514 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 155500 1000000 SH Put SOLE 0 0 0 ISSUER DIRECT CORPORATION COM NEW 46520M204 3499 312397 SH SOLE 312397 0 0 ITERIS INC COM 46564T107 5170 1000000 SH SOLE 1000000 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 55815 40000000 PRN SOLE 0 0 0 KAIXIN AUTO HLDGS SHS G5223X100 267 121189 SH SOLE 121189 0 0 KBL MERGER CORP IV *W EXP 01/15/202 48242A112 237 1578348 SH SOLE 1578348 0 0 KBL MERGER CORP IV RIGHT 09/09/2019 48242A120 413 1652400 SH SOLE 1652400 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 25811 287400 SH SOLE 287400 0 0 KNOWLES CORP NOTE 3.250%11/0 49926DAB5 11965 10000000 PRN SOLE 0 0 0 LANDCADIA HLDGS II INC UNIT 05/09/2026 51476X204 10000 1000000 SH SOLE 1000000 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 5327 365114 SH SOLE 365114 0 0 LAUREATE EDUCATION INC CL A 518613203 16573 1054903 SH SOLE 1054903 0 0 LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 90 282400 SH SOLE 282400 0 0 LEGACY ACQUISITION CORP COM CL A 524643103 4517 447235 SH SOLE 447235 0 0 LEGACY ACQUISITION CORP UNIT 05/31/2024 524643202 3135 300000 SH SOLE 300000 0 0 LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 78 137500 SH SOLE 137500 0 0 LEISURE ACQUISITION CORP COM 52539T107 2797 275000 SH SOLE 275000 0 0 LEISURE ACQUISITION CORP UNIT 99/99/9999 52539T206 2866 275000 SH SOLE 275000 0 0 LEO HOLDINGS CORP *W EXP 02/07/202 G5463L113 1294 1035500 SH SOLE 1035500 0 0 LEO HOLDINGS CORP COM CL A G5463L105 7230 704000 SH SOLE 704000 0 0 LF CAP ACQUISITION CORP *W EXP 06/22/202 50200K116 17 50000 SH SOLE 50000 0 0 LF CAP ACQUISITION CORP CL A 50200K108 4726 464269 SH SOLE 464269 0 0 LIBERTY MEDIA CORP DELAWARE NOTE 1.000% 1/3 531229AF9 5880 5000000 PRN SOLE 0 0 0 LKQ CORP COM 501889208 11030 414500 SH SOLE 414500 0 0 LONGEVITY ACQUISITION CORP *W EXP 07/31/202 G56372116 34 240000 SH SOLE 240000 0 0 LONGEVITY ACQUISITION CORP ORD SHS G56372132 2432 240000 SH SOLE 240000 0 0 LONGEVITY ACQUISITION CORP RIGHT 07/31/2020 G56372124 60 240000 SH SOLE 240000 0 0 LONGEVITY ACQUISITION CORP UNIT 08/29/2024 G56372108 1036 100000 SH SOLE 100000 0 0 LUMENTUM HLDGS INC COM 55024U109 19135 358269 SH SOLE 358269 0 0 MACOM TECH SOLUTIONS HLDGS I COM 55405Y100 19853 1312146 SH SOLE 1312146 0 0 MAGNA INTL INC COM 559222401 12425 250000 SH Call SOLE 0 0 0 MANULIFE FINL CORP COM 56501R106 19998 1100000 SH Call SOLE 0 0 0 MASTECH DIGITAL INC COM 57633B100 1156 243289 SH SOLE 243289 0 0 MASTERCRAFT BOAT HLDGS INC COM 57637H103 4669 238332 SH SOLE 238332 0 0 MEDIDATA SOLUTIONS INC COM 58471A105 2715 30000 SH SOLE 30000 0 0 MEGALITH FINL ACQUISITION CO *W EXP 08/26/202 58518F117 277 922000 SH SOLE 922000 0 0 MEGALITH FINL ACQUISITION CO UNIT 09/30/2025 58518F208 12390 1200000 SH SOLE 1200000 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 5257 47500 SH SOLE 47500 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 70173 40000000 PRN SOLE 0 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AF1 47281 40000000 PRN SOLE 0 0 0 MICROCHIP TECHNOLOGY INC NOTE 2.250% 2/1 595017AH7 23422 20000000 PRN SOLE 0 0 0 MICRON TECHNOLOGY INC NOTE 3.125% 5/0 595112AX1 194295 50000000 PRN SOLE 0 0 0 MODERN MEDIA ACQUISITION *W EXP 05/17/202 60765P111 110 498454 SH SOLE 498454 0 0 MODERN MEDIA ACQUISITION RIGHT 99/99/9999 60765P129 844 2910094 SH SOLE 2910094 0 0 MONOCLE ACQUISITION CORP UNIT 99/99/9999 609754205 3090 300000 SH SOLE 300000 0 0 MOSAIC ACQUISITION CORP *W EXP 10/23/202 61946M118 190 200000 SH SOLE 200000 0 0 MOSAIC ACQUISITION CORP COM CL A 61946M100 5941 582438 SH SOLE 582438 0 0 MOSAIC ACQUISITION CORP UNIT 99/99/9999 61946M209 12329 1166380 SH SOLE 1166380 0 0 MUDRICK CAP ACQUISITION CORP *W EXP 02/12/202 624745113 592 1207400 SH SOLE 1207400 0 0 MUDRICK CAP ACQUISITION CORP COM CLASS A 624745105 11043 1084800 SH SOLE 1084800 0 0 MUDRICK CAP ACQUISITION CORP UNIT 02/01/2023 624745204 10537 995000 SH SOLE 995000 0 0 NEBULA ACQUISITION CORP UNIT 03/12/2025 629076209 1032 100000 SH SOLE 100000 0 0 NEW FRONTIER CORP *W EXP 99/99/999 G6485P124 175 250000 SH SOLE 250000 0 0 NEW FRONTIER CORP COM CL A G6485P108 5035 500000 SH SOLE 500000 0 0 NEW FRONTIER CORP UNIT 99/99/9999 G6485P116 11329 1086706 SH SOLE 1086706 0 0 NEW RELIC INC COM 64829B100 16921 195600 SH SOLE 195600 0 0 NEXTDECADE CORP COM 65342K105 506 80000 SH SOLE 80000 0 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 8493 5000000 PRN SOLE 0 0 0 NORTH AMERN CONSTR GROUP LTD COM 656811106 14448 1337818 SH SOLE 1337818 0 0 NRC GROUP HLDGS CORP *W EXP 10/17/202 629375114 3320 2010231 SH SOLE 2010231 0 0 NUTRIEN LTD COM 67077M108 13953 261000 SH Call SOLE 0 0 0 NUTRIEN LTD COM 67077M108 241 4500 SH Put SOLE 0 0 0 NVIDIA CORP COM 67066G104 8212 50000 SH Call SOLE 0 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 1734 35000 SH SOLE 35000 0 0 OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 113 450000 SH SOLE 450000 0 0 OPES ACQUISITION CORP COM 68373P100 11536 1120000 SH SOLE 1120000 0 0 OPES ACQUISITION CORP UNIT 03/07/2023 68373P209 3771 360000 SH SOLE 360000 0 0 ORBCOMM INC COM 68555P100 6324 872218 SH SOLE 872218 0 0 ORGANIGRAM HLDGS INC COM 68620P101 10144 1575136 SH SOLE 1575136 0 0 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 29657 25000000 PRN SOLE 0 0 0 OSISKO GOLD ROYALTIES LTD COM 68827L101 3132 300000 SH SOLE 300000 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 2874 475000 SH SOLE 475000 0 0 PCM INC COM 69323K100 1291 36831 SH SOLE 36831 0 0 PECK CO INC *W EXP 03/01/202 705163111 154 771396 SH SOLE 771396 0 0 PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 269 1587827 SH SOLE 1587827 0 0 PENSARE ACQUISITION CORP COM 70957E105 8094 779800 SH SOLE 779800 0 0 PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 774 5156707 SH SOLE 5156707 0 0 PIVOTAL ACQUISITION CORP *W EXP 12/01/202 72583A119 2190 1622568 SH SOLE 1622568 0 0 PIVOTAL ACQUISITION CORP CL A COM 72583A101 9872 972568 SH SOLE 972568 0 0 PLAYAGS INC COM 72814N104 33935 1744743 SH SOLE 1744743 0 0 PRETIUM RES INC NOTE 2.250% 3/1 74139CAB8 1225 1246000 PRN SOLE 0 0 0 PROFICIENT ALPHA ACQUSTN COR UNIT 04/30/2026 74317H204 14329 1425762 SH SOLE 1425762 0 0 PURE ACQUISITION CORP *W EXP 04/17/202 74621Q114 257 238150 SH SOLE 238150 0 0 PURE ACQUISITION CORP CL A 74621Q106 36276 3577550 SH SOLE 3577550 0 0 Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 14271 10000000 PRN SOLE 0 0 0 RANPAK HLDGS CORP *W EXP 06/03/202 75321W111 1462 1217935 SH SOLE 1217935 0 0 REALPAGE INC COM 75606N109 20592 349900 SH SOLE 349900 0 0 REALPAGE INC NOTE 1.500%11/1 75606NAB5 44983 30000000 PRN SOLE 0 0 0 REEDS INC COM 758338107 2517 665917 SH SOLE 665917 0 0 REGALWOOD GLOBAL ENERGY LTD *W EXP 12/05/202 G74760128 168 187166 SH SOLE 187166 0 0 REGALWOOD GLOBAL ENERGY LTD UNIT 99/99/9999 G74760110 23104 2200400 SH SOLE 2200400 0 0 REPLAY ACQUISITION CORP UNIT 03/01/2024 G75130123 18036 1800000 SH SOLE 1800000 0 0 RH COM 74967X103 14947 129300 SH SOLE 129300 0 0 RIO TINTO PLC SPONSORED ADR 767204100 3846 61700 SH Call SOLE 0 0 0 RIO TINTO PLC SPONSORED ADR 767204100 4676 75000 SH Put SOLE 0 0 0 RMG ACQUISITION CORP UNIT 99/99/9999 749641205 1506 150000 SH SOLE 150000 0 0 ROGERS CORP COM 775133101 29636 171723 SH SOLE 171723 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 11910 150000 SH Call SOLE 0 0 0 SENSEONICS HLDGS INC COM 81727U105 6752 3310000 SH SOLE 3310000 0 0 SENTINEL ENERGY SVCS INC *W EXP 11/02/202 81728P113 323 461368 SH SOLE 461368 0 0 SENTINEL ENERGY SVCS INC CL A 81728P105 21833 2151004 SH SOLE 2151004 0 0 SHUTTERFLY INC COM 82568P304 5560 110000 SH SOLE 110000 0 0 SIRIUS INTERNATIONAL INSURAN COM G8196D101 174 15221 SH SOLE 15221 0 0 SOCIAL CAP HEDOSOPHIA HLDGS CL A G8250R103 30900 2961183 SH SOLE 2961183 0 0 SOTHEBYS COM 835898107 2325 40000 SH SOLE 40000 0 0 SOUTH MTN MERGER CORP UNIT 99/99/9999 838884203 10000 1000000 SH SOLE 1000000 0 0 SPARK THERAPEUTICS INC COM 84652J103 5375 52500 SH SOLE 52500 0 0 SPARTAN ENERGY ACQUISITON CO *W EXP 08/27/202 846784122 939 1054700 SH SOLE 1054700 0 0 SPARTAN ENERGY ACQUISITON CO CL A COM STK 846784106 32433 3243266 SH SOLE 3243266 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 29300 100000 SH Call SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1397610 4770000 SH Put SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1377 4700 SH SOLE 4700 0 0 SPEEDWAY MOTORSPORTS INC COM 847788106 2078 112045 SH SOLE 112045 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 14271 97600 SH SOLE 97600 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 44110 3893240 SH SOLE 3893240 0 0 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 1974 171509 SH SOLE 171509 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 27954 4895678 SH SOLE 4895678 0 0 STEWART INFORMATION SVCS COR COM 860372101 3239 80000 SH SOLE 80000 0 0 SUN LIFE FINL INC COM 866796105 4136 100000 SH Call SOLE 0 0 0 SUNCOR ENERGY INC NEW COM 867224107 10906 350000 SH Call SOLE 0 0 0 TABLEAU SOFTWARE INC CL A 87336U105 3320 20000 SH SOLE 20000 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 25204 222000 SH SOLE 222000 0 0 TAPESTRY INC COM 876030107 27029 851840 SH SOLE 851840 0 0 TAPESTRY INC COM 876030107 12692 400000 SH Put SOLE 0 0 0 TC ENERGY CORP COM 87807B107 12380 250000 SH Call SOLE 0 0 0 TECK RESOURCES LTD CL B 878742204 630 27300 SH SOLE 27300 0 0 TECK RESOURCES LTD CL B 878742204 2306 100000 SH Put SOLE 0 0 0 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 800 635045 SH SOLE 635045 0 0 TELADOC HEALTH INC NOTE 1.375% 5/1 87918AAC9 7406 5000000 PRN SOLE 0 0 0 TENZING ACQUISITION CORP *W EXP 02/23/202 G8708A108 8 40000 SH SOLE 40000 0 0 TENZING ACQUISITION CORP ORD SHS G8708A116 513 50000 SH SOLE 50000 0 0 TENZING ACQUISITION CORP UNIT 08/24/2024 G8708A124 3447 330800 SH SOLE 330800 0 0 TERADYNE INC NOTE 1.250%12/1 880770AG7 26796 16498000 PRN SOLE 0 0 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 4908 5000000 PRN SOLE 0 0 0 THUNDER BRIDGE ACQUISITION L *W EXP 01/01/202 G8857R126 3424 1695000 SH SOLE 1695000 0 0 THUNDER BRIDGE ACQUISITION L SHS CLASS A G8857R100 8224 788460 SH SOLE 788460 0 0 TIBERIUS ACQUISITION CORP *W EXP 02/28/202 88633A115 100 285900 SH SOLE 285900 0 0 TIBERIUS ACQUISITION CORP COM 88633A107 2739 268500 SH SOLE 268500 0 0 TIBERIUS ACQUISITION CORP UNIT 02/28/2021 88633A206 15195 1445800 SH SOLE 1445800 0 0 TKK SYMPHONY ACQUISITION COR *W EXP 02/20/202 G88950129 52 401300 SH SOLE 401300 0 0 TKK SYMPHONY ACQUISITION COR ORD SHS G88950103 9973 996300 SH SOLE 996300 0 0 TKK SYMPHONY ACQUISITION COR RIGHT 02/20/2020 G88950137 72 401300 SH SOLE 401300 0 0 TKK SYMPHONY ACQUISITION COR UNIT 08/15/2023 G88950111 6459 628900 SH SOLE 628900 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 2918 50000 SH Call SOLE 0 0 0 TORTOISE ACQUISITION CORP UNIT 03/04/2024 89154L209 11022 1100000 SH SOLE 1100000 0 0 TOTTENHAM ACQUISITION I LTD *W EXP 05/06/202 G8959N114 16 162000 SH SOLE 162000 0 0 TOTTENHAM ACQUISITION I LTD RIGHT 06/05/2020 G8959N122 60 162000 SH SOLE 162000 0 0 TOTTENHAM ACQUISITION I LTD SHS G8959N106 4202 412000 SH SOLE 412000 0 0 TOTTENHAM ACQUISITION I LTD UNIT 05/06/2025 G8959N130 1698 150000 SH SOLE 150000 0 0 TPG PACE HLDGS CORP *W EXP 06/27/202 G89827110 1025 648999 SH SOLE 648999 0 0 TPG PACE HLDGS CORP CL A G89827128 9195 884143 SH SOLE 884143 0 0 TPI COMPOSITES INC COM 87266J104 4128 167000 SH SOLE 167000 0 0 TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 16 110000 SH SOLE 110000 0 0 TRIDENT ACQUISITIONS CORP COM 89615T106 8473 819405 SH SOLE 819405 0 0 TRIDENT ACQUISITIONS CORP UNIT 05/09/2023 89615T205 16890 1607000 SH SOLE 1607000 0 0 TRIMBLE INC COM 896239100 17508 388125 SH SOLE 388125 0 0 TRINE ACQUISITION CORP UNIT 03/31/2021 89628U207 24240 2400000 SH SOLE 2400000 0 0 TRINITY MERGER CORP *W EXP 05/11/202 89653L114 395 1200000 SH SOLE 1200000 0 0 TRINITY MERGER CORP COM CL A 89653L106 26553 2578000 SH SOLE 2578000 0 0 TRINITY MERGER CORP UNIT 05/11/2025 89653L205 9247 869876 SH SOLE 869876 0 0 TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 35242 30000000 PRN SOLE 0 0 0 TUSCAN HOLDINGS CORP COM 90069K104 2565 259600 SH SOLE 259600 0 0 TUSCAN HOLDINGS CORP UNIT 99/99/9999 90069K203 16430 1550000 SH SOLE 1550000 0 0 TWELVE SEAS INVESTMENT COMPA *W EXP 12/22/202 G9145A115 443 2013310 SH SOLE 2013310 0 0 TWELVE SEAS INVESTMENT COMPA RIGHT 12/22/2019 G9145A131 682 2352010 SH SOLE 2352010 0 0 TWELVE SEAS INVESTMENT COMPA SHS G9145A107 26884 2648711 SH SOLE 2648711 0 0 TWITTER INC COM 90184L102 21017 602200 SH SOLE 602200 0 0 U S WELL SVCS INC CL A 91274U101 972 201675 SH SOLE 201675 0 0 UFP TECHNOLOGIES INC COM 902673102 8367 201071 SH SOLE 201071 0 0 UNDER ARMOUR INC CL C 904311206 26755 1205200 SH SOLE 1205200 0 0 UNITED STATES LIME & MINERAL COM 911922102 5284 66052 SH SOLE 66052 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 27545 250000 SH Call SOLE 0 0 0 VECTOIQ ACQUISITION CORP *W EXP 05/11/202 92243N111 286 608054 SH SOLE 608054 0 0 VECTOIQ ACQUISITION CORP COM 92243N103 16947 1673000 SH SOLE 1673000 0 0 VECTOIQ ACQUISITION CORP UNIT 05/11/2023 92243N202 10580 1000000 SH SOLE 1000000 0 0 VEONEER INCORPORATED NOTE 4.000% 6/0 92336XAA7 5195 5000000 PRN SOLE 0 0 0 VERRA MOBILITY CORP COM 92511U102 23014 1758100 SH SOLE 1758100 0 0 VERSUM MATLS INC COM 92532W103 2063 40000 SH SOLE 40000 0 0 VIAVI SOLUTIONS INC COM 925550105 22687 1707077 SH SOLE 1707077 0 0 VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 51744 44025000 PRN SOLE 0 0 0 VIAVI SOLUTIONS INC NOTE 1.750% 6/0 925550AE5 13007 11230000 PRN SOLE 0 0 0 VULCAN MATLS CO COM 929160109 7250 52800 SH SOLE 52800 0 0 WABCO HLDGS INC COM 92927K102 1909 14400 SH Put SOLE 0 0 0 WAYFAIR INC NOTE 0.375% 9/0 94419LAB7 7548 5000000 PRN SOLE 0 0 0 WEALTHBRIDGE ACQUISITION LTD SHS G4887W110 904 88707 SH SOLE 88707 0 0 WEALTHBRIDGE ACQUISITION LTD UNIT 99/99/9999 G4887W102 5075 500000 SH SOLE 500000 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 7221 100000 SH Call SOLE 0 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 18948 262400 SH SOLE 262400 0 0 WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 44524 30000000 PRN SOLE 0 0 0 XYNOMIC PHARMACUTCLS HLDNG I *W EXP 05/15/202 98421X110 50 236873 SH SOLE 236873 0 0 ZAYO GROUP HLDGS INC COM 98919V105 5266 160000 SH SOLE 160000 0 0 ZYNGA INC CL A 98986T108 2348 383100 SH SOLE 383100 0 0