0001062993-19-002298.txt : 20190515
0001062993-19-002298.hdr.sgml : 20190515
20190515150120
ACCESSION NUMBER: 0001062993-19-002298
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190515
DATE AS OF CHANGE: 20190515
EFFECTIVENESS DATE: 20190515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polar Asset Management Partners Inc.
CENTRAL INDEX KEY: 0001326389
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12489
FILM NUMBER: 19827392
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
FORMER COMPANY:
FORMER CONFORMED NAME: Polar Securities Inc.
DATE OF NAME CHANGE: 20050506
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326389
XXXXXXXX
03-31-2019
03-31-2019
Polar Asset Management Partners Inc.
401 BAY STREET
SUITE 1900, P.O. BOX 19
TORONTO
A6
M5H 2Y4
13F HOLDINGS REPORT
028-12489
N
Andrew Ma
Director, Compliance
416-369-4463
Andrew Ma
Toronto
A6
05-15-2019
0
346
4557435
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
8I ENTERPRISES ACQUISITIN CO
UNIT 99/99/9999
G2956M138
5020
500000
SH
SOLE
500000
0
0
8X8 INC NEW
COM
282914100
18214
901703
SH
SOLE
901703
0
0
ACAMAR PARTNERS ACQSITION CO
UNIT 12/30/2025
004285201
12000
1200000
SH
SOLE
1200000
0
0
AEROJET ROCKETDYNE HLDGS INC
NOTE 2.250%12/1
007800AB1
13348
9000000
PRN
SOLE
0
0
0
AGNICO EAGLE MINES LTD
COM
008474108
8700
200000
SH
Call
SOLE
0
0
0
ALBERTON ACQUISITION CORP
*W EXP 04/26/202
G35006124
45
500000
SH
SOLE
500000
0
0
ALBERTON ACQUISITION CORP
RIGHT 10/04/2020
G35006132
152
892000
SH
SOLE
892000
0
0
ALBERTON ACQUISITION CORP
UNIT 04/22/2020
G35006116
2542
250000
SH
SOLE
250000
0
0
ALBERTON ACQUISITION CORP
ORD SHS
G35006108
4975
500000
SH
SOLE
500000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
14596
80000
SH
Put
SOLE
0
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
18610
102000
SH
SOLE
102000
0
0
ALLEGRO MERGER CORP
*W EXP 01/06/202
01749N111
169
650000
SH
SOLE
650000
0
0
ALLEGRO MERGER CORP
RIGHT 12/31/2023
01749N129
263
975000
SH
SOLE
975000
0
0
ALLEGRO MERGER CORP
UNIT 12/31/2023
01749N301
2620
250000
SH
SOLE
250000
0
0
ALLEGRO MERGER CORP
COM
01749N103
7448
750000
SH
SOLE
750000
0
0
ALPHA PRO TECH LTD
COM
020772109
1404
390000
SH
SOLE
390000
0
0
ALPHABET INC
CAP STK CL C
02079K107
51508
43900
SH
SOLE
43900
0
0
AMCI ACQUISITION CORP
*W EXP 05/20/202
00165R119
268
957700
SH
SOLE
957700
0
0
AMETEK INC NEW
COM
031100100
30173
363659
SH
SOLE
363659
0
0
ANDINA ACQUISITION CORP III
UNIT 09/24/2020
G04415116
5555
550000
SH
SOLE
550000
0
0
ATLAS AIR WORLDWIDE HLDGS IN
NOTE 1.875% 6/0
049164BJ4
8534
8000000
PRN
SOLE
0
0
0
ATOMERA INC
COM
04965B100
489
184600
SH
SOLE
184600
0
0
BANK MONTREAL QUE
COM
063671101
14964
200000
SH
Call
SOLE
0
0
0
BANK NEW YORK MELLON CORP
COM
064058100
1002
19868
SH
SOLE
19868
0
0
BARRICK GOLD CORPORATION
COM
067901108
411
30000
SH
Put
SOLE
0
0
0
BARRICK GOLD CORPORATION
COM
067901108
7129
520000
SH
Call
SOLE
0
0
0
BCE INC
COM NEW
05534B760
39951
900000
SH
Call
SOLE
0
0
0
BIG ROCK PARTNERS ACQUISI CO
*W EXP 12/01/202
089482111
36
200000
SH
SOLE
200000
0
0
BIG ROCK PARTNERS ACQUISI CO
RIGHT 12/01/2022
089482129
148
423200
SH
SOLE
423200
0
0
BIG ROCK PARTNERS ACQUISI CO
COM
089482103
1744
168300
SH
SOLE
168300
0
0
BIG ROCK PARTNERS ACQUISI CO
UNIT 11/20/2022
089482202
3702
349200
SH
SOLE
349200
0
0
BIO RAD LABS INC
CL A
090572207
44476
145500
SH
SOLE
145500
0
0
BIOCERES CROP SOLUTIONS CORP
*W EXP 07/01/202
G1117K106
331
1225000
SH
SOLE
1225000
0
0
BISON CAP ACQUISITION CORP
*W EXP 06/20/202
G1142P112
64
321657
SH
SOLE
321657
0
0
BISON CAP ACQUISITION CORP
RIGHT 03/20/2019
G1142P138
290
827614
SH
SOLE
827614
0
0
BLACK RIDGE ACQUISITION CORP
*W EXP 07/10/202
09216T115
64
214992
SH
SOLE
214992
0
0
BLACK RIDGE ACQUISITION CORP
RIGHT 07/10/2019
09216T123
309
883392
SH
SOLE
883392
0
0
BLACK RIDGE ACQUISITION CORP
COM
09216T107
16699
1636325
SH
SOLE
1636325
0
0
BLUEGREEN VACATIONS CORP
COM
09629F108
892
60000
SH
SOLE
60000
0
0
BOINGO WIRELESS INC
COM
09739C102
22165
952100
SH
SOLE
952100
0
0
BOOKING HLDGS INC
COM
09857L108
18147
10400
SH
SOLE
10400
0
0
BOXWOOD MERGER CORP
*W EXP 11/26/202
10319T119
38
100000
SH
SOLE
100000
0
0
BOXWOOD MERGER CORP
UNIT 11/26/2025
10319T200
5045
500000
SH
SOLE
500000
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
716
15000
SH
Call
SOLE
0
0
0
BROOKFIELD PROPERTY REIT INC
CL A
11282X103
717
35000
SH
SOLE
35000
0
0
BRUNSWICK CORP
COM
117043109
29361
583361
SH
SOLE
583361
0
0
CAMECO CORP
COM
13321L108
403
34200
SH
Put
SOLE
0
0
0
CAMECO CORP
COM
13321L108
506
42900
SH
Call
SOLE
0
0
0
CANADIAN NAT RES LTD
COM
136385101
825
30000
SH
SOLE
30000
0
0
CANNTRUST HLDGS INC
COM
137800207
3920
505200
SH
SOLE
505200
0
0
CAPITOL INVT CORP IV
*W EXP 01/01/202
G18920127
276
200000
SH
SOLE
200000
0
0
CAPITOL INVT CORP IV
CL A ORD
G18920101
4071
399900
SH
SOLE
399900
0
0
CAPITOL INVT CORP IV
UNIT 99/99/9999
G18920119
16296
1541700
SH
SOLE
1541700
0
0
CARBONITE INC
NOTE 2.500% 4/0
141337AB1
1167
1000000
PRN
SOLE
0
0
0
CARMAX INC
COM
143130102
26705
382600
SH
SOLE
382600
0
0
CDK GLOBAL INC
COM
12508E101
23463
398900
SH
SOLE
398900
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
34395
435000
SH
Call
SOLE
0
0
0
CELGENE CORP
COM
151020104
9094
96400
SH
Put
SOLE
0
0
0
CENTENE CORP DEL
COM
15135B101
2390
45000
SH
SOLE
45000
0
0
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
11799
507501
SH
SOLE
507501
0
0
CF FIN ACQUISITION CORP
*W EXP 04/30/202
12528N115
271
630625
SH
SOLE
630625
0
0
CF FIN ACQUISITION CORP
UNIT 04/30/2025
12528N206
14280
1400000
SH
SOLE
1400000
0
0
CHARDAN HEALTHCARE ACQUISITI
*W EXP 12/13/202
15957A116
49
99500
SH
SOLE
99500
0
0
CHARDAN HEALTHCARE ACQUISITI
COM
15957A108
979
100000
SH
SOLE
100000
0
0
CHARDAN HEALTHCARE ACQUISITI
UNIT 12/13/2023
15957A207
2006
200000
SH
SOLE
200000
0
0
CLEMENTIA PHARMACEUTICALS IN
COM
185575107
2114
81000
SH
SOLE
81000
0
0
CLEVELAND CLIFFS INC
DBCV 1.500% 1/1
185899AA9
13636
10000000
PRN
SOLE
0
0
0
CM SEVEN STAR ACQUISITION CO
*W EXP 08/21/202
G2345N110
276
1622000
SH
SOLE
1622000
0
0
CM SEVEN STAR ACQUISITION CO
RIGHT 08/21/2022
G2345N136
1071
3244000
SH
SOLE
3244000
0
0
CM SEVEN STAR ACQUISITION CO
SHS
G2345N102
27168
2630000
SH
SOLE
2630000
0
0
COCA COLA CO
COM
191216100
509
10871
SH
SOLE
10871
0
0
COLFAX CORP
UNIT 01/15/2022T
194014205
13338
100000
SH
SOLE
100000
0
0
COLLIER CREEK HOLDINGS
UNIT 99/99/9999
G22707122
10320
1000000
SH
SOLE
1000000
0
0
COMCAST CORP NEW
CL A
20030N101
23520
588300
SH
SOLE
588300
0
0
CONSTELLATION ALPHA CAP CORP
*W EXP 03/23/202
G2379F116
148
1848113
SH
SOLE
1848113
0
0
CONSTELLATION ALPHA CAP CORP
RIGHT 99/99/9999
G2379F132
402
3202613
SH
SOLE
3202613
0
0
CRESCENT ACQUISITION CORP
UNIT 99/99/9999
22564L204
20000
2000000
SH
SOLE
2000000
0
0
DANAHER CORPORATION
4.75 MND CV PFD
235851300
20995
20000
SH
SOLE
20000
0
0
DEERE & CO
COM
244199105
791
4948
SH
SOLE
4948
0
0
DEL FRISCOS RESTAURANT GROUP
COM
245077102
9987
1558069
SH
SOLE
1558069
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
26306
509310
SH
SOLE
509310
0
0
DEXCOM INC
NOTE 0.750% 5/1
252131AF4
10085
7500000
PRN
SOLE
0
0
0
DFB HEALTHCARE ACQUISTION CO
UNIT 01/30/2023
23291E208
12688
1250000
SH
SOLE
1250000
0
0
DLH HLDGS CORP
COM
23335Q100
3980
621874
SH
SOLE
621874
0
0
DOLBY LABORATORIES INC
COM CL A
25659T107
18309
290752
SH
SOLE
290752
0
0
EASTMAN CHEMICAL CO
COM
277432100
480
6328
SH
SOLE
6328
0
0
EDTECHX HLDGS ACQUISITION CO
*W EXP 12/31/202
28138X111
101
530900
SH
SOLE
530900
0
0
EDTECHX HLDGS ACQUISITION CO
COM
28138X103
2016
200000
SH
SOLE
200000
0
0
EDTECHX HLDGS ACQUISITION CO
UNIT 12/31/2025
28138X202
2054
201400
SH
SOLE
201400
0
0
ENBRIDGE INC
COM
29250N105
29008
800000
SH
Call
SOLE
0
0
0
ESTRE AMBIENTAL INC
*W EXP 12/21/202
G3206V118
247
2110661
SH
SOLE
2110661
0
0
FACEBOOK INC
CL A
30303M102
37839
227000
SH
SOLE
227000
0
0
FAR PT ACQUISITION CORP
*W EXP 06/01/202
30734W117
174
130000
SH
SOLE
130000
0
0
FAR PT ACQUISITION CORP
COM CL A
30734W109
2388
240000
SH
SOLE
240000
0
0
FAR PT ACQUISITION CORP
UNIT 06/01/2025
30734W208
20904
2010000
SH
SOLE
2010000
0
0
FIRST MAJESTIC SILVER CORP
NOTE 1.875% 3/0
32076VAB9
2923
3000000
PRN
SOLE
0
0
0
FLEXSTEEL INDS INC
COM
339382103
3786
163252
SH
SOLE
163252
0
0
FORTIS INC
COM
349553107
3699
100000
SH
Call
SOLE
0
0
0
FORTIS INC
COM
349553107
9248
250000
SH
Put
SOLE
0
0
0
FORUM MERGER II CORP
CL A
34986F103
2409
243138
SH
SOLE
243138
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
495
6341
SH
SOLE
6341
0
0
GARDNER DENVER HLDGS INC
COM
36555P107
17804
640199
SH
SOLE
640199
0
0
GENERAL MTRS CO
COM
37045V100
934
25177
SH
SOLE
25177
0
0
GIGCAPITAL INC
*W EXP 06/08/202
37518N122
384
1352714
SH
SOLE
1352714
0
0
GIGCAPITAL INC
RIGHT 03/06/2020
37518N114
2288
3519324
SH
SOLE
3519324
0
0
GIGCAPITAL INC
COM
37518N106
22827
2237952
SH
SOLE
2237952
0
0
GLOBAL WTR RES INC
COM
379463102
1610
164150
SH
SOLE
164150
0
0
GORDON POINTE ACQUISITION CO
*W EXP 07/30/202
382788115
7
18990
SH
SOLE
18990
0
0
GORDON POINTE ACQUISITION CO
UNIT 01/18/2023
382788206
2722
259250
SH
SOLE
259250
0
0
GORDON POINTE ACQUISITION CO
COM CLASS A
382788107
5108
500000
SH
SOLE
500000
0
0
GORES HOLDINGS III INC
*W EXP 09/11/202
38286G117
57
40000
SH
SOLE
40000
0
0
GORES HOLDINGS III INC
CLASS A
38286G109
1188
120000
SH
SOLE
120000
0
0
GORES HOLDINGS III INC
UNIT 09/07/2024
38286G208
3914
380000
SH
SOLE
380000
0
0
GORES METROPOULOS INC
UNIT 99/99/9999
382872208
10752
1050000
SH
SOLE
1050000
0
0
GRAF INDL CORP
UNIT 12/31/2025
384278206
202
20000
SH
SOLE
20000
0
0
GRAF INDL CORP
COM
384278107
736
74750
SH
SOLE
74750
0
0
GREENLAND ACQUISITIN CORPORA
*W EXP 03/03/202
G40981105
18
180000
SH
SOLE
180000
0
0
GREENLAND ACQUISITIN CORPORA
RIGHT 04/27/2025
G40981113
56
180000
SH
SOLE
180000
0
0
GREENLAND ACQUISITIN CORPORA
UNIT 03/03/2025
G40981121
1462
140000
SH
SOLE
140000
0
0
GREENLAND ACQUISITIN CORPORA
SHS
G40981139
2482
246500
SH
SOLE
246500
0
0
GS ACQUISITION HLDGS CORP
UNIT 06/12/2023
36255F201
10490
1000000
SH
SOLE
1000000
0
0
GUESS INC
COM
401617105
10042
512356
SH
SOLE
512356
0
0
HABIT RESTAURANTS INC
COM CL A
40449J103
13204
1220315
SH
SOLE
1220315
0
0
HANESBRANDS INC
COM
410345102
505
28248
SH
SOLE
28248
0
0
HARMONIC INC
NOTE 4.000%12/0
413160AB8
9738
8500000
PRN
SOLE
0
0
0
HARMONIC INC
COM
413160102
14225
2624540
SH
SOLE
2624540
0
0
HENNESSY CAP ACQUSTION CORP
UNIT 99/99/9999
42589C203
16128
1600000
SH
SOLE
1600000
0
0
HF FOODS GROUP INC
COM
40417F109
132
10000
SH
SOLE
10000
0
0
HL ACQUISITIONS CORP
*W EXP 06/21/202
G4603R122
31
125000
SH
SOLE
125000
0
0
HL ACQUISITIONS CORP
RIGHT 07/17/2023
G4603R130
68
210000
SH
SOLE
210000
0
0
HL ACQUISITIONS CORP
UNIT 06/21/2023
G4603R114
1449
139100
SH
SOLE
139100
0
0
HL ACQUISITIONS CORP
SHS
G4603R106
5292
530769
SH
SOLE
530769
0
0
HORIZON PHARMA INVT LTD
NOTE 2.500% 3/1
44052TAB7
5680
5000000
PRN
SOLE
0
0
0
HUDSON GLOBAL INC
COM
443787106
1299
854765
SH
SOLE
854765
0
0
HUMANA INC
COM
444859102
478
1797
SH
SOLE
1797
0
0
HUNT J B TRANS SVCS INC
COM
445658107
503
4968
SH
SOLE
4968
0
0
HURCO COMPANIES INC
COM
447324104
4977
123398
SH
SOLE
123398
0
0
IHS MARKIT LTD
SHS
G47567105
16314
300000
SH
Put
SOLE
0
0
0
IHS MARKIT LTD
SHS
G47567105
30900
568225
SH
SOLE
568225
0
0
INFRA AND ENERGY ALTRNTIVE I
COM
45686J104
1497
285714
SH
SOLE
285714
0
0
INSURANCE ACQUISITION CORP
UNIT 03/31/2024
457867307
8694
860799
SH
SOLE
860799
0
0
INTERNATIONAL MNY EXPRESS IN
COM
46005L101
466
40000
SH
SOLE
40000
0
0
INVESCO EXCHNG TRADED FD TR
SR LN ETF
46138G508
33960
1500000
SH
Put
SOLE
0
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
3046
35000
SH
Put
SOLE
0
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
38575
500000
SH
Call
SOLE
0
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
612360
4000000
SH
Put
SOLE
0
0
0
ISSUER DIRECT CORPORATION
COM NEW
46520M204
4024
325312
SH
SOLE
325312
0
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
12054
9000000
PRN
SOLE
0
0
0
JENSYN ACQUISITION CORP
*W EXP 03/07/202
47632B110
54
771396
SH
SOLE
771396
0
0
JENSYN ACQUISITION CORP
RIGHT 99/99/9999
47632B128
249
914885
SH
SOLE
914885
0
0
JENSYN ACQUISITION CORP
COM
47632B102
3010
270000
SH
SOLE
270000
0
0
KBL MERGER CORP IV
*W EXP 01/15/202
48242A112
177
1578348
SH
SOLE
1578348
0
0
KBL MERGER CORP IV
RIGHT 06/07/2019
48242A120
380
1652400
SH
SOLE
1652400
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
23806
273000
SH
SOLE
273000
0
0
KNOWLES CORP
NOTE 3.250%11/0
49926DAB5
9976
8500000
PRN
SOLE
0
0
0
LAUREATE EDUCATION INC
CL A
518613203
23009
1537005
SH
SOLE
1537005
0
0
LEGACY ACQUISITION CORP
*W EXP 11/30/202
524643111
85
282400
SH
SOLE
282400
0
0
LEGACY ACQUISITION CORP
COM CL A
524643103
2984
297235
SH
SOLE
297235
0
0
LEGACY ACQUISITION CORP
UNIT 05/31/2024
524643202
3081
300000
SH
SOLE
300000
0
0
LEISURE ACQUISITION CORP
*W EXP 12/05/201
52539T115
74
137500
SH
SOLE
137500
0
0
LEISURE ACQUISITION CORP
COM
52539T107
2760
275000
SH
SOLE
275000
0
0
LEISURE ACQUISITION CORP
UNIT 99/99/9999
52539T206
2819
275000
SH
SOLE
275000
0
0
LEO HOLDINGS CORP
*W EXP 02/07/202
G5463L113
390
500000
SH
SOLE
500000
0
0
LEO HOLDINGS CORP
COM CL A
G5463L105
10040
1000000
SH
SOLE
1000000
0
0
LEO HOLDINGS CORP
UNIT 99/99/9999
G5463L121
11128
1071000
SH
SOLE
1071000
0
0
LF CAP ACQUISITION CORP
*W EXP 06/22/202
50200K116
19
50000
SH
SOLE
50000
0
0
LF CAP ACQUISITION CORP
CL A
50200K108
4666
464269
SH
SOLE
464269
0
0
LIFETIME BRANDS INC
COM
53222Q103
2278
241100
SH
SOLE
241100
0
0
LKQ CORP
COM
501889208
29936
1054819
SH
SOLE
1054819
0
0
LONGEVITY ACQUISITION CORP
*W EXP 07/31/202
G56372116
29
240000
SH
SOLE
240000
0
0
LONGEVITY ACQUISITION CORP
RIGHT 07/31/2020
G56372124
60
240000
SH
SOLE
240000
0
0
LONGEVITY ACQUISITION CORP
UNIT 08/29/2024
G56372108
1020
100000
SH
SOLE
100000
0
0
LONGEVITY ACQUISITION CORP
ORD SHS
G56372132
2398
240000
SH
SOLE
240000
0
0
LUMENTUM HLDGS INC
COM
55024U109
33907
599700
SH
SOLE
599700
0
0
MAM SOFTWARE GROUP INC
COM NEW
55277Q201
2563
301220
SH
SOLE
301220
0
0
MASTECH DIGITAL INC
COM
57633B100
1600
259564
SH
SOLE
259564
0
0
MASTERCRAFT BOAT HLDGS INC
COM
57637H103
4499
199338
SH
SOLE
199338
0
0
MAXWELL TECHNOLOGIES INC
COM
577767106
1341
300000
SH
SOLE
300000
0
0
MEGALITH FINL ACQUISITION CO
*W EXP 08/26/202
58518F117
254
922000
SH
SOLE
922000
0
0
MEGALITH FINL ACQUISITION CO
UNIT 09/30/2025
58518F208
12336
1200000
SH
SOLE
1200000
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
1775
15000
SH
SOLE
15000
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
511
19924
SH
SOLE
19924
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
90054
55000000
PRN
SOLE
0
0
0
MICRON TECHNOLOGY INC
NOTE 3.125% 5/0
595112AX1
207185
50000000
PRN
SOLE
0
0
0
MODERN MEDIA ACQUISITION
*W EXP 05/17/202
60765P111
155
498454
SH
SOLE
498454
0
0
MODERN MEDIA ACQUISITION
RIGHT 99/99/9999
60765P129
960
2910094
SH
SOLE
2910094
0
0
MODERN MEDIA ACQUISITION
COM
60765P103
25508
2462176
SH
SOLE
2462176
0
0
MONARCH CASINO & RESORT INC
COM
609027107
9884
225038
SH
SOLE
225038
0
0
MONOCLE ACQUISITION CORP
UNIT 99/99/9999
609754205
3024
300000
SH
SOLE
300000
0
0
MOSAIC ACQUISITION CORP
*W EXP 10/23/202
61946M118
163
200000
SH
SOLE
200000
0
0
MOSAIC ACQUISITION CORP
UNIT 99/99/9999
61946M209
12037
1166380
SH
SOLE
1166380
0
0
MTECH ACQUISITION CORP
*W EXP 08/01/202
55378W115
463
723510
SH
SOLE
723510
0
0
MTECH ACQUISITION CORP
COM CLASS A
55378W107
808
80000
SH
SOLE
80000
0
0
MUDRICK CAP ACQUISITION CORP
*W EXP 02/12/202
624745113
664
1207400
SH
SOLE
1207400
0
0
MUDRICK CAP ACQUISITION CORP
UNIT 02/01/2023
624745204
10527
995000
SH
SOLE
995000
0
0
MUDRICK CAP ACQUISITION CORP
COM CLASS A
624745105
10935
1084800
SH
SOLE
1084800
0
0
NEBULA ACQUISITION CORP
UNIT 03/12/2025
629076209
1025
100000
SH
SOLE
100000
0
0
NEW FRONTIER CORP
*W EXP 99/99/999
G6485P124
175
250000
SH
SOLE
250000
0
0
NEW FRONTIER CORP
COM CL A
G6485P108
4950
500000
SH
SOLE
500000
0
0
NEW FRONTIER CORP
UNIT 99/99/9999
G6485P116
10523
1036706
SH
SOLE
1036706
0
0
NEW RELIC INC
COM
64829B100
15516
157200
SH
SOLE
157200
0
0
NEWMONT MNG CORP
COM
651639106
2933
82000
SH
SOLE
82000
0
0
NORBORD INC
COM NEW
65548P403
1378
50000
SH
Call
SOLE
0
0
0
NORTH AMERN CONSTR GROUP LTD
COM
656811106
7284
625803
SH
SOLE
625803
0
0
NORTHROP GRUMMAN CORP
COM
666807102
507
1882
SH
SOLE
1882
0
0
NRC GROUP HLDGS CORP
*W EXP 10/17/202
629375114
1743
1936588
SH
SOLE
1936588
0
0
NUTRIEN LTD
COM
67077M108
237
4500
SH
Put
SOLE
0
0
0
NUTRIEN LTD
COM
67077M108
6964
132000
SH
Call
SOLE
0
0
0
NVIDIA CORP
COM
67066G104
8978
50000
SH
Call
SOLE
0
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
1241
25000
SH
SOLE
25000
0
0
OMNICOM GROUP INC
COM
681919106
981
13440
SH
SOLE
13440
0
0
ON SEMICONDUCTOR CORP
NOTE 1.625%10/1
682189AP0
6161
5000000
PRN
SOLE
0
0
0
ONE MADISON CORP
*W EXP 99/99/999
G6772P126
1406
1222935
SH
SOLE
1222935
0
0
ONE MADISON CORP
COM CL A
G6772P100
19925
1943884
SH
SOLE
1943884
0
0
OPEN TEXT CORP
COM
683715106
269
7000
SH
Call
SOLE
0
0
0
OPEN TEXT CORP
COM
683715106
2229
58000
SH
Put
SOLE
0
0
0
OPES ACQUISITION CORP
*W EXP 03/13/202
68373P118
108
450000
SH
SOLE
450000
0
0
OPES ACQUISITION CORP
UNIT 03/07/2023
68373P209
3733
360000
SH
SOLE
360000
0
0
OPES ACQUISITION CORP
COM
68373P100
11368
1120000
SH
SOLE
1120000
0
0
ORBCOMM INC
COM
68555P100
15036
2217706
SH
SOLE
2217706
0
0
OSI SYSTEMS INC
NOTE 1.250% 9/0
671044AD7
10173
10000000
PRN
SOLE
0
0
0
OSIRIS THERAPEUTICS INC NEW
COM
68827R108
1425
75000
SH
SOLE
75000
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
100
13800
SH
Put
SOLE
0
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
687
95000
SH
SOLE
95000
0
0
PAN AMERICAN SILVER CORP
COM
697900108
1722
130000
SH
Call
SOLE
0
0
0
PATRICK INDS INC
COM
703343103
10487
231400
SH
SOLE
231400
0
0
PENSARE ACQUISITION CORP
*W EXP 07/27/202
70957E113
318
1587827
SH
SOLE
1587827
0
0
PENSARE ACQUISITION CORP
RIGHT 99/99/9999
70957E121
1330
4586854
SH
SOLE
4586854
0
0
PENSARE ACQUISITION CORP
COM
70957E105
32469
3167754
SH
SOLE
3167754
0
0
PHUNWARE INC
*W EXP 12/26/202
71948P118
160
96643
SH
SOLE
96643
0
0
PIVOTAL ACQUISITION CORP
UNIT 12/01/2025
72583A200
15690
1539700
SH
SOLE
1539700
0
0
PLAYAGS INC
COM
72814N104
36744
1535496
SH
SOLE
1535496
0
0
PRETIUM RES INC
NOTE 2.250% 3/1
74139CAB8
944
1000000
PRN
SOLE
0
0
0
PURE ACQUISITION CORP
UNIT 04/13/2023
74621Q205
5039
476300
SH
SOLE
476300
0
0
PURE ACQUISITION CORP
CL A
74621Q106
15590
1551250
SH
SOLE
1551250
0
0
QUANTENNA COMMUNICATIONS INC
COM
74766D100
1825
75000
SH
SOLE
75000
0
0
REALPAGE INC
COM
75606N109
19208
316500
SH
SOLE
316500
0
0
REALPAGE INC
NOTE 1.500%11/1
75606NAB5
46219
30000000
PRN
SOLE
0
0
0
RED HAT INC
COM
756577102
2740
15000
SH
SOLE
15000
0
0
REEDS INC
COM
758338107
1925
665917
SH
SOLE
665917
0
0
REGALWOOD GLOBAL ENERGY LTD
*W EXP 12/05/202
G74760128
187
187166
SH
SOLE
187166
0
0
REGALWOOD GLOBAL ENERGY LTD
UNIT 99/99/9999
G74760110
22774
2200400
SH
SOLE
2200400
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
3631
61700
SH
Call
SOLE
0
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
4414
75000
SH
Put
SOLE
0
0
0
RMG ACQUISITION CORP
UNIT 99/99/9999
749641205
1504
150000
SH
SOLE
150000
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
2691
50000
SH
Call
SOLE
0
0
0
ROGERS CORP
COM
775133101
26425
166323
SH
SOLE
166323
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
7087
93800
SH
SOLE
93800
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
9444
125000
SH
Call
SOLE
0
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
11332
150000
SH
Put
SOLE
0
0
0
SABAN CAP ACQUISITION CORP
*W EXP 09/21/202
78516C114
6
1213715
SH
SOLE
1213715
0
0
SABAN CAP ACQUISITION CORP
COM CL A
78516C106
15375
1500000
SH
SOLE
1500000
0
0
SALESFORCE COM INC
COM
79466L302
1027
6484
SH
SOLE
6484
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
8726
150000
SH
Put
SOLE
0
0
0
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
42093
900000
SH
Put
SOLE
0
0
0
SENSEONICS HLDGS INC
COM
81727U105
7910
3228549
SH
SOLE
3228549
0
0
SENTINEL ENERGY SVCS INC
*W EXP 11/02/202
81728P113
314
461368
SH
SOLE
461368
0
0
SENTINEL ENERGY SVCS INC
CL A
81728P105
15873
1581004
SH
SOLE
1581004
0
0
SIRIUS INTERNATIONAL INSURAN
COM
G8196D101
342
26319
SH
SOLE
26319
0
0
SKECHERS U S A INC
CL A
830566105
15783
469600
SH
SOLE
469600
0
0
SOCIAL CAP HEDOSOPHIA HLDGS
UNIT 99/99/9999
G8250R111
8063
781310
SH
SOLE
781310
0
0
SOCIAL CAP HEDOSOPHIA HLDGS
CL A
G8250R103
10851
1064875
SH
SOLE
1064875
0
0
SPARTAN ENERGY ACQUISITON CO
*W EXP 08/27/202
846784122
403
366667
SH
SOLE
366667
0
0
SPARTAN ENERGY ACQUISITON CO
CL A COM STK
846784106
10812
1100001
SH
SOLE
1100001
0
0
SPARTAN ENERGY ACQUISITON CO
UNIT 99/99/9999
846784114
20951
2064099
SH
SOLE
2064099
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
13848
113500
SH
Put
SOLE
0
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
18302
150000
SH
Call
SOLE
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1550
5488
SH
SOLE
5488
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
663828
2350000
SH
Put
SOLE
1
0
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
22291
160600
SH
SOLE
160600
0
0
SPRINT CORPORATION
COM
85207U105
1412
250000
SH
SOLE
250000
0
0
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
8966
723070
SH
SOLE
723070
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
22929
2194175
SH
SOLE
2194175
0
0
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
1820
171509
SH
SOLE
171509
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
27426
4950493
SH
SOLE
4950493
0
0
STRYKER CORP
COM
863667101
15861
80300
SH
SOLE
80300
0
0
SUNCOR ENERGY INC NEW
COM
867224107
4864
150000
SH
Call
SOLE
0
0
0
SYSCO CORP
COM
871829107
507
7589
SH
SOLE
7589
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
23970
254000
SH
SOLE
254000
0
0
TAPESTRY INC
COM
876030107
9747
300000
SH
Put
SOLE
0
0
0
TAPESTRY INC
COM
876030107
27719
853140
SH
SOLE
853140
0
0
TARGET HOSPITALITY CORP
*W EXP 03/15/202
87615L115
569
369654
SH
SOLE
369654
0
0
TECK RESOURCES LTD
CL B
878742204
2318
100000
SH
Call
SOLE
0
0
0
TECNOGLASS INC
SHS
G87264100
2005
275379
SH
SOLE
275379
0
0
TENZING ACQUISITION CORP
*W EXP 02/23/202
G8708A108
6
40000
SH
SOLE
40000
0
0
TENZING ACQUISITION CORP
ORD SHS
G8708A116
504
50000
SH
SOLE
50000
0
0
TENZING ACQUISITION CORP
UNIT 08/24/2024
G8708A124
3381
330800
SH
SOLE
330800
0
0
THUNDER BRIDGE ACQUISITION L
*W EXP 01/01/202
G8857R126
1220
1695000
SH
SOLE
1695000
0
0
THUNDER BRIDGE ACQUISITION L
SHS CLASS A
G8857R100
17442
1709979
SH
SOLE
1709979
0
0
TIBERIUS ACQUISITION CORP
*W EXP 02/28/202
88633A115
88
200000
SH
SOLE
200000
0
0
TIBERIUS ACQUISITION CORP
COM
88633A107
2706
268500
SH
SOLE
268500
0
0
TIBERIUS ACQUISITION CORP
UNIT 02/28/2021
88633A206
15109
1445800
SH
SOLE
1445800
0
0
TKK SYMPHONY ACQUISITION COR
*W EXP 02/20/202
G88950129
58
401300
SH
SOLE
401300
0
0
TKK SYMPHONY ACQUISITION COR
RIGHT 02/20/2020
G88950137
128
401300
SH
SOLE
401300
0
0
TKK SYMPHONY ACQUISITION COR
UNIT 08/15/2023
G88950111
5885
571400
SH
SOLE
571400
0
0
TKK SYMPHONY ACQUISITION COR
ORD SHS
G88950103
9873
996300
SH
SOLE
996300
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
13582
250000
SH
Call
SOLE
0
0
0
TORTOISE ACQUISITION CORP
UNIT 03/04/2024
89154L209
10989
1100000
SH
SOLE
1100000
0
0
TOTTENHAM ACQUISITION I LTD
*W EXP 05/06/202
G8959N114
26
162000
SH
SOLE
162000
0
0
TOTTENHAM ACQUISITION I LTD
RIGHT 06/05/2020
G8959N122
50
162000
SH
SOLE
162000
0
0
TOTTENHAM ACQUISITION I LTD
UNIT 05/06/2025
G8959N130
1550
150000
SH
SOLE
150000
0
0
TOTTENHAM ACQUISITION I LTD
SHS
G8959N106
4157
412000
SH
SOLE
412000
0
0
TPG PACE HLDGS CORP
*W EXP 06/27/202
G89827110
519
352999
SH
SOLE
352999
0
0
TPG PACE HLDGS CORP
CL A
G89827128
9027
884143
SH
SOLE
884143
0
0
TRANSCAT INC
COM
893529107
4537
197416
SH
SOLE
197416
0
0
TRIDENT ACQUISITIONS CORP
*W EXP 05/09/202
89615T114
18
110000
SH
SOLE
110000
0
0
TRIDENT ACQUISITIONS CORP
COM
89615T106
8350
819405
SH
SOLE
819405
0
0
TRIDENT ACQUISITIONS CORP
UNIT 05/09/2023
89615T205
16552
1607000
SH
SOLE
1607000
0
0
TRIMBLE INC
COM
896239100
27958
692025
SH
SOLE
692025
0
0
TRINE ACQUISITION CORP
UNIT 03/31/2021
89628U207
24048
2400000
SH
SOLE
2400000
0
0
TRINITY MERGER CORP
*W EXP 05/11/202
89653L114
432
1200000
SH
SOLE
1200000
0
0
TRINITY MERGER CORP
UNIT 05/11/2025
89653L205
9134
869876
SH
SOLE
869876
0
0
TRINITY MERGER CORP
COM CL A
89653L106
31866
3118000
SH
SOLE
3118000
0
0
TTM TECHNOLOGIES INC
NOTE 1.750%12/1
87305RAD1
32665
25000000
PRN
SOLE
0
0
0
TUSCAN HOLDINGS CORP
UNIT 99/99/9999
90069K203
7300
700000
SH
SOLE
700000
0
0
TWELVE SEAS INVESTMENT COMPA
*W EXP 12/22/202
G9145A115
280
1075000
SH
SOLE
1075000
0
0
TWELVE SEAS INVESTMENT COMPA
RIGHT 12/22/2019
G9145A131
406
1503400
SH
SOLE
1503400
0
0
TWELVE SEAS INVESTMENT COMPA
UNIT 06/21/2023
G9145A123
7445
711110
SH
SOLE
711110
0
0
TWELVE SEAS INVESTMENT COMPA
SHS
G9145A107
19415
1937601
SH
SOLE
1937601
0
0
TWIN RIV WORLDWIDE HLDGS INC
COM
90171V204
4868
162531
SH
SOLE
162531
0
0
TWITTER INC
COM
90184L102
23739
722000
SH
SOLE
722000
0
0
U S WELL SVCS INC
CL A
91274U101
2765
346455
SH
SOLE
346455
0
0
UFP TECHNOLOGIES INC
COM
902673102
1867
49910
SH
SOLE
49910
0
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
4127
12500
SH
SOLE
12500
0
0
UNDER ARMOUR INC
CL C
904311206
21365
1132200
SH
SOLE
1132200
0
0
UNITED STATES LIME & MINERAL
COM
911922102
3844
49843
SH
SOLE
49843
0
0
UQM TECHNOLOGIES INC
COM
903213106
330
200000
SH
SOLE
200000
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
10633
100000
SH
Put
SOLE
0
0
0
VANTAGE ENERGY ACQUISITION
*W EXP 04/12/202
92211L113
387
1681258
SH
SOLE
1681258
0
0
VANTAGE ENERGY ACQUISITION
COM CL A
92211L105
38337
3751182
SH
SOLE
3751182
0
0
VECTOIQ ACQUISITION CORP
*W EXP 05/11/202
92243N111
226
525000
SH
SOLE
525000
0
0
VECTOIQ ACQUISITION CORP
UNIT 05/11/2023
92243N202
10450
1000000
SH
SOLE
1000000
0
0
VECTOIQ ACQUISITION CORP
COM
92243N103
16713
1673000
SH
SOLE
1673000
0
0
VERRA MOBILITY CORP
COM
92511U102
23205
1950000
SH
SOLE
1950000
0
0
VIAVI SOLUTIONS INC
COM
925550105
22613
1826600
SH
SOLE
1826600
0
0
VIAVI SOLUTIONS INC
NOTE 1.000% 3/0
925550AB1
43970
39025000
PRN
SOLE
0
0
0
VULCAN MATLS CO
COM
929160109
31412
265300
SH
SOLE
265300
0
0
WABCO HLDGS INC
COM
92927K102
1213
9200
SH
Put
SOLE
0
0
0
WAYFAIR INC
NOTE 0.375% 9/0
94419LAB7
7664
5000000
PRN
SOLE
0
0
0
WEALTHBRIDGE ACQUISITION LTD
UNIT 99/99/9999
G4887W102
5040
500000
SH
SOLE
500000
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
3237
12000
SH
SOLE
12000
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
2382
100000
SH
Call
SOLE
0
0
0
WORKDAY INC
NOTE 1.500% 7/1
98138HAD3
71125
30000000
PRN
SOLE
0
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
20601
237399
SH
SOLE
237399
0
0
WRIGHT MED GROUP N V
NOTE 2.250%11/1
98236JAB4
46487
30000000
PRN
SOLE
0
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
7105
250000
SH
Call
SOLE
0
0
0