0001062993-19-000919.txt : 20190214
0001062993-19-000919.hdr.sgml : 20190214
20190214152902
ACCESSION NUMBER: 0001062993-19-000919
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190214
DATE AS OF CHANGE: 20190214
EFFECTIVENESS DATE: 20190214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polar Asset Management Partners Inc.
CENTRAL INDEX KEY: 0001326389
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12489
FILM NUMBER: 19605379
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
FORMER COMPANY:
FORMER CONFORMED NAME: Polar Securities Inc.
DATE OF NAME CHANGE: 20050506
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326389
XXXXXXXX
12-31-2018
12-31-2018
Polar Asset Management Partners Inc.
401 BAY STREET
SUITE 1900, P.O. BOX 19
TORONTO
A6
M5H 2Y4
13F HOLDINGS REPORT
028-12489
N
Greg Lemaich
General Counsel & CCO
416-369-8087
Greg Lemaich
Toronto
A6
02-14-2019
0
346
5112880
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
8X8 INC NEW
COM
282914100
13819
766003
SH
SOLE
766003
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
5538
300000
SH
Put
SOLE
0
0
0
AEROJET ROCKETDYNE HLDGS INC
NOTE 2.250%12/1
007800AB1
11049
7500000
PRN
SOLE
0
0
0
ALBERTON ACQUISITION CORP
ORD SHS
G35006108
4900
500000
SH
SOLE
500000
0
0
ALBERTON ACQUISITION CORP
UNIT 04/22/2020
G35006116
2516
250000
SH
SOLE
250000
0
0
ALBERTON ACQUISITION CORP
RIGHT 10/04/2020
G35006132
221
850000
SH
SOLE
850000
0
0
ALBERTON ACQUISITION CORP
*W EXP 04/26/202
G35006124
58
500000
SH
SOLE
500000
0
0
ALGONQUIN PWR UTILS CORP
COM
015857105
116
11500
SH
Call
SOLE
0
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
106915
780000
SH
Put
SOLE
0
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
21931
160000
SH
SOLE
160000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
6854
50000
SH
Call
SOLE
0
0
0
ALLEGRO MERGER CORP
COM
01749N103
7312
750000
SH
SOLE
750000
0
0
ALLEGRO MERGER CORP
UNIT 12/31/2023
01749N301
2580
250000
SH
SOLE
250000
0
0
ALLEGRO MERGER CORP
RIGHT 12/31/2023
01749N129
261
900000
SH
SOLE
900000
0
0
ALLEGRO MERGER CORP
*W EXP 01/06/202
01749N111
195
650000
SH
SOLE
650000
0
0
ALPHA PRO TECH LTD
COM
020772109
1601
431474
SH
SOLE
431474
0
0
ALPHABET INC
CAP STK CL C
02079K107
44013
42500
SH
SOLE
42500
0
0
ALPHABET INC
CAP STK CL C
02079K107
20712
20000
SH
Put
SOLE
0
0
0
AMETEK INC NEW
COM
031100100
29995
443059
SH
SOLE
443059
0
0
APPLIED OPTOELECTRONICS INC
COM
03823U102
3086
200000
SH
Call
SOLE
0
0
0
APPLIED OPTOELECTRONICS INC
COM
03823U102
1427
92500
SH
Put
SOLE
0
0
0
ARAMARK
COM
03852U106
29828
1029600
SH
SOLE
1029600
0
0
ATHENAHEALTH INC
COM
04685W103
1649
12500
SH
SOLE
12500
0
0
ATLAS AIR WORLDWIDE HLDGS IN
NOTE 1.875% 6/0
049164BJ4
9559
10000000
PRN
SOLE
0
0
0
ATOMERA INC
COM
04965B100
1205
420000
SH
SOLE
420000
0
0
AVISTA CORP
COM
05379B107
2761
65000
SH
SOLE
65000
0
0
BANK AMER CORP
*W EXP 01/16/201
060505146
8105
631000
SH
SOLE
631000
0
0
BANK N S HALIFAX
COM
064149107
4987
100000
SH
Call
SOLE
0
0
0
BARRICK GOLD CORP
COM
067901108
53207
641900
SH
Call
SOLE
0
0
0
BARRICK GOLD CORP
COM
067901108
8446
101900
SH
Put
SOLE
0
0
0
BCE INC
COM NEW
05534B760
43144
800000
SH
Call
SOLE
0
0
0
BCE INC
COM NEW
05534B760
108
2000
SH
Put
SOLE
0
0
0
BELLATRIX EXPLORATION LTD
COM NEW
078314507
637
1377733
SH
SOLE
1377733
0
0
BIG ROCK PARTNERS ACQUISI CO
COM
089482103
4777
468300
SH
SOLE
468300
0
0
BIG ROCK PARTNERS ACQUISI CO
UNIT 11/20/2022
089482202
3693
349200
SH
SOLE
349200
0
0
BIG ROCK PARTNERS ACQUISI CO
RIGHT 12/01/2022
089482129
152
423200
SH
SOLE
423200
0
0
BIG ROCK PARTNERS ACQUISI CO
*W EXP 12/01/202
089482111
77
200000
SH
SOLE
200000
0
0
BIO RAD LABS INC
CL A
090572207
16813
72400
SH
SOLE
72400
0
0
BISON CAP ACQUISITION CORP
ORD SHS
G1142P104
5200
500000
SH
SOLE
500000
0
0
BISON CAP ACQUISITION CORP
UNIT 99/99/9999T
G1142P120
3202
293315
SH
SOLE
293315
0
0
BISON CAP ACQUISITION CORP
RIGHT 03/20/2019
G1142P138
150
534300
SH
SOLE
534300
0
0
BISON CAP ACQUISITION CORP
*W EXP 06/20/202
G1142P112
42
175000
SH
SOLE
175000
0
0
BLACK RIDGE ACQUISITION CORP
COM
09216T107
16278
1621333
SH
SOLE
1621333
0
0
BLACK RIDGE ACQUISITION CORP
RIGHT 07/10/2019
09216T123
261
868400
SH
SOLE
868400
0
0
BLACK RIDGE ACQUISITION CORP
UNIT 10/05/2022
09216T206
157
14992
SH
SOLE
14992
0
0
BLACK RIDGE ACQUISITION CORP
*W EXP 07/10/202
09216T115
64
200000
SH
SOLE
200000
0
0
BRIDGEPOINT ED INC
COM
10807M105
5303
756462
SH
SOLE
756462
0
0
BROOKFIELD PROPERTY REIT INC
CL A
11282X103
564
35000
SH
SOLE
35000
0
0
BRUNSWICK CORP
COM
117043109
39005
839718
SH
SOLE
839718
0
0
BRUNSWICK CORP
COM
117043109
16258
350000
SH
Put
SOLE
0
0
0
CAE INC
COM
124765108
3670
200000
SH
Put
SOLE
0
0
0
CAE INC
COM
124765108
545
29700
SH
SOLE
29700
0
0
CAMECO CORP
COM
13321L108
515
45400
SH
Put
SOLE
0
0
0
CAMECO CORP
COM
13321L108
385
33900
SH
Call
SOLE
0
0
0
CAPITOL INVT CORP IV
UNIT 99/99/9999
G18920119
15941
1541700
SH
SOLE
1541700
0
0
CAPITOL INVT CORP IV
CL A ORD
G18920101
5996
599900
SH
SOLE
599900
0
0
CAPITOL INVT CORP IV
*W EXP 01/01/202
G18920127
200
200000
SH
SOLE
200000
0
0
CARBONITE INC
NOTE 2.500% 4/0
141337AB1
5968
5000000
PRN
SOLE
0
0
0
CAREDX INC
COM
14167L103
10014
398337
SH
SOLE
398337
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
16399
220000
SH
Call
SOLE
0
0
0
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
18066
578113
SH
SOLE
578113
0
0
CF FIN ACQUISITION CORP
UNIT 04/30/2025
12528N206
14000
1400000
SH
SOLE
1400000
0
0
CHARDAN HEALTHCARE ACQUISITI
UNIT 12/13/2023
15957A207
3021
300000
SH
SOLE
300000
0
0
CHURCHILL CAP CORP
UNIT 99/99/9999
17142R202
15075
1491100
SH
SOLE
1491100
0
0
CHURCHILL CAP CORP
COM CL A
17142R103
8595
900000
SH
SOLE
900000
0
0
CHURCHILL CAP CORP
*W EXP 09/11/202
17142R111
394
450000
SH
SOLE
450000
0
0
CLEVELAND CLIFFS INC
DBCV 1.500% 1/1
185899AA9
9491
8500000
PRN
SOLE
0
0
0
CM SEVEN STAR ACQUISITION CO
SHS
G2345N102
15064
1491500
SH
SOLE
1491500
0
0
CM SEVEN STAR ACQUISITION CO
UNIT 08/21/2022
G2345N128
14255
1338500
SH
SOLE
1338500
0
0
CM SEVEN STAR ACQUISITION CO
RIGHT 08/21/2022
G2345N136
724
1905500
SH
SOLE
1905500
0
0
CM SEVEN STAR ACQUISITION CO
*W EXP 08/21/202
G2345N110
238
952750
SH
SOLE
952750
0
0
COLLIER CREEK HOLDINGS
UNIT 99/99/9999
G22707122
10050
1000000
SH
SOLE
1000000
0
0
CONCRETE PUMPING HLDGS INC
*W EXP 08/01/202
206704116
1891
2423779
SH
SOLE
2423779
0
0
CONSTELLATION ALPHA CAP CORP
SHS
G2379F108
32108
3144759
SH
SOLE
3144759
0
0
CONSTELLATION ALPHA CAP CORP
RIGHT 99/99/9999
G2379F132
801
3202613
SH
SOLE
3202613
0
0
CONSTELLATION ALPHA CAP CORP
*W EXP 03/23/202
G2379F116
214
1645113
SH
SOLE
1645113
0
0
DEL FRISCOS RESTAURANT GROUP
COM
245077102
9694
1355777
SH
SOLE
1355777
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
35135
704100
SH
SOLE
704100
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
7485
150000
SH
Put
SOLE
0
0
0
DEXCOM INC
NOTE 0.750% 5/1
252131AF4
6761
5000000
PRN
SOLE
0
0
0
DFB HEALTHCARE ACQUISTION CO
UNIT 01/30/2023
23291E208
12750
1250000
SH
SOLE
1250000
0
0
DLH HLDGS CORP
COM
23335Q100
4055
871984
SH
SOLE
871984
0
0
DOLBY LABORATORIES INC
COM
25659T107
11277
182352
SH
SOLE
182352
0
0
DOLLAR GEN CORP NEW
COM
256677105
29808
275800
SH
SOLE
275800
0
0
DOVER DOWNS GAMING & ENTMT I
COM
260095104
4598
1659900
SH
SOLE
1659900
0
0
EASTMAN CHEM CO
COM
277432100
14096
192800
SH
SOLE
192800
0
0
EDTECHX HLDGS ACQUISITION CO
UNIT 12/31/2025
28138X202
1998
200000
SH
SOLE
200000
0
0
EDTECHX HLDGS ACQUISITION CO
COM
28138X103
1946
200000
SH
SOLE
200000
0
0
EDTECHX HLDGS ACQUISITION CO
*W EXP 12/31/202
28138X111
114
325000
SH
SOLE
325000
0
0
EMC INS GROUP INC
COM
268664109
398
12500
SH
SOLE
12500
0
0
ENBRIDGE INC
COM
29250N105
6216
200000
SH
Call
SOLE
0
0
0
ENDEAVOUR SILVER CORP
COM
29258Y103
2556
1188800
SH
SOLE
1188800
0
0
ESTRE AMBIENTAL INC
*W EXP 12/21/202
G3206V118
168
2110661
SH
SOLE
2110661
0
0
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
4988
200000
SH
Put
SOLE
0
0
0
EXACT SCIENCES CORP
COM
30063P105
213
3382
SH
SOLE
3382
0
0
FACEBOOK INC
CL A
30303M102
26218
200000
SH
Call
SOLE
0
0
0
FACEBOOK INC
CL A
30303M102
14420
110000
SH
SOLE
110000
0
0
FACEBOOK INC
CL A
30303M102
13109
100000
SH
Put
SOLE
0
0
0
FAR PT ACQUISITION CORP
UNIT 06/01/2025
30734W208
20281
2010000
SH
SOLE
2010000
0
0
FAR PT ACQUISITION CORP
COM CL A
30734W109
2316
240000
SH
SOLE
240000
0
0
FAR PT ACQUISITION CORP
*W EXP 06/01/202
30734W117
169
130000
SH
SOLE
130000
0
0
FEDERAL STR ACQUISITION CORP
*W EXP 07/24/202
31421V115
1000
1250000
SH
SOLE
1250000
0
0
FLEXSTEEL INDS INC
COM
339382103
3047
138000
SH
SOLE
138000
0
0
FORESCOUT TECHNOLOGIES INC
COM
34553D101
4212
162054
SH
SOLE
162054
0
0
FORTIS INC
COM
349553107
8340
250000
SH
Put
SOLE
0
0
0
FORTIS INC
COM
349553107
784
23500
SH
SOLE
23500
0
0
FORUM MERGER II CORP
CL A
34986F103
2346
243138
SH
SOLE
243138
0
0
GARDNER DENVER HLDGS INC
COM
36555P107
16755
819299
SH
SOLE
819299
0
0
GIGCAPITAL INC
COM
37518N106
13769
1363300
SH
SOLE
1363300
0
0
GIGCAPITAL INC
UNIT 03/06/2025
37518N205
9245
874652
SH
SOLE
874652
0
0
GIGCAPITAL INC
RIGHT 03/06/2020
37518N114
467
1697672
SH
SOLE
1697672
0
0
GIGCAPITAL INC
*W EXP 06/08/202
37518N122
81
322725
SH
SOLE
322725
0
0
GLOBAL WTR RES INC
COM
379463102
1551
152995
SH
SOLE
152995
0
0
GORDON POINTE ACQUISITION CO
COM CLASS A
382788107
5000
500000
SH
SOLE
500000
0
0
GORDON POINTE ACQUISITION CO
UNIT 01/18/2023
382788206
2691
259250
SH
SOLE
259250
0
0
GORDON POINTE ACQUISITION CO
*W EXP 07/30/202
382788115
7
18990
SH
SOLE
18990
0
0
GORES HOLDINGS III INC
UNIT 09/07/2024
38286G208
3819
380000
SH
SOLE
380000
0
0
GORES HOLDINGS III INC
CLASS A
38286G109
1166
120000
SH
SOLE
120000
0
0
GORES HOLDINGS III INC
*W EXP 09/11/202
38286G117
46
40000
SH
SOLE
40000
0
0
GRAF INDL CORP
COM
384278107
718
74750
SH
SOLE
74750
0
0
GREENLAND ACQUISITIN CORPORA
SHS
G40981139
2440
246500
SH
SOLE
246500
0
0
GREENLAND ACQUISITIN CORPORA
UNIT 03/03/2025
G40981121
1437
140000
SH
SOLE
140000
0
0
GREENLAND ACQUISITIN CORPORA
RIGHT 04/27/2025
G40981113
55
180000
SH
SOLE
180000
0
0
GREENLAND ACQUISITIN CORPORA
*W EXP 03/03/202
G40981105
33
180000
SH
SOLE
180000
0
0
GS ACQUISITION HLDGS CORP
UNIT 06/12/2023
36255F201
10250
1000000
SH
SOLE
1000000
0
0
GTY TECHNOLOGY HOLDINGS INC
*W EXP 10/25/202
G4182A128
19
24411
SH
SOLE
24411
0
0
GUESS INC
COM
401617105
18117
872256
SH
SOLE
872256
0
0
HABIT RESTAURANTS INC
COM CL A
40449J103
9572
911572
SH
SOLE
911572
0
0
HARMONIC INC
COM
413160102
12296
2605124
SH
SOLE
2605124
0
0
HARMONIC INC
NOTE 4.000%12/0
413160AB8
7946
7500000
PRN
SOLE
0
0
0
HAYMAKER ACQUISITION CORP
COM CLASS A
420870107
15376
1536072
SH
SOLE
1536072
0
0
HAYMAKER ACQUISITION CORP
*W EXP 10/27/202
420870115
974
1187436
SH
SOLE
1187436
0
0
HF FOODS GROUP INC
COM
40417F109
133
10000
SH
SOLE
10000
0
0
HL ACQUISITIONS CORP
SHS
G4603R106
5225
530769
SH
SOLE
530769
0
0
HL ACQUISITIONS CORP
UNIT 06/21/2023
G4603R114
1035
100000
SH
SOLE
100000
0
0
HL ACQUISITIONS CORP
RIGHT 07/17/2023
G4603R130
159
210000
SH
SOLE
210000
0
0
HL ACQUISITIONS CORP
*W EXP 06/21/202
G4603R122
41
125000
SH
SOLE
125000
0
0
HOME DEPOT INC
COM
437076102
30361
176700
SH
SOLE
176700
0
0
HUDSON GLOBAL INC
COM
443787106
2307
1708765
SH
SOLE
1708765
0
0
HUNTER MARITIME ACQUISITION
*W EXP 11/17/202
Y37828129
122
715959
SH
SOLE
715959
0
0
HURCO COMPANIES INC
COM
447324104
4106
115000
SH
SOLE
115000
0
0
IHS MARKIT LTD
SHS
G47567105
20590
429225
SH
SOLE
429225
0
0
INFINERA CORPORATION
COM
45667G103
1995
500000
SH
Call
SOLE
0
0
0
INFRA AND ENERGY ALTRNTIVE I
COM
45686J104
2177
285714
SH
SOLE
285714
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
19926
148400
SH
SOLE
148400
0
0
INTERNATIONAL MNY EXPRESS IN
COM
46005L101
191
40000
SH
SOLE
40000
0
0
INTERNATIONAL SPEEDWAY CORP
CL A
460335201
877
20000
SH
SOLE
20000
0
0
INVESCO EXCHNG TRADED FD TR
SR LN ETF
46138G508
32670
1500000
SH
Put
SOLE
0
0
0
IQIYI INC
SPONSORED ADS
46267X108
7435
500000
SH
SOLE
500000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
508673
3798900
SH
Put
SOLE
0
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
321360
2400000
SH
Call
SOLE
0
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
225640
2000000
SH
Put
SOLE
0
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
7549
90274
SH
SOLE
90274
0
0
ISSUER DIRECT CORPORATION
COM NEW
46520M204
3705
326456
SH
SOLE
326456
0
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
10283
8980000
PRN
SOLE
0
0
0
JENSYN ACQUISITION CORP
COM
47632B102
2973
270000
SH
SOLE
270000
0
0
JENSYN ACQUISITION CORP
RIGHT 99/99/9999
47632B128
151
914885
SH
SOLE
914885
0
0
JENSYN ACQUISITION CORP
*W EXP 03/07/202
47632B110
58
771396
SH
SOLE
771396
0
0
KBL MERGER CORP IV
COM
48242A104
17784
1743550
SH
SOLE
1743550
0
0
KBL MERGER CORP IV
RIGHT 03/22/2019
48242A120
615
1577400
SH
SOLE
1577400
0
0
KBL MERGER CORP IV
*W EXP 01/15/202
48242A112
142
1578348
SH
SOLE
1578348
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
26999
434900
SH
SOLE
434900
0
0
KIRKLAND LAKE GOLD LTD
COM
49741E100
3733
143100
SH
Call
SOLE
0
0
0
KIRKLAND LAKE GOLD LTD
COM
49741E100
130
5000
SH
Put
SOLE
0
0
0
LAKELAND INDS INC
COM
511795106
2132
204200
SH
SOLE
204200
0
0
LATTICE SEMICONDUCTOR CORP
COM
518415104
8521
1231352
SH
SOLE
1231352
0
0
LAUREATE EDUCATION INC
CL A
518613203
16848
1105500
SH
SOLE
1105500
0
0
LEGACY ACQUISITION CORP
UNIT 05/31/2024
524643202
3054
300000
SH
SOLE
300000
0
0
LEGACY ACQUISITION CORP
COM CL A
524643103
2919
297235
SH
SOLE
297235
0
0
LEGACY ACQUISITION CORP
*W EXP 11/30/202
524643111
93
282400
SH
SOLE
282400
0
0
LEISURE ACQUISITION CORP
UNIT 99/99/9999
52539T206
2786
275000
SH
SOLE
275000
0
0
LEISURE ACQUISITION CORP
COM
52539T107
2700
275000
SH
SOLE
275000
0
0
LEISURE ACQUISITION CORP
*W EXP 12/05/201
52539T115
109
137500
SH
SOLE
137500
0
0
LEO HOLDINGS CORP
UNIT 99/99/9999
G5463L121
10946
1071000
SH
SOLE
1071000
0
0
LEO HOLDINGS CORP
COM CL A
G5463L105
9725
1000000
SH
SOLE
1000000
0
0
LEO HOLDINGS CORP
*W EXP 02/07/202
G5463L113
535
500000
SH
SOLE
500000
0
0
LF CAP ACQUISITION CORP
CL A
50200K108
4541
464269
SH
SOLE
464269
0
0
LF CAP ACQUISITION CORP
*W EXP 06/22/202
50200K116
22
50000
SH
SOLE
50000
0
0
LIBERTY MEDIA CORP DELAWARE
DEB 2.250% 9/3
531229AE2
23789
48917000
PRN
SOLE
0
0
0
LIFETIME BRANDS INC
COM
53222Q103
3617
360650
SH
SOLE
360650
0
0
LKQ CORP
COM
501889208
17885
753701
SH
SOLE
753701
0
0
LONGEVITY ACQUISITION CORP
ORD SHS
G56372132
2412
240000
SH
SOLE
240000
0
0
LONGEVITY ACQUISITION CORP
UNIT 08/29/2024
G56372108
1015
100000
SH
SOLE
100000
0
0
LONGEVITY ACQUISITION CORP
RIGHT 07/31/2020
G56372124
96
240000
SH
SOLE
240000
0
0
LONGEVITY ACQUISITION CORP
*W EXP 07/31/202
G56372116
35
240000
SH
SOLE
240000
0
0
LUMENTUM HLDGS INC
COM
55024U109
9242
220000
SH
SOLE
220000
0
0
MAM SOFTWARE GROUP INC
COM NEW
55277Q201
4209
532735
SH
SOLE
532735
0
0
MASTECH DIGITAL INC
COM
57633B100
1616
256534
SH
SOLE
256534
0
0
MEGALITH FINL ACQUISITION CO
UNIT 09/30/2025
58518F208
12096
1200000
SH
SOLE
1200000
0
0
MEGALITH FINL ACQUISITION CO
*W EXP 08/26/202
58518F117
100
250000
SH
SOLE
250000
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
75461
53500000
PRN
SOLE
0
0
0
MICRON TECHNOLOGY INC
NOTE 3.125% 5/0
595112AX1
158936
50000000
PRN
SOLE
0
0
0
MODERN MEDIA ACQUISITION
COM
60765P103
26389
2587176
SH
SOLE
2587176
0
0
MODERN MEDIA ACQUISITION
RIGHT 99/99/9999
60765P129
686
2744453
SH
SOLE
2744453
0
0
MODERN MEDIA ACQUISITION
*W EXP 05/17/202
60765P111
135
501854
SH
SOLE
501854
0
0
MONARCH CASINO & RESORT INC
COM
609027107
8583
225038
SH
SOLE
225038
0
0
MOSAIC ACQUISITION CORP
UNIT 99/99/9999
61946M209
11804
1166380
SH
SOLE
1166380
0
0
MOSAIC ACQUISITION CORP
*W EXP 10/23/202
61946M118
198
200000
SH
SOLE
200000
0
0
MTECH ACQUISITION CORP
*W EXP 08/01/202
55378W115
440
733386
SH
SOLE
733386
0
0
MTECH ACQUISITION CORP
COM CLASS A
55378W107
252
25000
SH
SOLE
25000
0
0
MUDRICK CAP ACQUISITION CORP
COM CLASS A
624745105
10718
1084800
SH
SOLE
1084800
0
0
MUDRICK CAP ACQUISITION CORP
UNIT 02/01/2023
624745204
10248
995000
SH
SOLE
995000
0
0
MUDRICK CAP ACQUISITION CORP
*W EXP 02/12/202
624745113
450
1000000
SH
SOLE
1000000
0
0
NAUTILUS INC
COM
63910B102
5834
535269
SH
SOLE
535269
0
0
NEBULA ACQUISITION CORP
UNIT 03/12/2025
629076209
1011
100000
SH
SOLE
100000
0
0
NETFLIX INC
COM
64110L106
29576
110500
SH
SOLE
110500
0
0
NETFLIX INC
COM
64110L106
13383
50000
SH
Put
SOLE
0
0
0
NEW FRONTIER CORP
UNIT 99/99/9999
G6485P116
5075
500000
SH
SOLE
500000
0
0
NEW FRONTIER CORP
COM CL A
G6485P108
4900
500000
SH
SOLE
500000
0
0
NEW FRONTIER CORP
*W EXP 99/99/999
G6485P124
225
250000
SH
SOLE
250000
0
0
NRC GROUP HLDGS CORP
*W EXP 10/17/202
629375114
1641
2025875
SH
SOLE
2025875
0
0
NUTRIEN LTD
COM
67077M108
6204
132000
SH
Call
SOLE
0
0
0
NUTRIEN LTD
COM
67077M108
212
4500
SH
Put
SOLE
0
0
0
ON SEMICONDUCTOR CORP
NOTE 1.625%10/1
682189AP0
5365
5000000
PRN
SOLE
0
0
0
ONE MADISON CORP
COM CL A
G6772P100
14022
1398014
SH
SOLE
1398014
0
0
ONE MADISON CORP
UNIT 99/99/9999
G6772P118
12957
1245871
SH
SOLE
1245871
0
0
ONE MADISON CORP
*W EXP 99/99/999
G6772P126
480
600000
SH
SOLE
600000
0
0
OPEN TEXT CORP
COM
683715106
1760
54000
SH
Put
SOLE
0
0
0
OPEN TEXT CORP
COM
683715106
515
15800
SH
SOLE
15800
0
0
OPEN TEXT CORP
COM
683715106
284
8700
SH
Call
SOLE
0
0
0
OPES ACQUISITION CORP
COM
68373P100
11122
1120000
SH
SOLE
1120000
0
0
OPES ACQUISITION CORP
UNIT 03/07/2023
68373P209
3697
360000
SH
SOLE
360000
0
0
OPES ACQUISITION CORP
*W EXP 03/13/202
68373P118
130
450000
SH
SOLE
450000
0
0
ORBCOMM INC
COM
68555P100
11704
1417004
SH
SOLE
1417004
0
0
ORGANOGENESIS HLDGS INC
*W EXP 10/07/202
68621F110
960
4799047
SH
SOLE
4799047
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
102
13800
SH
Put
SOLE
0
0
0
PAN AMERICAN SILVER CORP
COM
697900108
3869
265000
SH
Call
SOLE
0
0
0
PAN AMERICAN SILVER CORP
COM
697900108
613
42000
SH
Put
SOLE
0
0
0
PATRIOT TRANSN HLDG INC
COM
70338W105
1802
91407
SH
SOLE
91407
0
0
PENSARE ACQUISITION CORP
COM
70957E105
22001
2171900
SH
SOLE
2171900
0
0
PENSARE ACQUISITION CORP
UNIT 07/27/2022
70957E204
10506
995855
SH
SOLE
995855
0
0
PENSARE ACQUISITION CORP
RIGHT 99/99/9999
70957E121
978
3371400
SH
SOLE
3371400
0
0
PENSARE ACQUISITION CORP
*W EXP 07/27/202
70957E113
218
1089900
SH
SOLE
1089900
0
0
PHUNWARE INC
*W EXP 08/11/202
71948P118
91
357945
SH
SOLE
357945
0
0
PLATINUM EAGLE ACQUISITIN CO
SHS CL A
G7126L100
5588
554398
SH
SOLE
554398
0
0
PLATINUM EAGLE ACQUISITIN CO
*W EXP 01/17/202
G7126L118
479
368266
SH
SOLE
368266
0
0
PLAYAGS INC
COM
72814N104
24506
1065496
SH
SOLE
1065496
0
0
PRETIUM RES INC
NOTE 2.250% 3/1
74139CAB8
892
1000000
PRN
SOLE
0
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
6730
5000000
PRN
SOLE
0
0
0
PRIORITY TECHNOLOGY HLDGS IN
*W EXP 11/15/202
74275G115
1053
842500
SH
SOLE
842500
0
0
PURE ACQUISITION CORP
CL A
74621Q106
15018
1526250
SH
SOLE
1526250
0
0
PURE ACQUISITION CORP
UNIT 04/13/2023
74621Q205
2586
246300
SH
SOLE
246300
0
0
REALPAGE INC
NOTE 1.500%11/1
75606NAB5
32371
25000000
PRN
SOLE
0
0
0
REALPAGE INC
COM
75606N109
14698
305000
SH
SOLE
305000
0
0
RED HAT INC
COM
756577102
3074
17500
SH
SOLE
17500
0
0
RED HAT INC
COM
756577102
1756
10000
SH
Put
SOLE
0
0
0
REEBONZ HLDG LTD
ORD SHS
G7457R106
314
150726
SH
SOLE
150726
0
0
REEBONZ HLDG LTD
*W EXP 12/19/202
G7457R114
55
289100
SH
SOLE
289100
0
0
REGALWOOD GLOBAL ENERGY LTD
UNIT 99/99/9999
G74760110
22422
2200400
SH
SOLE
2200400
0
0
REGALWOOD GLOBAL ENERGY LTD
*W EXP 12/05/202
G74760128
199
187166
SH
SOLE
187166
0
0
ROGERS CORP
COM
775133101
15675
158241
SH
SOLE
158241
0
0
ROKU INC
COM CL A
77543R102
13788
450000
SH
SOLE
450000
0
0
ROKU INC
COM CL A
77543R102
6128
200000
SH
Call
SOLE
0
0
0
SABAN CAP ACQUISITION CORP
COM CL A
78516C106
15180
1500000
SH
SOLE
1500000
0
0
SABAN CAP ACQUISITION CORP
*W EXP 09/21/202
78516C114
745
1241760
SH
SOLE
1241760
0
0
SCHLUMBERGER LTD
COM
806857108
25256
700000
SH
Call
SOLE
0
0
0
SENSEONICS HLDGS INC
COM
81727U105
9788
3779000
SH
SOLE
3779000
0
0
SENTINEL ENERGY SVCS INC
CL A
81728P105
13838
1381006
SH
SOLE
1381006
0
0
SENTINEL ENERGY SVCS INC
UNIT 11/02/2022
81728P204
2060
200001
SH
SOLE
200001
0
0
SENTINEL ENERGY SVCS INC
*W EXP 11/02/202
81728P113
328
394702
SH
SOLE
394702
0
0
SERVICENOW INC
COM
81762P102
10683
60000
SH
SOLE
60000
0
0
SERVICENOW INC
COM
81762P102
8902
50000
SH
Put
SOLE
0
0
0
SIRIUS INTERNATIONAL INSURAN
COM
G8196D101
336
26784
SH
SOLE
26784
0
0
SMAAASH ENTERTAINMENT INC
COM
831550108
2306
686837
SH
SOLE
686837
0
0
SMAAASH ENTERTAINMENT INC
*W EXP 05/22/202
831550116
79
456600
SH
SOLE
456600
0
0
SOCIAL CAP HEDOSOPHIA HLDGS
CL A
G8250R103
8149
814875
SH
SOLE
814875
0
0
SOCIAL CAP HEDOSOPHIA HLDGS
UNIT 99/99/9999
G8250R111
7993
781310
SH
SOLE
781310
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
1364
400000
SH
SOLE
400000
0
0
SPARTAN ENERGY ACQUISITON CO
UNIT 99/99/9999
846784114
20641
2064099
SH
SOLE
2064099
0
0
SPARTAN ENERGY ACQUISITON CO
CL A COM STK
846784106
10593
1100001
SH
SOLE
1100001
0
0
SPARTAN ENERGY ACQUISITON CO
*W EXP 08/27/202
846784122
356
366667
SH
SOLE
366667
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
37588
310000
SH
Call
SOLE
0
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
29052
239600
SH
Put
SOLE
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
877219
3510000
SH
Put
SOLE
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
78725
315000
SH
Call
SOLE
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1799
7200
SH
SOLE
7200
0
0
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
9067
723070
SH
SOLE
723070
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
22622
2194175
SH
SOLE
2194175
0
0
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
3274
332214
SH
SOLE
332214
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
27673
4950493
SH
SOLE
4950493
0
0
STRYKER CORP
COM
863667101
21929
139900
SH
SOLE
139900
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
13356
111300
SH
SOLE
111300
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
24109
234200
SH
SOLE
234200
0
0
TAPESTRY INC
COM
876030107
20866
618240
SH
SOLE
618240
0
0
TENZING ACQUISITION CORP
UNIT 08/24/2024
G8708A124
1371
136100
SH
SOLE
136100
0
0
TENZING ACQUISITION CORP
ORD SHS
G8708A116
492
50000
SH
SOLE
50000
0
0
TENZING ACQUISITION CORP
*W EXP 02/23/202
G8708A108
13
40000
SH
SOLE
40000
0
0
TESLA INC
COM
88160R101
8320
25000
SH
Call
SOLE
0
0
0
THUNDER BRIDGE ACQUISITION L
SHS CLASS A
G8857R100
23096
2332979
SH
SOLE
2332979
0
0
THUNDER BRIDGE ACQUISITION L
UNIT 01/01/2025
G8857R118
6059
595000
SH
SOLE
595000
0
0
THUNDER BRIDGE ACQUISITION L
*W EXP 01/01/202
G8857R126
407
1100000
SH
SOLE
1100000
0
0
TIBERIUS ACQUISITION CORP
UNIT 02/28/2021
88633A206
14762
1445800
SH
SOLE
1445800
0
0
TIBERIUS ACQUISITION CORP
COM
88633A107
2631
268500
SH
SOLE
268500
0
0
TIBERIUS ACQUISITION CORP
*W EXP 02/28/202
88633A115
78
200000
SH
SOLE
200000
0
0
TIPTREE INC
COM
88822Q103
905
161916
SH
SOLE
161916
0
0
TKK SYMPHONY ACQUISITION COR
ORD SHS
G88950103
7926
821300
SH
SOLE
821300
0
0
TKK SYMPHONY ACQUISITION COR
UNIT 08/15/2023
G88950111
5755
570400
SH
SOLE
570400
0
0
TKK SYMPHONY ACQUISITION COR
RIGHT 02/20/2020
G88950137
140
401300
SH
SOLE
401300
0
0
TKK SYMPHONY ACQUISITION COR
*W EXP 02/20/202
G88950129
60
401300
SH
SOLE
401300
0
0
TOTTENHAM ACQUISITION I LTD
SHS
G8959N106
4079
412000
SH
SOLE
412000
0
0
TOTTENHAM ACQUISITION I LTD
UNIT 05/06/2025
G8959N130
1530
150000
SH
SOLE
150000
0
0
TOTTENHAM ACQUISITION I LTD
*W EXP 05/06/202
G8959N114
26
162000
SH
SOLE
162000
0
0
TOTTENHAM ACQUISITION I LTD
RIGHT 06/05/2020
G8959N122
23
162000
SH
SOLE
162000
0
0
TPG PACE HLDGS CORP
CL A
G89827128
8841
884143
SH
SOLE
884143
0
0
TPG PACE HLDGS CORP
*W EXP 06/27/202
G89827110
353
352999
SH
SOLE
352999
0
0
TRANSCAT INC
COM
893529107
3492
183609
SH
SOLE
183609
0
0
TRAVELCENTERS AMER LLC
COM
894174101
4583
1218995
SH
SOLE
1218995
0
0
TRIDENT ACQUISITIONS CORP
UNIT 05/09/2023
89615T205
16375
1607000
SH
SOLE
1607000
0
0
TRIDENT ACQUISITIONS CORP
COM
89615T106
8169
819405
SH
SOLE
819405
0
0
TRIDENT ACQUISITIONS CORP
*W EXP 05/09/202
89615T114
33
110000
SH
SOLE
110000
0
0
TRIMBLE INC
COM
896239100
37379
1135800
SH
SOLE
1135800
0
0
TRINITY MERGER CORP
COM CL A
89653L106
31149
3118000
SH
SOLE
3118000
0
0
TRINITY MERGER CORP
UNIT 05/11/2025
89653L205
8977
869876
SH
SOLE
869876
0
0
TRINITY MERGER CORP
*W EXP 05/11/202
89653L114
474
1200000
SH
SOLE
1200000
0
0
TRIPADVISOR INC
COM
896945201
8091
150000
SH
Put
SOLE
0
0
0
TTM TECHNOLOGIES INC
NOTE 1.750%12/1
87305RAD1
28970
25000000
PRN
SOLE
0
0
0
TWELVE SEAS INVESTMENT COMPA
SHS
G9145A107
19027
1937601
SH
SOLE
1937601
0
0
TWELVE SEAS INVESTMENT COMPA
UNIT 06/21/2023
G9145A123
7291
711110
SH
SOLE
711110
0
0
TWELVE SEAS INVESTMENT COMPA
RIGHT 12/22/2019
G9145A131
482
1378500
SH
SOLE
1378500
0
0
TWELVE SEAS INVESTMENT COMPA
*W EXP 12/22/202
G9145A115
260
1000000
SH
SOLE
1000000
0
0
U S PHYSICAL THERAPY INC
COM
90337L108
3603
35200
SH
Put
SOLE
0
0
0
U S WELL SVCS INC
*W EXP 03/15/202
91274U119
2115
3525040
SH
SOLE
3525040
0
0
UNDER ARMOUR INC
CL C
904311206
13693
846800
SH
SOLE
846800
0
0
UNION ACQUISITION CORP
SHS
G9366W101
10674
1060000
SH
SOLE
1060000
0
0
UNION ACQUISITION CORP
UNIT 99/99/9999
G9366W119
3762
350000
SH
SOLE
350000
0
0
UNION ACQUISITION CORP
RIGHT 12/02/2019
G9366W135
471
1240736
SH
SOLE
1240736
0
0
UNION ACQUISITION CORP
*W EXP 07/01/202
G9366W127
212
850000
SH
SOLE
850000
0
0
UNITED STATES LIME & MINERAL
COM
911922102
3181
44808
SH
SOLE
44808
0
0
UNIVERSAL DISPLAY CORP
COM
91347P105
16375
175000
SH
Call
SOLE
0
0
0
UNIVERSAL DISPLAY CORP
COM
91347P105
6550
70000
SH
SOLE
70000
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
8728
100000
SH
Put
SOLE
0
0
0
VANTAGE ENERGY ACQUISITION
UNIT 04/12/2024
92211L204
21569
2094119
SH
SOLE
2094119
0
0
VANTAGE ENERGY ACQUISITION
COM CL A
92211L105
14051
1398097
SH
SOLE
1398097
0
0
VANTAGE ENERGY ACQUISITION
*W EXP 04/12/202
92211L113
462
983219
SH
SOLE
983219
0
0
VARIAN MED SYS INC
COM
92220P105
5196
45860
SH
SOLE
45860
0
0
VECTOIQ ACQUISITION CORP
COM
92243N103
16228
1673000
SH
SOLE
1673000
0
0
VECTOIQ ACQUISITION CORP
UNIT 05/11/2023
92243N202
10080
1000000
SH
SOLE
1000000
0
0
VECTOIQ ACQUISITION CORP
*W EXP 05/11/202
92243N111
262
525000
SH
SOLE
525000
0
0
VERRA MOBILITY CORP
COM
92511U102
21973
2251336
SH
SOLE
2251336
0
0
VIAVI SOLUTIONS INC
NOTE 1.000% 3/0
925550AB1
38762
39025000
PRN
SOLE
0
0
0
VIAVI SOLUTIONS INC
COM
925550105
19841
1974200
SH
SOLE
1974200
0
0
VULCAN MATLS CO
COM
929160109
21795
220600
SH
SOLE
220600
0
0
WAYFAIR INC
NOTE 0.375% 9/0
94419LAB7
5370
5000000
PRN
SOLE
0
0
0
WORKDAY INC
NOTE 1.500% 7/1
98138HAD3
59143
30000000
PRN
SOLE
0
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
22013
294600
SH
SOLE
294600
0
0
WRIGHT MED GROUP N V
NOTE 2.250%11/1
98236JAB4
27541
20000000
PRN
SOLE
0
0
0