0001062993-18-004269.txt : 20181030 0001062993-18-004269.hdr.sgml : 20181030 20181030161811 ACCESSION NUMBER: 0001062993-18-004269 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181026 FILED AS OF DATE: 20181030 DATE AS OF CHANGE: 20181030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polar Asset Management Partners Inc. CENTRAL INDEX KEY: 0001326389 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37522 FILM NUMBER: 181147156 BUSINESS ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 FORMER NAME: FORMER CONFORMED NAME: Polar Securities Inc. DATE OF NAME CHANGE: 20050506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Easterly Acquisition Corp. CENTRAL INDEX KEY: 0001641197 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 473864814 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 205 HUDSON STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 646-712-8300 MAIL ADDRESS: STREET 1: 205 HUDSON STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2018-10-26 0001641197 Easterly Acquisition Corp. EACQ 0001326389 Polar Asset Management Partners Inc. 401 BAY STREET SUITE 1900, P.O. BOX 19 TORONTO A6 M5H 2Y4 ONTARIO, CANADA 0 0 1 0 Common stock, par value $0.0001 per share 2018-10-26 4 S 0 249000 10.50 D 2422070 I See footnote The number of shares of common stock reported in column 5 of the Form 4 filed by the Reporting Person on October 23, 2018 included a typographical error. The number of shares of common stock that should have been reported in column 5 of such Form 4 is 2,671,070. Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. /s/ Greg Lemaich, General Counsel 2018-10-30