0001062993-18-003417.txt : 20180814
0001062993-18-003417.hdr.sgml : 20180814
20180814142453
ACCESSION NUMBER: 0001062993-18-003417
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180814
DATE AS OF CHANGE: 20180814
EFFECTIVENESS DATE: 20180814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polar Asset Management Partners Inc.
CENTRAL INDEX KEY: 0001326389
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12489
FILM NUMBER: 181016350
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
FORMER COMPANY:
FORMER CONFORMED NAME: Polar Securities Inc.
DATE OF NAME CHANGE: 20050506
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326389
XXXXXXXX
06-30-2018
06-30-2018
Polar Asset Management Partners Inc.
401 BAY STREET
SUITE 1900, P.O. BOX 19
TORONTO
A6
M5H 2Y4
13F HOLDINGS REPORT
028-12489
N
Greg Lemaich
General Counsel & CCO
416-369-8087
Greg Lemaich
Toronto
A6
08-14-2018
0
374
5679714
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ADTALEM GLOBAL ED INC
COM
00737L103
22763
473251
SH
SOLE
473251
0
0
ADVANCED DISP SVCS INC DEL
COM
00790X101
23044
929960
SH
SOLE
929960
0
0
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
19906
10000000
PRN
SOLE
0
0
0
AEROVIRONMENT INC
COM
008073108
3572
50000
SH
Call
SOLE
0
0
0
AETNA INC NEW
COM
00817Y108
9175
50000
SH
SOLE
50000
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
18639
301400
SH
SOLE
301400
0
0
AKORN INC
COM
009728106
3567
215000
SH
SOLE
215000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
126160
680000
SH
Put
SOLE
0
0
0
ALPHA PRO TECH LTD
COM
020772109
1114
332500
SH
SOLE
332500
0
0
ALPHABET INC
CAP STK CL C
02079K107
39048
35000
SH
SOLE
35000
0
0
ALTAIR ENGR INC
COM CL A
021369103
6976
204100
SH
SOLE
204100
0
0
AMERICAN OUTDOOR BRANDS CORP
COM
02874P103
10657
885828
SH
SOLE
885828
0
0
AMETEK INC NEW
COM
031100100
18152
251559
SH
SOLE
251559
0
0
APOLLO ENDOSURGERY INC
COM
03767D108
2792
400000
SH
SOLE
400000
0
0
APPLE INC
COM
037833100
14809
80000
SH
Put
SOLE
0
0
0
APPLIED OPTOELECTRONICS INC
COM
03823U102
5314
118361
SH
SOLE
118361
0
0
APPLIED OPTOELECTRONICS INC
COM
03823U102
2245
50000
SH
Call
SOLE
0
0
0
AT&T INC
COM
00206R102
36926
1150000
SH
Call
SOLE
0
0
0
ATLANTIC ACQUISITION CORP
COM
048206106
5050
500000
SH
SOLE
500000
0
0
ATLANTIC ACQUISITION CORP
UNIT 02/08/2019
048206205
2150
200000
SH
SOLE
200000
0
0
ATLANTIC ACQUISITION CORP
RIGHT 02/08/2019
048206304
320
561200
SH
SOLE
561200
0
0
ATLAS AIR WORLDWIDE HLDGS IN
NOTE 1.875% 6/0
049164BJ4
6632
5000000
PRN
SOLE
0
0
0
AVISTA HEALTHCARE PUB ACQ CO
CL A
G0726L125
6953
693259
SH
SOLE
693259
0
0
AVISTA HEALTHCARE PUB ACQ CO
UNIT 99/99/9999
G0726L109
4112
397636
SH
SOLE
397636
0
0
AVISTA HEALTHCARE PUB ACQ CO
*W EXP 99/99/999
G0726L117
2047
4401411
SH
SOLE
4401411
0
0
B2GOLD CORP
NOTE 3.250%10/0
11777QAB6
30037
30000000
PRN
SOLE
0
0
0
BANK AMER CORP
*W EXP 01/16/201
060505146
10326
631000
SH
SOLE
631000
0
0
BANK MONTREAL QUE
COM
063671101
11589
150000
SH
Put
SOLE
0
0
0
BANK MONTREAL QUE
COM
063671101
2318
30000
SH
Call
SOLE
0
0
0
BANK MONTREAL QUE
COM
063671101
409
5300
SH
SOLE
5300
0
0
BANK N S HALIFAX
COM
064149107
13824
241600
SH
Call
SOLE
0
0
0
BARINGTON HILCO ACQUISITION
COM
06759V101
1055
100000
SH
SOLE
100000
0
0
BARINGTON HILCO ACQUISITION
*W EXP 02/11/202
06759V127
94
588200
SH
SOLE
588200
0
0
BARINGTON HILCO ACQUISITION
RIGHT 08/11/2017
06759V119
4
20000
SH
SOLE
20000
0
0
BCE INC
COM NEW
05534B760
4130
102000
SH
Call
SOLE
0
0
0
BCE INC
COM NEW
05534B760
336
8300
SH
Put
SOLE
0
0
0
BELLATRIX EXPLORATION LTD
COM NEW
078314507
2933
2963067
SH
SOLE
2963067
0
0
BG STAFFING INC
COM
05544A109
2209
95000
SH
SOLE
95000
0
0
BIG ROCK PARTNERS ACQUISI CO
COM
089482103
4641
468300
SH
SOLE
468300
0
0
BIG ROCK PARTNERS ACQUISI CO
UNIT 11/20/2022
089482202
3675
349200
SH
SOLE
349200
0
0
BIG ROCK PARTNERS ACQUISI CO
RIGHT 12/01/2022
089482129
180
400000
SH
SOLE
400000
0
0
BIG ROCK PARTNERS ACQUISI CO
*W EXP 12/01/202
089482111
76
200000
SH
SOLE
200000
0
0
BIO RAD LABS INC
CL A
090572207
34567
119800
SH
SOLE
119800
0
0
BISON CAP ACQUISITION CORP
ORD SHS
G1142P104
5010
500000
SH
SOLE
500000
0
0
BISON CAP ACQUISITION CORP
UNIT 99/99/9999T
G1142P120
3095
295000
SH
SOLE
295000
0
0
BISON CAP ACQUISITION CORP
RIGHT 03/20/2019
G1142P138
176
534300
SH
SOLE
534300
0
0
BISON CAP ACQUISITION CORP
*W EXP 06/20/202
G1142P112
65
175000
SH
SOLE
175000
0
0
BJS RESTAURANTS INC
COM
09180C106
5256
87600
SH
SOLE
87600
0
0
BLACK RIDGE ACQUISITION CORP
COM
09216T107
15488
1583688
SH
SOLE
1583688
0
0
BLACK RIDGE ACQUISITION CORP
RIGHT 07/10/2019
09216T123
304
868400
SH
SOLE
868400
0
0
BLACK RIDGE ACQUISITION CORP
UNIT 10/05/2022
09216T206
157
14992
SH
SOLE
14992
0
0
BLACK RIDGE ACQUISITION CORP
*W EXP 07/10/202
09216T115
86
200000
SH
SOLE
200000
0
0
BOEING CO
COM
097023105
10065
30000
SH
Put
SOLE
0
0
0
BRUNSWICK CORP
COM
117043109
22937
355720
SH
SOLE
355720
0
0
BRUNSWICK CORP
COM
117043109
3443
53400
SH
Call
SOLE
0
0
0
C&J ENERGY SVCS INC NEW
COM
12674R100
11622
492451
SH
SOLE
492451
0
0
C&J ENERGY SVCS INC NEW
COM
12674R100
4720
200000
SH
Call
SOLE
0
0
0
CAE INC
COM
124765108
2077
100000
SH
Put
SOLE
0
0
0
CAE INC
COM
124765108
417
20100
SH
SOLE
20100
0
0
CAMPBELL SOUP CO
COM
134429109
16216
400000
SH
Call
SOLE
0
0
0
CANADIAN NAT RES LTD
COM
136385101
1262
35000
SH
SOLE
35000
0
0
CANOPY GROWTH CORP
COM
138035100
2929
100000
SH
Call
SOLE
0
0
0
CAPITOL INVT CORP IV
UNIT 99/99/9999
G18920119
15880
1541700
SH
SOLE
1541700
0
0
CAPITOL INVT CORP IV
CL A ORD
G18920101
5921
599900
SH
SOLE
599900
0
0
CAPITOL INVT CORP IV
*W EXP 01/01/202
G18920127
276
200000
SH
SOLE
200000
0
0
CARBONITE INC
NOTE 2.500% 4/0
141337AB1
7446
5000000
PRN
SOLE
0
0
0
CAREDX INC
COM
14167L103
2663
217557
SH
SOLE
217557
0
0
CARMAX INC
COM
143130102
10945
150200
SH
SOLE
150200
0
0
CASA SYS INC
COM
14713L102
7357
450500
SH
SOLE
450500
0
0
CAVIUM INC
COM
14964U108
4325
50000
SH
SOLE
50000
0
0
CBIZ INC
COM
124805102
11315
491948
SH
SOLE
491948
0
0
CM SEVEN STAR ACQUISITION CO
SHS
G2345N102
14751
1491500
SH
SOLE
1491500
0
0
CM SEVEN STAR ACQUISITION CO
UNIT 08/21/2022
G2345N128
13853
1338500
SH
SOLE
1338500
0
0
CM SEVEN STAR ACQUISITION CO
RIGHT 08/21/2022
G2345N136
575
1796500
SH
SOLE
1796500
0
0
CM SEVEN STAR ACQUISITION CO
*W EXP 08/21/202
G2345N110
376
952750
SH
SOLE
952750
0
0
COASTWAY BANCORP INC
COM
190632109
416
15000
SH
SOLE
15000
0
0
COBIZ FINANCIAL INC
COM
190897108
3222
150000
SH
SOLE
150000
0
0
CONNECTICUT WTR SVC INC
COM
207797101
980
15000
SH
SOLE
15000
0
0
CONSTELLATION ALPHA CAP CORP
SHS
G2379F108
25255
2535646
SH
SOLE
2535646
0
0
CONSTELLATION ALPHA CAP CORP
UNIT 99/99/9999
G2379F124
6518
609113
SH
SOLE
609113
0
0
CONSTELLATION ALPHA CAP CORP
RIGHT 99/99/9999
G2379F132
1679
2583500
SH
SOLE
2583500
0
0
CONSTELLATION ALPHA CAP CORP
*W EXP 03/23/202
G2379F116
373
1036000
SH
SOLE
1036000
0
0
CORE MOLDING TECHNOLOGIES IN
COM
218683100
3937
275703
SH
SOLE
275703
0
0
CREDIT ACCEP CORP MICH
COM
225310101
8835
25000
SH
Call
SOLE
0
0
0
CRONOS GROUP INC
COM
22717L101
326
50000
SH
SOLE
50000
0
0
CTRIP COM INTL LTD
NOTE 1.990% 7/0
22943FAH3
22896
20000000
PRN
SOLE
0
0
0
CVS HEALTH CORP
COM
126650100
12870
200000
SH
Call
SOLE
0
0
0
CYRUSONE INC
COM
23283R100
24488
419600
SH
SOLE
419600
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
39632
800000
SH
Call
SOLE
0
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
22987
464000
SH
SOLE
464000
0
0
DFB HEALTHCARE ACQUISTION CO
UNIT 01/30/2023
23291E208
12688
1250000
SH
SOLE
1250000
0
0
DICKS SPORTING GOODS INC
COM
253393102
11097
314800
SH
SOLE
314800
0
0
DLH HLDGS CORP
COM
23335Q100
4384
800000
SH
SOLE
800000
0
0
DOLBY LABORATORIES INC
COM
25659T107
22535
365300
SH
SOLE
365300
0
0
DOLLAR GEN CORP NEW
COM
256677105
28988
294000
SH
SOLE
294000
0
0
DRAPER OAKWOOD TECHNOLOGY
COM CL A
26146L103
3992
400000
SH
SOLE
400000
0
0
DRAPER OAKWOOD TECHNOLOGY
UNIT 09/30/2024
26146L202
2460
225000
SH
SOLE
225000
0
0
DRAPER OAKWOOD TECHNOLOGY
RIGHT 09/19/2018
26146L129
236
400000
SH
SOLE
400000
0
0
DRAPER OAKWOOD TECHNOLOGY
*W EXP 09/19/202
26146L111
146
199600
SH
SOLE
199600
0
0
DUN & BRADSTREET CORP DEL NE
COM
26483E100
17436
142164
SH
SOLE
142164
0
0
DYCOM INDS INC
NOTE 0.750% 9/1
267475AB7
11609
10000000
PRN
SOLE
0
0
0
EASTERLY ACQUISITION CORP
COM
27616L102
32662
3171070
SH
SOLE
3171070
0
0
EASTERLY ACQUISITION CORP
*W EXP 07/29/202
27616L110
3294
2635288
SH
SOLE
2635288
0
0
EDUCATION RLTY TR INC
COM NEW
28140H203
6225
150000
SH
SOLE
150000
0
0
ENBRIDGE ENERGY MANAGEMENT L
SHS UNITS LLI
29250X103
513
50000
SH
SOLE
50000
0
0
ENBRIDGE INC
COM
29250N105
6346
177800
SH
Put
SOLE
0
0
0
ENBRIDGE INC
COM
29250N105
500
14000
SH
Call
SOLE
0
0
0
ENERGY XXI GULF COAST INC
COM
29276K101
1768
200000
SH
SOLE
200000
0
0
ESTRE AMBIENTAL INC
*W EXP 12/21/202
G3206V118
897
2110661
SH
SOLE
2110661
0
0
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
8820
300000
SH
Put
SOLE
0
0
0
EXACT SCIENCES CORP
COM
30063P105
202
3382
SH
SOLE
3382
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
7335
95000
SH
SOLE
95000
0
0
FACEBOOK INC
CL A
30303M102
36824
189500
SH
SOLE
189500
0
0
FAR PT ACQUISITION CORP
UNIT 06/01/2025
30734W208
22928
2250000
SH
SOLE
2250000
0
0
FAR PT ACQUISITION CORP
*W EXP 06/01/202
30734W117
70
50000
SH
SOLE
50000
0
0
FEDERAL STR ACQUISITION CORP
CL A
31421V107
19640
2000000
SH
SOLE
2000000
0
0
FEDERAL STR ACQUISITION CORP
UNIT 99/99/9999
31421V206
5175
500000
SH
SOLE
500000
0
0
FEDERAL STR ACQUISITION CORP
*W EXP 07/24/202
31421V115
1300
1000000
SH
SOLE
1000000
0
0
FERROGLOBE PLC
SHS
G33856108
9470
1105048
SH
SOLE
1105048
0
0
FIESTA RESTAURANT GROUP INC
COM
31660B101
4574
159360
SH
SOLE
159360
0
0
FINTECH ACQUISITION CORP II
COM
31810G109
2850
284998
SH
SOLE
284998
0
0
FINTECH ACQUISITION CORP II
*W EXP 01/19/202
31810G117
2231
1393419
SH
SOLE
1393419
0
0
FIRST CONN BANCORP INC MD
COM
319850103
1530
50000
SH
SOLE
50000
0
0
FLEXSTEEL INDS INC
COM
339382103
4988
125000
SH
SOLE
125000
0
0
FONAR CORP
COM NEW
344437405
4158
156597
SH
SOLE
156597
0
0
FORTIS INC
COM
349553107
1594
50000
SH
Call
SOLE
0
0
0
GARDNER DENVER HLDGS INC
COM
36555P107
22295
758599
SH
SOLE
758599
0
0
GARDNER DENVER HLDGS INC
COM
36555P107
5878
200000
SH
Put
SOLE
0
0
0
GGP INC
COM
36174X101
2043
100000
SH
SOLE
100000
0
0
GIGCAPITAL INC
COM
37518N106
13415
1363300
SH
SOLE
1363300
0
0
GIGCAPITAL INC
UNIT 03/06/2025
37518N205
9184
874652
SH
SOLE
874652
0
0
GIGCAPITAL INC
RIGHT 03/06/2020
37518N114
298
663300
SH
SOLE
663300
0
0
GIGCAPITAL INC
*W EXP 06/08/202
37518N122
145
322725
SH
SOLE
322725
0
0
GLOBALSCAPE INC
COM
37940G109
3870
1000000
SH
SOLE
1000000
0
0
GOLDCORP INC NEW
COM
380956409
3595
262200
SH
Call
SOLE
0
0
0
GORDON POINTE ACQUISITION CO
UNIT 01/18/2023
382788206
2636
255700
SH
SOLE
255700
0
0
GORDON POINTE ACQUISITION CO
COM CLASS A
382788107
1944
200000
SH
SOLE
200000
0
0
GORDON POINTE ACQUISITION CO
*W EXP 07/30/202
382788115
99
180000
SH
SOLE
180000
0
0
GORES HLDGS II INC
*W EXP 01/13/202
382867117
659
386272
SH
SOLE
386272
0
0
GS ACQUISITION HLDGS CORP
UNIT 06/12/2023
36255F201
10221
1000000
SH
SOLE
1000000
0
0
GTY TECHNOLOGY HOLDINGS INC
CL A
G4182A102
16112
1600000
SH
SOLE
1600000
0
0
GTY TECHNOLOGY HOLDINGS INC
UNIT 99/99/9999
G4182A110
10867
1023234
SH
SOLE
1023234
0
0
GTY TECHNOLOGY HOLDINGS INC
*W EXP 10/25/202
G4182A128
292
233333
SH
SOLE
233333
0
0
GUIDEWIRE SOFTWARE INC
NOTE 1.250% 3/1
40171VAA8
10141
10000000
PRN
SOLE
0
0
0
HABIT RESTAURANTS INC
COM CL A
40449J103
3428
342752
SH
SOLE
342752
0
0
HARMONIC INC
COM
413160102
9797
2305246
SH
SOLE
2305246
0
0
HAYMAKER ACQUISITION CORP
COM CLASS A
420870107
15127
1549900
SH
SOLE
1549900
0
0
HAYMAKER ACQUISITION CORP
UNIT 10/19/2022
420870206
14013
1386100
SH
SOLE
1386100
0
0
HAYMAKER ACQUISITION CORP
*W EXP 10/27/202
420870115
434
490450
SH
SOLE
490450
0
0
HENNESSY CAP ACQUSTON CORP I
UNIT 06/15/2024
42588L204
13875
1244400
SH
SOLE
1244400
0
0
HENNESSY CAP ACQUSTON CORP I
*W EXP 06/15/202
42588L113
2222
1542823
SH
SOLE
1542823
0
0
HIMAX TECHNOLOGIES INC
SPONSORED ADR
43289P106
1907
255600
SH
SOLE
255600
0
0
HIMAX TECHNOLOGIES INC
SPONSORED ADR
43289P106
134
18000
SH
Call
SOLE
0
0
0
HL ACQUISITIONS CORP
UNIT 06/21/2023
G4603R114
2264
225000
SH
SOLE
225000
0
0
HOME DEPOT INC
COM
437076102
30455
156100
SH
SOLE
156100
0
0
HOOKER FURNITURE CORP
COM
439038100
1970
42000
SH
SOLE
42000
0
0
HUBSPOT INC
NOTE 0.250% 6/0
443573AB6
7144
5000000
PRN
SOLE
0
0
0
HUDSON GLOBAL INC
COM
443787106
2768
1708765
SH
SOLE
1708765
0
0
HUNT J B TRANS SVCS INC
COM
445658107
21174
174200
SH
SOLE
174200
0
0
HUNTER MARITIME ACQUISITION
CL A
Y37828111
16845
1704968
SH
SOLE
1704968
0
0
HUNTER MARITIME ACQUISITION
*W EXP 11/17/202
Y37828129
311
722209
SH
SOLE
722209
0
0
HURCO COMPANIES INC
COM
447324104
4922
110000
SH
SOLE
110000
0
0
I AM CAP ACQUISITION CO
COM
45074Q108
4621
458000
SH
SOLE
458000
0
0
I AM CAP ACQUISITION CO
RIGHT 05/22/2019
45074Q124
205
539400
SH
SOLE
539400
0
0
I AM CAP ACQUISITION CO
*W EXP 05/22/202
45074Q116
193
458000
SH
SOLE
458000
0
0
IHS MARKIT LTD
SHS
G47567105
37083
718800
SH
SOLE
718800
0
0
IHS MARKIT LTD
SHS
G47567105
10318
200000
SH
Put
SOLE
0
0
0
INDUSTREA ACQUISITION CORP
UNIT 07/21/2024
45579J203
15520
1490900
SH
SOLE
1490900
0
0
INDUSTREA ACQUISITION CORP
CL A
45579J104
12907
1309000
SH
SOLE
1309000
0
0
INDUSTREA ACQUISITION CORP
*W EXP 08/01/202
45579J112
1040
1732879
SH
SOLE
1732879
0
0
INFRA AND ENERGY ALTRNTIVE I
COM
45686J104
2720
320714
SH
SOLE
320714
0
0
INSULET CORP
NOTE 1.250% 9/1
45784PAF8
45634
30000000
PRN
SOLE
0
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
266240
110000000
PRN
SOLE
0
0
0
INTERDIGITAL INC
NOTE 1.500% 3/0
458660AD9
5447
4500000
PRN
SOLE
0
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
17165
100000
SH
Put
SOLE
0
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
376671
2300000
SH
Put
SOLE
0
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
43330
1000000
SH
Call
SOLE
0
0
0
ISHARES TR
20 YR TR BD ETF
464287432
20668
169800
SH
Call
SOLE
0
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
15310
190000
SH
SOLE
190000
0
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
27037
20000000
PRN
SOLE
0
0
0
JENSYN ACQUISITION CORP
COM
47632B102
3529
327500
SH
SOLE
327500
0
0
JENSYN ACQUISITION CORP
RIGHT 99/99/9999
47632B128
142
914885
SH
SOLE
914885
0
0
JENSYN ACQUISITION CORP
*W EXP 03/07/202
47632B110
112
771396
SH
SOLE
771396
0
0
KAYNE ANDERSON ACQUISITION
COM CL A
48661U102
15025
1517667
SH
SOLE
1517667
0
0
KAYNE ANDERSON ACQUISITION
UNIT 06/30/2022
48661U201
13207
1269858
SH
SOLE
1269858
0
0
KAYNE ANDERSON ACQUISITION
*W EXP 06/30/202
48661U110
260
217000
SH
SOLE
217000
0
0
KBL MERGER CORP IV
COM
48242A104
9623
966150
SH
SOLE
966150
0
0
KBL MERGER CORP IV
UNIT 01/15/2024
48242A203
8182
777400
SH
SOLE
777400
0
0
KBL MERGER CORP IV
RIGHT 03/22/2019
48242A120
287
800000
SH
SOLE
800000
0
0
KBL MERGER CORP IV
*W EXP 01/15/202
48242A112
232
800948
SH
SOLE
800948
0
0
KIMBALL INTL INC
CL B
494274103
1212
75000
SH
SOLE
75000
0
0
KIRKLAND LAKE GOLD LTD
COM
49741E100
1003
47500
SH
Call
SOLE
0
0
0
KLX INC
COM
482539103
3595
50000
SH
SOLE
50000
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
22836
127200
SH
SOLE
127200
0
0
LAKELAND INDS INC
COM
511795106
2604
184000
SH
SOLE
184000
0
0
LANDCADIA HLDGS INC
*W EXP 06/01/202
51476W115
1065
1282803
SH
SOLE
1282803
0
0
LASALLE HOTEL PPTYS
COM SH BEN INT
517942108
3423
100000
SH
SOLE
100000
0
0
LATTICE SEMICONDUCTOR CORP
COM
518415104
7346
1119811
SH
SOLE
1119811
0
0
LEGACY ACQUISITION CORP
UNIT 05/31/2024
524643202
3006
300000
SH
SOLE
300000
0
0
LEGACY ACQUISITION CORP
COM CL A
524643103
2859
297235
SH
SOLE
297235
0
0
LEGACY ACQUISITION CORP
*W EXP 11/30/202
524643111
121
282400
SH
SOLE
282400
0
0
LEISURE ACQUISITION CORP
UNIT 99/99/9999
52539T206
2764
275000
SH
SOLE
275000
0
0
LEISURE ACQUISITION CORP
COM
52539T107
2656
275000
SH
SOLE
275000
0
0
LEISURE ACQUISITION CORP
*W EXP 12/05/201
52539T115
151
137500
SH
SOLE
137500
0
0
LEO HOLDINGS CORP
UNIT 99/99/9999
G5463L121
10892
1071000
SH
SOLE
1071000
0
0
LEO HOLDINGS CORP
COM CL A
G5463L105
9660
1000000
SH
SOLE
1000000
0
0
LEO HOLDINGS CORP
*W EXP 02/07/202
G5463L113
535
500000
SH
SOLE
500000
0
0
LIBERTY MEDIA CORP DELAWARE
DEB 2.250% 9/3
531229AE2
26400
50000000
PRN
SOLE
0
0
0
LIFETIME BRANDS INC
COM
53222Q103
4617
365000
SH
SOLE
365000
0
0
LIMONEIRA CO
COM
532746104
11559
469707
SH
SOLE
469707
0
0
LKQ CORP
COM
501889208
25386
795800
SH
SOLE
795800
0
0
LOVESAC COMPANY
COM
54738L109
3424
165000
SH
SOLE
165000
0
0
LUMENTUM HLDGS INC
COM
55024U109
19512
337000
SH
SOLE
337000
0
0
M I ACQUISITIONS INC
COM
55304A104
2888
275000
SH
SOLE
275000
0
0
M I ACQUISITIONS INC
*W EXP 11/15/202
55304A112
1555
1030000
SH
SOLE
1030000
0
0
MAG SILVER CORP
COM
55903Q104
1065
98500
SH
Call
SOLE
0
0
0
MAGICJACK VOCALTEC LTD
SHS
M6787E101
474
55718
SH
SOLE
55718
0
0
MAGNA INTL INC
COM
559222401
8720
150000
SH
Put
SOLE
0
0
0
MAGNA INTL INC
COM
559222401
3871
66600
SH
SOLE
66600
0
0
MAGNA INTL INC
COM
559222401
233
4000
SH
Call
SOLE
0
0
0
MAM SOFTWARE GROUP INC
COM NEW
55277Q201
4526
525000
SH
SOLE
525000
0
0
MANULIFE FINL CORP
COM
56501R106
1418
78900
SH
Call
SOLE
0
0
0
MATLIN & PARTNERS ACQUISITIO
CL A
57682V106
21035
2129000
SH
SOLE
2129000
0
0
MATLIN & PARTNERS ACQUISITIO
UNIT 05/28/2021A
57682V205
9449
899900
SH
SOLE
899900
0
0
MATLIN & PARTNERS ACQUISITIO
*W EXP 05/28/202
57682V114
1218
1792500
SH
SOLE
1792500
0
0
MATTERSIGHT CORP
COM
577097108
802
300000
SH
SOLE
300000
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
105283
60000000
PRN
SOLE
0
0
0
MICRON TECHNOLOGY INC
NOTE 3.125% 5/0
595112AX1
262673
50000000
PRN
SOLE
0
0
0
MICRON TECHNOLOGY INC
NOTE 2.375% 5/0
595112AW3
54480
10000000
PRN
SOLE
0
0
0
MILLER INDS INC TENN
COM NEW
600551204
4771
186731
SH
SOLE
186731
0
0
MITEL NETWORKS CORP
COM
60671Q104
3840
350000
SH
SOLE
350000
0
0
MODERN MEDIA ACQUISITION
COM
60765P103
16791
1682468
SH
SOLE
1682468
0
0
MODERN MEDIA ACQUISITION
UNIT 99/99/9999
60765P202
9796
903710
SH
SOLE
903710
0
0
MODERN MEDIA ACQUISITION
RIGHT 99/99/9999
60765P129
910
1750000
SH
SOLE
1750000
0
0
MODERN MEDIA ACQUISITION
*W EXP 05/17/202
60765P111
32
50000
SH
SOLE
50000
0
0
MOHAWK INDS INC
COM
608190104
30705
143300
SH
SOLE
143300
0
0
MOSAIC ACQUISITION CORP
UNIT 99/99/9999
G62848117
11186
1116380
SH
SOLE
1116380
0
0
MOSAIC ACQUISITION CORP
*W EXP 10/23/202
G62848125
250
200000
SH
SOLE
200000
0
0
MTECH ACQUISITION CORP
UNIT 01/19/2023
55378W206
3110
299900
SH
SOLE
299900
0
0
MTECH ACQUISITION CORP
COM CLASS A
55378W107
1952
200000
SH
SOLE
200000
0
0
MTECH ACQUISITION CORP
*W EXP 08/01/202
55378W115
130
200000
SH
SOLE
200000
0
0
MUDRICK CAP ACQUISITION CORP
COM CLASS A
624745105
10457
1084800
SH
SOLE
1084800
0
0
MUDRICK CAP ACQUISITION CORP
UNIT 02/01/2023
624745204
10169
995000
SH
SOLE
995000
0
0
MUDRICK CAP ACQUISITION CORP
*W EXP 02/12/202
624745113
640
1000000
SH
SOLE
1000000
0
0
NAUTILUS INC
COM
63910B102
6054
385600
SH
SOLE
385600
0
0
NEBULA ACQUISITION CORP
UNIT 03/12/2025
629076209
1007
100000
SH
SOLE
100000
0
0
NETFLIX INC
COM
64110L106
11743
30000
SH
Put
SOLE
0
0
0
NEVSUN RES LTD
COM
64156L101
521
150000
SH
SOLE
150000
0
0
NEW FRONTIER CORP
UNIT 99/99/9999
G6485P116
10050
1000000
SH
SOLE
1000000
0
0
NEXTDECADE CORP
COM
65342K105
536
80000
SH
SOLE
80000
0
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
7676
400000
SH
SOLE
400000
0
0
NXP SEMICONDUCTORS N V
NOTE 1.000%12/0
62952QAB6
119872
100000000
PRN
SOLE
0
0
0
NXSTAGE MEDICAL INC
COM
67072V103
2790
100000
SH
SOLE
100000
0
0
OCLARO INC
COM NEW
67555N206
3572
400000
SH
SOLE
400000
0
0
ON SEMICONDUCTOR CORP
NOTE 1.625%10/1
682189AP0
38048
30000000
PRN
SOLE
0
0
0
ON SEMICONDUCTOR CORP
NOTE 1.000%12/0
682189AK1
6571
5000000
PRN
SOLE
0
0
0
ONE MADISON CORP
COM CL A
G6772P100
13561
1398014
SH
SOLE
1398014
0
0
ONE MADISON CORP
UNIT 99/99/9999
G6772P118
12601
1245871
SH
SOLE
1245871
0
0
ONE MADISON CORP
*W EXP 99/99/999
G6772P126
630
600000
SH
SOLE
600000
0
0
OPES ACQUISITION CORP
COM
68373P100
10892
1120000
SH
SOLE
1120000
0
0
OPES ACQUISITION CORP
UNIT 03/07/2023
68373P209
3622
360000
SH
SOLE
360000
0
0
OPES ACQUISITION CORP
*W EXP 03/13/202
68373P118
160
450000
SH
SOLE
450000
0
0
ORBCOMM INC
COM
68555P100
12231
1211000
SH
SOLE
1211000
0
0
ORBOTECH LTD
ORD
M75253100
4635
75000
SH
SOLE
75000
0
0
OSISKO GOLD ROYALTIES LTD
COM
68827L101
947
100000
SH
Call
SOLE
0
0
0
OSPREY ENERGY ACQUISITION CO
CL A COM
688397108
9452
931274
SH
SOLE
931274
0
0
OSPREY ENERGY ACQUISITION CO
UNIT 07/21/2022
688397207
4037
367331
SH
SOLE
367331
0
0
OSPREY ENERGY ACQUISITION CO
*W EXP 07/21/202
688397116
362
226200
SH
SOLE
226200
0
0
PATRIOT TRANSN HLDG INC
COM
70338W105
3044
144896
SH
SOLE
144896
0
0
PENSARE ACQUISITION CORP
COM
70957E105
21431
2166900
SH
SOLE
2166900
0
0
PENSARE ACQUISITION CORP
UNIT 07/27/2022
70957E204
10250
967000
SH
SOLE
967000
0
0
PENSARE ACQUISITION CORP
RIGHT 99/99/9999
70957E121
1652
3371400
SH
SOLE
3371400
0
0
PENSARE ACQUISITION CORP
*W EXP 07/27/202
70957E113
698
1089900
SH
SOLE
1089900
0
0
PLATINUM EAGLE ACQUISITIN CO
UNIT 01/09/2023
G7126L126
8144
800000
SH
SOLE
800000
0
0
PLATINUM EAGLE ACQUISITIN CO
SHS CL A
G7126L100
1944
200000
SH
SOLE
200000
0
0
PLATINUM EAGLE ACQUISITIN CO
*W EXP 01/17/202
G7126L118
140
100000
SH
SOLE
100000
0
0
PLAYAGS INC
COM
72814N104
22246
821793
SH
SOLE
821793
0
0
PRETIUM RES INC
NOTE 2.250% 3/1
74139CAB8
869
1000000
PRN
SOLE
0
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
46461
30000000
PRN
SOLE
0
0
0
PRIMO WTR CORP
COM
74165N105
3061
175000
SH
SOLE
175000
0
0
PROFIRE ENERGY INC
COM
74316X101
3042
900000
SH
SOLE
900000
0
0
PURE ACQUISITION CORP
CL A
74621Q106
13255
1375000
SH
SOLE
1375000
0
0
PURE ACQUISITION CORP
UNIT 04/13/2023
74621Q205
2525
246300
SH
SOLE
246300
0
0
QUANTA SVCS INC
COM
74762E102
7515
225000
SH
SOLE
225000
0
0
REALPAGE INC
NOTE 1.500%11/1
75606NAB5
42555
30000000
PRN
SOLE
0
0
0
REGALWOOD GLOBAL ENERGY LTD
UNIT 99/99/9999
G74760110
22334
2200400
SH
SOLE
2200400
0
0
REGALWOOD GLOBAL ENERGY LTD
*W EXP 12/05/202
G74760128
233
187166
SH
SOLE
187166
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
3015
50000
SH
Call
SOLE
0
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
1281
27000
SH
Call
SOLE
0
0
0
SABAN CAP ACQUISITION CORP
COM CL A
78516C106
14063
1392398
SH
SOLE
1392398
0
0
SABAN CAP ACQUISITION CORP
UNIT 99/99/9999
78516C205
3957
371900
SH
SOLE
371900
0
0
SABAN CAP ACQUISITION CORP
*W EXP 09/21/202
78516C114
1040
831810
SH
SOLE
831810
0
0
SCANA CORP NEW
COM
80589M102
1541
40000
SH
SOLE
40000
0
0
SCHLUMBERGER LTD
COM
806857108
30505
455100
SH
SOLE
455100
0
0
SENSEONICS HLDGS INC
COM
81727U105
12946
3150000
SH
SOLE
3150000
0
0
SENTINEL ENERGY SVCS INC
UNIT 11/02/2022
G8062D128
10238
1014707
SH
SOLE
1014707
0
0
SENTINEL ENERGY SVCS INC
COM CL A
G8062D102
2159
219200
SH
SOLE
219200
0
0
SENTINEL ENERGY SVCS INC
*W EXP 11/02/202
G8062D110
69
56400
SH
SOLE
56400
0
0
SERVICE CORP INTL
COM
817565104
25089
701006
SH
SOLE
701006
0
0
SHIRE PLC
SPONSORED ADR
82481R106
4642
27500
SH
SOLE
27500
0
0
SIGMA DESIGNS INC
COM
826565103
4422
725000
SH
SOLE
725000
0
0
SJW GROUP
COM
784305104
993
15000
SH
SOLE
15000
0
0
SKECHERS U S A INC
CL A
830566105
7502
250000
SH
Call
SOLE
0
0
0
SOCIAL CAP HEDOSOPHIA HLDGS
CL A
G8250R103
10803
1074975
SH
SOLE
1074975
0
0
SOCIAL CAP HEDOSOPHIA HLDGS
UNIT 99/99/9999
G8250R111
8295
778900
SH
SOLE
778900
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
2120
400000
SH
SOLE
400000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
908788
3350000
SH
Put
SOLE
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
81384
300000
SH
Call
SOLE
0
0
0
SPECTRA ENERGY PARTNERS LP
COM
84756N109
3011
85000
SH
SOLE
85000
0
0
SPRINT CORP
COM SER 1
85207U105
816
150000
SH
SOLE
150000
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
111253
10928632
SH
SOLE
10928632
0
0
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
3939
477477
SH
SOLE
477477
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
28373
4833617
SH
SOLE
4833617
0
0
SPS COMM INC
COM
78463M107
860
11707
SH
SOLE
11707
0
0
STELLAR ACQUISITION III INC
*W EXP 03/22/202
Y8172W115
145
556545
SH
SOLE
556545
0
0
STRATASYS LTD
SHS
M85548101
5742
300000
SH
Call
SOLE
0
0
0
STRAYER ED INC
COM
863236105
24245
214535
SH
SOLE
214535
0
0
STRYKER CORP
COM
863667101
22306
132100
SH
SOLE
132100
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
18700
191300
SH
SOLE
191300
0
0
TAPESTRY INC
COM
876030107
19620
420040
SH
SOLE
420040
0
0
TECK RESOURCES LTD
CL B
878742204
896
35200
SH
Call
SOLE
0
0
0
TECK RESOURCES LTD
CL B
878742204
430
16900
SH
Put
SOLE
0
0
0
TERADYNE INC
NOTE 1.250%12/1
880770AG7
6653
5000000
PRN
SOLE
0
0
0
THUNDER BRIDGE ACQUISITION L
UNIT 01/01/2025
G8857R118
14046
1400000
SH
SOLE
1400000
0
0
TIBERIUS ACQUISITION CORP
UNIT 02/28/2021
88633A206
14559
1445800
SH
SOLE
1445800
0
0
TIBERIUS ACQUISITION CORP
*W EXP 02/28/202
88633A115
112
200000
SH
SOLE
200000
0
0
TIMKEN CO
COM
887389104
11140
255800
SH
SOLE
255800
0
0
TIPTREE INC
COM
88822Q103
2380
350000
SH
SOLE
350000
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
7001
121000
SH
Call
SOLE
0
0
0
TPG PACE HLDGS CORP
UNIT 99/99/9999
G89827102
9396
899102
SH
SOLE
899102
0
0
TPG PACE HLDGS CORP
CL A
G89827128
5958
600000
SH
SOLE
600000
0
0
TPG PACE HLDGS CORP
*W EXP 06/27/202
G89827110
90
53333
SH
SOLE
53333
0
0
TRANSALTA CORP
COM
89346D107
18867
3773487
SH
SOLE
3773487
0
0
TRANSCANADA CORP
COM
89353D107
7530
174300
SH
Call
SOLE
0
0
0
TRANSCAT INC
COM
893529107
5008
265000
SH
SOLE
265000
0
0
TRANSDIGM GROUP INC
COM
893641100
17257
50000
SH
Call
SOLE
0
0
0
TRIBUNE MEDIA CO
CL A
896047503
2679
70000
SH
SOLE
70000
0
0
TRIDENT ACQUISITIONS CORP
UNIT 05/09/2023
89615T205
15120
1500000
SH
SOLE
1500000
0
0
TRIDENT ACQUISITIONS CORP
COM
89615T106
975
100000
SH
SOLE
100000
0
0
TRIDENT ACQUISITIONS CORP
*W EXP 05/09/202
89615T114
35
110000
SH
SOLE
110000
0
0
TRIMBLE INC
COM
896239100
30620
932400
SH
SOLE
932400
0
0
TRINITY MERGER CORP
COM CL A
89653L106
19296
1975000
SH
SOLE
1975000
0
0
TRINITY MERGER CORP
UNIT 05/11/2025
89653L205
8268
821877
SH
SOLE
821877
0
0
TRINITY MERGER CORP
*W EXP 05/11/202
89653L114
480
1200000
SH
SOLE
1200000
0
0
TTM TECHNOLOGIES INC
NOTE 1.750%12/1
87305RAD1
56272
30000000
PRN
SOLE
0
0
0
TWELVE SEAS INVESTMENT COMPA
UNIT 06/21/2023
G9145A123
15090
1500000
SH
SOLE
1500000
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
17392
350000
SH
Call
SOLE
0
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
4969
100000
SH
SOLE
100000
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
4927
100000
SH
SOLE
100000
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
1252
25200
SH
Put
SOLE
0
0
0
TWITTER INC
COM
90184L102
2101
48100
SH
SOLE
48100
0
0
UNDER ARMOUR INC
CL C
904311206
18550
880000
SH
SOLE
880000
0
0
UNION ACQUISITION CORP
SHS
G9366W101
10465
1080000
SH
SOLE
1080000
0
0
UNION ACQUISITION CORP
UNIT 99/99/9999
G9366W119
3584
350000
SH
SOLE
350000
0
0
UNION ACQUISITION CORP
*W EXP 07/01/202
G9366W127
298
850000
SH
SOLE
850000
0
0
UNION ACQUISITION CORP
RIGHT 12/02/2019
G9366W135
268
850000
SH
SOLE
850000
0
0
UNITED STATES LIME & MINERAL
COM
911922102
5010
59714
SH
SOLE
59714
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
11295
750000
SH
Call
SOLE
0
0
0
UNIVERSAL DISPLAY CORP
COM
91347P105
12900
150000
SH
SOLE
150000
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
25668
250000
SH
Put
SOLE
0
0
0
VANTAGE ENERGY ACQUISITION
UNIT 04/12/2024
92211L204
21782
2094437
SH
SOLE
2094437
0
0
VANTAGE ENERGY ACQUISITION
COM CL A
92211L105
19535
1979197
SH
SOLE
1979197
0
0
VANTAGE ENERGY ACQUISITION
*W EXP 04/12/202
92211L113
780
600000
SH
SOLE
600000
0
0
VARIAN MED SYS INC
COM
92220P105
5215
45860
SH
SOLE
45860
0
0
VECTOIQ ACQUISITION CORP
UNIT 05/11/2023
92243N202
15098
1500000
SH
SOLE
1500000
0
0
VIAVI SOLUTIONS INC
COM
925550105
43472
4245276
SH
SOLE
4245276
0
0
VIAVI SOLUTIONS INC
NOTE 1.000% 3/0
925550AB1
39343
39025000
PRN
SOLE
0
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
8897
820000
SH
SOLE
820000
0
0
VULCAN MATLS CO
COM
929160109
37414
289900
SH
SOLE
289900
0
0
WEB COM GROUP INC
COM
94733A104
2197
85000
SH
SOLE
85000
0
0
WORKDAY INC
NOTE 1.500% 7/1
98138HAD3
46265
30000000
PRN
SOLE
0
0
0
WRIGHT MED GROUP N V
NOTE 2.250%11/1
98236JAB4
8700
6500000
PRN
SOLE
0
0
0
XL GROUP LTD
COM
G98294104
5036
90000
SH
SOLE
90000
0
0
ZILLOW GROUP INC
NOTE 2.000%12/0
98954MAB7
12651
10000000
PRN
SOLE
0
0
0