0001062993-18-000791.txt : 20180214
0001062993-18-000791.hdr.sgml : 20180214
20180214115504
ACCESSION NUMBER: 0001062993-18-000791
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
EFFECTIVENESS DATE: 20180214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polar Asset Management Partners Inc.
CENTRAL INDEX KEY: 0001326389
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12489
FILM NUMBER: 18609437
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
FORMER COMPANY:
FORMER CONFORMED NAME: Polar Securities Inc.
DATE OF NAME CHANGE: 20050506
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326389
XXXXXXXX
12-31-2017
12-31-2017
Polar Asset Management Partners Inc.
401 BAY STREET
SUITE 1900, P.O. BOX 19
TORONTO
A6
M5H 2Y4
13F HOLDINGS REPORT
028-12489
N
Jennifer Schwartz
VP, Legal and Compliance
416-369-8576
Jennifer Schwartz
Toronto
A6
02-14-2018
0
359
6328271
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
51JOB INC
NOTE 3.250% 4/1
316827AC8
7379
5000000
PRN
SOLE
0
0
0
ACM RESEARCH INC
COM CL A
00108J109
269
51262
SH
SOLE
51262
0
0
ACTUA CORP
COM
005094107
16760
1074367
SH
SOLE
1074367
0
0
ADTALEM GLOBAL ED INC
COM
00737L103
6976
165908
SH
SOLE
165908
0
0
ADVANCED DISP SVCS INC DEL
COM
00790X101
19228
803160
SH
SOLE
803160
0
0
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
7512
5000000
PRN
SOLE
0
0
0
AETNA INC NEW
COM
00817Y108
7216
40000
SH
SOLE
40000
0
0
AFLAC INC
COM
001055102
16327
186000
SH
SOLE
186000
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
18959
283100
SH
SOLE
283100
0
0
AGNICO EAGLE MINES LTD
COM
008474108
4341
94000
SH
Call
SOLE
0
0
0
AGNICO EAGLE MINES LTD
COM
008474108
3953
85600
SH
Put
SOLE
0
0
0
AKORN INC
COM
009728106
5640
175000
SH
SOLE
175000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
143186
830400
SH
Put
SOLE
0
0
0
ALLSTATE CORP
COM
020002101
15392
147000
SH
SOLE
147000
0
0
ALMOST FAMILY INC
COM
020409108
2446
44191
SH
SOLE
44191
0
0
ALPHA PRO TECH LTD
COM
020772109
1000
250000
SH
SOLE
250000
0
0
ALPHABET INC
CAP STK CL C
02079K107
52320
50000
SH
Put
SOLE
0
0
0
ALPHABET INC
CAP STK CL C
02079K107
45309
43300
SH
SOLE
43300
0
0
ALTABA INC
COM
021346101
87312
1250000
SH
SOLE
1250000
0
0
AMC ENTMT HLDGS INC
CL A COM
00165C104
5178
342900
SH
Call
SOLE
0
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
32386
227000
SH
SOLE
227000
0
0
AMETEK INC NEW
COM
031100100
19676
271500
SH
SOLE
271500
0
0
AMPLIFY SNACK BRANDS
COM
03211L102
3002
250000
SH
SOLE
250000
0
0
ANDINA ACQUISITION CORP II
SHS
G0441P104
3101
301100
SH
SOLE
301100
0
0
ANDINA ACQUISITION CORP II
RIGHT 09/01/2017
G0441P120
989
724600
SH
SOLE
724600
0
0
APPLIED MATLS INC
COM
038222105
25463
498100
SH
SOLE
498100
0
0
AT&T INC
COM
00206R102
4860
125000
SH
Put
SOLE
0
0
0
ATLANTIC ACQUISITION CORP
COM
048206106
4930
500000
SH
SOLE
500000
0
0
ATLANTIC ACQUISITION CORP
UNIT 02/08/2019
048206205
2054
200000
SH
SOLE
200000
0
0
ATLANTIC ACQUISITION CORP
RIGHT 02/08/2019
048206304
286
550000
SH
SOLE
550000
0
0
AVISTA HEALTHCARE PUB ACQ CO
UNIT 99/99/9999
G0726L109
14358
1393936
SH
SOLE
1393936
0
0
AVISTA HEALTHCARE PUB ACQ CO
CL A
G0726L125
12443
1254340
SH
SOLE
1254340
0
0
AVISTA HEALTHCARE PUB ACQ CO
*W EXP 99/99/999
G0726L117
1003
3401411
SH
SOLE
3401411
0
0
AXALTA COATING SYS LTD
COM
G0750C108
809
25000
SH
SOLE
25000
0
0
B2GOLD CORP
NOTE 3.250%10/0
11777QAB6
11655
11000000
PRN
SOLE
0
0
0
BANK AMER CORP
COM
060505104
88560
3000000
SH
SOLE
3000000
0
0
BANK AMER CORP
*W EXP 01/16/201
060505146
11102
631000
SH
SOLE
631000
0
0
BANK MONTREAL QUE
COM
063671101
4321
54000
SH
Call
SOLE
0
0
0
BANK N S HALIFAX
COM
064149107
4194
65000
SH
Call
SOLE
0
0
0
BARINGTON HILCO ACQUISITION
COM
06759V101
1044
100000
SH
SOLE
100000
0
0
BARINGTON HILCO ACQUISITION
*W EXP 02/11/201
06759V127
47
589000
SH
SOLE
589000
0
0
BARINGTON HILCO ACQUISITION
RIGHT 02/13/2017
06759V119
14
78942
SH
SOLE
78942
0
0
BARRICK GOLD CORP
COM
067901108
5736
396400
SH
Put
SOLE
0
0
0
BARRICK GOLD CORP
COM
067901108
3882
268300
SH
Call
SOLE
0
0
0
BCE INC
COM NEW
05534B760
883
18400
SH
Call
SOLE
0
0
0
BCE INC
COM NEW
05534B760
845
17600
SH
Put
SOLE
0
0
0
BELLATRIX EXPLORATION LTD
COM NEW
078314507
4709
2737580
SH
SOLE
2737580
0
0
BIG 5 SPORTING GOODS CORP
COM
08915P101
3192
420000
SH
SOLE
420000
0
0
BIG ROCK PARTNERS ACQUISI CO
COM
089482103
4185
430800
SH
SOLE
430800
0
0
BIG ROCK PARTNERS ACQUISI CO
UNIT 11/20/2022
089482202
3572
349200
SH
SOLE
349200
0
0
BIG ROCK PARTNERS ACQUISI CO
RIGHT 12/01/2022
089482129
164
400000
SH
SOLE
400000
0
0
BIG ROCK PARTNERS ACQUISI CO
*W EXP 12/01/202
089482111
93
200000
SH
SOLE
200000
0
0
BIO RAD LABS INC
CL A
090572207
39330
164790
SH
SOLE
164790
0
0
BISON CAP ACQUISITION CORP
ORD SHS
G1142P104
4935
500000
SH
SOLE
500000
0
0
BISON CAP ACQUISITION CORP
UNIT 99/99/9999T
G1142P120
3030
295000
SH
SOLE
295000
0
0
BISON CAP ACQUISITION CORP
RIGHT 03/20/2019
G1142P138
192
534300
SH
SOLE
534300
0
0
BISON CAP ACQUISITION CORP
*W EXP 06/20/202
G1142P112
61
175000
SH
SOLE
175000
0
0
BLACK RIDGE ACQUISITION CORP
COM
09216T107
8353
862500
SH
SOLE
862500
0
0
BLACK RIDGE ACQUISITION CORP
RIGHT 07/10/2019
09216T123
166
600000
SH
SOLE
600000
0
0
BLACK RIDGE ACQUISITION CORP
UNIT 10/05/2022
09216T206
152
14992
SH
SOLE
14992
0
0
BLACK RIDGE ACQUISITION CORP
*W EXP 07/10/202
09216T115
61
200000
SH
SOLE
200000
0
0
BLACKHAWK NETWORK HLDGS INC
NOTE 1.500% 1/1
09238EAB0
5124
5000000
PRN
SOLE
0
0
0
BLOOMIN BRANDS INC
COM
094235108
7548
353700
SH
SOLE
353700
0
0
BLUE BUFFALO PET PRODS INC
COM
09531U102
23544
718032
SH
SOLE
718032
0
0
BOEING CO
COM
097023105
34210
116000
SH
SOLE
116000
0
0
BORQS TECHNOLOGIES INC
SHS
G1466B103
185
34554
SH
SOLE
34554
0
0
BRINKER INTL INC
COM
109641100
7936
204313
SH
SOLE
204313
0
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
29476
440000
SH
SOLE
440000
0
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
19762
295000
SH
Call
SOLE
0
0
0
BROADSOFT INC
NOTE 1.000% 9/0
11133BAD4
29690
20000000
PRN
SOLE
0
0
0
C&J ENERGY SVCS INC NEW
COM
12674R100
12763
381333
SH
SOLE
381333
0
0
CAESARS ENTMT CORP
COM
127686103
14294
1130000
SH
SOLE
1130000
0
0
CALPINE CORP
COM NEW
131347304
2270
150000
SH
SOLE
150000
0
0
CAPITOL INVT CORP IV
UNIT 99/99/9999
G18920119
15265
1525000
SH
SOLE
1525000
0
0
CAPITOL INVT CORP IV
CL A ORD
G18920101
5807
599900
SH
SOLE
599900
0
0
CAPITOL INVT CORP IV
*W EXP 01/01/202
G18920127
215
200000
SH
SOLE
200000
0
0
CARMAX INC
COM
143130102
14128
220300
SH
SOLE
220300
0
0
CASA SYS INC
COM
14713L102
12650
712281
SH
SOLE
712281
0
0
CAVIUM INC
COM
14964U108
14251
170000
SH
SOLE
170000
0
0
CBIZ INC
COM
124805102
20382
1319248
SH
SOLE
1319248
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
14465
148500
SH
Call
SOLE
0
0
0
CENTRAL FD CDA LTD
CL A
153501101
102144
7622718
SH
SOLE
7622718
0
0
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
7542
200000
SH
SOLE
200000
0
0
CHEMOURS CO
COM
163851108
19223
384000
SH
SOLE
384000
0
0
CIGNA CORPORATION
COM
125509109
16856
83000
SH
SOLE
83000
0
0
CM SEVEN STAR ACQUISITION CO
UNIT 08/21/2022
G2345N128
14243
1430000
SH
SOLE
1430000
0
0
CM SEVEN STAR ACQUISITION CO
SHS
G2345N102
11580
1200000
SH
SOLE
1200000
0
0
CM SEVEN STAR ACQUISITION CO
RIGHT 08/21/2022
G2345N136
295
1000000
SH
SOLE
1000000
0
0
CM SEVEN STAR ACQUISITION CO
*W EXP 08/21/202
G2345N110
138
500000
SH
SOLE
500000
0
0
COHERENT INC
COM
192479103
11194
39664
SH
SOLE
39664
0
0
COLLECTORS UNIVERSE INC
COM NEW
19421R200
1289
45000
SH
SOLE
45000
0
0
CONSTELLATION ALPHA CAP CORP
SHS
G2379F108
10075
1036000
SH
SOLE
1036000
0
0
CONSTELLATION ALPHA CAP CORP
UNIT 99/99/9999
G2379F124
6201
609113
SH
SOLE
609113
0
0
CONSTELLATION ALPHA CAP CORP
RIGHT 99/99/9999
G2379F132
891
2583500
SH
SOLE
2583500
0
0
CONSTELLATION ALPHA CAP CORP
*W EXP 03/23/202
G2379F116
272
1036000
SH
SOLE
1036000
0
0
CORE MOLDING TECHNOLOGIES IN
COM
218683100
2788
128500
SH
SOLE
128500
0
0
CSRA INC
COM
12650T104
26080
871643
SH
SOLE
871643
0
0
CSRA INC
COM
12650T104
5984
200000
SH
Call
SOLE
0
0
0
CTRIP COM INTL LTD
NOTE 1.990% 7/0
22943FAH3
22388
20000000
PRN
SOLE
0
0
0
CTRIP COM INTL LTD
NOTE 1.250%10/1
22943FAD2
11794
10000000
PRN
SOLE
0
0
0
CTRIP COM INTL LTD
NOTE 1.000% 7/0
22943FAF7
5266
5000000
PRN
SOLE
0
0
0
CTS CORP
COM
126501105
2446
95000
SH
SOLE
95000
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
17834
1170200
SH
SOLE
1170200
0
0
DARDEN RESTAURANTS INC
COM
237194105
9602
100000
SH
Put
SOLE
0
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
22352
275000
SH
SOLE
275000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
29607
528700
SH
SOLE
528700
0
0
DIGIMARC CORP NEW
COM
25381B101
7435
205670
SH
SOLE
205670
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
425
19000
SH
Call
SOLE
0
0
0
DLH HLDGS CORP
COM
23335Q100
2623
425748
SH
SOLE
425748
0
0
DOLBY LABORATORIES INC
COM
25659T107
14633
236017
SH
SOLE
236017
0
0
DOLLAR GEN CORP NEW
COM
256677105
22388
240700
SH
SOLE
240700
0
0
DRAPER OAKWOOD TECHNOLOGY
COM CL A
26146L103
3912
400000
SH
SOLE
400000
0
0
DRAPER OAKWOOD TECHNOLOGY
UNIT 09/30/2024
26146L202
2374
225000
SH
SOLE
225000
0
0
DRAPER OAKWOOD TECHNOLOGY
RIGHT 09/19/2018
26146L129
206
400000
SH
SOLE
400000
0
0
DRAPER OAKWOOD TECHNOLOGY
*W EXP 09/19/202
26146L111
122
200000
SH
SOLE
200000
0
0
DUN & BRADSTREET CORP DEL NE
COM
26483E100
17402
146964
SH
SOLE
146964
0
0
EASTERLY ACQUISITION CORP
COM
27616L102
19621
1942670
SH
SOLE
1942670
0
0
EASTERLY ACQUISITION CORP
*W EXP 07/29/202
27616L110
1634
2523063
SH
SOLE
2523063
0
0
EASTMAN CHEM CO
COM
277432100
29812
321800
SH
SOLE
321800
0
0
ELECTRUM SPL ACQUISITION COR
SHS
G3105C104
24160
2341039
SH
SOLE
2341039
0
0
ELECTRUM SPL ACQUISITION COR
UNIT 99/99/9999
G3105C120
1510
142496
SH
SOLE
142496
0
0
ELECTRUM SPL ACQUISITION COR
*W EXP 99/99/999
G3105C112
214
548422
SH
SOLE
548422
0
0
ENBRIDGE INC
COM
29250N105
524
13400
SH
Call
SOLE
0
0
0
ENTELLUS MED INC
COM
29363K105
1829
75003
SH
SOLE
75003
0
0
ENZYMOTEC LTD
SHS
M4059L101
1720
145163
SH
SOLE
145163
0
0
ESTRE AMBIENTAL INC
*W EXP 12/21/202
G3206V118
1446
2110661
SH
SOLE
2110661
0
0
ETHAN ALLEN INTERIORS INC
COM
297602104
5122
179100
SH
SOLE
179100
0
0
EXACTECH INC
COM
30064E109
3956
80000
SH
SOLE
80000
0
0
EXXON MOBIL CORP
COM
30231G102
39813
476000
SH
SOLE
476000
0
0
F5 NETWORKS INC
COM
315616102
13778
105000
SH
SOLE
105000
0
0
FACEBOOK INC
CL A
30303M102
22605
128100
SH
SOLE
128100
0
0
FEDERAL STR ACQUISITION CORP
CL A
31421V107
19420
2000000
SH
SOLE
2000000
0
0
FEDERAL STR ACQUISITION CORP
UNIT 99/99/9999
31421V206
5125
500000
SH
SOLE
500000
0
0
FEDERAL STR ACQUISITION CORP
*W EXP 07/24/202
31421V115
1150
1000000
SH
SOLE
1000000
0
0
FERROGLOBE PLC
SHS
G33856108
18830
1162356
SH
SOLE
1162356
0
0
FERROGLOBE PLC
SHS
G33856108
3454
213200
SH
Call
SOLE
0
0
0
FGL HLDGS
ORD SHS
G3402M102
1510
150000
SH
SOLE
150000
0
0
FGL HLDGS
*W EXP 11/30/202
G3402M110
1410
933864
SH
SOLE
933864
0
0
FINTECH ACQUISITION CORP II
COM
31810G109
15673
1580000
SH
SOLE
1580000
0
0
FINTECH ACQUISITION CORP II
UNIT 99/99/9999
31810G208
6352
605000
SH
SOLE
605000
0
0
FINTECH ACQUISITION CORP II
*W EXP 01/19/202
31810G117
1038
820920
SH
SOLE
820920
0
0
FLEXSTEEL INDS INC
COM
339382103
2692
57537
SH
SOLE
57537
0
0
FLIR SYS INC
COM
302445101
10951
234900
SH
SOLE
234900
0
0
FONAR CORP
COM NEW
344437405
2941
120800
SH
SOLE
120800
0
0
FORUM MERGER CORP
COM CL A
34985B103
20858
2090000
SH
SOLE
2090000
0
0
FORUM MERGER CORP
RIGHT 06/01/2019
34985B129
2024
2975966
SH
SOLE
2975966
0
0
FORUM MERGER CORP
*W EXP 06/01/202
34985B111
362
548325
SH
SOLE
548325
0
0
GARDNER DENVER HLDGS INC
COM
36555P107
7254
213805
SH
SOLE
213805
0
0
GARTNER INC
COM
366651107
22389
181800
SH
SOLE
181800
0
0
GENER8 MARITIME INC
COM
Y26889108
496
75000
SH
SOLE
75000
0
0
GENERAL CABLE CORP DEL NEW
FRNT 4.500%11/1
369300AL2
5286
5000000
PRN
SOLE
0
0
0
GGP INC
COM
36174X101
1170
50000
SH
SOLE
50000
0
0
GIGCAPITAL INC
UNIT 03/06/2025
37518N205
13050
1304952
SH
SOLE
1304952
0
0
GLOBAL PARTNER ACQUISITION C
COM
37954X105
15992
1596794
SH
SOLE
1596794
0
0
GLOBAL PARTNER ACQUISITION C
*W EXP 07/01/202
37954X113
945
908424
SH
SOLE
908424
0
0
GLOBALSCAPE INC
COM
37940G109
1864
525000
SH
SOLE
525000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
23693
93000
SH
SOLE
93000
0
0
GORES HLDGS II INC
UNIT 99/99/9999
382867208
5702
550400
SH
SOLE
550400
0
0
GORES HLDGS II INC
COM CL A
382867109
3178
319700
SH
SOLE
319700
0
0
GORES HLDGS II INC
*W EXP 03/06/202
382867117
250
172300
SH
SOLE
172300
0
0
GTY TECHNOLOGY HOLDINGS INC
CL A
G4182A102
15888
1600000
SH
SOLE
1600000
0
0
GTY TECHNOLOGY HOLDINGS INC
UNIT 99/99/9999
G4182A110
10553
1023234
SH
SOLE
1023234
0
0
GTY TECHNOLOGY HOLDINGS INC
*W EXP 99/99/999
G4182A128
693
533333
SH
SOLE
533333
0
0
HABIT RESTAURANTS INC
COM CL A
40449J103
5338
559000
SH
SOLE
559000
0
0
HARMONIC INC
COM
413160102
6976
1660972
SH
SOLE
1660972
0
0
HAWAIIAN TELCOM HOLDCO INC
COM
420031106
2314
75000
SH
SOLE
75000
0
0
HAYMAKER ACQUISITION
UNIT 10/19/2022
420870206
18445
1863100
SH
SOLE
1863100
0
0
HENNESSY CAP ACQUSTON CORP I
COM
42588L105
17633
1799300
SH
SOLE
1799300
0
0
HENNESSY CAP ACQUSTON CORP I
UNIT 06/15/2024
42588L204
12460
1201500
SH
SOLE
1201500
0
0
HENNESSY CAP ACQUSTON CORP I
*W EXP 06/15/202
42588L113
997
1176867
SH
SOLE
1176867
0
0
HIMAX TECHNOLOGIES INC
SPONSORED ADR
43289P106
5210
500000
SH
Call
SOLE
0
0
0
HUDSON GLOBAL INC
COM
443787106
3845
1708765
SH
SOLE
1708765
0
0
HUNTER MARITIME ACQUISITION
CL A
Y37828111
16640
1704968
SH
SOLE
1704968
0
0
HUNTER MARITIME ACQUISITION
*W EXP 99/99/999
Y37828129
321
722209
SH
SOLE
722209
0
0
I AM CAP ACQUISITION CO
COM
45074Q108
4520
458000
SH
SOLE
458000
0
0
I AM CAP ACQUISITION CO
RIGHT 05/22/2019
45074Q124
142
458000
SH
SOLE
458000
0
0
I AM CAP ACQUISITION CO
*W EXP 05/22/202
45074Q116
139
458000
SH
SOLE
458000
0
0
IMPAX LABORATORIES INC
NOTE 2.000% 6/1
45256BAE1
4386
4500000
PRN
SOLE
0
0
0
INDUSTREA ACQUISITION CORP
UNIT 07/21/2024
45579J203
15028
1490900
SH
SOLE
1490900
0
0
INDUSTREA ACQUISITION CORP
CL A
45579J104
12763
1309000
SH
SOLE
1309000
0
0
INDUSTREA ACQUISITION CORP
*W EXP 08/01/202
45579J112
618
1507279
SH
SOLE
1507279
0
0
INPHI CORP
NOTE 1.125%12/0
45772FAB3
5808
5000000
PRN
SOLE
0
0
0
INSTEEL INDUSTRIES INC
COM
45774W108
2832
100000
SH
SOLE
100000
0
0
INSULET CORP
NOTE 1.250% 9/1
45784PAF8
13080
10000000
PRN
SOLE
0
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
334887
150000000
PRN
SOLE
0
0
0
INTERDIGITAL INC
NOTE 1.500% 3/0
458660AD9
11959
10000000
PRN
SOLE
0
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
20098
131000
SH
SOLE
131000
0
0
IRONWOOD PHARMACEUTICALS INC
DBCV 2.250% 6/1
46333XAD0
17449
15000000
PRN
SOLE
0
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
381150
2500000
SH
Put
SOLE
0
0
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
24857
20000000
PRN
SOLE
0
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.875% 8/1
472145AB7
25108
25000000
PRN
SOLE
0
0
0
JENSYN ACQUISITION CORP
COM
47632B102
8034
780000
SH
SOLE
780000
0
0
JENSYN ACQUISITION CORP
RIGHT 99/99/9999
47632B128
351
879385
SH
SOLE
879385
0
0
JENSYN ACQUISITION CORP
*W EXP 03/07/202
47632B110
220
771396
SH
SOLE
771396
0
0
JM GLOBAL HLDG CO
*W EXP 07/09/202
46590H119
29
143328
SH
SOLE
143328
0
0
JOHNSON & JOHNSON
COM
478160104
69860
500000
SH
SOLE
500000
0
0
KAYNE ANDERSON ACQUISITION
UNIT 06/30/2022
48661U201
10158
1019900
SH
SOLE
1019900
0
0
KAYNE ANDERSON ACQUISITION
COM CL A
48661U102
7865
810000
SH
SOLE
810000
0
0
KAYNE ANDERSON ACQUISITION
*W EXP 06/30/202
48661U110
143
170000
SH
SOLE
170000
0
0
KBL MERGER CORP IV
COM
48242A104
9517
966150
SH
SOLE
966150
0
0
KBL MERGER CORP IV
UNIT 01/15/2024
48242A203
7922
777400
SH
SOLE
777400
0
0
KBL MERGER CORP IV
RIGHT 03/22/2019
48242A120
240
800000
SH
SOLE
800000
0
0
KBL MERGER CORP IV
*W EXP 01/15/202
48242A112
168
800000
SH
SOLE
800000
0
0
KEWAUNEE SCIENTIFIC CORP
COM
492854104
1574
54320
SH
SOLE
54320
0
0
KEYCORP NEW
COM
493267108
16075
797000
SH
SOLE
797000
0
0
KIMBALL INTL INC
CL B
494274103
2707
145000
SH
SOLE
145000
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
26207
164300
SH
SOLE
164300
0
0
LAKELAND INDS INC
COM
511795106
1673
115000
SH
SOLE
115000
0
0
LANDCADIA HLDGS INC
UNIT 12/31/2021T
51476W206
13291
1263400
SH
SOLE
1263400
0
0
LANDCADIA HLDGS INC
CL A
51476W107
11574
1164421
SH
SOLE
1164421
0
0
LANDCADIA HLDGS INC
*W EXP 06/01/202
51476W115
425
625157
SH
SOLE
625157
0
0
LEGACY ACQUISITION CORP
UNIT 05/31/2024
524643202
2982
300000
SH
SOLE
300000
0
0
LEGACY ACQUISITION CORP
COM CL A
524643103
2862
297235
SH
SOLE
297235
0
0
LEGACY ACQUISITION CORP
*W EXP 11/30/202
524643111
121
282400
SH
SOLE
282400
0
0
LEGGETT & PLATT INC
COM
524660107
18796
393800
SH
SOLE
393800
0
0
LEISURE ACQUISITION CORP
UNIT 99/99/9999
52539T206
2725
275000
SH
SOLE
275000
0
0
LEISURE ACQUISITION CORP
COM
52539T107
2658
275000
SH
SOLE
275000
0
0
LEISURE ACQUISITION CORP
*W EXP 12/05/201
52539T115
67
137500
SH
SOLE
137500
0
0
LIBERTY MEDIA CORP DELAWARE
DEB 2.250% 9/3
531229AE2
52159
50000000
PRN
SOLE
0
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER A FRMLA
531229870
1636
50000
SH
SOLE
50000
0
0
LIFETIME BRANDS INC
COM
53222Q103
2805
170000
SH
SOLE
170000
0
0
LKQ CORP
COM
501889208
36798
904800
SH
SOLE
904800
0
0
LOWES COS INC
COM
548661107
23523
253100
SH
SOLE
253100
0
0
LOWES COS INC
COM
548661107
9294
100000
SH
Call
SOLE
0
0
0
LUMENTUM HLDGS INC
COM
55024U109
14914
305000
SH
SOLE
305000
0
0
M I ACQUISITIONS INC
COM
55304A104
5177
508000
SH
SOLE
508000
0
0
M I ACQUISITIONS INC
UNIT 99/99/9999
55304A203
2088
197000
SH
SOLE
197000
0
0
M I ACQUISITIONS INC
*W EXP 99/99/999
55304A112
236
591000
SH
SOLE
591000
0
0
M III ACQUISITION CORP
UNIT 99/99/9999T
55378T203
11175
1054250
SH
SOLE
1054250
0
0
M III ACQUISITION CORP
COM
55378T104
8584
865450
SH
SOLE
865450
0
0
M III ACQUISITION CORP
*W EXP 10/10/202
55378T112
523
657450
SH
SOLE
657450
0
0
MAGICJACK VOCALTEC LTD
SHS
M6787E101
2958
350000
SH
SOLE
350000
0
0
MAGNA INTL INC
COM
559222401
2834
50000
SH
Call
SOLE
0
0
0
MANULIFE FINL CORP
COM
56501R106
2086
100000
SH
Call
SOLE
0
0
0
MATLIN & PARTNERS ACQUISITIO
CL A
57682V106
17595
1800000
SH
SOLE
1800000
0
0
MATLIN & PARTNERS ACQUISITIO
UNIT 05/28/2021A
57682V205
9071
899900
SH
SOLE
899900
0
0
MATLIN & PARTNERS ACQUISITIO
*W EXP 05/28/202
57682V114
717
1792500
SH
SOLE
1792500
0
0
MCDONALDS CORP
COM
580135101
21876
127100
SH
SOLE
127100
0
0
MEDICINES CO
NOTE 2.500% 1/1
584688AE5
6352
6000000
PRN
SOLE
0
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
102284
60000000
PRN
SOLE
0
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
29493
335600
SH
SOLE
335600
0
0
MICRON TECHNOLOGY INC
NOTE 2.375% 5/0
595112AW3
256319
60000000
PRN
SOLE
0
0
0
MICRON TECHNOLOGY INC
NOTE 3.125% 5/0
595112AX1
206295
50000000
PRN
SOLE
0
0
0
MICROSOFT CORP
COM
594918104
34900
408000
SH
SOLE
408000
0
0
MILLER INDS INC TENN
COM NEW
600551204
2644
102500
SH
SOLE
102500
0
0
MODERN MEDIA ACQUISITION
COM
60765P103
11796
1200000
SH
SOLE
1200000
0
0
MODERN MEDIA ACQUISITION
UNIT 99/99/9999
60765P202
7384
702410
SH
SOLE
702410
0
0
MODERN MEDIA ACQUISITION
RIGHT 99/99/9999
60765P129
697
1700000
SH
SOLE
1700000
0
0
MODERN MEDIA ACQUISITION
*W EXP 05/17/202
60765P111
24
50000
SH
SOLE
50000
0
0
MOHAWK INDS INC
COM
608190104
14347
52000
SH
SOLE
52000
0
0
MOLINA HEALTHCARE INC
NOTE 1.125% 1/1
60855RAC4
19123
10000000
PRN
SOLE
0
0
0
MONDELEZ INTL INC
CL A
609207105
29395
686800
SH
SOLE
686800
0
0
MONEYGRAM INTL INC
COM NEW
60935Y208
2504
190000
SH
SOLE
190000
0
0
MONSANTO CO NEW
COM
61166W101
13430
115000
SH
SOLE
115000
0
0
MOSAIC ACQUISITION CORP
UNIT 99/99/9999
G62848117
7105
700000
SH
SOLE
700000
0
0
NATIONAL ENERGY SERVICES REU
SHS
G6375R107
2491
250400
SH
SOLE
250400
0
0
NATIONAL ENERGY SERVICES REU
*W EXP 05/05/202
G6375R115
263
326600
SH
SOLE
326600
0
0
NATIONAL PRESTO INDS INC
COM
637215104
497
5000
SH
SOLE
5000
0
0
NEXTDECADE CORP
*W EXP 07/23/202
65342K113
1250
2049817
SH
SOLE
2049817
0
0
NEXTDECADE CORP
COM
65342K105
599
80000
SH
SOLE
80000
0
0
NOVANTA INC
COM
67000B104
11500
230010
SH
SOLE
230010
0
0
NUVASIVE INC
NOTE 2.250% 3/1
670704AG0
17609
15000000
PRN
SOLE
0
0
0
NXP SEMICONDUCTORS N V
DBCV 1.000%12/0
62952QAB6
123922
100000000
PRN
SOLE
0
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
20491
175000
SH
SOLE
175000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
3466
29600
SH
Call
SOLE
0
0
0
NXSTAGE MEDICAL INC
COM
67072V103
4846
200000
SH
SOLE
200000
0
0
OPEN TEXT CORP
COM
683715106
999
28000
SH
Call
SOLE
0
0
0
ORIGO ACQUISITION CORP
SHS
G67789126
3495
328488
SH
SOLE
328488
0
0
ORIGO ACQUISITION CORP
RIGHT 03/12/2018
G67789134
302
600200
SH
SOLE
600200
0
0
ORIGO ACQUISITION CORP
*W EXP 12/17/202
G67789118
119
243350
SH
SOLE
243350
0
0
OSPREY ENERGY ACQUISITION CO
CL A COM
688397108
15400
1600000
SH
SOLE
1600000
0
0
OSPREY ENERGY ACQUISITION CO
UNIT 07/21/2022
688397207
9810
985931
SH
SOLE
985931
0
0
OSPREY ENERGY ACQUISITION CO
*W EXP 07/21/202
688397116
544
800000
SH
SOLE
800000
0
0
PATRIOT TRANSN HLDG INC
COM
70338W105
2650
152500
SH
SOLE
152500
0
0
PATTERN ENERGY GROUP INC
NOTE 4.000% 7/1
70338PAB6
10147
10000000
PRN
SOLE
0
0
0
PENSARE ACQUISITION CORP
COM
70957E105
20954
2166900
SH
SOLE
2166900
0
0
PENSARE ACQUISITION CORP
UNIT 07/27/2022
70957E204
8431
817000
SH
SOLE
817000
0
0
PENSARE ACQUISITION CORP
RIGHT 99/99/9999
70957E121
1269
2821000
SH
SOLE
2821000
0
0
PENSARE ACQUISITION CORP
*W EXP 07/27/202
70957E113
408
762500
SH
SOLE
762500
0
0
PFIZER INC
COM
717081103
77293
2134000
SH
SOLE
2134000
0
0
PRECISION DRILLING CORP
COM 2010
74022D308
228
75000
SH
SOLE
75000
0
0
PRESTIGE BRANDS HLDGS INC
COM
74112D101
14642
329700
SH
SOLE
329700
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
82865
60000000
PRN
SOLE
0
0
0
REGALWOOD GLOBAL ENERGY LTD
UNIT 99/99/9999
G74760110
17914
1800400
SH
SOLE
1800400
0
0
REXNORD CORP NEW
COM
76169B102
21841
839400
SH
SOLE
839400
0
0
ROCKWELL COLLINS INC
COM
774341101
21835
161000
SH
SOLE
161000
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
5093
100000
SH
Call
SOLE
0
0
0
ROSEHILL RES INC
*W EXP 09/16/202
777385113
153
163843
SH
SOLE
163843
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
6124
75000
SH
Call
SOLE
0
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
6124
75000
SH
Put
SOLE
0
0
0
SABAN CAP ACQUISITION CORP
COM CL A
78516C106
13337
1342398
SH
SOLE
1342398
0
0
SABAN CAP ACQUISITION CORP
UNIT 99/99/9999
78516C205
3255
309400
SH
SOLE
309400
0
0
SABAN CAP ACQUISITION CORP
*W EXP 09/21/202
78516C114
1078
832810
SH
SOLE
832810
0
0
SCRIPPS NETWORKS INTERACT IN
CL A COM
811065101
5123
60000
SH
SOLE
60000
0
0
SENTINEL ENERGY SVCS INC
UNIT 11/02/2022
G8062D128
10967
1100000
SH
SOLE
1100000
0
0
SERVICE CORP INTL
COM
817565104
34255
917861
SH
SOLE
917861
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
269
11800
SH
SOLE
11800
0
0
SIGMA DESIGNS INC
COM
826565103
1738
250000
SH
SOLE
250000
0
0
SILVER RUN ACQUISITION
UNIT 99/99/9999
82812A202
19027
1819069
SH
SOLE
1819069
0
0
SILVER RUN ACQUISITION
COM CL A
82812A103
12156
1226617
SH
SOLE
1226617
0
0
SILVER RUN ACQUISITION
*W EXP 03/28/202
82812A111
1901
1325000
SH
SOLE
1325000
0
0
SINA CORP
ORD
G81477104
16050
160000
SH
SOLE
160000
0
0
SOCIAL CAP HEDOSOPHIA HLDGS
CL A
G8250R103
32577
3228600
SH
SOLE
3228600
0
0
SOCIAL CAP HEDOSOPHIA HLDGS
UNIT 99/99/9999
G8250R111
1961
185000
SH
SOLE
185000
0
0
SONIC CORP
COM
835451105
7043
256300
SH
SOLE
256300
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
2232
400000
SH
SOLE
400000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
507034
1900000
SH
Put
SOLE
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
106744
400000
SH
Call
SOLE
0
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
14712
250000
SH
SOLE
250000
0
0
SPDR SERIES TRUST
S&P METALS MNG
78464A755
14548
400000
SH
Call
SOLE
0
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
122512
11568632
SH
SOLE
11568632
0
0
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
4347
465388
SH
SOLE
465388
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
32813
5175531
SH
SOLE
5175531
0
0
SPS COMM INC
COM
78463M107
14009
288301
SH
SOLE
288301
0
0
STELLAR ACQUISITION III INC
COM
Y8172W107
1737
170100
SH
SOLE
170100
0
0
STELLAR ACQUISITION III INC
UNIT 03/22/2022
Y8172W123
1582
151000
SH
SOLE
151000
0
0
STELLAR ACQUISITION III INC
*W EXP 03/22/202
Y8172W115
74
232100
SH
SOLE
232100
0
0
STERICYCLE INC
COM
858912108
14767
217200
SH
SOLE
217200
0
0
STRAIGHT PATH COMMUNICATNS I
CL B
862578101
1818
10000
SH
SOLE
10000
0
0
STRATASYS LTD
SHS
M85548101
6798
340561
SH
SOLE
340561
0
0
SYNCHRONOSS TECHNOLOGIES INC
NOTE 0.750% 8/1
87157BAA1
6670
7372000
PRN
SOLE
0
0
0
SYNCHRONOSS TECHNOLOGIES INC
COM
87157B103
492
55000
SH
SOLE
55000
0
0
TAPESTRY INC
COM
876030107
23895
540240
SH
SOLE
540240
0
0
TARGET CORP
COM
87612E106
19575
300000
SH
Put
SOLE
0
0
0
TERADYNE INC
NOTE 1.250%12/1
880770AG7
6435
4500000
PRN
SOLE
0
0
0
TIME WARNER INC
COM NEW
887317303
14635
160000
SH
SOLE
160000
0
0
TIPTREE INC
CL A
88822Q103
2291
385000
SH
SOLE
385000
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
5858
100000
SH
Put
SOLE
0
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
428
7300
SH
SOLE
7300
0
0
TOTAL SYS SVCS INC
COM
891906109
25143
317900
SH
SOLE
317900
0
0
TPG PACE ENERGY HLDGS CORP
CL A
872656103
15584
1600000
SH
SOLE
1600000
0
0
TPG PACE ENERGY HLDGS CORP
UNIT 99/99/9999
872656202
9140
896930
SH
SOLE
896930
0
0
TPG PACE ENERGY HLDGS CORP
*W EXP 99/99/999
872656111
733
533333
SH
SOLE
533333
0
0
TPG PACE HLDGS CORP
UNIT 99/99/9999
G89827102
9256
900800
SH
SOLE
900800
0
0
TPG PACE HLDGS CORP
CL A
G89827128
7541
775000
SH
SOLE
775000
0
0
TPG PACE HLDGS CORP
*W EXP 99/99/999
G89827110
315
203333
SH
SOLE
203333
0
0
TRANSALTA CORP
COM
89346D107
25542
4292705
SH
SOLE
4292705
0
0
TRANSALTA CORP
COM
89346D107
635
106700
SH
Call
SOLE
0
0
0
TRANSCAT INC
COM
893529107
2907
203997
SH
SOLE
203997
0
0
TTM TECHNOLOGIES INC
NOTE 1.750%12/1
87305RAD1
42903
25000000
PRN
SOLE
0
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
5118
150000
SH
SOLE
150000
0
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
16367
75000
SH
SOLE
75000
0
0
UNITED STATES LIME & MINERAL
COM
911922102
2698
35000
SH
SOLE
35000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1914
15000
SH
Put
SOLE
0
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189F718
32552
1249600
SH
SOLE
1249600
0
0
VANTAGE ENERGY ACQUISITION
UNIT 04/12/2024
92211L204
21342
2094437
SH
SOLE
2094437
0
0
VANTAGE ENERGY ACQUISITION
COM CL A
92211L105
18468
1900000
SH
SOLE
1900000
0
0
VANTAGE ENERGY ACQUISITION
*W EXP 04/12/202
92211L113
690
600000
SH
SOLE
600000
0
0
VECTOR GROUP LTD
FRNT 1/1
92240MAY4
15844
10000000
PRN
SOLE
0
0
0
VERIFONE SYS INC
COM
92342Y109
13199
745300
SH
SOLE
745300
0
0
VERISIGN INC
SDCV 3.250% 8/1
92343EAD4
183906
55000000
PRN
SOLE
0
0
0
VIAVI SOLUTIONS INC
COM
925550105
29028
3321287
SH
SOLE
3321287
0
0
VIVOPOWER INTERNATIONAL PLC
SHS
G9376R100
526
181224
SH
SOLE
181224
0
0
VULCAN MATLS CO
COM
929160109
15186
118300
SH
SOLE
118300
0
0
WELLS FARGO CO NEW
COM
949746101
72804
1200000
SH
SOLE
1200000
0
0
WGL HLDGS INC
COM
92924F106
3434
40000
SH
SOLE
40000
0
0
WORKDAY INC
NOTE 1.500% 7/1
98138HAD3
27405
20000000
PRN
SOLE
0
0
0
WRIGHT MED GROUP N V
NOTE 2.250%11/1
98236JAB4
30515
25000000
PRN
SOLE
0
0
0
ZILLOW GROUP INC
NOTE 2.000%12/0
98954MAB7
21818
20000000
PRN
SOLE
0
0
0