Chief Compliance Officer

0001062993-16-012314.txt : 20161114 0001062993-16-012314.hdr.sgml : 20161111 20161114160415 ACCESSION NUMBER: 0001062993-16-012314 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polar Asset Management Partners Inc. CENTRAL INDEX KEY: 0001326389 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12489 FILM NUMBER: 161994746 BUSINESS ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 FORMER COMPANY: FORMER CONFORMED NAME: Polar Securities Inc. DATE OF NAME CHANGE: 20050506 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326389 XXXXXXXX 09-30-2016 09-30-2016 Polar Asset Management Partners Inc.

401 BAY STREET SUITE 1900, P.O. BOX 19 TORONTO A6 M5H 2Y4

13F HOLDINGS REPORT 028-12489 N Greg Lemaich Chief Compliance Officer 416-369-8087 Greg Lemaich Toronto A6 11-14-2016 0 273 3221947 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ACCURIDE CORP NEW COM NEW 00439T206 768 300000 SH SOLE 300000 0 0 ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 6139 7500000 PRN SOLE 0 0 0 ACTUA CORP COM 005094107 19416 1499275 SH SOLE 1499275 0 0 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 15224 14000000 PRN SOLE 0 0 0 ADVISORY BRD CO COM 00762W107 16386 366244 SH SOLE 366244 0 0 ALERE INC COM 01449J105 1081 25000 SH SOLE 25000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 77269 730400 SH Put SOLE 0 0 0 ALLERGAN PLC PFD CONV SER A G0177J116 26265 32000 SH SOLE 32000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0 01988PAD0 12320 12000000 PRN SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 33413 42986 SH SOLE 42986 0 0 AMAYA INC COM 02314M108 2835 175000 SH SOLE 175000 0 0 AMC NETWORKS INC CL A 00164V103 10559 203603 SH SOLE 203603 0 0 AMC NETWORKS INC CL A 00164V103 2593 50000 SH Put SOLE 0 0 0 ANDINA ACQUISITION CORP II SHS G0441P104 5934 600000 SH SOLE 600000 0 0 ANDINA ACQUISITION CORP II UNIT 99/99/9999 G0441P112 2073 200000 SH SOLE 200000 0 0 ANDINA ACQUISITION CORP II RIGHT 09/01/2017 G0441P120 174 600000 SH SOLE 600000 0 0 ANDINA ACQUISITION CORP II *W EXP 11/23/202 G0441P138 121 563800 SH SOLE 563800 0 0 APIGEE CORP COM 03765N108 1740 100000 SH SOLE 100000 0 0 APOLLO ED GROUP INC CL A 037604105 974 122500 SH SOLE 122500 0 0 APPLIED MATLS INC COM 038222105 16309 540914 SH SOLE 540914 0 0 APPLIED MATLS INC COM 038222105 452 15000 SH Put SOLE 0 0 0 AR CAP ACQUISITION CORP COM 00191R109 23369 2348685 SH SOLE 2348685 0 0 AR CAP ACQUISITION CORP *W EXP 10/06/201 00191R117 69 1135779 SH SOLE 1135779 0 0 ARMSTRONG WORLD INDS INC NEW COM 04247X102 7026 170039 SH SOLE 170039 0 0 AROWANA INC SHS G05011104 9336 916220 SH SOLE 916220 0 0 AROWANA INC UNIT 99/99/9999 G05011138 5691 551492 SH SOLE 551492 0 0 AROWANA INC RIGHT 01/01/2017 G05011120 148 739100 SH SOLE 739100 0 0 AROWANA INC *W EXP 04/29/202 G05011112 92 874700 SH SOLE 874700 0 0 ASHLAND GLOBAL HLDGS INC COM 044186104 12865 110954 SH SOLE 110954 0 0 ATLANTIC ALLIANCE PARTNER CO SHS G04897107 13941 1327732 SH SOLE 1327732 0 0 BARINGTON HILCO ACQUISITION COM 06759V101 4698 465100 SH SOLE 465100 0 0 BARINGTON HILCO ACQUISITION UNIT 99/99/9999T 06759V200 1038 100000 SH SOLE 100000 0 0 BARINGTON HILCO ACQUISITION RIGHT 02/13/2017 06759V119 95 510900 SH SOLE 510900 0 0 BARINGTON HILCO ACQUISITION *W EXP 02/11/201 06759V127 46 489000 SH SOLE 489000 0 0 BIO RAD LABS INC CL A 090572207 30891 188578 SH SOLE 188578 0 0 BLACK HILLS CORP UNIT 99/99/9999 092113125 17179 250000 SH SOLE 250000 0 0 BOULEVARD ACQUISITION CL A 10157Q102 13641 1385280 SH SOLE 1385280 0 0 BOULEVARD ACQUISITION UNIT 99/99/9999 10157Q201 4018 393504 SH SOLE 393504 0 0 BOULEVARD ACQUISITION *W EXP 09/25/202 10157Q110 599 1069036 SH SOLE 1069036 0 0 BROADSOFT INC NOTE 1.000% 9/0 11133BAD4 10000 7500000 PRN SOLE 0 0 0 BRUNSWICK CORP COM 117043109 10968 224839 SH SOLE 224839 0 0 BUNGE LIMITED COM G16962105 7855 132615 SH SOLE 132615 0 0 CAPITOL ACQUISITION CORP III COM 14055M106 12885 1308131 SH SOLE 1308131 0 0 CAPITOL ACQUISITION CORP III UNIT 99/99/9999 14055M205 6506 639364 SH SOLE 639364 0 0 CAPITOL ACQUISITION CORP III *W EXP 10/13/202 14055M114 398 578500 SH SOLE 578500 0 0 CARDINAL HEALTH INC COM 14149Y108 15649 201400 SH SOLE 201400 0 0 CBIZ INC COM 124805102 11212 1001953 SH SOLE 1001953 0 0 CENTRAL FD CDA LTD CL A 153501101 6673 482484 SH SOLE 482484 0 0 CEPHEID DBCV 1.250% 2/0 15670RAC1 5189 5000000 PRN SOLE 0 0 0 CEPHEID COM 15670R107 527 10000 SH SOLE 10000 0 0 CF CORP UNIT 99/99/9999E G20307123 10413 1020892 SH SOLE 1020892 0 0 CF CORP SHS CL A G20307107 9486 968980 SH SOLE 968980 0 0 CF CORP *W EXP 05/25/202 G20307115 428 519000 SH SOLE 519000 0 0 CF INDS HLDGS INC COM 125269100 730 30000 SH SOLE 30000 0 0 CHEMTURA CORP COM NEW 163893209 3445 105000 SH SOLE 105000 0 0 CIGNA CORPORATION COM 125509109 652 5000 SH SOLE 5000 0 0 COACH INC COM 189754104 16325 446517 SH SOLE 446517 0 0 COLUMBIA PIPELINE PARTNERS L COM UT REPSTG 198281107 4842 300000 SH SOLE 300000 0 0 CONYERS PK ACQUISITION UNIT 99/99/99991 212894208 821 76426 SH SOLE 76426 0 0 CONYERS PK ACQUISITION CL A COM 212894109 700 70000 SH SOLE 70000 0 0 CONYERS PK ACQUISITION *W EXP 07/20/202 212894117 35 25000 SH SOLE 25000 0 0 CORELOGIC INC COM 21871D103 19976 509327 SH SOLE 509327 0 0 COTY INC COM CL A 222070203 940 40000 SH SOLE 40000 0 0 CRESCENT PT ENERGY CORP COM 22576C101 1066 80800 SH SOLE 80800 0 0 CSRA INC COM 12650T104 22190 824899 SH SOLE 824899 0 0 CST BRANDS INC COM 12646R105 1443 30000 SH SOLE 30000 0 0 CTRIP COM INTL LTD NOTE 1.250%10/1 22943FAD2 25833 20000000 PRN SOLE 0 0 0 CTRIP COM INTL LTD NOTE 1.990% 7/0 22943FAH3 11282 10000000 PRN SOLE 0 0 0 CVENT INC COM 23247G109 6976 220000 SH SOLE 220000 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 19517 408313 SH SOLE 408313 0 0 DEPOMED INC NOTE 2.500% 9/0 249908AA2 14277 10000000 PRN SOLE 0 0 0 DIGIMARC CORP NEW COM 25381B101 2550 66495 SH SOLE 66495 0 0 DOLBY LABORATORIES INC COM 25659T107 9176 169023 SH SOLE 169023 0 0 DOMINION DIAMOND CORP COM 257287102 583 60000 SH SOLE 60000 0 0 DOMINION RES INC VA NEW UNIT 08/15/2019 25746U836 32766 650000 SH SOLE 650000 0 0 DOUBLE EAGLE ACQUISITION COR COM G28195124 13678 1381610 SH SOLE 1381610 0 0 DOUBLE EAGLE ACQUISITION COR UNIT 99/99/9999 G28195108 6991 679374 SH SOLE 679374 0 0 DOUBLE EAGLE ACQUISITION COR *W EXP 09/16/202 G28195116 358 994732 SH SOLE 994732 0 0 DST SYS INC DEL COM 233326107 28117 238440 SH SOLE 238440 0 0 DYCOM INDS INC NOTE 0.750% 9/1 267475AB7 10936 10000000 PRN SOLE 0 0 0 E COMPASS ACQUISITION CORP ORD SHS G2920Y101 5125 500000 SH SOLE 500000 0 0 E COMPASS ACQUISITION CORP UNIT 99/99/9999 G2920Y200 3051 283820 SH SOLE 283820 0 0 E COMPASS ACQUISITION CORP RIGHT 02/18/2017 G2920Y119 288 500000 SH SOLE 500000 0 0 EASTERLY ACQUISITION CORP COM 27616L102 11958 1203004 SH SOLE 1203004 0 0 EASTERLY ACQUISITION CORP UNIT 99/99/9999 27616L201 8873 869480 SH SOLE 869480 0 0 EASTERLY ACQUISITION CORP *W EXP 07/29/202 27616L110 363 647502 SH SOLE 647502 0 0 EASTMAN CHEM CO COM 277432100 18674 275922 SH SOLE 275922 0 0 ECHO GLOBAL LOGISTICS INC NOTE 2.500% 5/0 27875TAA9 7093 7500000 PRN SOLE 0 0 0 ELECTRUM SPL ACQUISITION COR SHS G3105C104 14656 1489750 SH SOLE 1489750 0 0 ELECTRUM SPL ACQUISITION COR UNIT 99/99/9999 G3105C120 3751 372900 SH SOLE 372900 0 0 ELECTRUM SPL ACQUISITION COR *W EXP 99/99/999 G3105C112 42 178572 SH SOLE 178572 0 0 EMERGENT BIOSOLUTIONS INC NOTE 2.875% 1/1 29089QAB1 13255 10750000 PRN SOLE 0 0 0 ENBRIDGE INC COM 29250N105 1327 30000 SH Call SOLE 0 0 0 ENVESTNET INC NOTE 1.750%12/1 29404KAA4 9649 10000000 PRN SOLE 0 0 0 EVERBANK FINL CORP COM 29977G102 1452 75000 SH SOLE 75000 0 0 EVINE LIVE INC CL A 300487105 1791 782004 SH SOLE 782004 0 0 EXACT SCIENCES CORP COM 30063P105 3127 168404 SH SOLE 168404 0 0 EXACT SCIENCES CORP COM 30063P105 1857 100000 SH Call SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 20074 230000 SH Call SOLE 0 0 0 FACEBOOK INC CL A 30303M102 29210 227721 SH SOLE 227721 0 0 FACEBOOK INC CL A 30303M102 12827 100000 SH Call SOLE 0 0 0 FARMER BROS CO COM 307675108 8888 250000 SH SOLE 250000 0 0 FARO TECHNOLOGIES INC COM 311642102 6555 182339 SH SOLE 182339 0 0 FIDELITY & GTY LIFE COM 315785105 3247 140000 SH SOLE 140000 0 0 FIDELITY NATIONAL FINANCIAL NOTE 4.250% 8/1 31620RAE5 108695 52774000 PRN SOLE 0 0 0 FINISAR CORP COM NEW 31787A507 6562 220200 SH SOLE 220200 0 0 FIREEYE INC COM 31816Q101 4419 300000 SH Call SOLE 0 0 0 G & K SVCS INC CL A 361268105 955 10000 SH SOLE 10000 0 0 GALAPAGOS NV SPON ADR 36315X101 226 3500 SH SOLE 3500 0 0 GENESEE & WYO INC CL A 371559105 14250 206675 SH SOLE 206675 0 0 G-III APPAREL GROUP LTD COM 36237H101 10741 368461 SH SOLE 368461 0 0 G-III APPAREL GROUP LTD COM 36237H101 2915 100000 SH Call SOLE 0 0 0 GILEAD SCIENCES INC COM 375558103 712 9000 SH SOLE 9000 0 0 GLOBAL PARTNER ACQUISITION C COM 37954X105 5975 604792 SH SOLE 604792 0 0 GLOBAL PARTNER ACQUISITION C UNIT 07/01/2020 37954X204 3358 334097 SH SOLE 334097 0 0 GLOBAL PARTNER ACQUISITION C *W EXP 07/01/202 37954X113 380 1356770 SH SOLE 1356770 0 0 GLOBAL WTR RES INC COM 379463102 4580 575000 SH SOLE 575000 0 0 GOLDCORP INC NEW COM 380956409 1074 65000 SH SOLE 65000 0 0 GORES HLDGS INC CL A 382866101 3727 345111 SH SOLE 345111 0 0 GORES HLDGS INC UNIT 99/99/9999 382866200 1412 115741 SH SOLE 115741 0 0 GORES HLDGS INC *W EXP 08/13/202 382866119 444 373500 SH SOLE 373500 0 0 GP INVTS ACQUISITION COR SHS G40357124 19077 1946609 SH SOLE 1946609 0 0 GP INVTS ACQUISITION COR UNIT 99/99/9999 G40357116 3025 300725 SH SOLE 300725 0 0 GP INVTS ACQUISITION COR *W EXP 05/19/202 G40357108 531 830005 SH SOLE 830005 0 0 GREAT PLAINS ENERGY INC COM 391164100 2047 75000 SH SOLE 75000 0 0 GUESS INC COM 401617105 8540 584500 SH SOLE 584500 0 0 HABIT RESTAURANTS INC COM CL A 40449J103 4514 322395 SH SOLE 322395 0 0 HARMONIC INC COM 413160102 2372 400000 SH SOLE 400000 0 0 HARMONY MERGER CORP COM 413247107 12794 1267975 SH SOLE 1267975 0 0 HARMONY MERGER CORP UNIT 99/99/9999 413247206 2104 200000 SH SOLE 200000 0 0 HARMONY MERGER CORP *W EXP 01/01/202 413247123 472 1402700 SH SOLE 1402700 0 0 HARVARD BIOSCIENCE INC COM 416906105 2852 1048363 SH SOLE 1048363 0 0 HEALTHSTREAM INC COM 42222N103 8609 311924 SH SOLE 311924 0 0 HENNESSY CAP ACQUISITION COR COM 42588J100 17951 1831737 SH SOLE 1831737 0 0 HENNESSY CAP ACQUISITION COR *W EXP 07/28/202 42588J118 568 1474227 SH SOLE 1474227 0 0 HILL ROM HLDGS INC COM 431475102 5888 95000 SH SOLE 95000 0 0 HORIZON PHARMA INVT LTD NOTE 2.500% 3/1 44052TAB7 4855 5000000 PRN SOLE 0 0 0 HRG GROUP INC COM 40434J100 157 10000 SH SOLE 10000 0 0 HUDSON GLOBAL INC COM 443787106 2631 1708765 SH SOLE 1708765 0 0 HYDRA INDS ACQUISITION CORP COM 448740100 10441 1048300 SH SOLE 1048300 0 0 HYDRA INDS ACQUISITION CORP UNIT 10/20/2021 448740209 2694 250000 SH SOLE 250000 0 0 HYDRA INDS ACQUISITION CORP RIGHT 99/99/9999 448740126 471 1023947 SH SOLE 1023947 0 0 HYDRA INDS ACQUISITION CORP *W EXP 10/20/202 448740118 389 905601 SH SOLE 905601 0 0 IMPAX LABORATORIES INC NOTE 2.000% 6/1 45256BAE1 14073 16000000 PRN SOLE 0 0 0 IMPERIAL OIL LTD COM NEW 453038408 782 25000 SH SOLE 25000 0 0 IMPERVA INC COM 45321L100 457 8500 SH SOLE 8500 0 0 INCONTACT INC NOTE 2.500% 4/0 45336EAB5 30178 25000000 PRN SOLE 0 0 0 INGRAM MICRO INC CL A 457153104 4279 120000 SH SOLE 120000 0 0 INPHI CORP COM 45772F107 5559 127769 SH SOLE 127769 0 0 INTEL CORP SDCV 3.250% 8/0 458140AF7 116280 63500000 PRN SOLE 0 0 0 INTERACTIVE INTELLIGENCE GRO NOTE 1.250% 6/0 45841VAB5 28850 25000000 PRN SOLE 0 0 0 INTEROIL CORP COM 460951106 10184 200000 SH SOLE 200000 0 0 INTERSIL CORP CL A 46069S109 548 25000 SH SOLE 25000 0 0 IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 20890 17500000 PRN SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 313543 2524300 SH Put SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 3745 100000 SH Put SOLE 0 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2382 17326 SH SOLE 17326 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 23235 20000000 PRN SOLE 0 0 0 JENSYN ACQUISITION CORP COM 47632B102 4814 480000 SH SOLE 480000 0 0 JENSYN ACQUISITION CORP UNIT 99/99/9999 47632B201 3072 300000 SH SOLE 300000 0 0 JENSYN ACQUISITION CORP RIGHT 99/99/9999 47632B128 75 452000 SH SOLE 452000 0 0 JENSYN ACQUISITION CORP *W EXP 03/01/202 47632B110 41 480000 SH SOLE 480000 0 0 JM GLOBAL HLDG CO COM 46590H101 1032 105012 SH SOLE 105012 0 0 JM GLOBAL HLDG CO UNIT 99/99/9999 46590H200 488 48928 SH SOLE 48928 0 0 JM GLOBAL HLDG CO *W EXP 07/29/201 46590H119 16 95000 SH SOLE 95000 0 0 JOHNSON & JOHNSON COM 478160104 10332 87463 SH SOLE 87463 0 0 KAR AUCTION SVCS INC COM 48238T109 15966 369920 SH SOLE 369920 0 0 KINDER MORGAN INC DEL COM 49456B101 694 30000 SH SOLE 30000 0 0 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 17 1000000 SH SOLE 1000000 0 0 KLA-TENCOR CORP COM 482480100 4880 70000 SH SOLE 70000 0 0 KLR ENERGY ACQUISITION CORP CL A 49877M108 5060 500000 SH SOLE 500000 0 0 KLR ENERGY ACQUISITION CORP UNIT 12/31/2020 49877M207 4200 400000 SH SOLE 400000 0 0 KLR ENERGY ACQUISITION CORP *W EXP 09/16/202 49877M116 63 153900 SH SOLE 153900 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 15242 110870 SH SOLE 110870 0 0 LAM RESEARCH CORP COM 512807108 1421 15000 SH Call SOLE 0 0 0 LANDCADIA HLDGS INC UNIT 12/31/2021T 51476W206 10425 1017038 SH SOLE 1017038 0 0 LANDCADIA HLDGS INC CL A 51476W107 5048 516700 SH SOLE 516700 0 0 LANDCADIA HLDGS INC *W EXP 06/01/202 51476W115 316 526000 SH SOLE 526000 0 0 LAS VEGAS SANDS CORP COM 517834107 16226 282000 SH SOLE 282000 0 0 LAS VEGAS SANDS CORP COM 517834107 15449 268500 SH Put SOLE 0 0 0 LEXMARK INTL INC CL A 529771107 3996 100000 SH SOLE 100000 0 0 LINEAR TECHNOLOGY CORP COM 535678106 3557 60000 SH SOLE 60000 0 0 LINKEDIN CORP NOTE 0.500%11/0 53578AAB4 19819 20000000 PRN SOLE 0 0 0 LINKEDIN CORP COM CL A 53578A108 5734 30000 SH SOLE 30000 0 0 M I ACQUISITIONS INC UNIT 99/99/9999 55304A203 6012 600000 SH SOLE 600000 0 0 M III ACQUISITION CORP UNIT 99/99/9999T 55378T203 8517 869050 SH SOLE 869050 0 0 M III ACQUISITION CORP COM 55378T104 8194 856250 SH SOLE 856250 0 0 M III ACQUISITION CORP *W EXP 10/10/202 55378T112 197 856250 SH SOLE 856250 0 0 M/I HOMES INC NOTE 3.250% 9/1 55292PAA3 7767 7000000 PRN SOLE 0 0 0 MANITEX INTL INC COM 563420108 2851 517361 SH SOLE 517361 0 0 MEDICINES CO NOTE 2.500% 1/1 584688AE5 15501 12000000 PRN SOLE 0 0 0 MERCADOLIBRE INC NOTE 2.250% 7/0 58733RAB8 31231 20000000 PRN SOLE 0 0 0 MICRON TECHNOLOGY INC NOTE 2.375% 5/0 595112AW3 90360 47500000 PRN SOLE 0 0 0 MICROSEMI CORP COM 595137100 10869 258900 SH SOLE 258900 0 0 MOLINA HEALTHCARE INC NOTE 1.125% 1/1 60855RAC4 11400 7500000 PRN SOLE 0 0 0 MONDELEZ INTL INC CL A 609207105 16173 368400 SH SOLE 368400 0 0 MONSANTO CO NEW COM 61166W101 12979 127000 SH SOLE 127000 0 0 MONSTER WORLDWIDE INC COM 611742107 542 150000 SH SOLE 150000 0 0 MORGAN STANLEY COM NEW 617446448 1763 55000 SH Put SOLE 0 0 0 NETSUITE INC COM 64118Q107 2767 25000 SH SOLE 25000 0 0 NEVRO CORP NOTE 1.750% 6/0 64157FAA1 9106 7000000 PRN SOLE 0 0 0 NEXTERA ENERGY INC UNIT 09/01/2019 65339F820 22292 450000 SH SOLE 450000 0 0 NEXTERA ENERGY INC COM 65339F101 13455 110000 SH Put SOLE 0 0 0 NORTH AMERN ENERGY PARTNERS COM 656844107 4792 1905000 SH SOLE 1905000 0 0 NOVANTA INC COM 67000B104 32775 1889056 SH SOLE 1889056 0 0 NOVARTIS A G SPONSORED ADR 66987V109 10304 130500 SH SOLE 130500 0 0 NXP SEMICONDUCTORS N V DBCV 1.000%12/0 62952QAB6 35718 30000000 PRN SOLE 0 0 0 ORIGO ACQUISITION CORP SHS G67789126 5670 550000 SH SOLE 550000 0 0 ORIGO ACQUISITION CORP UNIT 12/17/2021T G67789100 2100 200000 SH SOLE 200000 0 0 ORIGO ACQUISITION CORP RIGHT 12/12/2016 G67789134 82 400000 SH SOLE 400000 0 0 ORIGO ACQUISITION CORP *W EXP 12/17/202 G67789118 28 239775 SH SOLE 239775 0 0 OXFORD INDS INC COM 691497309 5377 79431 SH SOLE 79431 0 0 PACE HLDGS CORP CL A G6865N103 7649 777307 SH SOLE 777307 0 0 PACE HLDGS CORP UNIT 99/99/9999 G6865N129 4986 477120 SH SOLE 477120 0 0 PACE HLDGS CORP *W EXP 99/99/999 G6865N111 410 1170300 SH SOLE 1170300 0 0 PACIFIC SPL ACQUISITION CORP UNIT 99/99/9999 G68588139 5835 550000 SH SOLE 550000 0 0 PACIFIC SPL ACQUISITION CORP SHS G68588105 3198 312000 SH SOLE 312000 0 0 PACIFIC SPL ACQUISITION CORP RIGHT 03/15/2017 G68588113 106 500000 SH SOLE 500000 0 0 PACIFIC SPL ACQUISITION CORP *W EXP 10/20/202 G68588121 59 450300 SH SOLE 450300 0 0 PATTERN ENERGY GROUP INC NOTE 4.000% 7/1 70338PAB6 34090 33750000 PRN SOLE 0 0 0 PEPSICO INC COM 713448108 15979 146903 SH SOLE 146903 0 0 PERRIGO CO PLC SHS G97822103 692 7500 SH SOLE 7500 0 0 POTASH CORP SASK INC COM 73755L107 1110 68000 SH SOLE 68000 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 44520 375000 SH Put SOLE 0 0 0 PRIVATEBANCORP INC COM 742962103 5855 127500 SH SOLE 127500 0 0 QUINPARIO ACQUISITION CORP 2 COM 74874U101 26254 2649290 SH SOLE 2649290 0 0 QUINPARIO ACQUISITION CORP 2 *W EXP 01/01/202 74874U119 106 652134 SH SOLE 652134 0 0 RACKSPACE HOSTING INC COM 750086100 1584 50000 SH SOLE 50000 0 0 REALOGY HLDGS CORP COM 75605Y106 5379 208000 SH SOLE 208000 0 0 RED HAT INC COM 756577102 5335 66000 SH SOLE 66000 0 0 RITE AID CORP COM 767754104 5960 775000 SH SOLE 775000 0 0 ROGERS CORP COM 775133101 10764 176228 SH SOLE 176228 0 0 SABAN CAP ACQUISITION CORP UNIT 99/99/9999 78516C205 2016 200000 SH SOLE 200000 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 11023 225000 SH Put SOLE 0 0 0 SOLARCITY CORP COM 83416T100 293 15000 SH SOLE 15000 0 0 SOUTHWESTERN ENERGY CO COM 845467109 5536 400000 SH SOLE 400000 0 0 SOUTHWESTERN ENERGY CO COM 845467109 2768 200000 SH Put SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 275782 1275000 SH Put SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 129780 600000 SH Call SOLE 0 0 0 SPECTRANETICS CORP MTNF 2.625% 6/0 84760CAA5 5290 5000000 PRN SOLE 0 0 0 SPECTRUM BRANDS HLDGS INC COM 84763R101 454 3300 SH SOLE 3300 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 11427 1043548 SH SOLE 1043548 0 0 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 3448 449601 SH SOLE 449601 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 9467 1281010 SH SOLE 1281010 0 0 ST JUDE MED INC COM 790849103 3988 50000 SH SOLE 50000 0 0 STELLAR ACQUISITION III INC UNIT 03/22/2022 Y8172W123 3056 306500 SH SOLE 306500 0 0 STERIS PLC SHS USD G84720104 10075 137827 SH SOLE 137827 0 0 SWIFT TRANSN CO CL A 87074U101 2306 107400 SH Call SOLE 0 0 0 SYNGENTA AG SPONSORED ADR 87160A100 657 7500 SH SOLE 7500 0 0 TERRAPIN 3 ACQUISITION CORP COM CL A 88104P104 9881 998820 SH SOLE 998820 0 0 TERRAPIN 3 ACQUISITION CORP UNIT 06/27/2019 88104P203 2002 199196 SH SOLE 199196 0 0 TERRAPIN 3 ACQUISITION CORP *W EXP 06/27/201 88104P112 201 1275626 SH SOLE 1275626 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 7730 168000 SH Put SOLE 0 0 0 TIPTREE FINL INC CL A 88822Q103 8444 1421540 SH SOLE 1421540 0 0 TOBIRA THERAPEUTICS INC COM 88883P101 497 12500 SH SOLE 12500 0 0 TRANSALTA CORP COM 89346D107 1555 350000 SH SOLE 350000 0 0 TRONC INC COM 89703P107 506 30000 SH SOLE 30000 0 0 TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 1975 1500000 PRN SOLE 0 0 0 TWITTER INC COM 90184L102 403 17500 SH SOLE 17500 0 0 VALSPAR CORP COM 920355104 2652 25000 SH SOLE 25000 0 0 VCA INC COM 918194101 18097 258596 SH SOLE 258596 0 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 91576 40000000 PRN SOLE 0 0 0 VIRGIN AMER INC COM VTG 92765X208 6689 125000 SH SOLE 125000 0 0 VMWARE INC CL A COM 928563402 5408 73727 SH SOLE 73727 0 0 WCI CMNTYS INC COM PAR $0.01 92923C807 1779 75000 SH SOLE 75000 0 0 WEATHERFORD INTL LTD NOTE 5.875% 7/0 947075AH0 5623 5000000 PRN SOLE 0 0 0 WESTAR ENERGY INC COM 95709T100 6384 112500 SH SOLE 112500 0 0 WESTERN DIGITAL CORP COM 958102105 292 5000 SH SOLE 5000 0 0 WHITEWAVE FOODS CO COM 966244105 3266 60000 SH SOLE 60000 0 0 WILLIAMS COS INC DEL COM 969457100 768 25000 SH SOLE 25000 0 0 WORKDAY INC NOTE 1.500% 7/1 98138HAD3 39011 30000000 PRN SOLE 0 0 0 WRIGHT MED GROUP INC NOTE 2.000% 2/1 98235TAE7 8551 8000000 PRN SOLE 0 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 17912 137763 SH SOLE 137763 0 0