0001062993-16-007940.txt : 20160216
0001062993-16-007940.hdr.sgml : 20160215
20160216160029
ACCESSION NUMBER: 0001062993-16-007940
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
EFFECTIVENESS DATE: 20160216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polar Asset Management Partners Inc.
CENTRAL INDEX KEY: 0001326389
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12489
FILM NUMBER: 161427742
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
FORMER COMPANY:
FORMER CONFORMED NAME: Polar Securities Inc.
DATE OF NAME CHANGE: 20050506
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326389
XXXXXXXX
12-31-2015
12-31-2015
Polar Asset Management Partners Inc.
401 BAY STREET
SUITE 1900, P.O. BOX 19
TORONTO
A6
M5H 2Y4
13F HOLDINGS REPORT
028-12489
N
Robyn Schultz
Chief Compliance Officer
416-369-4453
Robyn Schultz
Toronto
A6
02-16-2016
0
248
1918652
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
1347 CAP CORP
COM
68245V103
5467
555066
SH
SOLE
555066
0
0
1347 CAP CORP
RIGHT 07/21/2016
68245V111
87
540470
SH
SOLE
45
540470
0
0
1347 CAP CORP
*W EXP 07/15/202
68245V129
33
187554
SH
SOLE
54
187554
0
0
ACORDA THERAPEUTICS INC
NOTE 1.750% 6/1
00484MAA4
11533
10000000
PRN
SOLE
0
0
0
ACTUA CORP
COM
005094107
11806
1031096
SH
SOLE
1031096
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
15741
376500
SH
SOLE
376500
0
0
ALLERGAN PLC
PFD CONV SER A
G0177J116
61593
60000
SH
SOLE
60000
0
0
ALLERGAN PLC
SHS
G0177J108
18750
60000
SH
Put
SOLE
0
0
0
ALLSCRIPTS HEALTHCARE SOLUTN
NOTE 1.250% 7/0
01988PAD0
10828
10000000
PRN
SOLE
0
0
0
ALPHABET INC
CAP STK CL C
02079K107
18972
25000
SH
Call
SOLE
0
0
0
AMAG PHARMACEUTICALS INC
NOTE 2.500% 2/1
00163UAA4
12673
10000000
PRN
SOLE
0
0
0
AMERICAN RESIDENTIAL PPTYS I
COM
02927E303
3024
160000
SH
SOLE
160000
0
0
ANADARKO PETE CORP
UNIT 99/99/9999
032511404
3410
100000
SH
SOLE
100000
0
0
ANADARKO PETE CORP
COM
032511107
243
5000
SH
Call
SOLE
23
0
0
0
ANDINA ACQUISITION CORP II
SHS
G0441P104
5700
600000
SH
SOLE
600000
0
0
ANDINA ACQUISITION CORP II
UNIT 99/99/9999
G0441P112
1984
200000
SH
SOLE
200000
0
0
ANDINA ACQUISITION CORP II
RIGHT 09/01/2017
G0441P120
162
600000
SH
SOLE
30
600000
0
0
ANDINA ACQUISITION CORP II
*W EXP 11/23/202
G0441P138
66
563800
SH
SOLE
49
563800
0
0
ANGIES LIST INC
COM
034754101
280
30000
SH
Put
SOLE
18
0
0
0
ANGIES LIST INC
COM
034754101
140
15000
SH
SOLE
32
15000
0
0
AR CAP ACQUISITION CORP
COM
00191R109
15207
1562900
SH
SOLE
1562900
0
0
AR CAP ACQUISITION CORP
UNIT 10/06/2019
00191R208
5265
541100
SH
SOLE
541100
0
0
AR CAP ACQUISITION CORP
*W EXP 10/06/201
00191R117
23
150000
SH
SOLE
56
150000
0
0
AROWANA INC
SHS
G05011104
8997
916220
SH
SOLE
916220
0
0
AROWANA INC
UNIT 99/99/9999
G05011138
5542
551492
SH
SOLE
551492
0
0
AROWANA INC
RIGHT 01/01/2017
G05011120
192
800000
SH
SOLE
24
800000
0
0
AROWANA INC
*W EXP 04/29/202
G05011112
92
875000
SH
SOLE
40
875000
0
0
ATLANTIC ALLIANCE PARTNER CO
SHS
G04897107
9777
967050
SH
SOLE
967050
0
0
ATLANTIC PWR CORP
COM NEW
04878Q863
846
429348
SH
SOLE
429348
0
0
ATMEL CORP
COM
049513104
3014
350000
SH
SOLE
350000
0
0
BAKER HUGHES INC
COM
057224107
1384
30000
SH
SOLE
30000
0
0
BARINGTON HILCO ACQUISITION
COM
06759V101
4915
500000
SH
SOLE
500000
0
0
BARINGTON HILCO ACQUISITION
UNIT 99/99/9999T
06759V200
1008
100000
SH
SOLE
100000
0
0
BARINGTON HILCO ACQUISITION
RIGHT 02/13/2017
06759V119
85
510900
SH
SOLE
46
510900
0
0
BARINGTON HILCO ACQUISITION
*W EXP 02/11/201
06759V127
69
489000
SH
SOLE
47
489000
0
0
BCE INC
COM NEW
05534B760
386
10000
SH
SOLE
14
10000
0
0
BCE INC
COM NEW
05534B760
386
10000
SH
Put
SOLE
15
0
0
0
BIO RAD LABS INC
CL A
090572207
18738
135139
SH
SOLE
135139
0
0
BIOMARIN PHARMACEUTICAL INC
NOTE 1.500%10/1
09061GAF8
10041
7500000
PRN
SOLE
0
0
0
BIOMED REALTY TRUST INC
COM
09063H107
1184
50000
SH
SOLE
50000
0
0
BOULDER BRANDS INC
COM
101405108
1903
173341
SH
SOLE
173341
0
0
BOULEVARD ACQUISITION
UNIT 99/99/9999
10157Q201
3511
354600
SH
SOLE
354600
0
0
BOULEVARD ACQUISITION
CL A
10157Q102
1152
117000
SH
SOLE
117000
0
0
BOULEVARD ACQUISITION
*W EXP 09/25/202
10157Q110
25
50000
SH
SOLE
55
50000
0
0
BROADCOM CORP
CL A
111320107
3758
65000
SH
SOLE
65000
0
0
BROADCOM CORP
CL A
111320107
1156
20000
SH
Call
SOLE
0
0
0
C B PHARMA ACQUISITION CORP
SHS
G2029P126
5472
550000
SH
SOLE
550000
0
0
C B PHARMA ACQUISITION CORP
UNIT 12/17/2021
G2029P100
2050
200000
SH
SOLE
200000
0
0
C B PHARMA ACQUISITION CORP
RIGHT 06/17/2016
G2029P134
68
350000
SH
SOLE
48
350000
0
0
C B PHARMA ACQUISITION CORP
*W EXP 12/17/202
G2029P118
43
239775
SH
SOLE
51
239775
0
0
C1 FINL INC
COM
12591N109
1210
50000
SH
SOLE
50000
0
0
CAMERON INTERNATIONAL CORP
COM
13342B105
948
15000
SH
SOLE
15000
0
0
CAPITOL ACQUISITION CORP III
COM
14055M106
10560
1100000
SH
SOLE
1100000
0
0
CAPITOL ACQUISITION CORP III
UNIT 99/99/9999
14055M205
1990
200000
SH
SOLE
200000
0
0
CAPITOL ACQUISITION CORP III
*W EXP 10/13/202
14055M114
184
400000
SH
SOLE
26
400000
0
0
CARDINAL HEALTH INC
COM
14149Y108
13033
146000
SH
SOLE
146000
0
0
CARDTRONICS INC
COM
14161H108
13870
412195
SH
SOLE
412195
0
0
CBIZ INC
COM
124805102
7667
777563
SH
SOLE
777563
0
0
CENTRAL FD CDA LTD
CL A
153501101
22048
2206984
SH
SOLE
2206984
0
0
CENTRAL GOLDTRUST
TR UNIT
153546106
56694
1501425
SH
SOLE
1501425
0
0
CHUBB CORP
COM
171232101
3316
25000
SH
SOLE
25000
0
0
CLECO CORP NEW
COM
12561W105
1175
22500
SH
SOLE
22500
0
0
CONSTANT CONTACT INC
COM
210313102
877
30000
SH
SOLE
30000
0
0
COOPER COS INC
COM NEW
216648402
9555
71200
SH
SOLE
71200
0
0
CORELOGIC INC
COM
21871D103
13274
392039
SH
SOLE
392039
0
0
DECKERS OUTDOOR CORP
COM
243537107
11800
250000
SH
Call
SOLE
0
0
0
DIAMOND FOODS INC
COM
252603105
964
25000
SH
Call
SOLE
0
0
0
DISH NETWORK CORP
CL A
25470M109
3488
61000
SH
Put
SOLE
0
0
0
DISH NETWORK CORP
CL A
25470M109
3488
61000
SH
SOLE
61000
0
0
DOLLAR GEN CORP NEW
COM
256677105
16408
228300
SH
SOLE
228300
0
0
DOUBLE EAGLE ACQUISITION COR
COM
G28195124
5725
598800
SH
SOLE
598800
0
0
DOUBLE EAGLE ACQUISITION COR
UNIT 99/99/9999
G28195108
2400
240000
SH
SOLE
240000
0
0
DOUBLE EAGLE ACQUISITION COR
*W EXP 09/16/202
G28195116
172
340200
SH
SOLE
28
340200
0
0
DT ASIA INVTS LTD
UNIT 03/29/2021T
G2615J120
6490
642581
SH
SOLE
642581
0
0
DT ASIA INVTS LTD
SHS
G2615J104
5035
500000
SH
SOLE
500000
0
0
DT ASIA INVTS LTD
RIGHT 03/30/2016
G2615J112
62
495000
SH
SOLE
50
495000
0
0
DT ASIA INVTS LTD
*W EXP 03/29/202
G2615J138
42
500000
SH
SOLE
53
500000
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
1332
20000
SH
Put
SOLE
0
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
832
12500
SH
SOLE
12500
0
0
DYAX CORP
COM
26746E103
6395
170000
SH
SOLE
170000
0
0
E COMPASS ACQUISITION CORP
ORD SHS
G2920Y101
4975
500000
SH
SOLE
500000
0
0
E COMPASS ACQUISITION CORP
UNIT 99/99/9999
G2920Y200
2844
283820
SH
SOLE
283820
0
0
E COMPASS ACQUISITION CORP
RIGHT 02/18/2017
G2920Y119
97
500000
SH
SOLE
38
500000
0
0
E M C CORP MASS
COM
268648102
2568
100000
SH
SOLE
100000
0
0
EASTERLY ACQUISITION CORP
UNIT 99/99/9999
27616L201
7076
697186
SH
SOLE
697186
0
0
EASTERLY ACQUISITION CORP
COM
27616L102
5734
579199
SH
SOLE
579199
0
0
EASTERLY ACQUISITION CORP
*W EXP 07/29/202
27616L110
110
300000
SH
SOLE
36
300000
0
0
EASTMAN CHEM CO
COM
277432100
19645
291000
SH
SOLE
291000
0
0
EATON CORP PLC
SHS
G29183103
10122
194500
SH
SOLE
194500
0
0
ECHO GLOBAL LOGISTICS INC
NOTE 2.500% 5/0
27875TAA9
6600
7500000
PRN
SOLE
0
0
0
ELECTRUM SPL ACQUISITION COR
SHS
G3105C104
6615
686212
SH
SOLE
686212
0
0
ELECTRUM SPL ACQUISITION COR
UNIT 99/99/9999
G3105C120
3601
361860
SH
SOLE
361860
0
0
ELECTRUM SPL ACQUISITION COR
*W EXP 99/99/999
G3105C112
5
25212
SH
SOLE
59
25212
0
0
EMCORE CORP
COM NEW
290846203
5145
839262
SH
SOLE
839262
0
0
EMERGENT BIOSOLUTIONS INC
NOTE 2.875% 1/1
29089QAB1
13804
10000000
PRN
SOLE
0
0
0
ENBRIDGE INC
COM
29250N105
332
10000
SH
Put
SOLE
16
0
0
0
ENVESTNET INC
NOTE 1.750%12/1
29404KAA4
7076
8000000
PRN
SOLE
0
0
0
EVINE LIVE INC
CL A
300487105
4127
2318792
SH
SOLE
2318792
0
0
EXPEDIA INC DEL
COM NEW
30212P303
5719
46007
SH
SOLE
46007
0
0
FABRINET
SHS
G3323L100
4311
181000
SH
SOLE
181000
0
0
FACEBOOK INC
CL A
30303M102
16850
161000
SH
SOLE
161000
0
0
FARO TECHNOLOGIES INC
COM
311642102
10935
370412
SH
SOLE
370412
0
0
FASTENAL CO
COM
311900104
12985
318100
SH
SOLE
318100
0
0
FIDELITY NATIONAL FINANCIAL
NOTE 4.250% 8/1
31620RAE5
12403
6500000
PRN
SOLE
0
0
0
FIESTA RESTAURANT GROUP INC
COM
31660B101
6102
181600
SH
SOLE
181600
0
0
FINISH LINE INC
CL A
317923100
4460
246708
SH
SOLE
246708
0
0
FINTECH ACQUISITION CORP
UNIT 99/99/9999
31809H209
10594
1038583
SH
SOLE
1038583
0
0
FINTECH ACQUISITION CORP
COM
31809H100
4376
450905
SH
SOLE
450905
0
0
FINTECH ACQUISITION CORP
*W EXP 02/19/202
31809H118
88
277881
SH
SOLE
44
277881
0
0
GARNERO GROUP ACQUISITION CO
SHS
G5866L108
17594
1793510
SH
SOLE
1793510
0
0
GARNERO GROUP ACQUISITION CO
UNIT 06/25/2016
G5866L124
4827
480331
SH
SOLE
480331
0
0
GARNERO GROUP ACQUISITION CO
RIGHT 06/25/2016
G5866L132
319
1357400
SH
SOLE
17
1357400
0
0
GARNERO GROUP ACQUISITION CO
*W EXP 06/24/201
G5866L116
175
1427906
SH
SOLE
27
1427906
0
0
GENERAL ELECTRIC CO
COM
369604103
1246
40000
SH
Put
SOLE
0
0
0
GENTEX CORP
COM
371901109
15246
952300
SH
SOLE
952300
0
0
GLOBAL PARTNER ACQUISITION C
COM
37954X105
4474
451895
SH
SOLE
451895
0
0
GLOBAL PARTNER ACQUISITION C
UNIT 07/01/2020
37954X204
1988
198752
SH
SOLE
198752
0
0
GLOBAL PARTNER ACQUISITION C
*W EXP 07/01/202
37954X113
141
449800
SH
SOLE
31
449800
0
0
GORES HLDGS INC
CL A
382866101
5804
599900
SH
SOLE
599900
0
0
GORES HLDGS INC
UNIT 99/99/9999
382866200
2563
256300
SH
SOLE
256300
0
0
GORES HLDGS INC
*W EXP 08/13/202
382866119
184
550100
SH
SOLE
25
550100
0
0
GP INVTS ACQUISITION COR
SHS
G40357124
9075
944300
SH
SOLE
944300
0
0
GP INVTS ACQUISITION COR
UNIT 99/99/9999
G40357116
1400
140750
SH
SOLE
140750
0
0
GP INVTS ACQUISITION COR
*W EXP 05/19/202
G40357108
166
346205
SH
SOLE
29
346205
0
0
GRANITE REAL ESTATE INVT TR
UNIT 99/99/9999
387437114
550
20000
SH
Call
SOLE
9
0
0
0
GSI GROUP INC CDA NEW
COM NEW
36191C205
27428
2013817
SH
SOLE
2013817
0
0
HALLIBURTON CO
COM
406216101
11403
335000
SH
Put
SOLE
0
0
0
HALLIBURTON CO
COM
406216101
11403
335000
SH
SOLE
335000
0
0
HALLIBURTON CO
COM
406216101
1532
45000
SH
Call
SOLE
0
0
0
HARMONY MERGER CORP
COM
413247107
12902
1299975
SH
SOLE
1299975
0
0
HARMONY MERGER CORP
UNIT 99/99/9999
413247206
2012
200000
SH
SOLE
200000
0
0
HARMONY MERGER CORP
*W EXP 01/01/202
413247123
389
1295300
SH
SOLE
13
1295300
0
0
HARVARD BIOSCIENCE INC
COM
416906105
5958
1716993
SH
SOLE
1716993
0
0
HEALTH NET INC
COM
42222G108
685
10000
SH
SOLE
3
10000
0
0
HEALTHSTREAM INC
COM
42222N103
5508
250381
SH
SOLE
250381
0
0
HEARTLAND PMT SYS INC
COM
42235N108
948
10000
SH
SOLE
10000
0
0
HENNESSY CAP ACQUISITION COR
COM
42588J100
4332
449334
SH
SOLE
449334
0
0
HENNESSY CAP ACQUISITION COR
UNIT 99/99/9999
42588J209
3178
324266
SH
SOLE
324266
0
0
HENNESSY CAP ACQUISITION COR
*W EXP 07/28/202
42588J118
91
465000
SH
SOLE
42
465000
0
0
HUDSON GLOBAL INC
COM
443787106
4749
1626264
SH
SOLE
1626264
0
0
HUMANA INC
COM
444859102
1785
10000
SH
Put
SOLE
0
0
0
HUMANA INC
COM
444859102
1785
10000
SH
SOLE
10000
0
0
HYDRA INDS ACQUISITION CORP
COM
448740100
5327
548000
SH
SOLE
548000
0
0
HYDRA INDS ACQUISITION CORP
UNIT 10/20/2021
448740209
4548
450300
SH
SOLE
450300
0
0
HYDRA INDS ACQUISITION CORP
RIGHT 99/99/9999
448740126
129
486795
SH
SOLE
33
486795
0
0
HYDRA INDS ACQUISITION CORP
*W EXP 10/20/202
448740118
95
405301
SH
SOLE
39
405301
0
0
INCONTACT INC
COM
45336E109
10749
1126718
SH
SOLE
1126718
0
0
INFINERA CORPORATION
COM
45667G103
10764
594035
SH
SOLE
594035
0
0
INTEGRATED DEVICE TECHNOLOGY
NOTE 0.875%11/1
458118AB2
7725
7500000
PRN
SOLE
0
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
101358
900000
SH
Put
SOLE
0
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
16330
145000
SH
SOLE
145000
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
3702
115000
SH
Put
SOLE
0
0
0
ISHARES TR
TRANS AVG ETF
464287192
2021
15000
SH
Call
SOLE
0
0
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
9851
7500000
PRN
SOLE
0
0
0
JARDEN CORP
NOTE 1.875% 9/1
471109AH1
81997
45000000
PRN
SOLE
0
0
0
JARDEN CORP
NOTE 1.125% 3/1
471109AM0
12265
10000000
PRN
SOLE
0
0
0
JARDEN CORP
NOTE 1.500% 6/1
471109AL2
2238
1500000
PRN
SOLE
0
0
0
JM GLOBAL HLDG CO
COM
46590H101
978
103000
SH
SOLE
103000
0
0
JM GLOBAL HLDG CO
UNIT 99/99/9999
46590H200
760
79365
SH
SOLE
79365
0
0
JM GLOBAL HLDG CO
*W EXP 07/29/201
46590H119
11
65000
SH
SOLE
58
65000
0
0
JOHNSON & JOHNSON
COM
478160104
16250
158200
SH
SOLE
158200
0
0
KAR AUCTION SVCS INC
COM
48238T109
16556
447100
SH
SOLE
447100
0
0
KEURIG GREEN MTN INC
COM
49271M100
4499
50000
SH
SOLE
50000
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
98
1500000
SH
SOLE
37
1500000
0
0
KING DIGITAL ENTMT PLC
ORD SHS
G5258J109
3576
200000
SH
SOLE
200000
0
0
KNOLL INC
COM NEW
498904200
3399
180808
SH
SOLE
180808
0
0
KRISPY KREME DOUGHNUTS INC
COM
501014104
8488
563246
SH
SOLE
563246
0
0
LAS VEGAS SANDS CORP
COM
517834107
12560
286500
SH
SOLE
286500
0
0
LAS VEGAS SANDS CORP
COM
517834107
8768
200000
SH
Call
SOLE
0
0
0
M/I HOMES INC
NOTE 3.250% 9/1
55292PAA3
7562
7000000
PRN
SOLE
0
0
0
MANITEX INTL INC
COM
563420108
3305
555400
SH
SOLE
555400
0
0
MCDONALDS CORP
COM
580135101
12499
105800
SH
SOLE
105800
0
0
MEDIA GEN INC NEW
COM
58441K100
646
40000
SH
SOLE
7
40000
0
0
MERCADOLIBRE INC
NOTE 2.250% 7/0
58733RAB8
11199
10000000
PRN
SOLE
0
0
0
METLIFE INC
COM
59156R108
12197
253000
SH
SOLE
253000
0
0
MICRON TECHNOLOGY INC
NOTE 2.375% 5/0
595112AW3
87038
55000000
PRN
SOLE
0
0
0
MILLER HERMAN INC
COM
600544100
3969
138293
SH
SOLE
138293
0
0
MOBILE MINI INC
COM
60740F105
14086
452503
SH
SOLE
452503
0
0
NATIONAL PENN BANCSHARES INC
COM
637138108
3699
300000
SH
SOLE
300000
0
0
NCI BUILDING SYS INC
COM NEW
628852204
2610
210300
SH
SOLE
210300
0
0
NEWELL RUBBERMAID INC
COM
651229106
661
15000
SH
Call
SOLE
4
0
0
0
NEWPORT CORP
COM
651824104
14507
914090
SH
SOLE
914090
0
0
NEXSTAR BROADCASTING GROUP I
CL A
65336K103
587
10000
SH
Put
SOLE
8
0
0
0
NORFOLK SOUTHERN CORP
COM
655844108
423
5000
SH
Put
SOLE
12
0
0
0
NORFOLK SOUTHERN CORP
COM
655844108
254
3000
SH
SOLE
20
3000
0
0
NORTH AMERN ENERGY PARTNERS
COM
656844107
5773
3337166
SH
SOLE
3337166
0
0
NORTHERN TIER ENERGY LP
COM UN REPR PART
665826103
259
10000
SH
SOLE
19
10000
0
0
NXP SEMICONDUCTORS N V
DBCV 1.000%12/0
62952QAB6
21978
20000000
PRN
SOLE
0
0
0
OCLARO INC
COM NEW
67555N206
6081
1747531
SH
SOLE
1747531
0
0
PACE HLDGS CORP
UNIT 99/99/9999
G6865N129
1598
156700
SH
SOLE
156700
0
0
PACE HLDGS CORP
CL A
G6865N103
494
49900
SH
SOLE
10
49900
0
0
PACE HLDGS CORP
*W EXP 99/99/999
G6865N111
15
50000
SH
SOLE
57
50000
0
0
PACIFIC SPL ACQUISITION CORP
UNIT 99/99/9999
G68588139
5528
550000
SH
SOLE
550000
0
0
PACIFIC SPL ACQUISITION CORP
SHS
G68588105
4925
500000
SH
SOLE
500000
0
0
PACIFIC SPL ACQUISITION CORP
RIGHT 03/15/2017
G68588113
91
500000
SH
SOLE
41
500000
0
0
PACIFIC SPL ACQUISITION CORP
*W EXP 10/20/202
G68588121
43
450300
SH
SOLE
52
450300
0
0
PEP BOYS MANNY MOE & JACK
COM
713278109
460
25000
SH
SOLE
11
25000
0
0
PEPCO HOLDINGS INC
COM
713291102
3327
127902
SH
SOLE
127902
0
0
PFIZER INC
COM
717081103
968
30000
SH
Put
SOLE
0
0
0
PIEDMONT NAT GAS INC
COM
720186105
1426
25000
SH
SOLE
25000
0
0
PRECISION CASTPARTS CORP
COM
740189105
8700
37500
SH
SOLE
37500
0
0
PRICELINE GRP INC
COM NEW
741503403
10200
8000
SH
SOLE
8000
0
0
QUINPARIO ACQUISITION CORP 2
COM
74874U101
13952
1438390
SH
SOLE
1438390
0
0
QUINPARIO ACQUISITION CORP 2
UNIT 01/01/2023
74874U200
2703
275800
SH
SOLE
275800
0
0
QUINPARIO ACQUISITION CORP 2
*W EXP 01/01/202
74874U119
117
593800
SH
SOLE
34
593800
0
0
REALD INC
COM
75604L105
1055
100000
SH
SOLE
100000
0
0
RED ROBIN GOURMET BURGERS IN
COM
75689M101
7518
121767
SH
SOLE
121767
0
0
RENTECH NITROGEN PARTNERS L
COM UNIT
760113100
252
23785
SH
SOLE
21
23785
0
0
RITE AID CORP
COM
767754104
1233
157300
SH
Call
SOLE
0
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
689
20000
SH
SOLE
1
20000
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
689
20000
SH
Put
SOLE
2
0
0
0
RYLAND GROUP INC
NOTE 1.625% 5/1
783764AQ6
13186
10000000
PRN
SOLE
0
0
0
SANDISK CORP
NOTE 1.500% 8/1
80004CAD3
11774
7500000
PRN
SOLE
0
0
0
SCOTTS MIRACLE GRO CO
CL A
810186106
12184
188876
SH
SOLE
188876
0
0
SOLERA HOLDINGS INC
COM
83421A104
3016
55000
SH
Call
SOLE
0
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
2844
400000
SH
SOLE
400000
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
1422
200000
SH
Put
SOLE
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
136593
670000
SH
Put
SOLE
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
16310
80000
SH
SOLE
80000
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
15350
1758267
SH
SOLE
1758267
0
0
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
3572
579897
SH
SOLE
579897
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
5153
977764
SH
SOLE
977764
0
0
STANCORP FINL GROUP INC
COM
852891100
1139
10000
SH
SOLE
10000
0
0
STERICYCLE INC
DEP PFD A 1/10
858912207
36506
400000
SH
SOLE
400000
0
0
SWIFT TRANSN CO
CL A
87074U101
12727
920900
SH
SOLE
920900
0
0
SYMETRA FINL CORP
COM
87151Q106
1112
35000
SH
SOLE
35000
0
0
TAKE-TWO INTERACTIVE SOFTWAR
NOTE 1.000% 7/0
874054AD1
12501
7500000
PRN
SOLE
0
0
0
TECO ENERGY INC
COM
872375100
1732
65000
SH
SOLE
65000
0
0
TELEFLEX INC
NOTE 3.875% 8/0
879369AA4
42875
20000000
PRN
SOLE
0
0
0
TERRAPIN 3 ACQUISITION CORP
COM CL A
88104P104
7698
780683
SH
SOLE
780683
0
0
TERRAPIN 3 ACQUISITION CORP
UNIT 06/27/2019
88104P203
1433
141878
SH
SOLE
141878
0
0
TERRAPIN 3 ACQUISITION CORP
*W EXP 06/27/201
88104P112
113
380600
SH
SOLE
35
380600
0
0
TESARO INC
NOTE 3.000%10/0
881569AA5
25224
15000000
PRN
SOLE
0
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
656
10000
SH
Put
SOLE
5
0
0
0
TIME WARNER CABLE INC
COM
88732J207
650
3500
SH
Put
SOLE
6
0
0
0
TIPTREE FINL INC
CL A
88822Q103
9538
1553351
SH
SOLE
1553351
0
0
TRANSALTA CORP
COM
89346D107
248
70000
SH
Call
SOLE
22
0
0
0
TRANSGLOBE ENERGY CORP
COM
893662106
1917
1065000
SH
SOLE
1065000
0
0
TRANSUNION
COM
89400J107
11263
408509
SH
SOLE
408509
0
0
UNITED RENTALS INC
COM
911363109
6536
90100
SH
SOLE
90100
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
11000
1000000
SH
Call
SOLE
0
0
0
UTI WORLDWIDE INC
NOTE 4.500% 3/0
90349LAB0
7422
7500000
PRN
SOLE
0
0
0
VCA INC
COM
918194101
15130
275100
SH
SOLE
275100
0
0
WESTERN DIGITAL CORP
COM
958102105
2402
40000
SH
Call
SOLE
0
0
0
WL ROSS HLDG CORP
UNIT 06/11/2019
92939D203
1364
133079
SH
SOLE
133079
0
0
WL ROSS HLDG CORP
COM SHS
92939D104
1128
113231
SH
SOLE
113231
0
0
WL ROSS HLDG CORP
*W EXP 06/11/201
92939D112
88
266665
SH
SOLE
43
266665
0
0
YOUKU TUDOU INC
SPONSORED ADR
98742U100
3527
130000
SH
SOLE
130000
0
0