0001062993-15-000830.txt : 20150213
0001062993-15-000830.hdr.sgml : 20150213
20150213170018
ACCESSION NUMBER: 0001062993-15-000830
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
EFFECTIVENESS DATE: 20150213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polar Securities Inc.
CENTRAL INDEX KEY: 0001326389
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12489
FILM NUMBER: 15615902
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326389
XXXXXXXX
12-31-2014
12-31-2014
Polar Securities Inc.
401 BAY STREET
Suite 1900, P.O. Box 19
TORONTO
A6
M5H 2Y4
13F HOLDINGS REPORT
028-12489
N
Robyn Schultz
Chief Compliance Officer
416-369-4453
Robyn Schultz
TORONTO
A6
02-14-2014
0
251
1877319
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
1347 CAP CORP
COM
68245V103
3241
338146
SH
SOLE
338146
0
0
1347 CAP CORP
UNIT 99/99/9999
68245V202
2071
206871
SH
SOLE
206871
0
0
1347 CAP CORP
RIGHT 07/21/2016
68245V111
64
200000
SH
SOLE
200000
0
0
1347 CAP CORP
*W EXP 07/15/202
68245V129
40
190000
SH
SOLE
190000
0
0
ABM INDS INC
COM
000957100
5546
193570
SH
SOLE
193570
0
0
ACORDA THERAPEUTICS INC
NOTE 1.750% 6/1
00484MAA4
11511
10000000
PRN
SOLE
0
0
0
ACTUA CORP
COM
005094107
10705
579615
SH
SOLE
579615
0
0
AK STL HLDG CORP
COM
001547108
8910
1500000
SH
SOLE
1500000
0
0
AK STL HLDG CORP
COM
001547108
8902
1498700
SH
Call
SOLE
0
0
0
ALERE INC
NOTE 3.000% 5/1
01449JAA3
2098
2000000
PRN
SOLE
0
0
0
ALLIED NEVADA GOLD CORP
COM
019344100
10
11500
SH
SOLE
11500
0
0
ALLSCRIPTS HEALTHCARE SOLUTN
NOTE 1.250% 7/0
01988PAD0
24772
25000000
PRN
SOLE
0
0
0
AMAZON COM INC
COM
023135106
15518
50000
SH
Call
SOLE
0
0
0
APACHE CORP
COM
037411105
10654
170000
SH
SOLE
170000
0
0
AR CAP ACQUISITION CORP
COM
00191R109
3395
350000
SH
SOLE
350000
0
0
AR CAP ACQUISITION CORP
UNIT 99/99/9999
00191R208
2716
275140
SH
SOLE
275140
0
0
AR CAP ACQUISITION CORP
*W EXP 10/06/201
00191R117
42
175000
SH
SOLE
175000
0
0
ATLAS AIR WORLDWIDE HLDGS IN
COM NEW
049164205
236
4782
SH
SOLE
4782
0
0
AURICO GOLD INC
COM
05155C105
2743
833334
SH
SOLE
833334
0
0
AUXILIUM PHARMACEUTICALS INC
NOTE 1.500% 7/1
05334DAA5
3708
2500000
PRN
SOLE
0
0
0
B2GOLD CORP
NOTE 3.250%10/0
11777QAB6
7007
8000000
PRN
SOLE
0
0
0
B2GOLD CORP
COM
11777Q209
29
17600
SH
SOLE
17600
0
0
BARRICK GOLD CORP
COM
067901108
217
20100
SH
SOLE
20100
0
0
BELLATRIX EXPLORATION LTD
COM
078314101
8203
2253900
SH
SOLE
2253900
0
0
BIG 5 SPORTING GOODS CORP
COM
08915P101
180
12300
SH
SOLE
12300
0
0
BIO RAD LABS INC
CL A
090572207
23847
197800
SH
SOLE
197800
0
0
BOULEVARD ACQUISITION CORP
COM
10157P104
9766
1006845
SH
SOLE
1006845
0
0
BOULEVARD ACQUISITION CORP
UNIT 99/99/9999
10157P203
1366
136201
SH
SOLE
136201
0
0
BOULEVARD ACQUISITION CORP
*W EXP 02/19/201
10157P112
56
106135
SH
SOLE
106135
0
0
BOYD GAMING CORP
COM
103304101
201
15700
SH
SOLE
15700
0
0
BPZ RESOURCES INC
COM
055639108
3
11950
SH
SOLE
11950
0
0
BRUNSWICK CORP
COM
117043109
5587
109000
SH
SOLE
109000
0
0
C B PHARMA ACQUISITION CORP
UNIT 99/99/9999
G2029P100
7530
750000
SH
SOLE
750000
0
0
C&J ENERGY SVCS INC
COM
12467B304
156
11800
SH
SOLE
11800
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
9770
515000
SH
SOLE
515000
0
0
CAMBRIDGE CAP ACQUISITION CO
COM
13215Q106
5789
590364
SH
SOLE
590364
0
0
CAMBRIDGE CAP ACQUISITION CO
UNIT 03/17/2014
13215Q205
964
94185
SH
SOLE
94185
0
0
CAMBRIDGE CAP ACQUISITION CO
*W EXP 12/17/201
13215Q114
25
81237
SH
SOLE
81237
0
0
CANADIAN NAT RES LTD
COM
136385101
463
15000
SH
Put
SOLE
0
0
0
CANADIAN SOLAR INC
COM
136635109
2419
100000
SH
Call
SOLE
0
0
0
CAPITOL ACQUISITION CORP II
COM
14056V105
3819
386506
SH
SOLE
386506
0
0
CAPITOL ACQUISITION CORP II
UNIT 99/99/9999
14056V204
1811
180206
SH
SOLE
180206
0
0
CAPITOL ACQUISITION CORP II
*W EXP 05/15/201
14056V113
16
30100
SH
SOLE
30100
0
0
CARDTRONICS INC
COM
14161H108
15400
399172
SH
SOLE
399172
0
0
CAREFUSION CORP
COM
14170T101
1780
30000
SH
SOLE
30000
0
0
CARMIKE CINEMAS INC
COM
143436400
8982
341898
SH
SOLE
341898
0
0
CENTRAL FD CDA LTD
CL A
153501101
21307
1839961
SH
SOLE
1839961
0
0
CENTRAL GOLDTRUST
TR UNIT
153546106
27486
676157
SH
SOLE
676157
0
0
CENTURY ALUM CO
COM
156431108
239
9815
SH
SOLE
9815
0
0
CHART ACQUISITION CORP
COM
161151105
7165
733378
SH
SOLE
733378
0
0
CHART ACQUISITION CORP
*W EXP 12/19/201
161151113
39
73192
SH
SOLE
73192
0
0
CHUYS HLDGS INC
COM
171604101
2459
125000
SH
SOLE
125000
0
0
CIMAREX ENERGY CO
COM
171798101
14734
139000
SH
SOLE
139000
0
0
CIS ACQUISITION LTD
*W EXP 12/18/201
G21490118
10
29000
SH
SOLE
29000
0
0
CLOUD PEAK ENERGY INC
COM
18911Q102
234
25500
SH
SOLE
25500
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
1138
1800000
PRN
SOLE
0
0
0
COLLABRIUM JAPAN ACQUISITN C
*W EXP 04/01/201
G2266G110
31
521421
SH
SOLE
521421
0
0
CONTINENTAL BLDG PRODS INC
COM
211171103
223
12600
SH
SOLE
12600
0
0
COVISINT CORP
COM
22357R103
53
20000
SH
SOLE
20000
0
0
CSX CORP
COM
126408103
906
25000
SH
Put
SOLE
0
0
0
CSX CORP
COM
126408103
326
9000
SH
SOLE
9000
0
0
CUBIST PHARMACEUTICALS INC
NOTE 2.500%11/0
229678AD9
147969
42638000
PRN
SOLE
0
0
0
CUBIST PHARMACEUTICALS INC
NOTE 1.875% 9/0
229678AH0
27251
20000000
PRN
SOLE
0
0
0
DAVE & BUSTERS ENTMT INC
COM
238337109
1177
43123
SH
SOLE
43123
0
0
DEL FRISCOS RESTAURANT GROUP
COM
245077102
5726
241200
SH
SOLE
241200
0
0
DEMAND MEDIA INC
COM NEW
24802N208
116
18900
SH
SOLE
18900
0
0
DEX MEDIA INC NEW
COM
25213A107
103
11500
SH
SOLE
11500
0
0
DICE HLDGS INC
COM
253017107
148
14800
SH
SOLE
14800
0
0
DINEEQUITY INC
COM
254423106
5622
54243
SH
SOLE
54243
0
0
DISH NETWORK CORP
CL A
25470M109
19024
261000
SH
Put
SOLE
0
0
0
DISH NETWORK CORP
CL A
25470M109
19024
261000
SH
SOLE
261000
0
0
DOLLAR TREE INC
COM
256746108
2111
30000
SH
Put
SOLE
0
0
0
DT ASIA INVTS LTD
UNIT 99/99/9999T
G2615J120
6477
642581
SH
SOLE
642581
0
0
DT ASIA INVTS LTD
SHS
G2615J104
4850
500000
SH
SOLE
500000
0
0
DT ASIA INVTS LTD
RIGHT 03/30/2016
G2615J112
72
300000
SH
SOLE
300000
0
0
DT ASIA INVTS LTD
*W EXP 03/29/202
G2615J138
38
300000
SH
SOLE
300000
0
0
EASTMAN CHEM CO
COM
277432100
18965
250000
SH
SOLE
250000
0
0
EHEALTH INC
COM
28238P109
4820
193416
SH
SOLE
193416
0
0
EMCORE CORP
COM NEW
290846203
6625
1250000
SH
SOLE
1250000
0
0
ENBRIDGE INC
COM
29250N105
7120
138500
SH
Put
SOLE
0
0
0
ENCANA CORP
COM
292505104
303
21800
SH
SOLE
21800
0
0
ENDEAVOUR SILVER CORP
COM
29258Y103
2598
1188800
SH
SOLE
1188800
0
0
ENDO INTL PLC
SHS
G30401106
4327
60000
SH
SOLE
60000
0
0
ENERGY XXI LTD
USD UNRS SHS
G10082140
35
10700
SH
SOLE
10700
0
0
ENTEGRIS INC
COM
29362U104
5124
387900
SH
SOLE
387900
0
0
ENVESTNET INC
NOTE 1.750%12/1
29404KAA4
10344
10000000
PRN
SOLE
0
0
0
ENVISION HEALTHCARE HLDGS IN
COM
29413U103
1388
40000
SH
SOLE
40000
0
0
EVINE LIVE INC
CL A
300487105
14675
2226865
SH
SOLE
2226865
0
0
EXFO INC
SUB VTG SHS
302046107
4668
1352962
SH
SOLE
1352962
0
0
FAMILY DLR STORES INC
COM
307000109
1584
20000
SH
SOLE
20000
0
0
FEDERAL SIGNAL CORP
COM
313855108
249
16100
SH
SOLE
16100
0
0
FLEXTRONICS INTL LTD
ORD
Y2573F102
10442
934000
SH
SOLE
934000
0
0
FURMANITE CORPORATION
COM
361086101
3898
498500
SH
SOLE
498500
0
0
FUTUREFUEL CORPORATION
COM
36116M106
211
16200
SH
SOLE
16200
0
0
GALENA BIOPHARMA INC
COM
363256108
19
12500
SH
Call
SOLE
0
0
0
GARNERO GROUP ACQUISITION CO
SHS
G5866L108
17128
1793510
SH
SOLE
1793510
0
0
GARNERO GROUP ACQUISITION CO
UNIT 99/99/9999
G5866L124
4808
480331
SH
SOLE
480331
0
0
GARNERO GROUP ACQUISITION CO
RIGHT 06/25/2016
G5866L132
376
1254900
SH
SOLE
1254900
0
0
GARNERO GROUP ACQUISITION CO
*W EXP 06/24/201
G5866L116
164
1260000
SH
SOLE
1260000
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
219
14700
SH
SOLE
14700
0
0
GLOBAL BRASS & COPPR HLDGS I
COM
37953G103
240
18200
SH
SOLE
18200
0
0
GLOBAL DEFENSE & NATL SEC SY
COM
37953N108
11614
1128686
SH
SOLE
1128686
0
0
GOLD RESOURCE CORP
COM
38068T105
350
103500
SH
SOLE
103500
0
0
GOOGLE INC
CL C
38259P706
20898
39700
SH
SOLE
39700
0
0
GRAN TIERRA ENERGY INC
COM
38500T101
435
113400
SH
SOLE
113400
0
0
GREENBRIER COS INC
NOTE 3.500% 4/0
393657AH4
13214
8750000
PRN
SOLE
0
0
0
GRIFFON CORP
COM
398433102
230
17300
SH
SOLE
17300
0
0
GSI GROUP INC CDA NEW
COM NEW
36191C205
13837
940000
SH
SOLE
940000
0
0
GULF ISLAND FABRICATION INC
COM
402307102
262
13500
SH
SOLE
13500
0
0
HALLIBURTON CO
COM
406216101
13176
335000
SH
Put
SOLE
0
0
0
HALLIBURTON CO
COM
406216101
13176
335000
SH
SOLE
335000
0
0
HALLIBURTON CO
COM
406216101
787
20000
SH
Call
SOLE
0
0
0
HEARTWARE INTL INC
NOTE 3.500%12/1
422368AA8
5287
5000000
PRN
SOLE
0
0
0
HENNESSY CAP ACQUISITION COR
COM
425886108
3864
394329
SH
SOLE
394329
0
0
HENNESSY CAP ACQUISITION COR
UNIT 99/99/9999
425886207
2092
203122
SH
SOLE
203122
0
0
HENNESSY CAP ACQUISITION COR
*W EXP 01/23/201
425886116
16
39070
SH
SOLE
39070
0
0
HF2 FINL MGMT INC
CL A
40421A104
21817
2095805
SH
SOLE
2095805
0
0
HOMEAWAY INC
COM
43739Q100
6164
207000
SH
SOLE
207000
0
0
HOMEAWAY INC
COM
43739Q100
3425
115000
SH
Call
SOLE
0
0
0
HUDSON GLOBAL INC
COM
443787106
5033
1626264
SH
SOLE
1626264
0
0
HURON CONSULTING GROUP INC
COM
447462102
10217
149400
SH
SOLE
149400
0
0
HYDRA INDS ACQUISITION CORP
COM
448740100
4770
500000
SH
SOLE
500000
0
0
HYDRA INDS ACQUISITION CORP
UNIT 10/20/2021
448740209
4498
450300
SH
SOLE
450300
0
0
HYDRA INDS ACQUISITION CORP
RIGHT 99/99/9999
448740126
160
500000
SH
SOLE
500000
0
0
HYDRA INDS ACQUISITION CORP
*W EXP 10/20/202
448740118
90
500000
SH
SOLE
500000
0
0
ICON PLC
SHS
G4705A100
5002
98100
SH
SOLE
98100
0
0
IMPERIAL OIL LTD
COM NEW
453038408
645
15000
SH
Put
SOLE
0
0
0
INCONTACT INC
COM
45336E109
14088
1602696
SH
SOLE
1602696
0
0
INFINERA CORPORATION
COM
45667G103
11040
750000
SH
SOLE
750000
0
0
INNOSPEC INC
COM
45768S105
247
5795
SH
SOLE
5795
0
0
INPHI CORP
COM
45772F107
4370
236469
SH
SOLE
236469
0
0
INTERACTIVE INTELLIGENCE GRO
COM
45841V109
7791
162655
SH
SOLE
162655
0
0
INTERFACE INC
COM
458665304
5764
350000
SH
SOLE
350000
0
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
38636
35000000
PRN
SOLE
0
0
0
JUST ENERGY GROUP INC
COM
48213W101
105
20100
SH
SOLE
20100
0
0
KAR AUCTION SVCS INC
COM
48238T109
20929
604000
SH
SOLE
604000
0
0
KINDER MORGAN INC DEL
COM
49456B101
10578
250000
SH
Put
SOLE
0
0
0
KINDER MORGAN INC DEL
COM
49456B101
10578
250000
SH
SOLE
250000
0
0
KIRKLANDS INC
COM
497498105
9111
385390
SH
SOLE
385390
0
0
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
50
10000
SH
SOLE
10000
0
0
KRISPY KREME DOUGHNUTS INC
COM
501014104
6100
309000
SH
SOLE
309000
0
0
LA Z BOY INC
COM
505336107
10817
403000
SH
SOLE
403000
0
0
LEVY ACQUISITION CORP
COM
52748T104
17777
1817656
SH
SOLE
1817656
0
0
LEVY ACQUISITION CORP
UNIT 99/99/9999
52748T203
455
45279
SH
SOLE
45279
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
7939
100000
SH
SOLE
100000
0
0
M/I HOMES INC
NOTE 3.250% 9/1
55292PAA3
3007
2500000
PRN
SOLE
0
0
0
MANITEX INTL INC
COM
563420108
7906
622000
SH
SOLE
622000
0
0
MASTERCARD INC
CL A
57636Q104
16172
187693
SH
SOLE
187693
0
0
MATTEL INC
COM
577081102
3057
98800
SH
Call
SOLE
0
0
0
METHANEX CORP
COM
59151K108
298
6490
SH
SOLE
6490
0
0
METLIFE INC
COM
59156R108
21366
395000
SH
SOLE
395000
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
5783
77000
SH
SOLE
77000
0
0
MICRON TECHNOLOGY INC
NOTE 2.375% 5/0
595112AW3
182015
50000000
PRN
SOLE
0
0
0
MILLER HERMAN INC
COM
600544100
10300
350000
SH
SOLE
350000
0
0
MISTRAS GROUP INC
COM
60649T107
8201
447400
SH
SOLE
447400
0
0
MOLINA HEALTHCARE INC
NOTE 1.125% 1/1
60855RAC4
9708
7000000
PRN
SOLE
0
0
0
MOTORCAR PTS AMER INC
COM
620071100
6333
203689
SH
SOLE
203689
0
0
MUELLER WTR PRODS INC
COM SER A
624758108
19386
1893200
SH
SOLE
1893200
0
0
NATIONAL CINEMEDIA INC
COM
635309107
145
10100
SH
SOLE
10100
0
0
NAVISTAR INTL CORP NEW
NOTE 4.500%10/1
63934EAQ1
4773
5000000
PRN
SOLE
0
0
0
NEVSUN RES LTD
COM
64156L101
583
151200
SH
SOLE
151200
0
0
NEWPORT CORP
COM
651824104
27571
1442742
SH
SOLE
1442742
0
0
NEWS CORP NEW
CL B
65249B208
302
20000
SH
SOLE
20000
0
0
NORANDA ALUM HLDG CORP
COM
65542W107
138
39200
SH
SOLE
39200
0
0
NORTH AMERN ENERGY PARTNERS
COM
656844107
4676
1485000
SH
SOLE
1485000
0
0
NORTHERN OIL & GAS INC NEV
COM
665531109
84
14900
SH
SOLE
14900
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
4997
65400
SH
SOLE
65400
0
0
ORBCOMM INC
COM
68555P100
7078
1082211
SH
SOLE
1082211
0
0
ORCHIDS PAPER PRODS CO DEL
COM
68572N104
217
7470
SH
SOLE
7470
0
0
OVERSTOCK COM INC DEL
COM
690370101
205
8447
SH
SOLE
8447
0
0
PAN AMERICAN SILVER CORP
COM
697900108
108
11700
SH
SOLE
11700
0
0
PAPA MURPHYS HLDGS INC
COM
698814100
215
18500
SH
SOLE
18500
0
0
PARAMOUNT GOLD & SILVER CORP
COM
69924P102
612
600000
SH
SOLE
600000
0
0
PENGROWTH ENERGY CORP
COM
70706P104
37
11700
SH
SOLE
11700
0
0
PENN WEST PETE LTD NEW
COM
707887105
1840
880000
SH
SOLE
880000
0
0
PERKINELMER INC
COM
714046109
18804
430000
SH
SOLE
430000
0
0
PIER 1 IMPORTS INC
COM
720279108
4758
308972
SH
SOLE
308972
0
0
POLYCOM INC
COM
73172K104
184
13600
SH
SOLE
13600
0
0
PRECISION DRILLING CORP
COM 2010
74022D308
245
40400
SH
SOLE
40400
0
0
PROSENSA HLDG N V
SHS USD
N71546100
281
15000
SH
SOLE
15000
0
0
QIHOO 360 TECHNOLOGY CO LTD
ADS
74734M109
4466
78000
SH
Call
SOLE
0
0
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
15318
250000
SH
SOLE
250000
0
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
137
14100
SH
SOLE
14100
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
1132
29000
SH
Put
SOLE
0
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
294
7500
SH
SOLE
7500
0
0
REX AMERICAN RESOURCES CORP
COM
761624105
270
4360
SH
SOLE
4360
0
0
RIGHTSIDE GROUP LTD
COM
76658B100
148
22000
SH
SOLE
22000
0
0
ROADRUNNER TRNSN SVCS HLDG I
COM
76973Q105
5282
226200
SH
SOLE
226200
0
0
ROI ACQUISITION CORP II
COM
74966G101
7855
799131
SH
SOLE
799131
0
0
ROI ACQUISITION CORP II
*W EXP 09/17/201
74966G119
25
94017
SH
SOLE
94017
0
0
RYDER SYS INC
COM
783549108
15552
167500
SH
SOLE
167500
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
7916
100000
SH
Call
SOLE
0
0
0
SHIP FINANCE INTERNATIONAL L
SHS
G81075106
199
14100
SH
SOLE
14100
0
0
SILVER BULL RES INC
COM
827458100
46
312500
SH
SOLE
312500
0
0
SINO MERCURY ACQUISITION COR
COM
82936K102
2923
294700
SH
SOLE
294700
0
0
SINO MERCURY ACQUISITION COR
UNIT 99/99/9999
82936K201
1002
100000
SH
SOLE
100000
0
0
SINO MERCURY ACQUISITION COR
RIGHT 99/99/9999
82936K110
102
300000
SH
SOLE
300000
0
0
SKECHERS U S A INC
CL A
830566105
237
4283
SH
SOLE
4283
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
92493
450000
SH
Put
SOLE
0
0
0
SPECTRANETICS CORP
MTNF 2.625% 6/0
84760CAA5
12908
10000000
PRN
SOLE
0
0
0
SPECTRANETICS CORP
COM
84760C107
6318
182700
SH
SOLE
182700
0
0
SPRINT CORP
COM SER 1
85207U105
288
69400
SH
Put
SOLE
0
0
0
SPRINT CORP
COM SER 1
85207U105
288
69400
SH
SOLE
69400
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
17569
1798267
SH
SOLE
1798267
0
0
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
11790
1362901
SH
SOLE
1362901
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
6648
1081029
SH
SOLE
1081029
0
0
SWIFT TRANSN CO
CL A
87074U101
5440
190000
SH
SOLE
190000
0
0
SYNOPSYS INC
COM
871607107
9476
218000
SH
SOLE
218000
0
0
TAKE-TWO INTERACTIVE SOFTWAR
NOTE 1.000% 7/0
874054AD1
11216
8000000
PRN
SOLE
0
0
0
TAKE-TWO INTERACTIVE SOFTWAR
NOTE 1.750%12/0
874054AC3
7583
5000000
PRN
SOLE
0
0
0
TANDEM DIABETES CARE INC
COM
875372104
2755
216967
SH
SOLE
216967
0
0
TANGOE INC
COM
87582Y108
10555
810074
SH
SOLE
810074
0
0
TASER INTL INC
COM
87651B104
3019
114000
SH
SOLE
114000
0
0
TECNOGLASS INC
SHS
G87264100
5910
582221
SH
SOLE
582221
0
0
TEEKAY TANKERS LTD
CL A
Y8565N102
65
12800
SH
SOLE
12800
0
0
TELEFLEX INC
NOTE 3.875% 8/0
879369AA4
37551
20000000
PRN
SOLE
0
0
0
TELENAV INC
COM
879455103
272
40811
SH
SOLE
40811
0
0
TERRAPIN 3 ACQUISITION CORP
COM CL A
88104P104
5873
599895
SH
SOLE
599895
0
0
TERRAPIN 3 ACQUISITION CORP
UNIT 06/27/2019
88104P203
314
31278
SH
SOLE
31278
0
0
TERRAPIN 3 ACQUISITION CORP
*W EXP 06/27/201
88104P112
98
390000
SH
SOLE
390000
0
0
TESARO INC
NOTE 3.000%10/0
881569AA5
18839
15000000
PRN
SOLE
0
0
0
THERMON GROUP HLDGS INC
COM
88362T103
273
11300
SH
SOLE
11300
0
0
TIPTREE FINL INC
CL A
88822Q103
12020
1483994
SH
SOLE
1483994
0
0
TOWERS WATSON & CO
CL A
891894107
7956
70300
SH
SOLE
70300
0
0
TRANSCANADA CORP
COM
89353D107
4174
85000
SH
Put
SOLE
0
0
0
TRANSGLOBE ENERGY CORP
COM
893662106
10166
2455400
SH
SOLE
2455400
0
0
TRINITY INDS INC
COM
896522109
5378
192000
SH
SOLE
192000
0
0
TURQUOISE HILL RES LTD
COM
900435108
172
55700
SH
SOLE
55700
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
738
20000
SH
SOLE
20000
0
0
U S CONCRETE INC
COM NEW
90333L201
255
8955
SH
SOLE
8955
0
0
U S G CORP
COM NEW
903293405
18627
665500
SH
SOLE
665500
0
0
UNIFI INC
COM NEW
904677200
287
9665
SH
SOLE
9665
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
48864
2400000
SH
Call
SOLE
0
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
9671
475000
SH
SOLE
475000
0
0
UNITED STATES STL CORP NEW
COM
912909108
2674
100000
SH
Put
SOLE
0
0
0
UNIVERSAL FST PRODS INC
COM
913543104
13114
246500
SH
SOLE
246500
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
2862
20000
SH
Call
SOLE
0
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
2467
17240
SH
SOLE
17240
0
0
VCA INC
COM
918194101
5365
110000
SH
SOLE
110000
0
0
VIGGLE INC
COM NEW
92672V204
79
30000
SH
SOLE
30000
0
0
VIRNETX HLDG CORP
COM
92823T108
69
12500
SH
SOLE
12500
0
0
VISA INC
COM CL A
92826C839
17148
65400
SH
SOLE
65400
0
0
VOLCANO CORPORATION
NOTE 1.750%12/0
928645AB6
991
1000000
PRN
SOLE
0
0
0
VONAGE HLDGS CORP
COM
92886T201
45
11900
SH
SOLE
11900
0
0
WEST CORP
COM
952355204
221
6703
SH
SOLE
6703
0
0
WESTERN REFNG INC
COM
959319104
210
5566
SH
SOLE
5566
0
0
WL ROSS HLDG CORP
UNIT 99/99/9999
92939D203
1855
159875
SH
SOLE
159875
0
0
WL ROSS HLDG CORP
COM SHS
92939D104
934
91035
SH
SOLE
91035
0
0
WL ROSS HLDG CORP
*W EXP 06/11/201
92939D112
80
67728
SH
SOLE
67728
0
0
YAMANA GOLD INC
COM
98462Y100
52
13000
SH
SOLE
13000
0
0
YODLEE INC
COM
98600P201
2928
240000
SH
SOLE
240000
0
0