0001172661-21-000241.txt : 20210203 0001172661-21-000241.hdr.sgml : 20210203 20210203154143 ACCESSION NUMBER: 0001172661-21-000241 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210203 DATE AS OF CHANGE: 20210203 EFFECTIVENESS DATE: 20210203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allen Investment Management LLC CENTRAL INDEX KEY: 0001326234 IRS NUMBER: 341975156 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11378 FILM NUMBER: 21586055 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326234 XXXXXXXX 12-31-2020 12-31-2020 false Allen Investment Management LLC

711 Fifth Avenue New York NY 10022

13F HOLDINGS REPORT 028-11378 N Howard M. Felson 212-832-8000 /s/ Howard M. Felson New York NY 02-03-2021 1 186 5889036 1 0001389544 028-12302 ALLEN OPERATIONS LLC INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 6351 36337 SH DFND 1 36337 0 0 ABBOTT LABS COM 002824100 1282 11711 SH DFND 1 11711 0 0 ABBVIE INC COM 00287Y109 1017 9489 SH DFND 1 9489 0 0 ACUITY BRANDS INC COM 00508Y102 1275 10530 SH DFND 1 10530 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 10543 21080 SH DFND 1 21080 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 35320 224238 SH DFND 1 224238 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 240559 1033641 SH DFND 1 1033641 0 0 ALICO INC COM 016230104 1253 40391 SH DFND 1 40391 0 0 ALPHABET INC CAP STK CL A 02079K305 14111 8051 SH DFND 1 8051 0 0 ALPHABET INC CAP STK CL C 02079K107 398111 227248 SH DFND 1 227248 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 19880 774760 SH DFND 1 774760 0 0 AMAZON COM INC COM 023135106 430742 132254 SH DFND 1 132254 0 0 AMGEN INC COM 031162100 327 1421 SH DFND 1 1421 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 220 4500 SH DFND 1 4500 0 0 APPLE INC COM 037833100 22775 171639 SH DFND 1 171639 0 0 ARES CAPITAL CORP COM 04010L103 3808 225476 SH DFND 1 225476 0 0 ASANA INC CL A 04342Y104 240 8110 SH DFND 1 8110 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 7289 14945 SH DFND 1 14945 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 300 6002 SH DFND 1 6002 0 0 ATLASSIAN CORP PLC CL A G06242104 6835 29225 SH DFND 1 29225 0 0 AUTODESK INC COM 052769106 1349 4418 SH DFND 1 4418 0 0 BAIDU INC SPON ADR REP A 056752108 282 1302 SH DFND 1 1302 0 0 BAXTER INTL INC COM 071813109 246 3067 SH DFND 1 3067 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3478 10 SH DFND 1 10 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 11603 50040 SH DFND 1 50040 0 0 BK OF AMERICA CORP COM 060505104 424 13998 SH DFND 1 13998 0 0 BLACKROCK INC COM 09247X101 924 1280 SH DFND 1 1280 0 0 BLACKROCK TCP CAPITAL CORP COM 09259E108 385 34248 SH DFND 1 34248 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 21433 330703 SH DFND 1 330703 0 0 BOOKING HOLDINGS INC COM 09857L108 102924 46211 SH DFND 1 46211 0 0 BROADCOM INC COM 11135F101 1271 2902 SH DFND 1 2902 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 2295 55606 SH DFND 1 55606 0 0 CABLE ONE INC COM 12685J105 1314 590 SH DFND 1 590 0 0 CARGURUS INC COM CL A 141788109 364 11457 SH DFND 1 11457 0 0 CARMAX INC COM 143130102 1841 19494 SH DFND 1 19494 0 0 CELANESE CORP DEL COM 150870103 493 3793 SH DFND 1 3793 0 0 CENTENE CORP DEL COM 15135B101 319 5322 SH DFND 1 5322 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 375695 567901 SH DFND 1 567901 0 0 CLOUDFLARE INC CL A COM 18915M107 14855 195490 SH DFND 1 195490 0 0 COCA COLA CO COM 191216100 5011 91383 SH DFND 1 91383 0 0 COMCAST CORP NEW CL A 20030N101 284883 5436689 SH DFND 1 5436689 0 0 CONOCOPHILLIPS COM 20825C104 282 7062 SH DFND 1 7062 0 0 CREDIT ACCEP CORP MICH COM 225310101 277 800 SH DFND 1 800 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 328 2062 SH DFND 1 2062 0 0 CROWN HLDGS INC COM 228368106 233 2324 SH DFND 1 2324 0 0 DANAHER CORPORATION COM 235851102 16508 74314 SH DFND 1 74314 0 0 DATADOG INC CL A COM 23804L103 375 3812 SH DFND 1 3812 0 0 DELL TECHNOLOGIES INC CL C 24703L202 232 3171 SH DFND 1 3171 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 514 3236 SH DFND 1 3236 0 0 DISNEY WALT CO COM 254687106 765 4225 SH DFND 1 4225 0 0 DONALDSON INC COM 257651109 894 16000 SH DFND 1 16000 0 0 DOVER CORP COM 260003108 978 7743 SH DFND 1 7743 0 0 ELECTRONIC ARTS INC COM 285512109 350 2440 SH DFND 1 2440 0 0 ENSTAR GROUP LIMITED SHS G3075P101 328 1600 SH DFND 1 1600 0 0 EPAM SYS INC COM 29414B104 577 1610 SH DFND 1 1610 0 0 EQUINIX INC COM 29444U700 19337 27076 SH DFND 1 27076 0 0 ETSY INC COM 29786A106 6871 38618 SH DFND 1 38618 0 0 FACEBOOK INC CL A 30303M102 266745 976517 SH DFND 1 976517 0 0 FASTLY INC CL A 31188V100 231 2648 SH DFND 1 2648 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 34529 244087 SH DFND 1 244087 0 0 FISERV INC COM 337738108 11235 98677 SH DFND 1 98677 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 341 4500 SH DFND 1 4500 0 0 GENERAL DYNAMICS CORP COM 369550108 5158 34657 SH DFND 1 34657 0 0 GENERAL ELECTRIC CO COM 369604103 2001 185316 SH DFND 1 185316 0 0 GOLUB CAP BDC INC COM 38173M102 3158 223322 SH DFND 1 223322 0 0 HCA HEALTHCARE INC COM 40412C101 404 2454 SH DFND 1 2454 0 0 HERSHEY CO COM 427866108 384 2520 SH DFND 1 2520 0 0 HOME DEPOT INC COM 437076102 879 3308 SH DFND 1 3308 0 0 HONEYWELL INTL INC COM 438516106 640 3011 SH DFND 1 3011 0 0 HUMANA INC COM 444859102 416 1015 SH DFND 1 1015 0 0 IAC INTERACTIVECORP NEW COM 44891N109 1757 9281 SH DFND 1 9281 0 0 ILLUMINA INC COM 452327109 5325 14391 SH DFND 1 14391 0 0 INTEL CORP COM 458140100 604 12127 SH DFND 1 12127 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 7734 24650 SH DFND 1 24650 0 0 ISHARES INC CORE MSCI EMKT 46434G103 2039 32858 SH DFND 1 32858 0 0 ISHARES TR CORE MSCI EAFE 46432F842 4279 61924 SH DFND 1 61924 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 17883 266158 SH DFND 1 266158 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1348 14667 SH DFND 1 14667 0 0 ISHARES TR CORE S&P TTL STK 464287150 3384 39253 SH DFND 1 39253 0 0 ISHARES TR CORE US AGGBD ET 464287226 9298 78671 SH DFND 1 78671 0 0 ISHARES TR MSCI ACWI ETF 464288257 8685 95729 SH DFND 1 95729 0 0 ISHARES TR MSCI ACWI EX US 464288240 478 9017 SH DFND 1 9017 0 0 ISHARES TR MSCI EAFE ETF 464287465 3165 43381 SH DFND 1 43381 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 644 2671 SH DFND 1 2671 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2170 15868 SH DFND 1 15868 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 493 1720 SH DFND 1 1720 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 274 2078 SH DFND 1 2078 0 0 ISHARES TR RUS MD CP GR ETF 464287481 606 5908 SH DFND 1 5908 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 398 4102 SH DFND 1 4102 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1369 6985 SH DFND 1 6985 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 1075 4807 SH DFND 1 4807 0 0 ISHARES TR S&P 100 ETF 464287101 1035 6028 SH DFND 1 6028 0 0 ISHARES TR S&P MC 400GR ETF 464287606 546 7556 SH DFND 1 7556 0 0 ISHARES TR S&P SML 600 GWT 464287887 571 5000 SH DFND 1 5000 0 0 ISHARES TR SELECT DIVID ETF 464287168 511 5317 SH DFND 1 5317 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 8189 75749 SH DFND 1 75749 0 0 ISHARES TR U.S. TECH ETF 464287721 465 5464 SH DFND 1 5464 0 0 JD.COM INC SPON ADR CL A 47215P106 3293 37460 SH DFND 1 37460 0 0 JOHNSON & JOHNSON COM 478160104 27575 175213 SH DFND 1 175213 0 0 JPMORGAN CHASE & CO COM 46625H100 1356 10670 SH DFND 1 10670 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 237190 1165266 SH DFND 1 1165266 0 0 LENDINGCLUB CORP COM NEW 52603A208 353 33428 SH DFND 1 33428 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 27565 174927 SH DFND 1 174927 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 22809 144021 SH DFND 1 144021 0 0 LOCKHEED MARTIN CORP COM 539830109 611 1720 SH DFND 1 1720 0 0 LOWES COS INC COM 548661107 247065 1539249 SH DFND 1 1539249 0 0 MARKEL CORP COM 570535104 271 262 SH DFND 1 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INC COM 58933Y105 1031 12603 SH DFND 1 12603 0 0 MICROSOFT CORP COM 594918104 303429 1364216 SH DFND 1 1364216 0 0 MONDELEZ INTL INC CL A 609207105 5228 89415 SH DFND 1 89415 0 0 MONGODB INC CL A 60937P106 45951 127982 SH DFND 1 127982 0 0 MOODYS CORP COM 615369105 156183 538118 SH DFND 1 538118 0 0 NETFLIX INC COM 64110L106 8763 16205 SH DFND 1 16205 0 0 NEW MTN FIN CORP COM 647551100 216 19010 SH DFND 1 19010 0 0 NIKE INC CL B 654106103 109004 770511 SH DFND 1 770511 0 0 NORFOLK SOUTHN CORP COM 655844108 378 1589 SH DFND 1 1589 0 0 NORTHROP GRUMMAN CORP COM 666807102 85090 279239 SH DFND 1 279239 0 0 NVIDIA CORPORATION COM 67066G104 942 1804 SH DFND 1 1804 0 0 OKTA INC CL A 679295105 390 1533 SH DFND 1 1533 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 122495 270665 SH DFND 1 270665 0 0 PALO ALTO NETWORKS INC COM 697435105 1827 5140 SH DFND 1 5140 0 0 PAYPAL HLDGS INC COM 70450Y103 12345 52711 SH DFND 1 52711 0 0 PEPSICO INC COM 713448108 443 2988 SH DFND 1 2988 0 0 PFIZER INC COM 717081103 734 19936 SH DFND 1 19936 0 0 PHILLIPS 66 COM 718546104 234 3342 SH DFND 1 3342 0 0 PLURALSIGHT INC COM CL A 72941B106 232 11072 SH DFND 1 11072 0 0 PPG INDS INC COM 693506107 209 1446 SH DFND 1 1446 0 0 PROCTER AND GAMBLE CO COM 742718109 8903 63989 SH DFND 1 63989 0 0 RIO TINTO PLC SPONSORED ADR 767204100 215 2856 SH DFND 1 2856 0 0 ROPER TECHNOLOGIES INC COM 776696106 431 1000 SH DFND 1 1000 0 0 S&P GLOBAL INC COM 78409V104 96692 294138 SH DFND 1 294138 0 0 SALESFORCE COM INC COM 79466L302 8691 39054 SH DFND 1 39054 0 0 SCHWAB CHARLES CORP COM 808513105 135845 2561186 SH DFND 1 2561186 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 218 5750 SH DFND 1 5750 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 366 2278 SH DFND 1 2278 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 291 4313 SH DFND 1 4313 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 447 3943 SH DFND 1 3943 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 236 8004 SH DFND 1 8004 0 0 SELECT SECTOR SPDR TR SBI 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254 546 SH DFND 1 546 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 416 2869 SH DFND 1 2869 0 0 TRANSDIGM GROUP INC COM 893641100 9587 15492 SH DFND 1 15492 0 0 TWILIO INC CL A 90138F102 19804 58504 SH DFND 1 58504 0 0 TWITTER INC COM 90184L102 22559 416595 SH DFND 1 416595 0 0 UBER TECHNOLOGIES INC COM 90353T100 8374 164192 SH DFND 1 164192 0 0 UNILEVER PLC SPON ADR NEW 904767704 918 15202 SH DFND 1 15202 0 0 UNION PAC CORP COM 907818108 1521 7306 SH DFND 1 7306 0 0 UNITEDHEALTH GROUP INC COM 91324P102 339963 969439 SH DFND 1 969439 0 0 VANECK VECTORS ETF TR INTRMDT MUNI ETF 92189H201 2168 41667 SH DFND 1 41667 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 1984 21366 SH DFND 1 21366 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 6988 84291 SH DFND 1 84291 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 317 1250 SH DFND 1 1250 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1092 3176 SH DFND 1 3176 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 47229 242648 SH DFND 1 242648 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 814 13952 SH DFND 1 13952 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 87804 1752234 SH DFND 1 1752234 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 378 6283 SH DFND 1 6283 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 54315 586683 SH DFND 1 586683 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 8937 107353 SH DFND 1 107353 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 39888 663039 SH DFND 1 663039 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 94702 2005964 SH DFND 1 2005964 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 403 6866 SH DFND 1 6866 0 0 VISA INC COM CL A 92826C839 331313 1514713 SH DFND 1 1514713 0 0 VROOM INC COM 92918V109 323 7882 SH DFND 1 7882 0 0 WALMART INC COM 931142103 12136 84191 SH DFND 1 84191 0 0 WATERS CORP COM 941848103 233 943 SH DFND 1 943 0 0 WAYFAIR INC CL A 94419L101 210238 931038 SH DFND 1 931038 0 0 WORKDAY INC CL A 98138H101 11367 47440 SH DFND 1 47440 0 0