0001172661-19-001672.txt : 20190812 0001172661-19-001672.hdr.sgml : 20190812 20190812154746 ACCESSION NUMBER: 0001172661-19-001672 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190812 DATE AS OF CHANGE: 20190812 EFFECTIVENESS DATE: 20190812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allen Investment Management LLC CENTRAL INDEX KEY: 0001326234 IRS NUMBER: 341975156 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11378 FILM NUMBER: 191016334 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326234 XXXXXXXX 06-30-2019 06-30-2019 false Allen Investment Management LLC

711 Fifth Avenue New York NY 10022

13F HOLDINGS REPORT 028-11378 N Howard M. Felson 212-832-8000 /s/ Howard M. Felson New York NY 08-12-2019 1 198 3504037 1 0001389544 028-12302 ALLEN OPERATIONS LLC INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 6043 34865 SH DFND 1 34865 0 0 ABBOTT LABS COM 002824100 978 11627 SH DFND 1 11627 0 0 ABBVIE INC COM 00287Y109 617 8487 SH DFND 1 8487 0 0 ABIOMED INC COM 003654100 5714 21937 SH DFND 1 21937 0 0 ACTIVISION BLIZZARD INC COM 00507V109 19032 403227 SH DFND 1 403227 0 0 ADOBE INC COM 00724F101 6353 21562 SH DFND 1 21562 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 163191 1058722 SH DFND 1 1058722 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 12237 72214 SH DFND 1 72214 0 0 ALPHABET INC CAP STK CL C 02079K107 164717 152387 SH DFND 1 152387 0 0 ALPHABET INC CAP STK CL A 02079K305 9053 8361 SH DFND 1 8361 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 41931 4256987 SH DFND 1 4256987 0 0 ALTERYX INC COM CL A 02156B103 596 5466 SH DFND 1 5466 0 0 ALTRIA GROUP INC COM 02209S103 500 10555 SH DFND 1 10555 0 0 AMAZON COM INC COM 023135106 152532 80550 SH DFND 1 80550 0 0 AMERICAN ELEC PWR CO INC COM 025537101 534 6066 SH DFND 1 6066 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 1417 41305 SH DFND 1 41305 0 0 APPLE INC COM 037833100 5054 25537 SH DFND 1 25537 0 0 ARES CAP CORP COM 04010L103 3917 218336 SH DFND 1 218336 0 0 BAIDU INC SPON ADR REP A 056752108 2791 23779 SH DFND 1 23779 0 0 BAXTER INTL INC COM 071813109 245 2990 SH DFND 1 2990 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3820 12 SH DFND 1 12 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 8436 39573 SH DFND 1 39573 0 0 BLACKROCK INC COM 09247X101 673 1433 SH DFND 1 1433 0 0 BLACKROCK TCP CAP CORP COM 09259E108 471 33024 SH DFND 1 33024 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 2328 52420 SH DFND 1 52420 0 0 BOEING CO COM 097023105 4303 11822 SH DFND 1 11822 0 0 BOOKING HLDGS INC COM 09857L108 129856 69267 SH DFND 1 69267 0 0 BROADCOM INC COM 11135F101 224 779 SH DFND 1 779 0 0 CARGURUS INC COM CL A 141788109 466 12917 SH DFND 1 12917 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 1178 52115 SH DFND 1 52115 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 182200 461056 SH DFND 1 461056 0 0 CINCINNATI FINL CORP COM 172062101 790 7622 SH DFND 1 7622 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 184692101 6854 573531 SH DFND 1 573531 0 0 COCA COLA CO COM 191216100 4347 85378 SH DFND 1 85378 0 0 COGNEX CORP COM 192422103 2178 45400 SH DFND 1 45400 0 0 COLGATE PALMOLIVE CO COM 194162103 323 4506 SH DFND 1 4506 0 0 COMCAST CORP NEW CL A 20030N101 185827 4395147 SH DFND 1 4395147 0 0 CONOCOPHILLIPS COM 20825C104 438 7175 SH DFND 1 7175 0 0 COUPA SOFTWARE INC COM 22266L106 4153 32802 SH DFND 1 32802 0 0 CREDIT ACCEP CORP MICH COM 225310101 387 800 SH DFND 1 800 0 0 DANAHER CORPORATION COM 235851102 11114 77761 SH DFND 1 77761 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 3789 21991 SH DFND 1 21991 0 0 DONALDSON INC COM 257651109 814 16000 SH DFND 1 16000 0 0 DOVER CORP COM 260003108 800 7987 SH DFND 1 7987 0 0 DUPONT DE NEMOURS INC COM 26614N102 261 3481 SH DFND 1 3481 0 0 ELECTRONIC ARTS INC COM 285512109 247 2440 SH DFND 1 2440 0 0 EMERSON ELEC CO COM 291011104 406 6078 SH DFND 1 6078 0 0 ENSTAR GROUP LIMITED SHS G3075P101 279 1600 SH DFND 1 1600 0 0 EPAM SYS INC COM 29414B104 279 1610 SH DFND 1 1610 0 0 EQUINIX INC COM 29444U700 42465 84208 SH DFND 1 84208 0 0 ETSY INC COM 29786A106 2370 38618 SH DFND 1 38618 0 0 EURONET WORLDWIDE INC COM 298736109 404 2404 SH DFND 1 2404 0 0 EXPEDIA GROUP INC COM NEW 30212P303 3023 22722 SH DFND 1 22722 0 0 FACEBOOK INC CL A 30303M102 151199 783412 SH DFND 1 783412 0 0 FISERV INC COM 337738108 41083 450668 SH DFND 1 450668 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 435 4500 SH DFND 1 4500 0 0 GANNETT CO INC COM 36473H104 124 15170 SH DFND 1 15170 0 0 GENERAL DYNAMICS CORP COM 369550108 6423 35326 SH DFND 1 35326 0 0 GENERAL ELECTRIC CO COM 369604103 8743 832696 SH DFND 1 832696 0 0 GOLUB CAP BDC INC COM 38173M102 265 14894 SH DFND 1 14894 0 0 GRUBHUB INC COM 400110102 623 7991 SH DFND 1 7991 0 0 HOME DEPOT INC COM 437076102 640 3078 SH DFND 1 3078 0 0 HUMANA INC COM 444859102 265 1000 SH DFND 1 1000 0 0 IAC INTERACTIVECORP COM 44919P508 226 1037 SH DFND 1 1037 0 0 IHS MARKIT LTD SHS G47567105 6418 100722 SH DFND 1 100722 0 0 ILLUMINA INC COM 452327109 3390 9208 SH DFND 1 9208 0 0 INCYTE CORP COM 45337C102 1603 18863 SH DFND 1 18863 0 0 INTEL CORP COM 458140100 837 17483 SH DFND 1 17483 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 980 15073 SH DFND 1 15073 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 4242 22715 SH DFND 1 22715 0 0 IONIS PHARMACEUTICALS INC COM 462222100 1008 15680 SH DFND 1 15680 0 0 IQVIA HLDGS INC COM 46266C105 19787 122977 SH DFND 1 122977 0 0 ISHARES INC CORE MSCI EMKT 46434G103 7388 143622 SH DFND 1 143622 0 0 ISHARES TR S&P 100 ETF 464287101 823 6353 SH DFND 1 6353 0 0 ISHARES TR CORE S&P TTL STK 464287150 2621 39340 SH DFND 1 39340 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 3722 86731 SH DFND 1 86731 0 0 ISHARES TR MSCI EAFE ETF 464287465 882 13414 SH DFND 1 13414 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 400 4493 SH DFND 1 4493 0 0 ISHARES TR RUS MD CP GR ETF 464287481 423 2969 SH DFND 1 2969 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2628 20656 SH DFND 1 20656 0 0 ISHARES TR S&P MC 400GR ETF 464287606 427 1889 SH DFND 1 1889 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 420 2671 SH DFND 1 2671 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 398 3302 SH DFND 1 3302 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 345 1720 SH DFND 1 1720 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1086 6985 SH DFND 1 6985 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 829 4807 SH DFND 1 4807 0 0 ISHARES TR U.S. TECH ETF 464287721 270 1366 SH DFND 1 1366 0 0 ISHARES TR CORE S&P SCP ETF 464287804 283 3616 SH DFND 1 3616 0 0 ISHARES TR S&P SML 600 GWT 464287887 456 2500 SH DFND 1 2500 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 3764 35329 SH DFND 1 35329 0 0 ISHARES TR MSCI ACWI EX US 464288240 6227 133170 SH DFND 1 133170 0 0 ISHARES TR MSCI ACWI ETF 464288257 6157 83527 SH DFND 1 83527 0 0 ISHARES TR US HOME CONS ETF 464288752 579 15165 SH DFND 1 15165 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 39484 673328 SH DFND 1 673328 0 0 ISHARES TR CORE MSCI EAFE 46432F842 6181 100606 SH DFND 1 100606 0 0 JD COM INC SPON ADR CL A 47215P106 791 26130 SH DFND 1 26130 0 0 JEFFERIES FINL GROUP INC COM 47233W109 212 11050 SH DFND 1 11050 0 0 JOHNSON & JOHNSON COM 478160104 23840 171168 SH DFND 1 171168 0 0 JPMORGAN CHASE & CO COM 46625H100 445 3983 SH DFND 1 3983 0 0 KAYNE ANDERSN MLP MIDS INVT COM 486606106 7040 459818 SH DFND 1 459818 0 0 KKR & CO INC CL A 48251W104 1275 50471 SH DFND 1 50471 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 174417 1008774 SH DFND 1 1008774 0 0 LENDINGCLUB CORP COM 52603A109 548 167140 SH DFND 1 167140 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 14102 137130 SH DFND 1 137130 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 10728 102938 SH DFND 1 102938 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 4832 179024 SH DFND 1 179024 0 0 LOWES COS INC COM 548661107 137196 1359585 SH DFND 1 1359585 0 0 MARKEL CORP COM 570535104 285 262 SH DFND 1 262 0 0 MARRIOTT INTL INC NEW CL A 571903202 435 3100 SH DFND 1 3100 0 0 MASTERCARD INC CL A 57636Q104 3698 13981 SH DFND 1 13981 0 0 MATADOR RES CO COM 576485205 233 11700 SH DFND 1 11700 0 0 MCDONALDS CORP COM 580135101 457 2201 SH DFND 1 2201 0 0 MERCADOLIBRE INC COM 58733R102 7869 12863 SH DFND 1 12863 0 0 MERCK & CO INC COM 58933Y105 950 11326 SH DFND 1 11326 0 0 MICROSOFT CORP COM 594918104 185121 1381910 SH DFND 1 1381910 0 0 MONDELEZ INTL INC CL A 609207105 4786 88792 SH DFND 1 88792 0 0 MONGODB INC CL A 60937P106 13964 91816 SH DFND 1 91816 0 0 MOODYS CORP COM 615369105 122286 626112 SH DFND 1 626112 0 0 MORGAN STANLEY COM NEW 617446448 323 7363 SH DFND 1 7363 0 0 NEKTAR THERAPEUTICS COM 640268108 760 21362 SH DFND 1 21362 0 0 NETFLIX INC COM 64110L106 12787 34812 SH DFND 1 34812 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 688 8147 SH DFND 1 8147 0 0 NEW MTN FIN CORP COM 647551100 259 18558 SH DFND 1 18558 0 0 NIKE INC CL B 654106103 488 5815 SH DFND 1 5815 0 0 NORFOLK SOUTHERN CORP COM 655844108 317 1589 SH DFND 1 1589 0 0 NVIDIA CORP COM 67066G104 238 1451 SH DFND 1 1451 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 1389 28029 SH DFND 1 28029 0 0 OKTA INC CL A 679295105 316 2561 SH DFND 1 2561 0 0 PALO ALTO NETWORKS INC COM 697435105 1043 5117 SH DFND 1 5117 0 0 PAYCOM SOFTWARE INC COM 70432V102 2731 12046 SH DFND 1 12046 0 0 PAYPAL HLDGS INC COM 70450Y103 4516 39454 SH DFND 1 39454 0 0 PEPSICO INC COM 713448108 756 5763 SH DFND 1 5763 0 0 PFIZER INC COM 717081103 747 17248 SH DFND 1 17248 0 0 PHILIP MORRIS INTL INC COM 718172109 327 4167 SH DFND 1 4167 0 0 PHILLIPS 66 COM 718546104 322 3443 SH DFND 1 3443 0 0 PLURALSIGHT INC COM CL A 72941B106 237 7816 SH DFND 1 7816 0 0 PROCTER AND GAMBLE CO COM 742718109 6866 62615 SH DFND 1 62615 0 0 ROPER TECHNOLOGIES INC COM 776696106 366 1000 SH DFND 1 1000 0 0 S&P GLOBAL INC COM 78409V104 41181 180785 SH DFND 1 180785 0 0 SALESFORCE COM INC COM 79466L302 4289 28269 SH DFND 1 28269 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 365 3943 SH DFND 1 3943 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 250 4313 SH DFND 1 4313 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 272 2278 SH DFND 1 2278 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 221 8004 SH DFND 1 8004 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 248 3202 SH DFND 1 3202 0 0 SERVICENOW INC COM 81762P102 56080 204248 SH DFND 1 204248 0 0 SHERWIN WILLIAMS CO COM 824348106 26308 57405 SH DFND 1 57405 0 0 SHOPIFY INC CL A 82509L107 3770 12560 SH DFND 1 12560 0 0 SHUTTERSTOCK INC COM 825690100 216 5500 SH DFND 1 5500 0 0 SMARTSHEET INC COM CL A 83200N103 513 10598 SH DFND 1 10598 0 0 SONY CORP SPONSORED ADR 835699307 1057 20172 SH DFND 1 20172 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 9938 33917 SH DFND 1 33917 0 0 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 3787 77391 SH DFND 1 77391 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 3124 21363 SH DFND 1 21363 0 0 SQUARE INC CL A 852234103 3384 46652 SH DFND 1 46652 0 0 SYSCO CORP COM 871829107 93314 1319481 SH DFND 1 1319481 0 0 TABLEAU SOFTWARE INC CL A 87336U105 4236 25516 SH DFND 1 25516 0 0 TEXAS INSTRS INC COM 882508104 383 3340 SH DFND 1 3340 0 0 THE CHARLES SCHWAB CORPORATI COM 808513105 66402 1652207 SH DFND 1 1652207 0 0 THIRD PT REINS LTD COM G8827U100 1290 125000 SH DFND 1 125000 0 0 TJX COS INC NEW COM 872540109 402 7600 SH DFND 1 7600 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 6888 305458 SH DFND 1 305458 0 0 TORTOISE MIDSTRM ENERGY FD I COM 89148B101 6850 507765 SH DFND 1 507765 0 0 TPG SPECIALTY LENDING INC COM 87265K102 606 30935 SH DFND 1 30935 0 0 TRANSDIGM GROUP INC COM 893641100 172080 355685 SH DFND 1 355685 0 0 TWILIO INC CL A 90138F102 3191 23400 SH DFND 1 23400 0 0 TWITTER INC COM 90184L102 14539 416595 SH DFND 1 416595 0 0 UNILEVER N V N Y SHS NEW 904784709 548 9020 SH DFND 1 9020 0 0 UNILEVER PLC SPON ADR NEW 904767704 3541 57134 SH DFND 1 57134 0 0 UNITED TECHNOLOGIES CORP COM 913017109 21201 162835 SH DFND 1 162835 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 462 5923 SH DFND 1 5923 0 0 UNITEDHEALTH GROUP INC COM 91324P102 133605 547537 SH DFND 1 547537 0 0 US FOODS HLDG CORP COM 912008109 142499 3984882 SH DFND 1 3984882 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 2377 27475 SH DFND 1 27475 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 7384 91690 SH DFND 1 91690 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 671 2493 SH DFND 1 2493 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 5071 38843 SH DFND 1 38843 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 204 1250 SH DFND 1 1250 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 21228 141438 SH DFND 1 141438 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 9359 183551 SH DFND 1 183551 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 13385 314719 SH DFND 1 314719 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 5914 107720 SH DFND 1 107720 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 7229 89600 SH DFND 1 89600 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 89068 1688500 SH DFND 1 1688500 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 27855 667826 SH DFND 1 667826 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 380 4467 SH DFND 1 4467 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 583 8449 SH DFND 1 8449 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 560 3841 SH DFND 1 3841 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 508 3960 SH DFND 1 3960 0 0 VEEVA SYS INC CL A COM 922475108 2396 14779 SH DFND 1 14779 0 0 VISA INC COM CL A 92826C839 4333 24967 SH DFND 1 24967 0 0 WABTEC CORP COM 929740108 317 4412 SH DFND 1 4412 0 0 WALMART INC COM 931142103 11299 102266 SH DFND 1 102266 0 0 WATERS CORP COM 941848103 203 943 SH DFND 1 943 0 0 WAYFAIR INC CL A 94419L101 170090 1165000 SH DFND 1 1165000 0 0 WELLS FARGO CO NEW COM 949746101 211 4450 SH DFND 1 4450 0 0 WILLIAMS COS INC DEL COM 969457100 302 10762 SH DFND 1 10762 0 0 WORKDAY INC CL A 98138H101 8045 39131 SH DFND 1 39131 0 0