0001172661-18-001441.txt : 20180730 0001172661-18-001441.hdr.sgml : 20180730 20180730160609 ACCESSION NUMBER: 0001172661-18-001441 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180730 DATE AS OF CHANGE: 20180730 EFFECTIVENESS DATE: 20180730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allen Investment Management LLC CENTRAL INDEX KEY: 0001326234 IRS NUMBER: 341975156 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11378 FILM NUMBER: 18977679 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326234 XXXXXXXX 06-30-2018 06-30-2018 false Allen Investment Management LLC

711 Fifth Avenue New York NY 10022

13F HOLDINGS REPORT 028-11378 N Howard M. Felson 212-832-8000 /s/ Howard M. Felson New York NY 07-30-2018 1 179 2624898 1 0001389544 028-12302 ALLEN OPERATIONS LLC INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 4055 20614 SH DFND 1 20614 0 0 ABB LTD SPONSORED ADR 000375204 332 15234 SH DFND 1 15234 0 0 ABBOTT LABS COM 002824100 709 11627 SH DFND 1 11627 0 0 ABBVIE INC COM 00287Y109 788 8504 SH DFND 1 8504 0 0 ABIOMED INC COM 003654100 8956 21894 SH DFND 1 21894 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1695 22208 SH DFND 1 22208 0 0 ADOBE SYS INC COM 00724F101 1821 7469 SH DFND 1 7469 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 107272 790508 SH DFND 1 790508 0 0 ADVANCED DRAIN SYS INC DEL COM 00790R104 3021 105820 SH DFND 1 105820 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 11684 62979 SH DFND 1 62979 0 0 ALPHABET INC CAP STK CL C 02079K107 151106 135442 SH DFND 1 135442 0 0 ALPHABET INC CAP STK CL A 02079K305 8476 7506 SH DFND 1 7506 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 7177 710583 SH DFND 1 710583 0 0 AMAZON COM INC COM 023135106 11790 6936 SH DFND 1 6936 0 0 AMERICAN EXPRESS CO COM 025816109 268 2731 SH DFND 1 2731 0 0 AMERISOURCEBERGEN CORP COM 03073E105 46634 546903 SH DFND 1 546903 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 66117 656186 SH DFND 1 656186 0 0 ANNALY CAP MGMT INC COM 035710409 108 10500 SH DFND 1 10500 0 0 APERGY CORP COM 03755L104 202 4835 SH DFND 1 4835 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 1298 40716 SH DFND 1 40716 0 0 APPLE INC COM 037833100 3627 19593 SH DFND 1 19593 0 0 ARES CAP CORP COM 04010L103 5265 320060 SH DFND 1 320060 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 455 3391 SH DFND 1 3391 0 0 BAIDU INC SPON ADR REP A 056752108 974 4009 SH DFND 1 4009 0 0 BAXTER INTL INC COM 071813109 221 2990 SH DFND 1 2990 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2820 10 SH DFND 1 10 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 34435 184488 SH DFND 1 184488 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 203 2154 SH DFND 1 2154 0 0 BLACKBAUD INC COM 09227Q100 1902 18561 SH DFND 1 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INC COM 337738108 37160 501548 SH DFND 1 501548 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 395 4500 SH DFND 1 4500 0 0 GARTNER INC COM 366651107 921 6930 SH DFND 1 6930 0 0 GENERAL DYNAMICS CORP COM 369550108 346 1855 SH DFND 1 1855 0 0 GENERAL ELECTRIC CO COM 369604103 4937 362760 SH DFND 1 362760 0 0 GOLUB CAP BDC INC COM 38173M102 556 30396 SH DFND 1 30396 0 0 GRUBHUB INC COM 400110102 910 8671 SH DFND 1 8671 0 0 HOME DEPOT INC COM 437076102 3902 20000 SH DFND 1 20000 0 0 HONEYWELL INTL INC COM 438516106 540 3746 SH DFND 1 3746 0 0 HUMANA INC COM 444859102 299 1003 SH DFND 1 1003 0 0 IHS MARKIT LTD SHS G47567105 10373 201066 SH DFND 1 201066 0 0 INCYTE CORP COM 45337C102 1373 20488 SH DFND 1 20488 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 991 15073 SH DFND 1 15073 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 360 2100 SH DFND 1 2100 0 0 IONIS PHARMACEUTICALS INC COM 462222100 652 15649 SH DFND 1 15649 0 0 IQVIA HLDGS INC COM 46266C105 12510 125327 SH DFND 1 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5595 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 1121 27565 SH DFND 1 27565 0 0 PALO ALTO NETWORKS INC COM 697435105 3023 14715 SH DFND 1 14715 0 0 PANDORA MEDIA INC COM 698354107 379 48113 SH DFND 1 48113 0 0 PAYPAL HLDGS INC COM 70450Y103 1713 20577 SH DFND 1 20577 0 0 PEPSICO INC COM 713448108 794 7295 SH DFND 1 7295 0 0 PHILLIPS 66 COM 718546104 373 3318 SH DFND 1 3318 0 0 PROCTER AND GAMBLE CO COM 742718109 3859 49439 SH DFND 1 49439 0 0 PROTO LABS INC COM 743713109 2467 20742 SH DFND 1 20742 0 0 ROPER TECHNOLOGIES INC COM 776696106 276 1000 SH DFND 1 1000 0 0 S&P GLOBAL INC COM 78409V104 24687 121080 SH DFND 1 121080 0 0 SALESFORCE COM INC COM 79466L302 1831 13422 SH DFND 1 13422 0 0 SCHWAB CHARLES CORP NEW COM 808513105 62229 1217789 SH DFND 1 1217789 0 0 SERVICENOW INC COM 81762P102 50030 290078 SH DFND 1 290078 0 0 SHERWIN WILLIAMS CO COM 824348106 48439 118849 SH DFND 1 118849 0 0 SHUTTERSTOCK INC COM 825690100 261 5500 SH DFND 1 5500 0 0 SONY CORP SPONSORED ADR 835699307 1032 20132 SH DFND 1 20132 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6356 23430 SH DFND 1 23430 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 1781 37111 SH DFND 1 37111 0 0 SQUARE INC CL A 852234103 875 14203 SH DFND 1 14203 0 0 SYSCO CORP COM 871829107 77979 1141876 SH DFND 1 1141876 0 0 TCP CAP CORP COM 87238Q103 757 52420 SH DFND 1 52420 0 0 TEXAS INSTRS INC COM 882508104 377 3416 SH DFND 1 3416 0 0 THIRD PT REINS LTD COM G8827U100 1563 125000 SH DFND 1 125000 0 0 TJX COS INC NEW COM 872540109 362 3800 SH DFND 1 3800 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 8643 323827 SH DFND 1 323827 0 0 TORTOISE MLP FD INC COM 89148B101 8716 510606 SH DFND 1 510606 0 0 TORTOISE MLP FD INC RIGHT 07/18/2018 89148B119 187 502653 SH DFND 1 502653 0 0 TPG SPECIALTY LENDING INC COM 87265K102 834 46502 SH DFND 1 46502 0 0 TRANSDIGM GROUP INC COM 893641100 147107 426224 SH DFND 1 426224 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 5640 113500 SH DFND 1 113500 0 0 TWITTER INC COM 90184L102 17588 402743 SH DFND 1 402743 0 0 TYLER TECHNOLOGIES INC COM 902252105 1784 8034 SH DFND 1 8034 0 0 UNILEVER PLC SPON ADR NEW 904767704 3801 68760 SH DFND 1 68760 0 0 UNITED TECHNOLOGIES CORP COM 913017109 822 6571 SH DFND 1 6571 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 728 6434 SH DFND 1 6434 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 5865 72433 SH DFND 1 72433 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 7869 100610 SH DFND 1 100610 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 619 2480 SH DFND 1 2480 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 5274 38843 SH DFND 1 38843 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 19778 140841 SH DFND 1 140841 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 31406 605827 SH DFND 1 605827 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 18487 438084 SH DFND 1 438084 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 6091 108518 SH DFND 1 108518 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 10870 139178 SH DFND 1 139178 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 9750 116737 SH DFND 1 116737 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 109200 2018481 SH DFND 1 2018481 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 32020 746391 SH DFND 1 746391 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 469 4467 SH DFND 1 4467 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 570 8449 SH DFND 1 8449 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 522 3841 SH DFND 1 3841 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 521 3960 SH DFND 1 3960 0 0 VISA INC COM CL A 92826C839 1413 10668 SH DFND 1 10668 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 2385 98097 SH DFND 1 98097 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 598 9970 SH DFND 1 9970 0 0 WALMART INC COM 931142103 1113 12997 SH DFND 1 12997 0 0 WAYFAIR INC CL A 94419L101 125886 1060000 SH DFND 1 1060000 0 0 WORKDAY INC CL A 98138H101 3468 28636 SH DFND 1 28636 0 0