0001172661-18-000391.txt : 20180213 0001172661-18-000391.hdr.sgml : 20180213 20180212181301 ACCESSION NUMBER: 0001172661-18-000391 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180212 EFFECTIVENESS DATE: 20180213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allen Investment Management LLC CENTRAL INDEX KEY: 0001326234 IRS NUMBER: 341975156 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11378 FILM NUMBER: 18598372 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326234 XXXXXXXX 12-31-2017 12-31-2017 false Allen Investment Management LLC

711 Fifth Avenue New York NY 10022

13F HOLDINGS REPORT 028-11378 N Howard M. Felson 212-832-8000 /s/ Howard M. Felson New York NY 02-12-2018 1 169 2239412 1 0001389544 028-12302 ALLEN OPERATIONS LLC INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 4943 21000 SH DFND 1 21000 0 0 ABB LTD SPONSORED ADR 000375204 409 15234 SH DFND 1 15234 0 0 ABBOTT LABS COM 002824100 664 11627 SH DFND 1 11627 0 0 ABBVIE INC COM 00287Y109 822 8504 SH DFND 1 8504 0 0 ABIOMED INC COM 003654100 4103 21894 SH DFND 1 21894 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1831 28916 SH DFND 1 28916 0 0 ADOBE SYS INC COM 00724F101 1132 6462 SH DFND 1 6462 0 0 ADVANCED DRAIN SYS INC DEL COM 00790R104 2524 105820 SH DFND 1 105820 0 0 AIR PRODS & CHEMS INC COM 009158106 239 1458 SH DFND 1 1458 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3593 20837 SH DFND 1 20837 0 0 ALPHABET INC CAP STK CL C 02079K107 130024 124258 SH DFND 1 124258 0 0 ALPHABET INC CAP STK CL A 02079K305 7679 7290 SH DFND 1 7290 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 5041 467185 SH DFND 1 467185 0 0 AMAZON COM INC COM 023135106 5108 4368 SH DFND 1 4368 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259 1000 SH DFND 1 1000 0 0 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 999 15073 SH DFND 1 15073 0 0 S&P GLOBAL INC COM 78409V104 21628 127677 SH DFND 1 127677 0 0 SALESFORCE COM INC COM 79466L302 1190 11644 SH DFND 1 11644 0 0 SCHWAB CHARLES CORP NEW COM 808513105 65262 1270436 SH DFND 1 1270436 0 0 SERVICENOW INC COM 81762P102 48105 368933 SH DFND 1 368933 0 0 SHERWIN WILLIAMS CO COM 824348106 53117 129541 SH DFND 1 129541 0 0 SHUTTERSTOCK INC COM 825690100 237 5500 SH DFND 1 5500 0 0 SONY CORP SPONSORED ADR 835699307 905 20132 SH DFND 1 20132 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3881 14543 SH DFND 1 14543 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 1627 53473 SH DFND 1 53473 0 0 SYSCO CORP COM 871829107 23518 387263 SH DFND 1 387263 0 0 TCP CAP CORP COM 87238Q103 373 24416 SH DFND 1 24416 0 0 THIRD PT REINS LTD COM G8827U100 1832 125021 SH DFND 1 125021 0 0 TJX COS INC NEW COM 872540109 291 3809 SH DFND 1 3809 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 2462 84679 SH DFND 1 84679 0 0 TORTOISE MLP FD INC COM 89148B101 2390 136099 SH DFND 1 136099 0 0 TPG SPECIALTY LENDING INC COM 87265K102 761 38456 SH DFND 1 38456 0 0 TRANSDIGM GROUP INC COM 893641100 117408 427529 SH DFND 1 427529 0 0 TRIANGLE CAP CORP COM 895848109 187 19692 SH DFND 1 19692 0 0 TWITTER INC COM 90184L102 9632 401159 SH DFND 1 401159 0 0 UNILEVER PLC SPON ADR NEW 904767704 3781 68328 SH DFND 1 68328 0 0 UNITED TECHNOLOGIES CORP COM 913017109 838 6571 SH DFND 1 6571 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 952 6434 SH DFND 1 6434 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 24205 288742 SH DFND 1 288742 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 11338 143337 SH DFND 1 143337 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 596 2428 SH DFND 1 2428 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 5158 38843 SH DFND 1 38843 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 16427 119689 SH DFND 1 119689 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 29003 530018 SH DFND 1 530018 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 14102 307167 SH DFND 1 307167 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 6312 106718 SH DFND 1 106718 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 21496 271066 SH DFND 1 271066 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 11590 132620 SH DFND 1 132620 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 77917 1371529 SH DFND 1 1371529 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 15385 342945 SH DFND 1 342945 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 442 4467 SH DFND 1 4467 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 592 8449 SH DFND 1 8449 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 547 3841 SH DFND 1 3841 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 541 3960 SH DFND 1 3960 0 0 VISA INC COM CL A 92826C839 1335 11709 SH DFND 1 11709 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 3952 123898 SH DFND 1 123898 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 855 11767 SH DFND 1 11767 0 0 WAYFAIR INC CL A 94419L101 85086 1060000 SH DFND 1 1060000 0 0 WELLS FARGO CO NEW COM 949746101 532 8770 SH DFND 1 8770 0 0 WORKDAY INC CL A 98138H101 3488 34286 SH DFND 1 34286 0 0