0001172661-17-001893.txt : 20171107 0001172661-17-001893.hdr.sgml : 20171107 20171107084029 ACCESSION NUMBER: 0001172661-17-001893 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171107 DATE AS OF CHANGE: 20171107 EFFECTIVENESS DATE: 20171107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allen Investment Management LLC CENTRAL INDEX KEY: 0001326234 IRS NUMBER: 341975156 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11378 FILM NUMBER: 171181220 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326234 XXXXXXXX 09-30-2017 09-30-2017 false Allen Investment Management LLC

711 Fifth Avenue New York NY 10022

13F HOLDINGS REPORT 028-11378 N Howard M. Felson 212-832-8000 /s/ Howard M. Felson New York NY 11-07-2017 1 205 2191437 1 0001389544 028-12302 ALLEN OPERATIONS LLC INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 4378 20858 SH DFND 1 20858 0 0 ABB LTD SPONSORED ADR 000375204 377 15234 SH DFND 1 15234 0 0 ABBOTT LABS COM 002824100 620 11627 SH DFND 1 11627 0 0 ABBVIE INC COM 00287Y109 848 9543 SH DFND 1 9543 0 0 ABIOMED INC COM 003654100 3691 21894 SH DFND 1 21894 0 0 ACTIVISION BLIZZARD INC COM 00507V109 2324 36030 SH DFND 1 36030 0 0 ADOBE SYS INC COM 00724F101 1012 6785 SH DFND 1 6785 0 0 ADVANCED DRAIN SYS INC DEL COM 00790R104 2143 105820 SH DFND 1 105820 0 0 AERCAP HOLDINGS NV SHS N00985106 245 4797 SH DFND 1 4797 0 0 AIR PRODS & CHEMS INC COM 009158106 220 1458 SH DFND 1 1458 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3632 21027 SH DFND 1 21027 0 0 ALLERGAN PLC SHS G0177J108 509 2484 SH DFND 1 2484 0 0 ALPHABET INC CAP STK CL C 02079K107 111084 115820 SH DFND 1 115820 0 0 ALPHABET INC CAP STK CL A 02079K305 18663 19167 SH DFND 1 19167 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 4628 412500 SH DFND 1 412500 0 0 AMAZON COM INC COM 023135106 4859 5054 SH DFND 1 5054 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 1779 37455 SH DFND 1 37455 0 0 AMERICAN EXPRESS CO COM 025816109 345 3810 SH DFND 1 3810 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 2102 34243 SH DFND 1 34243 0 0 AMERISOURCEBERGEN CORP COM 03073E105 92359 1116116 SH DFND 1 1116116 0 0 ANADARKO PETE CORP COM 032511107 597 12229 SH DFND 1 12229 0 0 ANDEAVOR COM 03349M105 270 2622 SH DFND 1 2622 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 62627 524958 SH DFND 1 524958 0 0 ANTERO RES CORP COM 03674X106 281 14096 SH DFND 1 14096 0 0 APACHE CORP COM 037411105 712 15546 SH DFND 1 15546 0 0 APPLE INC COM 037833100 2874 18646 SH DFND 1 18646 0 0 ARES CAP CORP COM 04010L103 5216 318263 SH DFND 1 318263 0 0 ATHENAHEALTH INC COM 04685W103 763 6133 SH DFND 1 6133 0 0 AUTODESK INC COM 052769106 497 4428 SH DFND 1 4428 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 359 3280 SH DFND 1 3280 0 0 BAIDU INC SPON ADR REP A 056752108 1150 4642 SH DFND 1 4642 0 0 BANK AMER CORP COM 060505104 765 30179 SH DFND 1 30179 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1923 7 SH DFND 1 7 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 45996 250908 SH DFND 1 250908 0 0 BLACKBAUD INC COM 09227Q100 1628 18541 SH DFND 1 18541 0 0 BLACKROCK INC COM 09247X101 329 735 SH DFND 1 735 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 532 15950 SH DFND 1 15950 0 0 BOEING CO COM 097023105 693 2725 SH DFND 1 2725 0 0 BROADCOM LTD SHS Y09827109 1720 7090 SH DFND 1 7090 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 519 12573 SH DFND 1 12573 0 0 CABOT OIL & GAS CORP COM 127097103 993 37131 SH DFND 1 37131 0 0 CARDINAL HEALTH INC COM 14149Y108 3547 52999 SH DFND 1 52999 0 0 CELANESE CORP DEL COM SER A 150870103 364 3487 SH DFND 1 3487 0 0 CELGENE CORP COM 151020104 1257 8617 SH DFND 1 8617 0 0 CENTENE CORP DEL COM 15135B101 327 3378 SH DFND 1 3378 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 143670 395327 SH DFND 1 395327 0 0 CHEVRON CORP NEW COM 166764100 231 1967 SH DFND 1 1967 0 0 CHUBB LIMITED COM H1467J104 284 1993 SH DFND 1 1993 0 0 CIGNA CORPORATION COM 125509109 3198 17106 SH DFND 1 17106 0 0 CITIGROUP INC COM NEW 172967424 3087 42436 SH DFND 1 42436 0 0 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 1297 87373 SH DFND 1 87373 0 0 COCA COLA CO COM 191216100 3842 85363 SH DFND 1 85363 0 0 COGNEX CORP COM 192422103 2320 21040 SH DFND 1 21040 0 0 COMCAST CORP NEW CL A 20030N101 123863 3218886 SH DFND 1 3218886 0 0 CONOCOPHILLIPS COM 20825C104 1157 23115 SH DFND 1 23115 0 0 CONSTELLATION BRANDS INC CL A 21036P108 4301 21565 SH DFND 1 21565 0 0 CONTINENTAL RESOURCES INC COM 212015101 837 21678 SH DFND 1 21678 0 0 COUPA SOFTWARE INC COM 22266L106 1020 32737 SH DFND 1 32737 0 0 CREDIT ACCEP CORP MICH COM 225310101 700 2497 SH DFND 1 2497 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 217 2166 SH DFND 1 2166 0 0 DANAHER CORP DEL COM 235851102 93402 1088852 SH DFND 1 1088852 0 0 DEERE & CO COM 244199105 2079 16554 SH DFND 1 16554 0 0 DEVON ENERGY CORP NEW COM 25179M103 600 16352 SH DFND 1 16352 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 3724 28185 SH DFND 1 28185 0 0 DONALDSON INC COM 257651109 735 16000 SH DFND 1 16000 0 0 DOVER CORP COM 260003108 888 9722 SH DFND 1 9722 0 0 DOWDUPONT INC COM 26078J100 1065 15384 SH DFND 1 15384 0 0 EATON CORP PLC SHS G29183103 367 4774 SH DFND 1 4774 0 0 ELECTRONIC ARTS INC COM 285512109 1010 8558 SH DFND 1 8558 0 0 ENSTAR GROUP LIMITED SHS G3075P101 356 1600 SH DFND 1 1600 0 0 ENTEGRIS INC COM 29362U104 411 14245 SH DFND 1 14245 0 0 ENVIVA PARTNERS LP COM UNIT 29414J107 1201 40640 SH DFND 1 40640 0 0 EOG RES INC COM 26875P101 1068 11038 SH DFND 1 11038 0 0 EQT CORP COM 26884L109 874 13390 SH DFND 1 13390 0 0 EQUINIX INC COM PAR $0.001 29444U700 69428 155563 SH DFND 1 155563 0 0 ETSY INC COM 29786A106 1080 64000 SH DFND 1 64000 0 0 EXELIXIS INC COM 30161Q104 314 12945 SH DFND 1 12945 0 0 EXPEDIA INC DEL COM NEW 30212P303 6057 42081 SH DFND 1 42081 0 0 F M C CORP COM NEW 302491303 762 8534 SH DFND 1 8534 0 0 FACEBOOK INC CL A 30303M102 7142 41798 SH DFND 1 41798 0 0 FIRST TR ENERGY INCOME & GRW COM 33738G104 1284 52091 SH DFND 1 52091 0 0 FISERV INC COM 337738108 33197 257420 SH DFND 1 257420 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 430 4500 SH DFND 1 4500 0 0 GARTNER INC COM 366651107 274 2199 SH DFND 1 2199 0 0 GENERAL DYNAMICS CORP COM 369550108 381 1855 SH DFND 1 1855 0 0 GENERAL ELECTRIC CO COM 369604103 4294 177587 SH DFND 1 177587 0 0 GENERAL MTRS CO COM 37045V100 303 7506 SH DFND 1 7506 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 491 2071 SH DFND 1 2071 0 0 GOLUB CAP BDC INC COM 38173M102 446 23703 SH DFND 1 23703 0 0 GRACE W R & CO DEL NEW COM 38388F108 404 5593 SH DFND 1 5593 0 0 HCA HEALTHCARE INC COM 40412C101 3240 40714 SH DFND 1 40714 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 547 7874 SH DFND 1 7874 0 0 HOME DEPOT INC COM 437076102 2979 18215 SH DFND 1 18215 0 0 HONEYWELL INTL INC COM 438516106 509 3594 SH DFND 1 3594 0 0 HUMANA INC COM 444859102 244 1003 SH DFND 1 1003 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 206 3760 SH DFND 1 3760 0 0 IHS MARKIT LTD SHS G47567105 4735 107407 SH DFND 1 107407 0 0 INCYTE CORP COM 45337C102 858 7351 SH DFND 1 7351 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 359 5229 SH DFND 1 5229 0 0 IONIS PHARMACEUTICALS INC COM 462222100 794 15652 SH DFND 1 15652 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 802 17900 SH DFND 1 17900 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 316 2200 SH DFND 1 2200 0 0 ISHARES TR S&P 500 VAL ETF 464287408 303 2810 SH DFND 1 2810 0 0 ISHARES TR MSCI EAFE ETF 464287465 348 5087 SH DFND 1 5087 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 397 4678 SH DFND 1 4678 0 0 ISHARES TR RUS MD CP GR ETF 464287481 336 2969 SH DFND 1 2969 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2458 20741 SH DFND 1 20741 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 334 2671 SH DFND 1 2671 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 434 3496 SH DFND 1 3496 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 315 1758 SH DFND 1 1758 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 1752 16530 SH DFND 1 16530 0 0 ISHARES TR MSCI ACWI EX US 464288240 2137 44200 SH DFND 1 44200 0 0 ISHARES TR MSCI ACWI ETF 464288257 3248 47197 SH DFND 1 47197 0 0 ISHARES TR NATIONAL MUN ETF 464288414 54326 489993 SH DFND 1 489993 0 0 ISHARES TR US HOME CONS ETF 464288752 554 15165 SH DFND 1 15165 0 0 JD COM INC SPON ADR CL A 47215P106 2449 64098 SH DFND 1 64098 0 0 JOHNSON & JOHNSON COM 478160104 6042 46475 SH DFND 1 46475 0 0 JPMORGAN CHASE & CO COM 46625H100 473 4957 SH DFND 1 4957 0 0 KAYNE ANDERSON MLP INVT CO COM 486606106 1348 74189 SH DFND 1 74189 0 0 KIMBERLY CLARK CORP COM 494368103 2484 21106 SH DFND 1 21106 0 0 KNOT OFFSHORE PARTNERS LP COM UNITS Y48125101 760 32350 SH DFND 1 32350 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 117153 776000 SH DFND 1 776000 0 0 LENDINGCLUB CORP COM 52603A109 1018 167140 SH DFND 1 167140 0 0 LENNAR CORP CL A 526057104 306 5795 SH DFND 1 5795 0 0 LEUCADIA NATL CORP COM 527288104 279 11059 SH DFND 1 11059 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 5862 172868 SH DFND 1 172868 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 2813 86021 SH DFND 1 86021 0 0 LOWES COS INC COM 548661107 44481 556426 SH DFND 1 556426 0 0 MARATHON OIL CORP COM 565849106 419 30936 SH DFND 1 30936 0 0 MARKEL CORP COM 570535104 235 220 SH DFND 1 220 0 0 MARRIOTT INTL INC NEW CL A 571903202 830 7532 SH DFND 1 7532 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1053 7460 SH DFND 1 7460 0 0 MATADOR RES CO COM 576485205 318 11700 SH DFND 1 11700 0 0 MCDONALDS CORP COM 580135101 270 1725 SH DFND 1 1725 0 0 MCKESSON CORP COM 58155Q103 1111 7234 SH DFND 1 7234 0 0 MERCK & CO INC COM 58933Y105 298 4661 SH DFND 1 4661 0 0 MICROSOFT CORP COM 594918104 80647 1082655 SH DFND 1 1082655 0 0 MONDELEZ INTL INC CL A 609207105 418 10271 SH DFND 1 10271 0 0 MONSANTO CO NEW COM 61166W101 58061 484565 SH DFND 1 484565 0 0 MOODYS CORP COM 615369105 101299 727669 SH DFND 1 727669 0 0 NETFLIX INC COM 64110L106 5244 28918 SH DFND 1 28918 0 0 NEW MTN FIN CORP COM 647551100 427 29949 SH DFND 1 29949 0 0 NOBLE ENERGY INC COM 655044105 578 20398 SH DFND 1 20398 0 0 NORFOLK SOUTHERN CORP COM 655844108 214 1621 SH DFND 1 1621 0 0 PALO ALTO NETWORKS INC COM 697435105 727 5046 SH DFND 1 5046 0 0 PANDORA MEDIA INC COM 698354107 285 36961 SH DFND 1 36961 0 0 PAYPAL HLDGS INC COM 70450Y103 1156 18057 SH DFND 1 18057 0 0 PEPSICO INC COM 713448108 767 6885 SH DFND 1 6885 0 0 PHILLIPS 66 COM 718546104 305 3325 SH DFND 1 3325 0 0 PIONEER NAT RES CO COM 723787107 370 2508 SH DFND 1 2508 0 0 PRICELINE GRP INC COM NEW 741503403 102738 56116 SH DFND 1 56116 0 0 PROCTER AND GAMBLE CO COM 742718109 5005 55007 SH DFND 1 55007 0 0 PVH CORP COM 693656100 334 2647 SH DFND 1 2647 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 634 4695 SH DFND 1 4695 0 0 RICE ENERGY INC COM 762760106 292 10081 SH DFND 1 10081 0 0 ROPER TECHNOLOGIES INC COM 776696106 243 1000 SH DFND 1 1000 0 0 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 1135 18453 SH DFND 1 18453 0 0 S&P GLOBAL INC COM 78409V104 19649 125704 SH DFND 1 125704 0 0 SALESFORCE COM INC COM 79466L302 1120 11987 SH DFND 1 11987 0 0 SCHLUMBERGER LTD COM 806857108 45653 654431 SH DFND 1 654431 0 0 SCHWAB CHARLES CORP NEW COM 808513105 67050 1532921 SH DFND 1 1532921 0 0 SERVICENOW INC COM 81762P102 44223 376274 SH DFND 1 376274 0 0 SHERWIN WILLIAMS CO COM 824348106 42003 117313 SH DFND 1 117313 0 0 SIGNET JEWELERS LIMITED SHS G81276100 412 6184 SH DFND 1 6184 0 0 SNAP ON INC COM 833034101 449 3013 SH DFND 1 3013 0 0 SONY CORP SPONSORED ADR 835699307 752 20132 SH DFND 1 20132 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 673 5536 SH DFND 1 5536 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 1789 36816 SH DFND 1 36816 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 437 5617 SH DFND 1 5617 0 0 SYSCO CORP COM 871829107 5353 99213 SH DFND 1 99213 0 0 TCP CAP CORP COM 87238Q103 867 52585 SH DFND 1 52585 0 0 THIRD PT REINS LTD COM G8827U100 1950 125021 SH DFND 1 125021 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 1309 45209 SH DFND 1 45209 0 0 TORTOISE MLP FD INC COM 89148B101 1311 72360 SH DFND 1 72360 0 0 TPG SPECIALTY LENDING INC COM 87265K102 1016 48458 SH DFND 1 48458 0 0 TRANSDIGM GROUP INC COM 893641100 103228 403787 SH DFND 1 403787 0 0 TRIANGLE CAP CORP COM 895848109 623 43632 SH DFND 1 43632 0 0 TWITTER INC COM 90184L102 6768 401164 SH DFND 1 401164 0 0 UNILEVER PLC SPON ADR NEW 904767704 3696 63771 SH DFND 1 63771 0 0 UNITED CONTL HLDGS INC COM 910047109 670 11007 SH DFND 1 11007 0 0 UNITED TECHNOLOGIES CORP COM 913017109 763 6571 SH DFND 1 6571 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 754 6434 SH DFND 1 6434 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 26520 313255 SH DFND 1 313255 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 12260 153593 SH DFND 1 153593 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 560 2428 SH DFND 1 2428 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 4964 38843 SH DFND 1 38843 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 14067 108611 SH DFND 1 108611 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 26728 507072 SH DFND 1 507072 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 13555 311110 SH DFND 1 311110 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 6225 106718 SH DFND 1 106718 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 28277 352885 SH DFND 1 352885 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 16230 184414 SH DFND 1 184414 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 44960 821487 SH DFND 1 821487 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 16009 368796 SH DFND 1 368796 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 418 4467 SH DFND 1 4467 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 552 8449 SH DFND 1 8449 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 516 3841 SH DFND 1 3841 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 509 3960 SH DFND 1 3960 0 0 VEEVA SYS INC CL A COM 922475108 1410 24988 SH DFND 1 24988 0 0 VISA INC COM CL A 92826C839 1245 11831 SH DFND 1 11831 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 3526 123898 SH DFND 1 123898 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 935 12110 SH DFND 1 12110 0 0 WAYFAIR INC CL A 94419L101 66052 980000 SH DFND 1 980000 0 0 WELLS FARGO CO NEW COM 949746101 484 8770 SH DFND 1 8770 0 0 WORKDAY INC CL A 98138H101 3657 34697 SH DFND 1 34697 0 0