0001172661-17-001501.txt : 20170808 0001172661-17-001501.hdr.sgml : 20170808 20170808130748 ACCESSION NUMBER: 0001172661-17-001501 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170808 DATE AS OF CHANGE: 20170808 EFFECTIVENESS DATE: 20170808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allen Investment Management LLC CENTRAL INDEX KEY: 0001326234 IRS NUMBER: 341975156 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11378 FILM NUMBER: 171014037 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326234 XXXXXXXX 06-30-2017 06-30-2017 false Allen Investment Management LLC

711 Fifth Avenue New York NY 10022

13F HOLDINGS REPORT 028-11378 N Howard M. Felson 212-832-8000 /s/ Howard M. Felson New York NY 08-08-2017 1 213 2083695 1 0001389544 028-12302 ALLEN OPERATIONS LLC INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 3997 19199 SH DFND 1 19199 0 0 ABB LTD SPONSORED ADR 000375204 379 15234 SH DFND 1 15234 0 0 ABBOTT LABS COM 002824100 565 11627 SH DFND 1 11627 0 0 ABBVIE INC COM 00287Y109 617 8504 SH DFND 1 8504 0 0 ABIOMED INC COM 003654100 2232 15574 SH DFND 1 15574 0 0 ACTIVISION BLIZZARD INC COM 00507V109 2095 36386 SH DFND 1 36386 0 0 ADOBE SYS INC COM 00724F101 885 6255 SH DFND 1 6255 0 0 ADVANCED DRAIN SYS INC DEL COM 00790R104 2127 105820 SH DFND 1 105820 0 0 AERCAP HOLDINGS NV SHS N00985106 268 5762 SH DFND 1 5762 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3314 23518 SH DFND 1 23518 0 0 ALLERGAN PLC SHS G0177J108 727 2989 SH DFND 1 2989 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 597 2324 SH DFND 1 2324 0 0 ALPHABET INC CAP STK CL C 02079K107 98654 108562 SH DFND 1 108562 0 0 ALPHABET INC CAP STK CL A 02079K305 21424 23045 SH DFND 1 23045 0 0 AMAZON COM INC COM 023135106 4756 4913 SH DFND 1 4913 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 1885 37455 SH DFND 1 37455 0 0 AMERICAN EXPRESS CO COM 025816109 321 3810 SH DFND 1 3810 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 2626 42000 SH DFND 1 42000 0 0 AMERISOURCEBERGEN CORP COM 03073E105 108819 1151161 SH DFND 1 1151161 0 0 AMETEK INC NEW COM 031100100 474 7823 SH DFND 1 7823 0 0 ANADARKO PETE CORP COM 032511107 554 12229 SH DFND 1 12229 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 53524 484999 SH DFND 1 484999 0 0 ANTERO RES CORP COM 03674X106 369 17098 SH DFND 1 17098 0 0 APACHE CORP COM 037411105 745 15546 SH DFND 1 15546 0 0 APPLE INC COM 037833100 2545 17670 SH DFND 1 17670 0 0 ARCONIC INC COM 03965L100 298 13176 SH DFND 1 13176 0 0 ARES CAP CORP COM 04010L103 5701 348019 SH DFND 1 348019 0 0 ATHENAHEALTH INC COM 04685W103 862 6133 SH DFND 1 6133 0 0 AUTODESK INC COM 052769106 3887 38550 SH DFND 1 38550 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 336 3280 SH DFND 1 3280 0 0 BAIDU INC SPON ADR REP A 056752108 830 4642 SH DFND 1 4642 0 0 BAXTER INTL INC COM 071813109 826 13652 SH DFND 1 13652 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1783 7 SH DFND 1 7 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 43963 259569 SH DFND 1 259569 0 0 BLACKBAUD INC COM 09227Q100 1590 18541 SH DFND 1 18541 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 569 17056 SH DFND 1 17056 0 0 BOEING CO COM 097023105 447 2260 SH DFND 1 2260 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 574 14650 SH DFND 1 14650 0 0 BURLINGTON STORES INC COM 122017106 375 4075 SH DFND 1 4075 0 0 CABOT OIL & GAS CORP COM 127097103 931 37131 SH DFND 1 37131 0 0 CARDINAL HEALTH INC COM 14149Y108 2327 29862 SH DFND 1 29862 0 0 CELANESE CORP DEL COM SER A 150870103 401 4222 SH DFND 1 4222 0 0 CELGENE CORP COM 151020104 1021 7859 SH DFND 1 7859 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 127850 379547 SH DFND 1 379547 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 493 1186 SH DFND 1 1186 0 0 CIGNA CORPORATION COM 125509109 4888 29203 SH DFND 1 29203 0 0 CITIGROUP INC COM NEW 172967424 3481 52055 SH DFND 1 52055 0 0 CITRIX SYS INC COM 177376100 503 6316 SH DFND 1 6316 0 0 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 2568 168282 SH DFND 1 168282 0 0 COCA COLA CO COM 191216100 3760 83829 SH DFND 1 83829 0 0 COGNEX CORP COM 192422103 1786 21040 SH DFND 1 21040 0 0 COMCAST CORP NEW CL A 20030N101 117885 3028913 SH DFND 1 3028913 0 0 CONAGRA BRANDS INC COM 205887102 347 9701 SH DFND 1 9701 0 0 CONOCOPHILLIPS COM 20825C104 1016 23115 SH DFND 1 23115 0 0 CONSOL ENERGY INC COM 20854P109 462 30937 SH DFND 1 30937 0 0 CONSTELLATION BRANDS INC CL A 21036P108 4944 25520 SH DFND 1 25520 0 0 CONTINENTAL RESOURCES INC COM 212015101 718 22203 SH DFND 1 22203 0 0 COUPA SOFTWARE INC COM 22266L106 949 32737 SH DFND 1 32737 0 0 CREDIT ACCEP CORP MICH COM 225310101 772 3002 SH DFND 1 3002 0 0 DANAHER CORP DEL COM 235851102 85803 1016738 SH DFND 1 1016738 0 0 DEVON ENERGY CORP NEW COM 25179M103 523 16352 SH DFND 1 16352 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 3332 27810 SH DFND 1 27810 0 0 DONALDSON INC COM 257651109 729 16000 SH DFND 1 16000 0 0 DOVER CORP COM 260003108 780 9722 SH DFND 1 9722 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 357 4428 SH DFND 1 4428 0 0 EATON CORP PLC SHS G29183103 372 4774 SH DFND 1 4774 0 0 ELECTRONIC ARTS INC COM 285512109 905 8558 SH DFND 1 8558 0 0 ELLIE MAE INC COM 28849P100 1274 11592 SH DFND 1 11592 0 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 369 18105 SH DFND 1 18105 0 0 ENSTAR GROUP LIMITED SHS G3075P101 318 1600 SH DFND 1 1600 0 0 ENTEGRIS INC COM 29362U104 379 17271 SH DFND 1 17271 0 0 ENVIVA PARTNERS LP COM UNIT 29414J107 1118 40640 SH DFND 1 40640 0 0 EOG RES INC COM 26875P101 999 11038 SH DFND 1 11038 0 0 EQT CORP COM 26884L109 785 13390 SH DFND 1 13390 0 0 EQUINIX INC COM PAR $0.001 29444U700 68937 160633 SH DFND 1 160633 0 0 EXPEDIA INC DEL COM NEW 30212P303 7989 53638 SH DFND 1 53638 0 0 FACEBOOK INC CL A 30303M102 6713 44463 SH DFND 1 44463 0 0 FIRST SOLAR INC COM 336433107 654 16405 SH DFND 1 16405 0 0 FIRST TR ENERGY INCOME & GRW COM 33738G104 1324 52091 SH DFND 1 52091 0 0 FISERV INC COM 337738108 32504 265687 SH DFND 1 265687 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 443 4500 SH DFND 1 4500 0 0 FREEPORT-MCMORAN INC CL B 35671D857 365 30356 SH DFND 1 30356 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 491 13040 SH DFND 1 13040 0 0 GENERAL DYNAMICS CORP COM 369550108 367 1855 SH DFND 1 1855 0 0 GENERAL ELECTRIC CO COM 369604103 2949 109196 SH DFND 1 109196 0 0 GENERAL MTRS CO COM 37045V100 308 8807 SH DFND 1 8807 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 557 2508 SH DFND 1 2508 0 0 GOLUB CAP BDC INC COM 38173M102 495 25912 SH DFND 1 25912 0 0 HCA HEALTHCARE INC COM 40412C101 4356 49952 SH DFND 1 49952 0 0 HERBALIFE LTD COM USD SHS G4412G101 213 2988 SH DFND 1 2988 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 590 9546 SH DFND 1 9546 0 0 HONEYWELL INTL INC COM 438516106 556 4169 SH DFND 1 4169 0 0 HUMANA INC COM 444859102 1096 4556 SH DFND 1 4556 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 236 4562 SH DFND 1 4562 0 0 IHS MARKIT LTD SHS G47567105 4720 107180 SH DFND 1 107180 0 0 INCYTE CORP COM 45337C102 926 7351 SH DFND 1 7351 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 418 6336 SH DFND 1 6336 0 0 IONIS PHARMACEUTICALS INC COM 462222100 796 15652 SH DFND 1 15652 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 741 17900 SH DFND 1 17900 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 301 2200 SH DFND 1 2200 0 0 ISHARES TR S&P 500 VAL ETF 464287408 295 2810 SH DFND 1 2810 0 0 ISHARES TR MSCI EAFE ETF 464287465 332 5087 SH DFND 1 5087 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 393 4678 SH DFND 1 4678 0 0 ISHARES TR RUS MD CP GR ETF 464287481 321 2969 SH DFND 1 2969 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2415 20741 SH DFND 1 20741 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 318 2671 SH DFND 1 2671 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 451 3796 SH DFND 1 3796 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 297 1758 SH DFND 1 1758 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 1679 15871 SH DFND 1 15871 0 0 ISHARES TR MSCI ACWI EX US 464288240 2015 44200 SH DFND 1 44200 0 0 ISHARES TR MSCI ACWI ETF 464288257 3083 47070 SH DFND 1 47070 0 0 ISHARES TR NATIONAL MUN ETF 464288414 55100 500360 SH DFND 1 500360 0 0 ISHARES TR US HOME CONS ETF 464288752 1548 45603 SH DFND 1 45603 0 0 JD COM INC SPON ADR CL A 47215P106 2814 71744 SH DFND 1 71744 0 0 JOHNSON & JOHNSON COM 478160104 5407 40872 SH DFND 1 40872 0 0 JPMORGAN CHASE & CO COM 46625H100 266 2908 SH DFND 1 2908 0 0 KAYNE ANDERSON MLP INVT CO COM 486606106 2633 139676 SH DFND 1 139676 0 0 KIMBERLY CLARK CORP COM 494368103 2665 20638 SH DFND 1 20638 0 0 KNOT OFFSHORE PARTNERS LP COM UNITS Y48125101 742 32350 SH DFND 1 32350 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 112953 732798 SH DFND 1 732798 0 0 LENDINGCLUB CORP COM 52603A109 921 167140 SH DFND 1 167140 0 0 LENNAR CORP CL A 526057104 408 7651 SH DFND 1 7651 0 0 LEUCADIA NATL CORP COM 527288104 328 12526 SH DFND 1 12526 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 2920 90921 SH DFND 1 90921 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 951 30486 SH DFND 1 30486 0 0 LOWES COS INC COM 548661107 36376 469181 SH DFND 1 469181 0 0 MARATHON OIL CORP COM 565849106 367 30936 SH DFND 1 30936 0 0 MARKEL CORP COM 570535104 215 220 SH DFND 1 220 0 0 MARRIOTT INTL INC NEW CL A 571903202 785 7825 SH DFND 1 7825 0 0 MASTERCARD INCORPORATED CL A 57636Q104 884 7281 SH DFND 1 7281 0 0 MATADOR RES CO COM 576485205 250 11700 SH DFND 1 11700 0 0 MCDONALDS CORP COM 580135101 264 1725 SH DFND 1 1725 0 0 MERCK & CO INC COM 58933Y105 202 3148 SH DFND 1 3148 0 0 MGM RESORTS INTERNATIONAL COM 552953101 555 17732 SH DFND 1 17732 0 0 MICROSOFT CORP COM 594918104 68120 988254 SH DFND 1 988254 0 0 MONDELEZ INTL INC CL A 609207105 785 18186 SH DFND 1 18186 0 0 MONSANTO CO NEW COM 61166W101 59316 501146 SH DFND 1 501146 0 0 MOODYS CORP COM 615369105 90789 746133 SH DFND 1 746133 0 0 NETFLIX INC COM 64110L106 4298 28765 SH DFND 1 28765 0 0 NEW MTN FIN CORP COM 647551100 479 32937 SH DFND 1 32937 0 0 NOBLE ENERGY INC COM 655044105 603 21296 SH DFND 1 21296 0 0 NRG ENERGY INC COM NEW 629377508 452 26272 SH DFND 1 26272 0 0 PALO ALTO NETWORKS INC COM 697435105 675 5046 SH DFND 1 5046 0 0 PANDORA MEDIA INC COM 698354107 697 78096 SH DFND 1 78096 0 0 PARSLEY ENERGY INC CL A 701877102 372 13396 SH DFND 1 13396 0 0 PAYPAL HLDGS INC COM 70450Y103 962 17932 SH DFND 1 17932 0 0 PENTAIR PLC SHS G7S00T104 438 6580 SH DFND 1 6580 0 0 PEPSICO INC COM 713448108 475 4109 SH DFND 1 4109 0 0 PERRIGO CO PLC SHS G97822103 539 7143 SH DFND 1 7143 0 0 PHILLIPS 66 COM 718546104 275 3325 SH DFND 1 3325 0 0 PIONEER NAT RES CO COM 723787107 485 3042 SH DFND 1 3042 0 0 PRICELINE GRP INC COM NEW 741503403 107534 57489 SH DFND 1 57489 0 0 PROCTER AND GAMBLE CO COM 742718109 4760 54623 SH DFND 1 54623 0 0 PVH CORP COM 693656100 367 3206 SH DFND 1 3206 0 0 RANGE RES CORP COM 75281A109 267 11513 SH DFND 1 11513 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 771 5544 SH DFND 1 5544 0 0 ROPER TECHNOLOGIES INC COM 776696106 232 1000 SH DFND 1 1000 0 0 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 1973 33123 SH DFND 1 33123 0 0 S&P GLOBAL INC COM 78409V104 18352 125704 SH DFND 1 125704 0 0 SALESFORCE COM INC COM 79466L302 1010 11665 SH DFND 1 11665 0 0 SCHLUMBERGER LTD COM 806857108 46159 701083 SH DFND 1 701083 0 0 SCHWAB CHARLES CORP NEW COM 808513105 67007 1559764 SH DFND 1 1559764 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 582 10587 SH DFND 1 10587 0 0 SERVICENOW INC COM 81762P102 45372 428036 SH DFND 1 428036 0 0 SHERWIN WILLIAMS CO COM 824348106 33289 94850 SH DFND 1 94850 0 0 SHUTTERSTOCK INC COM 825690100 242 5500 SH DFND 1 5500 0 0 SIGNET JEWELERS LIMITED SHS G81276100 880 13912 SH DFND 1 13912 0 0 SONY CORP SPONSORED ADR 835699307 769 20132 SH DFND 1 20132 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 715 6060 SH DFND 1 6060 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 1786 36816 SH DFND 1 36816 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 395 6809 SH DFND 1 6809 0 0 SYSCO CORP COM 871829107 2878 57182 SH DFND 1 57182 0 0 TCP CAP CORP COM 87238Q103 971 57427 SH DFND 1 57427 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 286 14812 SH DFND 1 14812 0 0 TESORO CORP COM 881609101 331 3531 SH DFND 1 3531 0 0 THIRD PT REINS LTD COM G8827U100 1770 127353 SH DFND 1 127353 0 0 TIFFANY & CO NEW COM 886547108 498 5308 SH DFND 1 5308 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 2619 86187 SH DFND 1 86187 0 0 TORTOISE MLP FD INC COM 89148B101 2686 139259 SH DFND 1 139259 0 0 TPG SPECIALTY LENDING INC COM 87265K102 1080 52814 SH DFND 1 52814 0 0 TRANSDIGM GROUP INC COM 893641100 103741 385841 SH DFND 1 385841 0 0 TRIANGLE CAP CORP COM 895848109 849 48184 SH DFND 1 48184 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 411 14499 SH DFND 1 14499 0 0 TWITTER INC COM 90184L102 7169 401164 SH DFND 1 401164 0 0 UNILEVER PLC SPON ADR NEW 904767704 3434 63447 SH DFND 1 63447 0 0 UNITED CONTL HLDGS INC COM 910047109 1559 20714 SH DFND 1 20714 0 0 UNITED TECHNOLOGIES CORP COM 913017109 844 6909 SH DFND 1 6909 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 835 6434 SH DFND 1 6434 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 18832 222784 SH DFND 1 222784 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 4574 57288 SH DFND 1 57288 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 525 2362 SH DFND 1 2362 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 14336 116637 SH DFND 1 116637 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 11979 96259 SH DFND 1 96259 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 24599 491685 SH DFND 1 491685 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4938 120938 SH DFND 1 120938 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 5884 106718 SH DFND 1 106718 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 29714 371238 SH DFND 1 371238 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 14671 167612 SH DFND 1 167612 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 38014 731470 SH DFND 1 731470 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 4981 120557 SH DFND 1 120557 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 1169 13213 SH DFND 1 13213 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1584 25331 SH DFND 1 25331 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 1474 11479 SH DFND 1 11479 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 1439 11836 SH DFND 1 11836 0 0 VEEVA SYS INC CL A COM 922475108 1532 24988 SH DFND 1 24988 0 0 VISA INC COM CL A 92826C839 986 10509 SH DFND 1 10509 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 3560 123898 SH DFND 1 123898 0 0 W & T OFFSHORE INC COM 92922P106 29 14777 SH DFND 1 14777 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 948 12110 SH DFND 1 12110 0 0 WAYFAIR INC CL A 94419L101 67654 880000 SH DFND 1 880000 0 0 WILLIS TOWERS WATSON PUB LTD SHS G96629103 559 3842 SH DFND 1 3842 0 0 WORKDAY INC CL A 98138H101 3356 34600 SH DFND 1 34600 0 0 XEROX CORP COM NEW 984121608 292 10156 SH DFND 1 10156 0 0