0001172661-17-001117.txt : 20170515
0001172661-17-001117.hdr.sgml : 20170515
20170515110610
ACCESSION NUMBER: 0001172661-17-001117
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
EFFECTIVENESS DATE: 20170515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allen Investment Management LLC
CENTRAL INDEX KEY: 0001326234
IRS NUMBER: 341975156
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11378
FILM NUMBER: 17842160
BUSINESS ADDRESS:
STREET 1: 711 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2128328000
MAIL ADDRESS:
STREET 1: 711 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
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03-31-2017
03-31-2017
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Allen Investment Management LLC
711 Fifth Avenue
New York
NY
10022
13F HOLDINGS REPORT
028-11378
N
Howard M. Felson
Vice President
212-832-8000
/s/ Howard M. Felson
New York
NY
05-15-2017
1
198
1662453
1
0001389544
028-12302
ALLEN OPERATIONS LLC
INFORMATION TABLE
2
infotable.xml
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19509
SH
DFND
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3733
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ABB LTD
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362
15479
SH
DFND
1
362
0
0
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COM
002824100
355
8000
SH
DFND
1
355
0
0
ABBVIE INC
COM
00287Y109
553
8487
SH
DFND
1
553
0
0
ABIOMED INC
COM
003654100
1174
9375
SH
DFND
1
1174
0
0
ADVANCED DRAIN SYS INC DEL
COM
00790R104
2317
105820
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0
0
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SHS
N00985106
282
6142
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DFND
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282
0
0
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COM
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3690
40018
SH
DFND
1
3690
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
550
2210
SH
DFND
1
550
0
0
AMAZON COM INC
COM
023135106
6856
7733
SH
DFND
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6856
0
0
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COM
02376R102
958
22658
SH
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958
0
0
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COM
025816109
4010
50688
SH
DFND
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0
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COM NEW
026874784
1158
18555
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DFND
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COM UNITS
02752P100
531
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531
0
0
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COM
03073E105
82002
926575
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DFND
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0
0
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COM
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423
7823
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DFND
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423
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COM
032511107
758
12223
SH
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758
0
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03524A108
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COM
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417
18275
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COM
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799
15542
SH
DFND
1
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0
0
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COM
037833100
2641
18387
SH
DFND
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2641
0
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COM
03965L100
347
13174
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DFND
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347
0
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COM
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319773
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DFND
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COM
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415
3684
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415
0
0
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COM
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3335
38573
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DFND
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3335
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COM
053015103
961
9382
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COM
G0750C108
464
14415
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DFND
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464
0
0
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COM
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472
7886
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DFND
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472
0
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COM
071813109
553
10656
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DFND
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553
0
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CL A
084670108
1749
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COM
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840
10962
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DFND
1
840
0
0
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COM
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577
3260
SH
DFND
1
577
0
0
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CL A LTD VT SH
112585104
542
14868
SH
DFND
1
542
0
0
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COM
122017106
424
4357
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424
0
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COM
127097103
888
37124
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DFND
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0
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COM
14149Y108
2433
29833
SH
DFND
1
2433
0
0
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COM
143130102
676
11411
SH
DFND
1
676
0
0
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COM SER A
150870103
430
4782
SH
DFND
1
430
0
0
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COM
151020104
594
4774
SH
DFND
1
594
0
0
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COM
125509109
530
3617
SH
DFND
1
530
0
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COM NEW
172967424
971
16235
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DFND
1
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0
CITRIX SYS INC
COM
177376100
526
6312
SH
DFND
1
526
0
0
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COM
184692101
2705
161709
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DFND
1
2705
0
0
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COM
191216100
2820
66436
SH
DFND
1
2820
0
0
COGNEX CORP
COM
192422103
1063
12657
SH
DFND
1
1063
0
0
COMCAST CORP NEW
CL A
20030N101
108214
2878810
SH
DFND
1
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COM
205363104
528
7649
SH
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1
528
0
0
CONAGRA BRANDS INC
COM
205887102
391
9693
SH
DFND
1
391
0
0
CONOCOPHILLIPS
COM
20825C104
1152
23104
SH
DFND
1
1152
0
0
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COM
20854P109
519
30957
SH
DFND
1
519
0
0
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CL A
21036P108
3906
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COM
212015101
1008
22203
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DFND
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COM
22266L106
502
19766
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DFND
1
502
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CREDIT ACCEP CORP MICH
COM
225310101
467
2344
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1
467
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CSRA INC
COM
12650T104
224
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DFND
1
224
0
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DANAHER CORP DEL
COM
235851102
76135
890155
SH
DFND
1
76135
0
0
DEVON ENERGY CORP NEW
COM
25179M103
682
16346
SH
DFND
1
682
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DIAGEO P L C
SPON ADR NEW
25243Q205
2764
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DFND
1
2764
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COM
257651109
728
16000
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DFND
1
728
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COM
260003108
1569
19533
SH
DFND
1
1569
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COM
263534109
355
4419
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1
355
0
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SHS
G29183103
354
4768
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DFND
1
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COM
28849P100
701
6995
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UNIT LTD PARTN
29273R109
441
12070
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1
441
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COM
29362U104
432
18463
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DFND
1
432
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COM UNIT
29414J107
1142
40640
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1
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EOG RES INC
COM
26875P101
1076
11032
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DFND
1
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EQT CORP
COM
26884L109
833
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DFND
1
833
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COM PAR $0.001
29444U700
67554
168728
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EXPEDIA INC DEL
COM NEW
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COM
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COM
30231G102
212
2581
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FACEBOOK INC
CL A
30303M102
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29325
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DFND
1
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COM
31428X106
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COM
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COM
337738108
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1
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COM
34959J108
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CL B
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667
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GENERAL DYNAMICS CORP
COM
369550108
347
1851
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DFND
1
347
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COM
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484
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COM
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COM
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COM
38173M102
476
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1
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COM
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COM
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COM
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COM
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MSCI EMG MKT ETF
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COM
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COM
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UNIT L P INT
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COM
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COM
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COM
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COM
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CL A
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COM
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COM
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NEOGEN CORP
COM
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926
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COM
64110L106
2089
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COM
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COM
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700
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NVIDIA CORP
COM
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1620
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SH
DFND
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COM
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COM
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COM
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CL A
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COM
70450Y103
625
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SH
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PENTAIR PLC
SHS
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413
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SH
DFND
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COM
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656
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DFND
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SHS
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SH
DFND
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PHILLIPS 66
COM
718546104
263
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DFND
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COM
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DFND
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COM NEW
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DFND
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0
PROCTER AND GAMBLE CO
COM
742718109
5019
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SH
DFND
1
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PVH CORP
COM
693656100
355
3429
SH
DFND
1
355
0
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RANGE RES CORP
COM
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GUG S&P500 PU VA
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0
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COM
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SH
DFND
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SCHLUMBERGER LTD
COM
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SH
DFND
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0
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COM
808513105
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SH
DFND
1
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SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
578
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DFND
1
578
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0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
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SH
DFND
1
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0
SIGNET JEWELERS LIMITED
SHS
G81276100
892
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SH
DFND
1
892
0
0
SONY CORP
ADR NEW
835699307
423
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SH
DFND
1
423
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
744
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SH
DFND
1
744
0
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
422
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SH
DFND
1
422
0
0
SYSCO CORP
COM
871829107
2876
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SH
DFND
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TCP CAP CORP
COM
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COM NEW
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COM
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COM
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COM
89148B101
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COM
87265K102
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COM
893641100
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SH
DFND
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71992
0
0
TRIANGLE CAP CORP
COM
895848109
837
43826
SH
DFND
1
837
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
469
14476
SH
DFND
1
469
0
0
UNILEVER PLC
SPON ADR NEW
904767704
2733
55397
SH
DFND
1
2733
0
0
UNITED CONTL HLDGS INC
COM
910047109
3654
51734
SH
DFND
1
3654
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
46862
436738
SH
DFND
1
46862
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
858
7647
SH
DFND
1
858
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
524
3868
SH
DFND
1
524
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
8256
98739
SH
DFND
1
8256
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
4472
56098
SH
DFND
1
4472
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
511
2362
SH
DFND
1
511
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
4725
38949
SH
DFND
1
4725
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
3897
98110
SH
DFND
1
3897
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
5503
106718
SH
DFND
1
5503
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
21011
263496
SH
DFND
1
21011
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
8448
97800
SH
DFND
1
8448
0
0
VANGUARD STAR FD
VG TL INTL STK F
921909768
33777
679900
SH
DFND
1
33777
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
4738
120557
SH
DFND
1
4738
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
846
8746
SH
DFND
1
846
0
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
1021
16882
SH
DFND
1
1021
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
945
7638
SH
DFND
1
945
0
0
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
937
7876
SH
DFND
1
937
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
2738
103576
SH
DFND
1
2738
0
0
W & T OFFSHORE INC
COM
92922P106
41
14777
SH
DFND
1
41
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1114
13414
SH
DFND
1
1114
0
0
WAYFAIR INC
CL A
94419L101
28343
700000
SH
DFND
1
28343
0
0
WELLS FARGO & CO NEW
COM
949746101
251
4507
SH
DFND
1
251
0
0
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
471
3601
SH
DFND
1
471
0
0
WORKDAY INC
CL A
98138H101
1325
15906
SH
DFND
1
1325
0
0
XEROX CORP
COM
984121103
267
36376
SH
DFND
1
267
0
0