0001140361-11-041432.txt : 20110812
0001140361-11-041432.hdr.sgml : 20110812
20110812131050
ACCESSION NUMBER: 0001140361-11-041432
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110812
DATE AS OF CHANGE: 20110812
EFFECTIVENESS DATE: 20110812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Atherton Lane Advisers LLC
CENTRAL INDEX KEY: 0001326196
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11768
FILM NUMBER: 111030369
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 1, SUITE 270
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-233-1200
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 1, SUITE 270
CITY: MENLO PARK
STATE: CA
ZIP: 94025
13F-HR
1
form13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 6/30/2011
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Atherton Lane Advisers, LLC
Address: 3000 Sand Hill Road
Building 1, Suite 170
Menlo Park, CA 94025
Form 13F File Number: 28-11768
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: William E. McDonnell
Title: Chief Compliance Officer
Phone: (650) 233-1200
Signature, Place, and Date of Signing:
/s/ William E. McDonnell Menlo Park, CA 8/11/2011
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 157
Form 13F Information Table Value Total: $ 1,598,032
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
AFLAC INC COM 001055102 471 10,100 10,100 0 0
AT&T INC COM 00206R102 451 14,364 14,364 0 0
ABBOTT LABORATORIES COM 002824100 218 4,135 4,135 0 0
ALTRIA GROUP INC COM 02209S103 363 13,732 13,732 0 0
AMAZON COM INC COM 023135106 279 1,366 1,366 0 0
AMERICAN EXPRESS CO COM 025816109 962 18,610 18,610 0 0
AMERIPRISE FINL INC COM 03076C106 299 5,184 5,184 0 0
ANADARKO PETROLEUM CORP COM 032511107 638 8,317 8,317 0 0
APACHE CORP COM 037411105 21,471 174,010 174,010 0 0
APPLE INC COM 037833100 1,718 5,118 5,118 0 0
APPLIED MATERIALS INC COM 038222105 16,734 1,286,203 1,286,203 0 0
AUTOMATIC DATA PROCESSING INC COM 053015103 204 3,881 3,881 0 0
BP PLC SPNSD ADR 055622104 719 16,243 16,243 0 0
BP PRUDHOE BAY ROYALTY TRUST UNIT BEN INT 055630107 536 4,800 4,800 0 0
BRE PROPERTIES INC CLASS A 05564E106 24,117 483,503 483,503 0 0
BAIDU INC SPNSRD ADR 056752108 4,259 30,392 30,392 0 0
BANK AMER CORP COM 060505104 17,609 1,606,667 1,606,667 0 0
BANK OF AMERICA CORP WTS EX 102801 060505153 23 13,000 13,000 0 0
BARRICK GOLD CORP COM 067901108 63,661 1,405,628 1,405,628 0 0
BAYTEX ENERGY CORP COM 07317Q105 201 3,700 3,700 0 0
BERKSHIRE HATHAWAY INC DEL CLASS A 084670108 348 3 3 0 0
BHP BILLITON LTD SPNSRD ADR 088606108 25,029 264,494 264,494 0 0
BOEING COMPANY COM 097023105 19,753 267,189 267,189 0 0
BOSTON PROPERTIES INC COM 101121101 17,476 164,619 164,619 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 710 24,514 24,514 0 0
BROADCOM CORPORATION CLASS A 111320107 13,192 392,146 392,146 0 0
CNOOC LTD SPNSRD ADR 126132109 7,178 30,424 30,424 0 0
CSX CORP COM 126408103 231 8,796 8,796 0 0
CANADIAN PACIFIC RAILWAY LTD COM 13645T100 12,562 201,575 201,575 0 0
CATERPILLAR INC DEL COM 149123101 32,248 302,915 302,915 0 0
CHEVRON CORP NEW COM 166764100 3,977 38,675 38,675 0 0
CHINA LIFE INSURANCE CO LTD SPNSRD ADR 16939P106 15,615 301,217 301,217 0 0
CHINA MOBILE LTD SPNSRD ADR 16941M109 9,384 200,598 200,598 0 0
CHINA PETROLEUM & CHEM SPNSRD SHS 16941R108 203 2,000 2,000 0 0
CHINA UNICOM (HONG KONG) LTD SPNSRD ADR 16945R104 15,389 759,225 759,225 0 0
CISCO SYS INC COM 17275R102 4,153 266,076 266,076 0 0
CITIGROUP INC COM 172967424 406 9,747 9,747 0 0
COACH INC COM 189754104 22,944 358,896 358,896 0 0
CNINSURE INC SPNSRD ADR 18976M103 9,608 652,255 652,255 0 0
COCA-COLA COMPANY COM 191216100 436 6,480 6,480 0 0
CONOCOPHILLIPS COM 20825C104 475 6,318 6,318 0 0
CORNING INC COM 219350105 8,897 490,168 490,168 0 0
CTRIP COM INTL LTD AMER DEP SHS 22943F100 12,233 283,955 283,955 0 0
DEERE & CO COM 244199105 15,436 187,214 187,214 0 0
DELL INC COM 24702R101 22,438 1,346,038 1,346,038 0 0
DEVON ENERGY CORP (NEW) COM 25179M103 21,819 276,858 276,858 0 0
DIGITAL REALTY TRUST INC COM 253868103 19,982 323,436 323,436 0 0
E HOUSE CHINA HLDGS LTD ADR 26852W103 5,245 534,680 534,680 0 0
E*TRADE FINANCIAL CORP COM NEW 269246401 10,848 786,085 786,085 0 0
EMBRAER SA SPNSRD ADR 29082A107 19,419 630,904 630,904 0 0
EMERSON ELECTRIC COMPANY COM 291011104 20,399 362,647 362,647 0 0
ENTERPRISE PRODUCTS PARTNERS COM 293792107 268 6,200 6,200 0 0
EQUITY RESIDENTIAL SH BEN INT 29476L107 25,208 420,132 420,132 0 0
ESSEX PROPERTIES TRUST COM 297178105 20,466 151,277 151,277 0 0
EXPEDIA INC DEL COM 30212P105 22,269 768,149 768,149 0 0
EXPRESS SCRIPTS INC COM 302182100 14,275 264,455 264,455 0 0
EXXON MOBIL CORP COM 30231G102 6,062 74,490 74,490 0 0
FREEPORT MCMORAN COPPER&GOLD COM 35671D857 715 13,522 13,522 0 0
GARDNER DENVER MACHINERY INC COM 365558105 427 5,079 5,079 0 0
GENERAL ELEC CO COM 369604103 2,453 130,083 130,083 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
GILEAD SCIENCES INC COM 375558103 235 5,675 5,675 0 0
GOLDCORP INC COM 380956409 52,878 1,095,457 1,095,457 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 22,826 171,510 171,510 0 0
GOOGLE INC CLASS A 38259P508 19,257 38,028 38,028 0 0
HALLIBURTON CO COM 406216101 375 7,353 7,353 0 0
HARRIS CORP COM 413875105 15,852 351,801 351,801 0 0
HELMERICH & PAYNE INC COM 423452101 15,642 236,573 236,573 0 0
HEWLETT PACKARD CORP COM 428236103 596 16,368 16,368 0 0
HIGHWOODS PROPERTIES INC COM 431284108 10,083 304,346 304,346 0 0
HOME INNS & HOTELS MANAGEMENT SPNSRD ADR 43713W107 7,303 191,970 191,970 0 0
HONEYWELL INTERNATIONAL INC COM 438516106 25,996 436,255 436,255 0 0
ILLINOIS TOOL WORKS INC. COM 452308109 14,692 260,088 260,088 0 0
INDIA FUND INC. COM 454089103 26,592 877,636 877,636 0 0
INTEL CORP COM 458140100 26,437 1,193,005 1,193,005 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 1,438 8,383 8,383 0 0
INTUIT INC COM 461202103 12,872 248,216 248,216 0 0
ISHARES GOLD TRUST ishares 464285105 350 23,877 23,877 0 0
ISHARES BRAZIL INDEX FUND MSCI BRAZIL 464286400 24,615 335,583 335,583 0 0
ISHARES INC SINGAPORE MSCI SINGAPO 464286673 42,133 3,068,688 3,068,688 0 0
ISHARES TAIWAN INDX MSCI TAIWAN 464286731 27,634 1,820,424 1,820,424 0 0
ISHARES INC S KOREA MSCI S KOREA 464286772 31,715 487,916 487,916 0 0
ISHARES INC HONG KONG MSCI HONG KO 464286871 24,808 1,339,513 1,339,513 0 0
ISHARES TRUST INDEX DJSELDIVINDEX 464287168 360 6,795 6,795 0 0
ISHARES FTSE/XINHUA CHINA 25 FTSE/XINHUA 464287184 1,124 26,168 26,168 0 0
JA SOLAR HOLDINGS SPNSRD ADR 466090107 83 15,000 15,000 0 0
JPMORGAN CHASE & CO COM 46625H100 616 15,052 15,052 0 0
JOHNSON & JOHNSON COM 478160104 1,592 23,934 23,934 0 0
KKR & CO LP COM UNITS 48248M102 37,670 2,308,190 2,308,190 0 0
KINDER MORGAN ENERGY PARTNERS UNIT LTD PRTN 494550106 232 3,200 3,200 0 0
KOHLS CORP SH BEN INT 500255104 256 5,115 5,115 0 0
LIBERTY PROPERTY TRUST COM 531172104 13,872 425,778 425,778 0 0
LONGTOP FINANCIAL TECHNOLOGIES ADR 54318P108 7,086 374,310 374,310 0 0
MACK-CALI REALTY CORP COM 554489104 16,223 492,492 492,492 0 0
MCDONALDS CORP COM 580135101 503 5,965 5,965 0 0
MICROSOFT CORP COM 594918104 1,215 46,720 46,720 0 0
MONSANTO COMPANY COM 61166W101 506 6,973 6,973 0 0
MOSAIC CO NEW COM 61945C103 720 10,634 10,634 0 0
NASDAQ OMX GROUP INC 2.50% NOTE 8-5-13 631103AA6 1,212 1,207,000 1,207,000 0 0
NETAPP INC COM 64110D104 1,188 22,505 22,505 0 0
NETFLIX, INC COM 64110L106 201 764 764 0 0
NEWELL RUBBERMAID INC COM 651229106 3,506 222,185 222,185 0 0
NEWMONT MINING CORP COM 651639106 6,008 111,318 111,318 0 0
NIKE INC CLASS B 654106103 492 5,468 5,468 0 0
NUANCE COMMUNICATIONS INC COM 67020Y100 11,238 523,430 523,430 0 0
NUSTAR ENERGY LP UNIT COM 67058H102 212 3,273 3,273 0 0
NVIDIA CORPORATION COM 67066G104 10,979 688,957 688,957 0 0
ONEOK PARTNERS LP UNIT LTD PRTN 68268N103 247 2,900 2,900 0 0
ORACLE CORP COM 68389X105 27,645 840,025 840,025 0 0
OVERSEAS SHIPHOLDING GROUP Z COM 690368105 1,019 37,815 37,815 0 0
PAYCHEX INC COM 704326107 19,975 650,230 650,230 0 0
PEPSICO INC COM 713448108 402 5,712 5,712 0 0
PERMIAN BASIN ROYALTY TRUST UNIT BEN INT 714236106 325 15,000 15,000 0 0
PETROCHINA CO LTD COM 71646E100 22,296 152,684 152,684 0 0
PETROLEO BRASILEIRO SA SP ADR NO VOT 71654V101 17,043 555,519 555,519 0 0
PFIZER INC COM 717081103 960 46,604 46,604 0 0
PHILIP MORRIS INTL INC COM 718172109 1,055 15,796 15,796 0 0
PIEDMONT OFFICE REALTY TRUST COM CLASS A 720190206 19,209 942,061 942,061 0 0
PIMCO HIGH INCOME FUND COM 722014107 44,708 3,282,502 3,282,502 0 0
PIMCO CORPORATE OPPTY FUND COM 72201B101 18,933 915,542 915,542 0 0
POWERSHARES QQQ TRUST UNIT SER-1 73935A104 700 12,271 12,271 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
PRECISION CASTPARTS CORP COM 740189105 250 1,521 1,521 0 0
PROCTER & GAMBLE CO COM 742718109 1,657 26,063 26,063 0 0
PUBLIC STORAGE COM 74460D109 283 2,484 2,484 0 0
QUALCOMM INC COM 747525103 315 5,547 5,547 0 0
RESEARCH IN MOTION LTD COM 760975102 7,273 252,097 252,097 0 0
ROYAL DUTCH SHELL PLC CLASS A ADR 780259206 1,375 19,325 19,325 0 0
S&P DEPOSITORY RECEIPTS TRUST TR UNIT 78462F103 716 5,426 5,426 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 67,321 461,101 461,101 0 0
SPDR S&P MIDCAP 400 ETF TRUST UNIT SER-1 78467Y107 630 3,550 3,550 0 0
SABA SOFTWARE INC (NEW) COM 784932600 248 27,500 27,500 0 0
SAN JUAN BASIN ROYALTY TRUST UNIT BEN INT 798241105 301 12,500 12,500 0 0
SANDISK CORP COM 80004C101 7,765 187,100 187,100 0 0
SCHLUMBERGER LIMITED COM 806857108 22,472 260,095 260,095 0 0
SIEMENS A G SPNSRD ADR 826197501 235 1,710 1,710 0 0
SOUTHERN COPPER CORP COM 84265V105 268 8,167 8,167 0 0
SUCCESSFACTORS INC COM 864596101 814 27,678 27,678 0 0
SUNOCO LOGISTICS PARTNERS LP COM UNITS 86764L108 224 2,600 2,600 0 0
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 202 4,196 4,196 0 0
TEXAS INSTRUMENTS INC COM 882508104 211 6,422 6,422 0 0
3M CO COM 88579Y101 13,305 140,272 140,272 0 0
TIFFANY & CO NEW COM 886547108 17,767 226,275 226,275 0 0
TRANSCANADA CORP COM 89353D107 297 6,764 6,764 0 0
TRAVELERS COS INC COM 89417E109 907 15,543 15,543 0 0
UDR INC COM 902653104 20,016 815,306 815,306 0 0
UNITED PARCEL SERVICE INC COM 911312106 12,341 169,212 169,212 0 0
VALE SA COM 91912E105 17,503 547,822 547,822 0 0
VARIAN SEMICONDUCTOR COM 922207105 246 4,000 4,000 0 0
VARIAN MEDICAL SYSTEMS INC COM 92220P105 651 9,300 9,300 0 0
VERIZON COMMUNICATIONS COM 92343V104 341 9,162 9,162 0 0
VISA INC CLASS A 92826C839 20,483 243,098 243,098 0 0
WASHINGTON REAL ESTATE INV SH BEN INT 939653101 19,927 612,752 612,752 0 0
WELLS FARGO & CO (NEW) COM 949746101 23,903 851,860 851,860 0 0
YAMANA GOLD INC COM 98462Y100 9,799 842,521 842,521 0 0
COVIDIEN PLC SHS G2554F105 426 8,005 8,005 0 0
INGERSOLL RAND PLC SHS G47791101 229 5,042 5,042 0 0
NOBLE CORP NAMEN-AKT H5833N103 15,504 393,393 393,393 0 0
TYCO INTERNATIONAL LTD SHS H89128104 778 15,732 15,732 0 0