SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Chiste Robert M

(Last) (First) (Middle)
120 EAGLE ROCK AVENUE, SUITE 190

(Street)
EAST HANOVER NJ 07936

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/12/2007
3. Issuer Name and Ticker or Trading Symbol
Comverge, Inc. [ COMV ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman, CEO and President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,507,028 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Preferred Stock (1) (1) Common Stock 36,957 (1) D
Stock Option (Right to Buy) (2) 06/10/2010 Common Stock 28,125 $1.2 D
Stock Option (Right to Buy) (3) 12/14/2011 Common Stock 87,500 $0.29 D
Stock Option (Right to Buy) (4) 12/07/2012 Common Stock 5,269 $0.41 D
Stock Option (Right to Buy) (5) 12/07/2012 Common Stock 314,406 $0.41 D
Stock Option (Right to Buy) (6) 02/15/2013 Common Stock 47,170 $1.59 D
Stock Option (Right to Buy) (7) 10/17/2016 Common Stock 46,875 $4 D
Explanation of Responses:
1. The preferred stock is convertible on a 1:1 basis and converts automatically upon the consummation of issuer's initial public offering.
2. Options vest at a rate of one-sixteenth every three months over four years, which period commenced June 10, 2003. The original grant totaled 450,000 options, of which 421,875 were previously exercised.
3. Options vest at a rate of one-sixteenth every three months over four years, which period commenced March 14, 2005. The original grant totaled 200,000 options, of which 112,500 were previously exercised.
4. Options vest at a rate of one-sixteenth on the first day of each calendar quarter over four years, which period commenced December 8, 2005. The original grant totaled 7,663 options, of which 2,394 were previously exercised.
5. Options vest at a rate of one-sixteenth on the first day of each calendar quarter over four years, which period commenced December 8, 2005. The original grant totaled 457,317, of which 142,911 were previously exercised.
6. Options vest at a rate of one-sixteenth every three months over four years, which period commenced February 15, 2006. The original grant totaled 62,893 options, of which 15,723 were previously exercised.
7. Options vest at a rate of one-sixteenth every three months over four years, which period commenced October 17, 2006. The original grant totaled 50,000 options, of which 3,125 were previously exercised.
/s/ Matt Smith, under Power of Attorney 04/12/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.