0001326160-17-000005.txt : 20170214 0001326160-17-000005.hdr.sgml : 20170214 20170214161941 ACCESSION NUMBER: 0001326160-17-000005 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duke Energy CORP CENTRAL INDEX KEY: 0001326160 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 202777218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: DEC45 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-382-3853 MAIL ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: DEC45 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Duke Energy Holding Corp. DATE OF NAME CHANGE: 20050628 FORMER COMPANY: FORMER CONFORMED NAME: Deer Holding Corp. DATE OF NAME CHANGE: 20050504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jamil Dhiaa M. CENTRAL INDEX KEY: 0001426975 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32853 FILM NUMBER: 17609207 MAIL ADDRESS: STREET 1: 526 S. CHURCH STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 5 1 wf-form5_148710712174609.xml FORM 5 X0306 5 2016-12-31 0 0 1 0001326160 Duke Energy CORP DUK 0001426975 Jamil Dhiaa M. 550 S. TRYON STREET CHARLOTTE NC 28202 0 1 0 0 EVP & Chief Operating Officer Common Stock 2016-05-27 4 S 0 L 4300 77.98 D 24700 I By Hope Family Investments, LLC Common Stock 2016-08-16 4 G 0 L 7000 0 D 28439 D Common Stock 2016-08-16 4 G 0 L 7000 0 A 31700 I By Hope Family Investments, LLC Common Stock 2016-08-16 4 G 0 L 1380 0 D 30320 I By Hope Family Investments, LLC Common Stock 2016-08-24 4 S 0 L 15000 81.46 D 15320 I By Hope Family Investments, LLC /s/ David S. Maltz, attorney-in-fact for Dhiaa M. Jamill 2017-02-13