0001333857-14-000007.txt : 20140516 0001333857-14-000007.hdr.sgml : 20140516 20140516163844 ACCESSION NUMBER: 0001333857-14-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140514 FILED AS OF DATE: 20140516 DATE AS OF CHANGE: 20140516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Kelso Capital CORP CENTRAL INDEX KEY: 0001326003 IRS NUMBER: 202725151 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-754-5300 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BlackRock Kelso Capital Advisors LLC CENTRAL INDEX KEY: 0001333857 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00712 FILM NUMBER: 14852017 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-810-5800 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-05-14 0 0001326003 BlackRock Kelso Capital CORP BKCC 0001333857 BlackRock Kelso Capital Advisors LLC 40 EAST 52ND STREET NEW YORK NY 10022 0 0 0 1 Investment Advisor to Issuer Common Stock, par value $0.001 per share 2014-05-14 4 P 0 10000 8.475 A 0 D Common Stock, par value $0.001 per share 2014-05-15 4 P 0 10000 8.382 A 0 D Common Stock, par value $0.001 per share 2014-05-16 4 P 0 10000 8.386 A 0 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.35 to $8.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Excludes 17,284 Restricted Shares granted by the Reporting Person to certain of its employees pursuant to Restricted Stock Agreements, each dated January 2, 2012, vesting on January 2, 2015; 31,046 Restricted Shares granted by the Reporting Person to certain of its employees pursuant to Restricted Stock Agreements, each dated March 15, 2012, vesting on January 2, 2015; 12,906 Restricted Shares granted by the Reporting Person to certain of its employees pursuant to Restricted Stock Agreements, each dated January 2, 2013, vesting in equal installments on January 2, 2015 and January 4, 2016; 101,332 shares underlying Restricted Stock Units granted by the Reporting Person to certain of its employees pursuant to Restricted Stock Unit Agreements, each dated March 15, 2013, vesting in equal installments on January 2, 2015 and January 4, 2016; Excludes 8,719 shares underlying Restricted Stock Units granted by the Reporting Person to certain of its employees pursuant to Restricted Stock Unit Agreements, each dated January 2, 2014, vesting in equal installments on January 2, 2015, January 4, 2016, January 2, 2017; 150,951 shares underlying Restricted Stock Units granted by the Reporting Person to certain of its employees pursuant to Restricted Stock Unit Agreements, each dated March 21, 2014, vesting in equal installments on January 2, 2015, January 4, 2016, January 2, 2017. Laurence D. Paredes, General Counsel 2014-05-16