0000899243-16-012300.txt : 20160128 0000899243-16-012300.hdr.sgml : 20160128 20160128150525 ACCESSION NUMBER: 0000899243-16-012300 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160128 DATE AS OF CHANGE: 20160128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Advanced BioEnergy, LLC CENTRAL INDEX KEY: 0001325740 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 202281511 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8000 NORMAN CENTER DR, STE 610 CITY: BLOOMINGTON STATE: MN ZIP: 55437 BUSINESS PHONE: 763-226-2701 MAIL ADDRESS: STREET 1: 8000 NORMAN CENTER DR, STE 610 CITY: BLOOMINGTON STATE: MN ZIP: 55437 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clean Energy Capital, LLC CENTRAL INDEX KEY: 0001421506 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52421 FILM NUMBER: 161368249 BUSINESS ADDRESS: STREET 1: ROCKEFELLER CENTER, 7TH FLOOR STREET 2: 1230 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 520-628-2000 MAIL ADDRESS: STREET 1: 5151 E. BROADWAY STREET 2: SUITE 510 CITY: TUCSON STATE: AZ ZIP: 85711 FORMER NAME: FORMER CONFORMED NAME: Ethanol Capital Management, LLC DATE OF NAME CHANGE: 20071218 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2015-12-31 0 0 1 0001325740 Advanced BioEnergy, LLC NONE 0001421506 Clean Energy Capital, LLC 5151 EAST BROADWAY, SUITE 510 TUCSON AZ 85711 1 0 1 0 Membership Units 2015-01-08 2015-01-01 4 S 0 500000 0.00 D 0 I See Footnotes Membership Units 2015-01-08 2015-01-01 4 S 0 2750000 0.00 D 0 I See Footnotes Membership Units 2015-01-08 2015-01-01 4 P 0 591268 0.00 A 591268 I See Footnotes Membership Units 2015-01-08 2015-01-01 4 P 0 226247 0.00 A 226247 I See Footnotes Membership Units 2015-01-08 2015-01-01 4 P 0 249234 0.00 A 249234 I See Footnotes Membership Units 2015-01-08 2015-01-01 4 P 0 109531 0.00 A 109531 I See Footnotes Membership Units 2015-01-08 2015-01-01 4 P 0 115072 0.00 A 115072 I See Footnotes Membership Units 2015-01-08 2015-01-01 4 P 0 78502 0.00 A 78502 I See Footnotes Membership Units 2015-01-08 2015-01-01 4 P 0 387946 0.00 A 387946 I See Footnotes Membership Units 2015-01-08 2015-01-01 4 P 0 258249 0.00 A 258249 I See Footnotes Membership Units 2015-01-08 2015-01-01 4 P 0 258016 0.00 A 258016 I See Footnotes Membership Units 2015-01-08 2015-01-01 4 P 0 381544 0.00 A 381544 I See Footnotes Membership Units 2015-01-08 2015-01-01 4 P 0 94391 0.00 A 94391 I See Footnotes Membership Units 2015-01-08 2015-01-01 4 S 0 78502 0.00 D 0 I See Footnotes Membership Units 2015-07-01 4 S 0 591268 0.00 D 0 I See Footnotes Membership Units 2015-10-01 4 S 0 226247 0.00 D 0 I See Footnotes Membership Units 2015-10-01 4 S 0 249234 0.00 D 0 I See Footnotes Membership Units 379617 I See Footnotes Membership Units 475462 I See Footnotes Membership Units 318420 I See Footnotes These Units were previously owned by Tennessee Ethanol Partners, L.P. ("TEP"), of which Clean Energy Capital, LLC ("CEC") was the general partner and investment advisor and had sole voting and dispositive power over its assets. On October 31, 2014, the term of TEP expired; and, in connection with the liquidation of TEP, the Units were distributed to the limited partners of TEP. At all times, CEC and Scott Brittenham have disclaimed beneficial ownership of these Units and are no longer under any obligation to report transactions with respect to these Units. See Exhibit 99.1. These Units were previously owned by Ethanol Capital Partners, LP Series M ("Series M"), of which CEC was the general partner and investment advisor and had sole voting and dispositive power over its assets. The term of Series M expired; and effective January 1, 2015, in connection with the liquidation of Series M, the Units were distributed to the series limited partners of Series M. At all times, CEC and Scott Brittenham have disclaimed beneficial ownership of these Units and are no longer under any obligation to report transactions with respect to these Units. These Units were previously owned by Ethanol Capital Partners, LP Series E ("Series E"), of which CEC was the general partner and investment advisor and had sole voting and dispositive power over its assets. On May 26, 2015, the term of Series E expired; and, in connection with the liquidation of Series E, the Units were distributed to the series limited partners of Series E. At all times, CEC and Scott Brittenham have disclaimed beneficial ownership of these Units and are no longer under any obligation to report transactions with respect to these Units. These Units were previously owned by Ethanol Capital Partners, LP Series H ("Series H"), of which CEC was the general partner and investment advisor and had sole voting and dispositive power over its assets. On July 31, 2015, the term of Series H expired; and, in connection with the liquidation of Series H, the Units were distributed to the series limited partners of Series H. At all times, CEC and Scott Brittenham have disclaimed beneficial ownership of these Units and are no longer under any obligation to report transactions with respect to these Units. These Units were previously owned by Ethanol Capital Partners, LP Series I ("Series I"), of which CEC was the general partner and investment advisor and had sole voting and dispositive power over its assets. On July 31, 2015, the term of Series I expired; and, in connection with the liquidation of Series I, the Units were distributed to the series limited partners of Series I. At all times, CEC and Scott Brittenham have disclaimed beneficial ownership of these Units and are no longer under any obligation to report transactions with respect to these Units. These Units are owned by Ethanol Capital Partners, LP Series V, of which CEC is the general partner and investment advisor and has sole voting and dispositive power over its assets. CEC disclaims beneficial ownership of these Units. These Units are owned by Ethanol Capital Partners, LP Series T, of which CEC is the general partner and investment advisor and has sole voting and dispositive power over its assets. CEC disclaims beneficial ownership of these Units. These Units are owned by Ethanol Capital Partners, LP Series R, of which CEC is the general partner and investment advisor and has sole voting and dispositive power over its assets. CEC disclaims beneficial ownership of these Units. Scott Brittenham, a director of the Issuer, is President of CEC and may therefore be deemed an indirect beneficial owner of the Units. Scott Brittenham disclaims beneficial ownership of these Units. /s/ Scott Brittenham, President of CEC 2016-01-28 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

                                                                    EXHIBIT 99.1

The Units reported on this row were previously owned by Ethanol Investment
Partners, LLC ("EIP"), of which Clean Energy Capital, LLC ("CEC") was the sole
manager. EIP dissolved on December 2, 2014 (the "Dissolution"); and in
connection therewith, authorized on January 8, 2015, but effective as of January
1, 2015, EIP distributed 2,750,000 Units to the members of EIP (the "EIP
Members"): Ethanol Capital Partners, L.P. Series E ("Series E"), Ethanol Capital
Partners, L.P. Series H ("Series H"), Ethanol Capital Partners, L.P. Series I
("Series I"), Ethanol Capital Partners, L.P. Series J ("Series J"), Ethanol
Capital Partners, L.P. Series L ("Series L"); Ethanol Capital Partners, L.P.
Series M ("Series M"), Ethanol Capital Partners, L.P. Series N ("Series N"),
Ethanol Capital Partners, L.P. Series O ("Series O"), Ethanol Capital Partners,
L.P. Series P ("Series P"), Ethanol Capital Partners, L.P. Series Q ("Series
Q"), and Ethanol Capital Partners, L.P. Series S ("Series S"). The number of
Units distributed to each EIP Member in connection with the Dissolution is set
forth beside the EIP Member's name below:

   *   Series E     591,268 Units;
   *   Series H     226,247 Units;
   *   Series I     249,234 Units;
   *   Series J     109,531 Units;
   *   Series L     115,072 Units;
   *   Series M     78,502 Units;
   *   Series N     387,946 Units;
   *   Series O     258,249 Units;
   *   Series P     258,016 Units;
   *   Series Q     381,544 Units; and
   *   Series S     94,391 Units.

With respect to each of the EIP Members, CEC is the general partner and
investment advisor and has sole voting and sole dispositive power over the EIP
Member's assets. CEC disclaims beneficial ownership of these Units.