SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
DERRICO GEORGIA S

(Last) (First) (Middle)
2954 BURRLAND LANE

(Street)
THE PLAINS VA 20198

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Southern National Bancorp of Virginia Inc [ SONA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman of the Board
3. Date of Earliest Transaction (Month/Day/Year)
02/26/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Southern National Bancorp of Virginia Common Stock 02/26/2018 P 22,000 A $5.5 424,124(1) D
Southern National Bancorp of Virginia Common Stock 02/26/2018 P 10,000(1) A $8.02 434,124 D
Southern National Bancorp of Virginia Common Stock 750(2) D
Southern National Bancorp of Virginia Common Stock 105,375(3) I By IRA
Southern National Bancorp of Virginia Common Stock 45,235(4) I By IRA
Southern National Bancorp of Virginia Common Stock 15,137(5) I by 401k Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $5.5 02/26/2018 P 22,000 01/27/2010 01/27/2019 Common Stock 22,000(6) $5.5 0 D
Employee Stock Option (Right to Buy) $8.02 02/26/2018 P 10,000 07/29/2010 07/29/2019 Common Stock 10,000(7) $8.02 0 D
Employee Stock Option (Right to Buy) $7.04 07/27/2011 07/27/2020 Common Stock 10,000(8) 10,000 D
Employee Stock Option (Right to Buy) $7.2 03/21/2012 03/21/2021 Common Stock 40,000(9) 50,000 D
Employee Stock Option (Right to Buy) $7.92 12/05/2013 12/05/2022 Common Stock 40,000(10) 90,000 D
Employee Stock Option (Right to Buy) $9.14 06/21/2014 06/21/2023 Common Stock 40,000(11) 130,000 D
Employee Stock Option (Right to Buy) $10.47 07/22/2015 07/22/2024 Common Stock 48,000(12) 178,000 D
Employee Stock Option (Right to Buy) $11.43 06/19/2016 06/19/2025 Common Stock 48,000(13) 226,000 D
Employee Stock Option (Right to Buy) $11.99 06/16/2017 06/16/2026 Common Stock 48,000(14) 274,000 D
1. Name and Address of Reporting Person*
DERRICO GEORGIA S

(Last) (First) (Middle)
2954 BURRLAND LANE

(Street)
THE PLAINS VA 20198

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman of the Board
1. Name and Address of Reporting Person*
PORTER R RODERICK

(Last) (First) (Middle)
2954 BURRLAND LANE

(Street)
THE PLAINS VA 20198

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice Chairman of the Board
Explanation of Responses:
1. These shares are owned jointly. R. Roderick Porter and Georgia S. Derrico are married.
2. These shares are owned by Georgia S. Derrico.
3. These shares are held in an IRA owned by Georgia S. Derrico.
4. These shares are held in an IRA owned by R. Roderick Porter.
5. These shares are held in a 401k plan as follows: 7542 by Georgia S. Derrico and 7595 by R. Roderick Porter.
6. These options are owned as follows: 11000 by R. Roderick Porter and 11000 by Georgia S. Derrico.
7. These options are owned as follows: 5000 by R. Roderick Porter and 5000 by Georgia S. Derrico
8. These options are owned as follows: 5000 by R. Roderick Porter and 5000 by Georgia S. Derrico
9. These options are owned as follows: 20000 by R. Roderick Porter and 20000 by Georgia S. Derrico.
10. These options are owned as follows: 20000 by R. Roderick Porter and 20000 by Georgia S. Derrico
11. These options are owned as follows: 20000 by R. Roderick Porter and 20000 by Georgia S. Derrico
12. These options are owned as follows: 24000 by R. Roderick Porter and 24000 by Georgia S. Derrico.
13. These options are owned as follows: 24000 by Georgia S. Derrico and 24000 by R. Roderick Porter.
14. These options are owned as follows: 24000 by Georgia S. Derrico and 24000 by R. Roderick Porter
Georgia S. Derrico 02/28/2018
R. Roderick Porter 02/28/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.