0001001250-13-000136.txt : 20130906 0001001250-13-000136.hdr.sgml : 20130906 20130906182708 ACCESSION NUMBER: 0001001250-13-000136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130904 FILED AS OF DATE: 20130906 DATE AS OF CHANGE: 20130906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiGeso Amy CENTRAL INDEX KEY: 0001325475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 131083987 MAIL ADDRESS: STREET 1: C/O THE ESTEE LAUDER COMPANIES INC. STREET 2: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-09-04 0001001250 ESTEE LAUDER COMPANIES INC EL 0001325475 DiGeso Amy THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 0 1 0 0 EVP - Global Human Resources Class A Common Stock 2013-09-04 4 A 0 21087 0 A 51202 D Class A Common Stock 2013-09-04 4 F 0 11771 67.30 D 39431 D Option (Right to Buy) 67.30 2013-09-04 4 A 0 28660 A 2023-09-04 Class A Common Stock 28660 28660 D Restricted Stock Units (Share Payout) 0 2013-09-04 4 A 0 10215 A Class A Common Stock 10215 29571 D Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 15, 2010. Aggregate target payout for the opportunities was 14,058 shares of Class A Common Stock. Represents the withholding of shares for tax purposes in connection with the payout of the PSUs. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,553 shares exercisable from and after January 1, 2015; 9,553 shares exercisable from and after January 1, 2016; and 9,554 shares exercisable from and after January 1, 2017. Not applicable. Restricted Stock Units vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Assuming continued employment, the Restricted Stock Units granted on September 4, 2013 will vest and be paid out as follows: 3,405 on October 31, 2014; 3,405 on November 2, 2015; and 3,405 on October 31, 2016. Assuming continued employment, the Restricted Stock Units held by the Reporting Person will vest and be paid out as follows: 10,698 on October 31, 2013; 9,418 on October 31, 2014; 6,050 on November 2, 2015; and 3,405 on October 31, 2016. Upon payout, shares will be withheld to cover minimum statutory tax obligations. Restricted Stock Units are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. By: Amy DiGeso by Maureen Sladek, attorney-in-fact 2013-09-06