0001001250-12-000107.txt : 20120906 0001001250-12-000107.hdr.sgml : 20120906 20120906162722 ACCESSION NUMBER: 0001001250-12-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120904 FILED AS OF DATE: 20120906 DATE AS OF CHANGE: 20120906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiGeso Amy CENTRAL INDEX KEY: 0001325475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 121077183 MAIL ADDRESS: STREET 1: C/O THE ESTEE LAUDER COMPANIES INC. STREET 2: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-09-04 0001001250 ESTEE LAUDER COMPANIES INC EL 0001325475 DiGeso Amy THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 0 1 0 0 EVP - Global Human Resources Class A Common Stock 2012-09-04 4 A 0 18237 0 A 31627 D Class A Common Stock 2012-09-04 4 F 0 7526 59.67 D 24101 D Option (Right to Buy) 59.78 2012-09-04 4 A 0 42927 A 2022-09-04 Class A Common Stock 42927 42927 D Restricted Stock Units (Share Payout) 0 2012-09-04 4 A 0 7934 A Class A Common Stock 7934 31462 D Option (Right to Buy) 26.42 2010-01-01 2018-09-11 Class A Common Stock 16668 16668 D Option (Right to Buy) 17.00 2011-01-01 2019-09-02 Class A Common Stock 46668 46668 D Option (Right to Buy) 29.04 2012-01-01 2020-09-01 Class A Common Stock 81082 81082 D Option (Right to Buy) 49.09 2013-01-01 2021-09-01 Class A Common Stock 49128 49128 D On January 20, 2012, the Class A Common Stock of the Issuer split 2-for-1, resulting in the Reporting Person's ownership of 6,695 additional shares of Class A Common Stock. Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 2, 2009. Aggregate target payout for the opportunities was 12,158 shares of Class A Common Stock. Represents the withholding of shares for tax purposes in connection with the payout of the PSUs. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 14,309 shares exercisable from and after January 1, 2014; 14,309 shares exercisable from and after January 1, 2015; and 14,309 shares exercisable from and after January 1, 2016. Not applicable. Restricted Stock Units vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Assuming continued employment, the Restricted Stock Units granted on September 4, 2012 will vest and be paid out as follows: 2,644 on October 31, 2013; 2,645 on October 31, 2014; and 2,645 on October 31, 2015. Upon payout, shares will be withheld to cover minimum statutory tax obligations. Restricted Stock Units are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. Assuming continued employment, the Restricted Stock Units held by the Reporting Person are from the grants dated September 2, 2009, September 1, 2010, September 1, 2011 and September 4, 2012 will vest and be paid out as follows: 12,106 on October 31, 2012; 10,698 on October 31, 2013; 6,013 on October 31, 2014; and 2,645 on October 31, 2015. The Restricted Stock Units outstanding prior to January 4, 2012 (i.e. the record date) were previously reported as paying out as follows: 6,053 on October 31, 2012; 4,027 on October 31, 2013; and 1,684 on October 31, 2014, but have been adjusted in this report to reflect the stock split that occurred on January 20, 2012. Upon payout, shares will be withheld to cover minimum statutory tax obligations. Restricted Stock Units are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 16,668 shares exercisable from and after January 1, 2012. This option was previously reported as covering 8,333 shares exercisable from and after January 1, 2010; 8,333 shares exercisable from and after January 1, 2011; and 8,334 shares exercisable from and after January 1, 2012 at an exercise price of $52.83, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012. Options in respect of 33,332 shares (post-split) subject to this grant were exercised prior to such date. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 22,334 shares exercisable from and after January 1, 2012; and 22,334 shares exercisable from and after January 1, 2013. This option was previously reported as covering 11,666 shares exercisable from and after January 1, 2011; 11,667 shares exercisable from and after January 1, 2012; and 11,667 shares exercisable from and after January 1, 2013 at an exercise price of $34.00, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012. Options in respect of 23,332 shares (post-split) subject to this grant were exercised prior to such date. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 27,026 shares exercisable from and after January 1, 2012; 27,028 shares exercisable from and after January 1, 2013; and 27,028 shares exercisable from and after January 1, 2014. This option was previously reported as covering 13,513 shares exercisable from and after January 1, 2012; 13,514 shares exercisable from and after January 1, 2013; and 13,514 shares exercisable from and after January 1, 2014 at an exercise price of $58.08, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 16,376 shares exercisable from and after January 1, 2013; 16,376 shares exercisable from and after January 1, 2014; and 16,376 shares exercisable from and after January 1, 2015. This option was previously reported as covering 8,188 shares exercisable from and after January 1, 2013; 8,188 shares exercisable from and after January 1, 2014; and 8,188 shares exercisable from and after January 1, 2015 at an exercise price of $98.17, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012. By: Amy DiGeso by Spencer G. Smul, attorney-in-fact 2012-09-06