0001001250-12-000107.txt : 20120906
0001001250-12-000107.hdr.sgml : 20120906
20120906162722
ACCESSION NUMBER: 0001001250-12-000107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120904
FILED AS OF DATE: 20120906
DATE AS OF CHANGE: 20120906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DiGeso Amy
CENTRAL INDEX KEY: 0001325475
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14064
FILM NUMBER: 121077183
MAIL ADDRESS:
STREET 1: C/O THE ESTEE LAUDER COMPANIES INC.
STREET 2: 767 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10153
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC
CENTRAL INDEX KEY: 0001001250
STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
IRS NUMBER: 112408943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 2125724200
MAIL ADDRESS:
STREET 1: 767 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10153
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-09-04
0001001250
ESTEE LAUDER COMPANIES INC
EL
0001325475
DiGeso Amy
THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE
NEW YORK
NY
10153
0
1
0
0
EVP - Global Human Resources
Class A Common Stock
2012-09-04
4
A
0
18237
0
A
31627
D
Class A Common Stock
2012-09-04
4
F
0
7526
59.67
D
24101
D
Option (Right to Buy)
59.78
2012-09-04
4
A
0
42927
A
2022-09-04
Class A Common Stock
42927
42927
D
Restricted Stock Units (Share Payout)
0
2012-09-04
4
A
0
7934
A
Class A Common Stock
7934
31462
D
Option (Right to Buy)
26.42
2010-01-01
2018-09-11
Class A Common Stock
16668
16668
D
Option (Right to Buy)
17.00
2011-01-01
2019-09-02
Class A Common Stock
46668
46668
D
Option (Right to Buy)
29.04
2012-01-01
2020-09-01
Class A Common Stock
81082
81082
D
Option (Right to Buy)
49.09
2013-01-01
2021-09-01
Class A Common Stock
49128
49128
D
On January 20, 2012, the Class A Common Stock of the Issuer split 2-for-1, resulting in the Reporting Person's ownership of 6,695 additional shares of Class A Common Stock.
Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 2, 2009. Aggregate target payout for the opportunities was 12,158 shares of Class A Common Stock.
Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.
Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 14,309 shares exercisable from and after January 1, 2014; 14,309 shares exercisable from and after January 1, 2015; and 14,309 shares exercisable from and after January 1, 2016.
Not applicable. Restricted Stock Units vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date.
Assuming continued employment, the Restricted Stock Units granted on September 4, 2012 will vest and be paid out as follows: 2,644 on October 31, 2013; 2,645 on October 31, 2014; and 2,645 on October 31, 2015. Upon payout, shares will be withheld to cover minimum statutory tax obligations. Restricted Stock Units are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.
Assuming continued employment, the Restricted Stock Units held by the Reporting Person are from the grants dated September 2, 2009, September 1, 2010, September 1, 2011 and September 4, 2012 will vest and be paid out as follows: 12,106 on October 31, 2012; 10,698 on October 31, 2013; 6,013 on October 31, 2014; and 2,645 on October 31, 2015. The Restricted Stock Units outstanding prior to January 4, 2012 (i.e. the record date) were previously reported as paying out as follows: 6,053 on October 31, 2012; 4,027 on October 31, 2013; and 1,684 on October 31, 2014, but have been adjusted in this report to reflect the stock split that occurred on January 20, 2012. Upon payout, shares will be withheld to cover minimum statutory tax obligations. Restricted Stock Units are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.
Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 16,668 shares exercisable from and after January 1, 2012. This option was previously reported as covering 8,333 shares exercisable from and after January 1, 2010; 8,333 shares exercisable from and after January 1, 2011; and 8,334 shares exercisable from and after January 1, 2012 at an exercise price of $52.83, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012. Options in respect of 33,332 shares (post-split) subject to this grant were exercised prior to such date.
Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 22,334 shares exercisable from and after January 1, 2012; and 22,334 shares exercisable from and after January 1, 2013. This option was previously reported as covering 11,666 shares exercisable from and after January 1, 2011; 11,667 shares exercisable from and after January 1, 2012; and 11,667 shares exercisable from and after January 1, 2013 at an exercise price of $34.00, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012. Options in respect of 23,332 shares (post-split) subject to this grant were exercised prior to such date.
Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 27,026 shares exercisable from and after January 1, 2012; 27,028 shares exercisable from and after January 1, 2013; and 27,028 shares exercisable from and after January 1, 2014. This option was previously reported as covering 13,513 shares exercisable from and after January 1, 2012; 13,514 shares exercisable from and after January 1, 2013; and 13,514 shares exercisable from and after January 1, 2014 at an exercise price of $58.08, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.
Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 16,376 shares exercisable from and after January 1, 2013; 16,376 shares exercisable from and after January 1, 2014; and 16,376 shares exercisable from and after January 1, 2015. This option was previously reported as covering 8,188 shares exercisable from and after January 1, 2013; 8,188 shares exercisable from and after January 1, 2014; and 8,188 shares exercisable from and after January 1, 2015 at an exercise price of $98.17, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.
By: Amy DiGeso by Spencer G. Smul, attorney-in-fact
2012-09-06