-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O3W5NXRlSRqdAjG4pSfn18b83GutyxCvpLLEQnpDMz5Xh6As9wZrPPCbJXthJm1H iqnwYR60FxmeAs6hGBxCPw== 0001325447-09-000042.txt : 20091112 0001325447-09-000042.hdr.sgml : 20091111 20091112095730 ACCESSION NUMBER: 0001325447-09-000042 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Arnhold & S. Bleichroeder Advisers, LLC CENTRAL INDEX KEY: 0001325447 IRS NUMBER: 571156902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11953 FILM NUMBER: 091174784 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 212-698-3241 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 13F-HR 1 asba13f093009.txt REPORT FOR THE CALENDAR QUARTER, ENDED September 30, 2009 OMB Approval OMB 3235-0006 -------------------- -------------------- SEC USE ONLY -------------------- FORM INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT 13F MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D.C. 20549 Report for the Calendar Qtr, Ended September 30, 2009 - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check here: [ ] - -------------------------------------------------------------------------------- Name of Institutional Investment Manager: ARNHOLD AND S. BLEICHROEDER ADVISERS, LLC - -------------------------------------------------------------------------------- Business Address: 1345 Avenue of the Americas New York NY 10105-4300 - -------------------------------------------------------------------------------- Street City State Zip Name, Phone No., and Title of Person Duly Authorized to Submit This Report. Mark Goldstein 212-698-3101 Senior Vice President - -------------------------------------------------------------------------------- ATTENTION--Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional Investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of New York and State of New York on the 12th day of November 2009. Arnhold and S. Bleichroeder Advisers, LLC -------------------------------------------- (Name of Institutional Investment Manager) /s/ Mark Goldstein -------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: No. Form 13F File Number Name - -- -------------------- ---- 1 028-01190 Frank Russell Company 2 028-11681 GoodHope Advisers, LLC Name and 13F file number of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE D DENDREON CORP DNDN JAN 20 CALL CALL 24823Q107 430 500 SH SOLE 500 0 0 D GENZYME CORP-GENL DIVISION GEN CALL 372917104 726 2428 SH SOLE 2428 0 0 D GENZYME CORP-GENL DIVISION GEN CALL 372917104 35 1000 SH SOLE 1000 0 0 D GENZYME CORP-GENL DIVISION GEN CALL 372917104 210 500 SH SOLE 500 0 0 D GENZYME CORP-GENL DIVISION GEN CALL 372917104 950 1000 SH SOLE 1000 0 0 D GERON CORP GERN JAN 10 CALL CALL 374163103 469 9383 SH SOLE 9383 0 0 D GERON CORP GERN JAN (2011) 10 CALL 374163103 293 1630 SH SOLE 1630 0 0 D GERON CORP GERN NOV 7.50 CALL CALL 374163103 45 1000 SH SOLE 1000 0 0 D GERON CORP GERN JAN 5 CALL CALL 374163103 300 1500 SH SOLE 1500 0 0 D GERON CORP GERN DEC 10 CALL CALL 374163103 169 4823 SH SOLE 4823 0 0 D GERON CORP GERN MAR 10 CALL CALL 374163103 116 1780 SH SOLE 1780 0 0 D GERON CORP GERN JAN 7.5 CALL CALL 374163103 322 3581 SH SOLE 3581 0 0 D MEMC ELECTRONIC MATERIALS WFR CALL 552715104 55 1000 SH SOLE 1000 0 0 D MEMC ELECTRONIC MATERIALS WFR CALL 552715104 20 1000 SH SOLE 1000 0 0 D MANNKIND CORP MNKD OCT 10.00 C CALL 56400P201 70 700 SH SOLE 700 0 0 D POWERSHARES DB AGRICULTURE F D CALL 73936B408 150 1000 SH SOLE 1000 0 0 D POWERSHARES DB AGRICULTURE F D CALL 73936B408 38 500 SH SOLE 500 0 0 D SPDR TRUST SPY NOV 103.00 PUT PUT 78462F103 393 1500 SH SOLE 1500 0 0 D SPDR TRUST SPY OCT 106 PUT PUT 78462F103 630 3000 SH SOLE 3000 0 0 D SPDR TRUST SPY OCT 103 PUT PUT 78462F103 108 1000 SH SOLE 1000 0 0 D SPDR TRUST SPY NOV 95 PUT PUT 78462F103 100 1000 SH SOLE 1000 0 0 D SPDR TRUST SPY NOV 105 PUT PUT 78462F103 340 1000 SH SOLE 1000 0 0 D STATE STREET CORP XHB OCT 17 C CALL 78464A888 5 1000 SH SOLE 1000 0 0 D STATE STREET CORP XHB JAN(10) CALL 78464A888 50 1000 SH SOLE 1000 0 0 D SANGAMO BIOSCIENCES INC SGMO F CALL 800677106 42 470 SH SOLE 470 0 0 D SEPRACOR INC SEPR OCT 22.50 CA CALL 817315104 45 1000 SH SOLE 1000 0 0 D SEPRACOR INC SEPR OCT 25 CALL CALL 817315104 5 1000 SH SOLE 1000 0 0 D SEPRACOR INC SEPR JAN 25 CALL CALL 817315104 5 1000 SH SOLE 1000 0 0 D SEPRACOR INC SEPR JAN 22.50 CA CALL 817315104 39 700 SH SOLE 700 0 0 D US NATURAL GAS FUND LP UNG JAN CALL 912318102 60 1000 SH SOLE 1000 0 0 D VARIAN INC VARI NOV 55 CALL CALL 922206107 15 1000 SH SOLE 1000 0 0 D AMDOCS LTD ORD G02602103 12074 449190 SH SOLE 449190 0 0 D WILLIS GROUP HOLDINGS LTD SHS G96655108 195518 6928361 SH SOLE 6928361 0 0 D BANCO LATINOAMERICANO DE COM SHS E P16994132 3099 2179079 SH SOLE 2179079 0 0 D ARCA BIOPHARMA INC COM 00211Y100 2032 572321 SH SOLE 572321 0 0 D AETERNA ZENTARIS INC COM 007975204 1705 1397897 SH SOLE 1397897 0 0 D AFFILIATED COMPUTER SERVICES CL A 008190100 488 9000 SH SOLE 9000 0 0 D AGILENT TECHNOLOGIES INC COM 00846U101 16551 594720 SH SOLE 594720 0 0 D AIR PRODS & CHEMS INC COM 009158106 2133 27500 SH SOLE 27500 0 0 D ALKERMES INC COM 01642T108 919 100000 SH SOLE 100000 0 0 D ALLEGHANY CORP DEL COM 017175100 595 2295 SH SOLE 2295 0 0 D ALLIANT TECHSYSTEMS INC COM 018804104 137650 1768147 SH SOLE 1768147 0 0 D ALLIED IRISH BKS P L C SPON ADR ORD 019228402 1064 113000 SH SOLE 113000 0 0 D ALTRIA GROUP INC COM 02209S103 1175 66000 SH SOLE 66000 0 0 D AMERICAN EXPRESS CO COM 025816109 444155 13101928 SH SOLE 13101928 0 0 D AMERICAN INDEPENDENCE CORP COM NEW 026760405 1969 414591 SH SOLE 414591 0 0 D AMERIPRISE FINL INC COM 03076C106 1136 31260 SH SOLE 31260 0 0 D AMGEN INC COM 031162100 40459 671740 SH SOLE 671740 0 0 D AMPHENOL CORP NEW CL A 032095101 42343 1123754 SH SOLE 1123754 0 0 D ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 57974 1422319 SH SOLE 1422319 0 0 D APACHE CORP COM 037411105 261835 2851300 SH SOLE 2851300 0 0 D APTARGROUP INC COM 038336103 916 24511 SH SOLE 24511 0 0 D ARCHER DANIELS MIDLAND CO COM 039483102 1534 52500 SH SOLE 52500 0 0 D ARQULE INC COM 04269E107 6204 1366411 SH SOLE 1366411 0 0 D ARRAY BIOPHARMA INC COM 04269X105 1459 613132 SH SOLE 613132 0 0 D ASCENT MEDIA CORP COM SER A 043632108 8775 342770 SH SOLE 342770 0 0 D ASPECT MED SYS INC COM 045235108 4792 400000 SH SOLE 400000 0 0 D ATMEL CORP COM 049513104 7729 1844580 SH SOLE 1844580 0 0 D ATRINSIC INC COM 04964C109 111 101410 SH SOLE 101410 0 0 D ATWOOD OCEANICS INC COM 050095108 93 2630 SH SOLE 2630 0 0 D AUTOMATIC DATA PROCESSING IN COM 053015103 112608 2865356 SH SOLE 2865356 0 0 D BJ SVCS CO COM 055482103 13620 701000 SH SOLE 701000 0 0 D BAIDU INC SPON ADR REP A 056752108 0 1 SH SOLE 1 0 0 D BAKER HUGHES INC COM 057224107 1600 37500 SH SOLE 37500 0 0 D BALDOR ELEC CO COM 057741100 301 11000 SH SOLE 11000 0 0 D BALL CORP COM 058498106 38589 784330 SH SOLE 784330 0 0 D BANK OF NEW YORK MELLON CORP COM 064058100 576 19883 SH SOLE 19883 0 0 D BANKRATE INC COM 06646V108 4275 150000 SH SOLE 150000 0 0 D BARCLAYS BK PLC IPATH SHRT ETN 06740C527 223 4450 SH SOLE 4450 0 0 D BARNES & NOBLE INC COM 067774109 89632 4033824 SH SOLE 4033824 0 0 D BARRICK GOLD CORP COM 067901108 87089 2297873 SH SOLE 2297873 0 0 D BARRETT BILL CORP NOTE 5.000% 3/1 06846NAA2 6134 6500000 SH SOLE 6500000 0 0 D BARRETT BILL CORP COM 06846N104 13116 400000 SH SOLE 400000 0 0 D BAXTER INTL INC COM 071813109 37450 656900 SH SOLE 656900 0 0 D BERKSHIRE HATHAWAY INC DEL CL A 084670108 521059 5159 SH SOLE 5159 0 0 D BERKSHIRE HATHAWAY INC DEL CL B 084670207 80 24 SH SOLE 24 0 0 D BIOGEN IDEC INC COM 09062X103 19374 383500 SH SOLE 383500 0 0 D BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 102 2470 SH SOLE 2470 0 0 D BLOCK H & R INC COM 093671105 495 26936 SH SOLE 26936 0 0 D BLOUNT INTL INC NEW COM 095180105 112035 11830553 SH SOLE 11830553 0 0 D BOEING CO COM 097023105 325 6000 SH SOLE 6000 0 0 D BOOTS & COOTS INC COM NEW 099469504 21 13210 SH SOLE 13210 0 0 D BOSTON SCIENTIFIC CORP COM 101137107 86 8160 SH SOLE 8160 0 0 D BRISTOL MYERS SQUIBB CO COM 110122108 440 19520 SH SOLE 19520 0 0 D BURLINGTON NORTHN SANTA FE C COM 12189T104 1197 15000 SH SOLE 15000 0 0 D CSX CORP COM 126408103 314 7500 SH SOLE 7500 0 0 D CA INC COM 12673P105 14773 671800 SH SOLE 671800 0 0 D CHEMED CORP NEW COM 16359R103 22669 516500 SH SOLE 516500 0 0 D CHESAPEAKE ENERGY CORP COM 165167107 85 3000 SH SOLE 3000 0 0 D CHURCH & DWIGHT INC COM 171340102 34 600 SH SOLE 600 0 0 D CINCINNATI FINL CORP COM 172062101 114376 4400781 SH SOLE 4400781 0 0 D CISCO SYS INC COM 17275R102 146072 6205252 SH SOLE 6205252 0 0 D CINTAS CORP COM 172908105 398626 13151627 SH SOLE 13151627 0 0 D CITIGROUP INC COM 172967101 56 11610 SH SOLE 11610 0 0 D COCA COLA CO COM 191216100 4833 90000 SH SOLE 90000 0 0 D COCA COLA ENTERPRISES INC COM 191219104 4282 200000 SH SOLE 200000 0 0 D COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 722 15000 SH SOLE 15000 0 0 D COGNEX CORP COM 192422103 262 16000 SH SOLE 16000 0 0 D COMCAST CORP NEW CL A 20030N101 666 39410 SH SOLE 39410 0 0 D COMCAST CORP NEW CL A SPL 20030N200 226065 14058772 SH SOLE 14058772 0 0 D COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 7073 200890 SH SOLE 200890 0 0 D COMPUTER SCIENCES CORP COM 205363104 16187 307100 SH SOLE 307100 0 0 D CONAGRA FOODS INC COM 205887102 581 26794 SH SOLE 26794 0 0 D CONOCOPHILLIPS COM 20825C104 140680 3115147 SH SOLE 3115147 0 0 D CONSOLIDATED TOMOKA LD CO COM 210226106 1264 33000 SH SOLE 33000 0 0 D COPANO ENERGY L L C COM UNITS 217202100 8875 487660 SH SOLE 487660 0 0 D COPART INC COM 217204106 4786 144110 SH SOLE 144110 0 0 D CORCEPT THERAPEUTICS INC COM 218352102 627 418175 SH SOLE 418175 0 0 D COSTCO WHSL CORP NEW COM 22160K105 172400 3053496 SH SOLE 3053496 0 0 D COTT CORP QUE COM 22163N106 2460 334700 SH SOLE 334700 0 0 D CROWN CASTLE INTL CORP COM 228227104 379 12075 SH SOLE 12075 0 0 D CROWN HOLDINGS INC COM 228368106 37212 1368070 SH SOLE 1368070 0 0 D CURIS INC COM 231269101 30261 12932069 SH SOLE 12932069 0 0 D DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 2485 100000 SH SOLE 100000 0 0 D DST SYS INC DEL COM 233326107 11200 250000 SH SOLE 250000 0 0 D DEAN FOODS CO NEW COM 242370104 26313 1479090 SH SOLE 1479090 0 0 D DELL INC COM 24702R101 10554 691635 SH SOLE 691635 0 0 D DELTIC TIMBER CORP COM 247850100 66319 1448953 SH SOLE 1448953 0 0 D DENTSPLY INTL INC NEW COM 249030107 2739 79310 SH SOLE 79310 0 0 D DEVON ENERGY CORP NEW COM 25179M103 37678 559600 SH SOLE 559600 0 0 D DIONEX CORP COM 254546104 520 8000 SH SOLE 8000 0 0 D DIRECTV GROUP INC COM 25459L106 27991 1014890 SH SOLE 1014890 0 0 D DR PEPPER SNAPPLE GROUP INC COM 26138E109 6469 225000 SH SOLE 225000 0 0 D DRESSER-RAND GROUP INC COM 261608103 35649 1147390 SH SOLE 1147390 0 0 D DU PONT E I DE NEMOURS & CO COM 263534109 32 1000 SH SOLE 1000 0 0 D DURECT CORP COM 266605104 4061 1520833 SH SOLE 1520833 0 0 D DYNAMEX INC COM 26784F103 389 23796 SH SOLE 23796 0 0 D DYNCORP INTL INC CL A 26817C101 16969 942730 SH SOLE 942730 0 0 D EQT CORP COM 26884L109 1491 35000 SH SOLE 35000 0 0 D EAGLE MATERIALS INC COM 26969P108 9819 343560 SH SOLE 343560 0 0 D EASTMAN CHEM CO COM 277432100 14038 262200 SH SOLE 262200 0 0 D EDWARDS LIFESCIENCES CORP COM 28176E108 15175 217060 SH SOLE 217060 0 0 D ELECTRO RENT CORP COM 285218103 946 82100 SH SOLE 82100 0 0 D EMERSON ELEC CO COM 291011104 1403 35000 SH SOLE 35000 0 0 D ENCANA CORP COM 292505104 66766 1158928 SH SOLE 1158928 0 0 D ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 4144 97397 SH SOLE 97397 0 0 D ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 2943 105100 SH SOLE 105100 0 0 D ENZON PHARMACEUTICALS INC COM 293904108 10010 1213387 SH SOLE 1213387 0 0 D EUROPEAN EQUITY FUND COM 298768102 38 5419 SH SOLE 5419 0 0 D EXELIXIS INC COM 30161Q104 1753 274700 SH SOLE 274700 0 0 D EXXON MOBIL CORP COM 30231G102 441 6428 SH SOLE 6428 0 0 D FACET BIOTECH CORP SHS 30303Q103 1729 100000 SH SOLE 100000 0 0 D FACTSET RESH SYS INC COM 303075105 397 6000 SH SOLE 6000 0 0 D FEDEX CORP COM 31428X106 3009 40000 SH SOLE 40000 0 0 D FIRST ADVANTAGE CORP CL A 31845F100 4920 265214 SH SOLE 265214 0 0 D FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 1524 174131 SH SOLE 174131 0 0 D FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 110 10000 SH SOLE 10000 0 0 D FORD MTR CO DEL COM PAR $0.01 345370860 12977 1799852 SH SOLE 1799852 0 0 D FOREST LABS INC COM 345838106 294 10000 SH SOLE 10000 0 0 D FORRESTER RESH INC COM 346563109 346 13000 SH SOLE 13000 0 0 D FORTUNE BRANDS INC COM 349631101 3438 80000 SH SOLE 80000 0 0 D FREEPORT-MCMORAN COPPER & GO COM 35671D857 81438 1186977 SH SOLE 1186977 0 0 D FUQI INTERNATIONAL INC COM NEW 36102A207 84 2880 SH SOLE 2880 0 0 D GEN-PROBE INC NEW COM 36866T103 186 4500 SH SOLE 4500 0 0 D GENERAL COMMUNICATION INC CL A 369385109 3993 582130 SH SOLE 582130 0 0 D GENERAL DYNAMICS CORP COM 369550108 103430 1601080 SH SOLE 1601080 0 0 D GENERAL ELECTRIC CO COM 369604103 460 28001 SH SOLE 28001 0 0 D GENESIS LEASE LTD ADR 37183T107 512 57200 SH SOLE 57200 0 0 D GENZYME CORP COM 372917104 25997 458264 SH SOLE 458264 0 0 D GERBER SCIENTIFIC INC COM 373730100 1166 195000 SH SOLE 195000 0 0 D GERON CORP COM 374163103 262 40000 SH SOLE 40000 0 0 D GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 0 1 SH SOLE 1 0 0 D GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 536063 38901550 SH SOLE 38901550 0 0 D GOLDCORP INC NEW COM 380956409 87259 2161480 SH SOLE 2161480 0 0 D GOLDMAN SACHS GROUP INC COM 38141G104 75455 409304 SH SOLE 409304 0 0 D GOODRICH PETE CORP NOTE 3.250%12/0 382410AB4 2322 2500000 SH SOLE 2500000 0 0 D GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 140008 7531380 SH SOLE 7531380 0 0 D HSBC HLDGS PLC SPON ADR NEW 404280406 1219 21250 SH SOLE 21250 0 0 D HAEMONETICS CORP COM 405024100 561 10000 SH SOLE 10000 0 0 D HALLIBURTON CO COM 406216101 68403 2522238 SH SOLE 2522238 0 0 D HANOVER INS GROUP INC COM 410867105 51 1241 SH SOLE 1241 0 0 D HANSEN NAT CORP COM 411310105 7502 204180 SH SOLE 204180 0 0 D HARMONY GOLD MNG LTD SPONSORED ADR 413216300 189970 17364708 SH SOLE 17364708 0 0 D HARRIS CORP DEL COM 413875105 60 1600 SH SOLE 1600 0 0 D HARTFORD FINL SVCS GROUP INC COM 416515104 869 32780 SH SOLE 32780 0 0 D HEALTHWAYS INC COM 422245100 276 18000 SH SOLE 18000 0 0 D HELMERICH & PAYNE INC COM 423452101 121227 3066712 SH SOLE 3066712 0 0 D HERCULES OFFSHORE INC COM 427093109 48 9810 SH SOLE 9810 0 0 D HI SHEAR TECHNOLOGY CORP COM 42839Y104 980 51400 SH SOLE 51400 0 0 D HOLOGIC INC FRNT 2.000%12/1 436440AA9 164 200000 SH SOLE 200000 0 0 D HOLOGIC INC COM 436440101 327 20000 SH SOLE 20000 0 0 D HOME DEPOT INC COM 437076102 177778 6673356 SH SOLE 6673356 0 0 D HONEYWELL INTL INC COM 438516106 799 21500 SH SOLE 21500 0 0 D ITT CORP NEW COM 450911102 78 1500 SH SOLE 1500 0 0 D ICON PUB LTD CO SPONSORED ADR 45103T107 343 14000 SH SOLE 14000 0 0 D IDACORP INC COM 451107106 128735 4471522 SH SOLE 4471522 0 0 D IDENIX PHARMACEUTICALS INC COM 45166R204 1029 333000 SH SOLE 333000 0 0 D IDEXX LABS INC COM 45168D104 350 7000 SH SOLE 7000 0 0 D IMMUNOGEN INC COM 45253H101 406 50000 SH SOLE 50000 0 0 D INDEPENDENCE HLDG CO NEW COM NEW 453440307 2953 502168 SH SOLE 502168 0 0 D INERGY HLDGS L P COM 45661Q107 251 5400 SH SOLE 5400 0 0 D INERGY L P UNIT LTD PTNR 456615103 298 10000 SH SOLE 10000 0 0 D INFINITY PHARMACEUTICALS INC COM 45665G303 48 7653 SH SOLE 7653 0 0 D INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 205 6000 SH SOLE 6000 0 0 D INTEL CORP COM 458140100 161248 8239553 SH SOLE 8239553 0 0 D INTERNATIONAL BUSINESS MACHS COM 459200101 101883 851796 SH SOLE 851796 0 0 D INTERNATIONAL SPEEDWAY CORP CL A 460335201 8837 320540 SH SOLE 320540 0 0 D INTEVAC INC COM 461148108 23631 1758239 SH SOLE 1758239 0 0 D ISHARES INC MSCI S KOREA 464286772 95 2000 SH SOLE 2000 0 0 D ISHARES TR INDEX RUSSELL1000VAL 464287598 322 5800 SH SOLE 5800 0 0 D JPMORGAN CHASE & CO COM 46625H100 2616 59700 SH SOLE 59700 0 0 D JOHNSON & JOHNSON COM 478160104 88845 1459112 SH SOLE 1459112 0 0 D KINROSS GOLD CORP COM NO PAR 496902404 85000 3917049 SH SOLE 3917049 0 0 D KOPIN CORP COM 500600101 15375 3203058 SH SOLE 3203058 0 0 D KRAFT FOODS INC CL A 50075N104 71352 2716111 SH SOLE 2716111 0 0 D KROGER CO COM 501044101 2291 111000 SH SOLE 111000 0 0 D L-1 IDENTITY SOLUTIONS INC NOTE 3.750% 5/1 50212AAB2 1591 1800000 SH SOLE 1800000 0 0 D L-1 IDENTITY SOLUTIONS INC COM 50212A106 13207 1889377 SH SOLE 1889377 0 0 D LSI CORPORATION COM 502161102 9682 1763506 SH SOLE 1763506 0 0 D LEAP WIRELESS INTL INC COM NEW 521863308 10609 542650 SH SOLE 542650 0 0 D LEUCADIA NATL CORP COM 527288104 939 38000 SH SOLE 38000 0 0 D LIBERTY ACQUISITION HLDGS CO COM 53015Y107 7251 763273 SH SOLE 763273 0 0 D LIBERTY GLOBAL INC COM SER A 530555101 2553 113097 SH SOLE 113097 0 0 D LIBERTY GLOBAL INC COM SER C 530555309 2531 112711 SH SOLE 112711 0 0 D LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 103 9375 SH SOLE 9375 0 0 D LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 2844 135940 SH SOLE 135940 0 0 D LIBERTY MEDIA CORP NEW ENT COM SER A 53071M500 11659 374776 SH SOLE 374776 0 0 D LINEAR TECHNOLOGY CORP COM 535678106 182697 6612277 SH SOLE 6612277 0 0 D LOCKHEED MARTIN CORP COM 539830109 50351 644862 SH SOLE 644862 0 0 D LOEWS CORP COM 540424108 784 22900 SH SOLE 22900 0 0 D LOWES COS INC COM 548661107 66489 3175233 SH SOLE 3175233 0 0 D M & T BK CORP COM 55261F104 6350 101886 SH SOLE 101886 0 0 D MDS INC COM 55269P302 9464 1155552 SH SOLE 1155552 0 0 D MSC SOFTWARE CORP COM 553531104 16820 2000000 SH SOLE 2000000 0 0 D MACYS INC COM 55616P104 32400 1771487 SH SOLE 1771487 0 0 D MAG SILVER CORP COM 55903Q104 82 14014 SH SOLE 14014 0 0 D MANHATTAN ASSOCS INC COM 562750109 283 14000 SH SOLE 14000 0 0 D MANULIFE FINL CORP COM 56501R106 20 942 SH SOLE 942 0 0 D MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 4625 102110 SH SOLE 102110 0 0 D MARVEL ENTERTAINMENT INC COM 57383T103 38456 775000 SH SOLE 775000 0 0 D MCAFEE INC COM 579064106 175 4000 SH SOLE 4000 0 0 D MCDONALDS CORP COM 580135101 9574 167760 SH SOLE 167760 0 0 D MCGRAW HILL COS INC COM 580645109 1006 40000 SH SOLE 40000 0 0 D MCMORAN EXPLORATION CO COM 582411104 3655 484050 SH SOLE 484050 0 0 D MEAD JOHNSON NUTRITION CO COM CL A 582839106 3158 70000 SH SOLE 70000 0 0 D MEDCO HEALTH SOLUTIONS INC COM 58405U102 183 3314 SH SOLE 3314 0 0 D MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 299 14000 SH SOLE 14000 0 0 D MEDTRONIC INC COM 585055106 368 10000 SH SOLE 10000 0 0 D MERCK & CO INC COM 589331107 531 16788 SH SOLE 16788 0 0 D MERCURY GENL CORP NEW COM 589400100 5316 146920 SH SOLE 146920 0 0 D METLIFE INC COM 59156R108 396 10400 SH SOLE 10400 0 0 D MICROSOFT CORP COM 594918104 356089 13753907 SH SOLE 13753907 0 0 D MOLSON COORS BREWING CO CL B 60871R209 2921 60000 SH SOLE 60000 0 0 D MONSANTO CO NEW COM 61166W101 33 432 SH SOLE 432 0 0 D MORGAN STANLEY COM NEW 617446448 35987 1165385 SH SOLE 1165385 0 0 D MURPHY OIL CORP COM 626717102 79709 1384561 SH SOLE 1384561 0 0 D MYRIAD PHARMACEUTICALS INC COM 62856H107 6217 1060946 SH SOLE 1060946 0 0 D NATCO GROUP INC CL A 63227W203 18863 426000 SH SOLE 426000 0 0 D NEW GERMANY FD INC COM 644465106 996 83133 SH SOLE 83133 0 0 D NEW GERMANY FD INC COM 644465106 234 19545 SH SOLE 19545 0 0 D NEWFIELD EXPL CO COM 651290108 60 1400 SH SOLE 1400 0 0 D NEWMONT MINING CORP COM 651639106 258118 5863655 SH SOLE 5863655 0 0 D NEWS CORP CL A 65248E104 3470 289405 SH SOLE 289405 0 0 D NORFOLK SOUTHERN CORP COM 655844108 754 17500 SH SOLE 17500 0 0 D NOVARTIS A G SPONSORED ADR 66987V109 665 13200 SH SOLE 13200 0 0 D NUSTAR ENERGY LP UNIT COM 67058H102 7492 144531 SH SOLE 144531 0 0 D NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 57021 2299248 SH SOLE 2299248 0 0 D NUTRACEUTICAL INTL CORP COM 67060Y101 21 1900 SH SOLE 1900 0 0 D NVIDIA CORP COM 67066G104 11807 785550 SH SOLE 785550 0 0 D OCCIDENTAL PETE CORP DEL COM 674599105 37888 483259 SH SOLE 483259 0 0 D ODYSSEY RE HLDGS CORP COM 67612W108 3305 51000 SH SOLE 51000 0 0 D OMNICOM GROUP INC COM 681919106 217789 5895744 SH SOLE 5895744 0 0 D OMNITURE INC COM 68212S109 26800 1250000 SH SOLE 1250000 0 0 D ON2 TECHNOLOGIES INC COM 68338A107 1553 2631744 SH SOLE 2631744 0 0 D O REILLY AUTOMOTIVE INC COM 686091109 199 5500 SH SOLE 5500 0 0 D OREXIGEN THERAPEUTICS INC COM 686164104 1182 120000 SH SOLE 120000 0 0 D OWENS CORNING NEW COM 690742101 15735 700900 SH SOLE 700900 0 0 D PDL BIOPHARMA INC COM 69329Y104 20746 2632740 SH SOLE 2632740 0 0 D PACKAGING CORP AMER COM 695156109 7164 351200 SH SOLE 351200 0 0 D PALATIN TECHNOLOGIES INC COM NEW 696077304 568 1793566 SH SOLE 1793566 0 0 D PALL CORP COM 696429307 1614 50000 SH SOLE 50000 0 0 D PARALLEL PETE CORP DEL COM 699157103 5072 1600000 SH SOLE 1600000 0 0 D PENN WEST ENERGY TR TR UNIT 707885109 2059 130000 SH SOLE 130000 0 0 D PEPSI BOTTLING GROUP INC COM 713409100 39173 1075000 SH SOLE 1075000 0 0 D PEPSICO INC COM 713448108 3520 60000 SH SOLE 60000 0 0 D PERKINELMER INC COM 714046109 337 17500 SH SOLE 17500 0 0 D PEROT SYS CORP CL A 714265105 11880 400000 SH SOLE 400000 0 0 D PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 231678 5893603 SH SOLE 5893603 0 0 D PFIZER INC COM 717081103 2610 157682 SH SOLE 157682 0 0 D PHARMACEUTICAL PROD DEV INC COM 717124101 263 12000 SH SOLE 12000 0 0 D PHILIP MORRIS INTL INC COM 718172109 3217 66000 SH SOLE 66000 0 0 D PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 1028 20000 SH SOLE 20000 0 0 D PLAYBOY ENTERPRISES INC NOTE 3.000% 3/1 728117AB8 462 600000 SH SOLE 600000 0 0 D PLAYBOY ENTERPRISES INC CL B 728117300 287 95000 SH SOLE 95000 0 0 D PLUM CREEK TIMBER CO INC COM 729251108 140357 4580827 SH SOLE 4580827 0 0 D POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 7039 276460 SH SOLE 276460 0 0 D PRAXAIR INC COM 74005P104 53069 649640 SH SOLE 649640 0 0 D PRECISION CASTPARTS CORP COM 740189105 21444 210500 SH SOLE 210500 0 0 D QUALCOMM INC COM 747525103 153 3400 SH SOLE 3400 0 0 D RANDGOLD RES LTD ADR 752344309 91932 1315571 SH SOLE 1315571 0 0 D RAYONIER INC COM 754907103 263589 6443154 SH SOLE 6443154 0 0 D RAYONIER TRS HLDGS INC NOTE 3.750%10/1 75508AAB2 3701 3500000 SH SOLE 3500000 0 0 D RAYTHEON CO COM NEW 755111507 17159 357700 SH SOLE 357700 0 0 D RENTRAK CORP COM 760174102 7521 421117 SH SOLE 421117 0 0 D RESMED INC COM 761152107 316 7000 SH SOLE 7000 0 0 D ROCKWELL COLLINS INC COM 774341101 7866 154840 SH SOLE 154840 0 0 D ROYAL GOLD INC COM 780287108 67151 1472601 SH SOLE 1472601 0 0 D SEI INVESTMENTS CO COM 784117103 236 12000 SH SOLE 12000 0 0 D SK TELECOM LTD SPONSORED ADR 78440P108 1450 83100 SH SOLE 83100 0 0 D SPDR TR UNIT SER 1 78462F103 12666 119950 SH SOLE 119950 0 0 D SPSS INC COM 78462K102 17483 350000 SH SOLE 350000 0 0 D SPDR GOLD TRUST GOLD SHS 78463V107 189559 1917639 SH SOLE 1917639 0 0 D ST JUDE MED INC COM 790849103 10656 273169 SH SOLE 273169 0 0 D SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 83940 4647824 SH SOLE 4647824 0 0 D SANOFI AVENTIS SPONSORED ADR 80105N105 29939 810262 SH SOLE 810262 0 0 D SCHERING PLOUGH CORP COM 806605101 39550 1400000 SH SOLE 1400000 0 0 D SCHLUMBERGER LTD COM 806857108 89 1500 SH SOLE 1500 0 0 D SEACOR HOLDINGS INC COM 811904101 5875 71971 SH SOLE 71971 0 0 D SEMPRA ENERGY COM 816851109 216 4336 SH SOLE 4336 0 0 D SENOMYX INC COM 81724Q107 4021 997707 SH SOLE 997707 0 0 D SEPRACOR INC COM 817315104 2290 100000 SH SOLE 100000 0 0 D SHERWIN WILLIAMS CO COM 824348106 17398 289200 SH SOLE 289200 0 0 D SONY CORP ADR NEW 835699307 584 20000 SH SOLE 20000 0 0 D SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 361 20000 SH SOLE 20000 0 0 D SPRINT NEXTEL CORP COM SER 1 852061100 9 2300 SH SOLE 2300 0 0 D SUN MICROSYSTEMS INC COM NEW 866810203 13635 1500000 SH SOLE 1500000 0 0 D SUNESIS PHARMACEUTICALS INC COM 867328502 40 100000 SH SOLE 100000 0 0 D TECK RESOURCES LTD CL B 878742204 16887 612500 SH SOLE 612500 0 0 D THERAVANCE INC COM 88338T104 4320 295100 SH SOLE 295100 0 0 D THERMO FISHER SCIENTIFIC INC COM 883556102 1201 27500 SH SOLE 27500 0 0 D 3M CO COM 88579Y101 338311 4584156 SH SOLE 4584156 0 0 D TIME WARNER INC COM NEW 887317303 2572 89374 SH SOLE 89374 0 0 D TIME WARNER CABLE INC COM 88732J207 967 22433 SH SOLE 22433 0 0 D TRIAN ACQUISITION I CORP COM 89582E108 3584 368395 SH SOLE 368395 0 0 D TRUBION PHARMACEUTICALS INC COM 89778N102 8386 1657281 SH SOLE 1657281 0 0 D UIL HLDG CORP COM 902748102 365 13832 SH SOLE 13832 0 0 D US BANCORP DEL COM NEW 902973304 1914 87571 SH SOLE 87571 0 0 D UNIFIRST CORP MASS COM 904708104 83065 1868726 SH SOLE 1868726 0 0 D UNION PAC CORP COM 907818108 2188 37500 SH SOLE 37500 0 0 D UNITED TECHNOLOGIES CORP COM 913017109 487 8000 SH SOLE 8000 0 0 D UNUM GROUP COM 91529Y106 1286 60000 SH SOLE 60000 0 0 D VALEANT PHARMACEUTICALS INTL COM 91911X104 47883 1706450 SH SOLE 1706450 0 0 D VALSPAR CORP COM 920355104 20269 736770 SH SOLE 736770 0 0 D VARIAN INC COM 922206107 14324 280532 SH SOLE 280532 0 0 D VIASAT INC COM 92552V100 266 10000 SH SOLE 10000 0 0 D VIACOM INC NEW CL B 92553P201 2961 105610 SH SOLE 105610 0 0 D VULCAN MATLS CO COM 929160109 98192 1816019 SH SOLE 1816019 0 0 D WABCO HLDGS INC COM 92927K102 1528 72771 SH SOLE 72771 0 0 D WAL MART STORES INC COM 931142103 72206 1470895 SH SOLE 1470895 0 0 D WELLPOINT INC COM 94973V107 141705 2992091 SH SOLE 2992091 0 0 D WELLS FARGO & CO NEW COM 949746101 105703 3751000 SH SOLE 3751000 0 0 D WEYCO GROUP INC COM 962149100 3976 173646 SH SOLE 173646 0 0 D WEYERHAEUSER CO COM 962166104 121200 3306953 SH SOLE 3306953 0 0 D WILLIAMS COS INC DEL COM 969457100 28726 1607500 SH SOLE 1607500 0 0 D WILLIAMS PARTNERS L P COM UNIT L P 96950F104 39099 1678808 SH SOLE 1678808 0 0 D WILLIAMS PIPELINE PARTNERS L COM UNIT LP IN 96950K103 11874 619750 SH SOLE 619750 0 0 D WRIGHT MED GROUP INC NOTE 2.625%12/0 98235TAA5 169 200000 SH SOLE 200000 0 0 D WYETH COM 983024100 79407 1634558 SH SOLE 1634558 0 0 D XTO ENERGY INC COM 98385X106 17501 423556 SH SOLE 423556 0 0 D XEROX CORP COM 984121103 619 80000 SH SOLE 80000 0 0 D ZEBRA TECHNOLOGIES CORP CL A 989207105 259 10000 SH SOLE 10000 0 0 D ZIMMER HLDGS INC COM 98956P102 200 3741 SH SOLE 3741 0 0 D GTC BIOTHERAPEUTICS INC COM NEW 36238T203 18 1149425 SH SOLE 1149425 0 0 D GREAT BASIN GOLD LTD COM 390124105 1621 10592350 SH SOLE 10592350 0 0 S REPORT SUMMARY 354 DATA RECORDS 10771478 415604051 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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