0001564770-13-000003.txt : 20130221
0001564770-13-000003.hdr.sgml : 20130221
20130221142427
ACCESSION NUMBER: 0001564770-13-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130221
DATE AS OF CHANGE: 20130221
EFFECTIVENESS DATE: 20130221
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Herndon Plant Oakley Ltd
CENTRAL INDEX KEY: 0001325187
IRS NUMBER: 742863988
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11388
FILM NUMBER: 13629850
BUSINESS ADDRESS:
STREET 1: 800 N SHORELINE
STREET 2: SUITE 2200 SOUTH
CITY: CORPUS CHRISTI
STATE: TX
ZIP: 78401
BUSINESS PHONE: 361-888-7611
MAIL ADDRESS:
STREET 1: 800 N SHORELINE
STREET 2: SUITE 2200 SOUTH
CITY: CORPUS CHRISTI
STATE: TX
ZIP: 78401
13F-HR
1
dec12edgarfilinghpo.txt
13F FILING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarterly Ended: December 31, 2012
Check here is Amendment [X]; Amendment Number:1
This Amendment (Check only one.): [X] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing This Report:
Name: Herndon Plant Oakley Ltd.
Address: 800 North Shoreline, Ste. 2200-South
Corpus Christi, Texas 78401
13F File Number: 028-11388
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts
of this form.
Person Signing This Report on Behalf of Reporting Manager:
Name: Beth Deubel-Ragan
Title: Managing Director
Phone: 361-888-7611
Signature, Place and Date of Signing:
Beth Deubel-Ragan, Corpus Christi, TX February 21, 2013
Report Type (Check only one):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 0
Form 13F Information Table Value Total: 0
(x1,000)
List of Other Included Managers:
No. 13F File Number Name
01 N/A N/A
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------