0001325187-11-000009.txt : 20110825 0001325187-11-000009.hdr.sgml : 20110825 20110825160901 ACCESSION NUMBER: 0001325187-11-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110825 DATE AS OF CHANGE: 20110825 EFFECTIVENESS DATE: 20110825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Herndon Plant Oakley Ltd CENTRAL INDEX KEY: 0001325187 IRS NUMBER: 742863988 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11388 FILM NUMBER: 111056735 BUSINESS ADDRESS: STREET 1: 800 N SHORELINE STREET 2: SUITE 2200 SOUTH CITY: CORPUS CHRISTI STATE: TX ZIP: 78401 BUSINESS PHONE: 361-888-7611 MAIL ADDRESS: STREET 1: 800 N SHORELINE STREET 2: SUITE 2200 SOUTH CITY: CORPUS CHRISTI STATE: TX ZIP: 78401 13F-HR 1 june11edgarfiling.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarterly Ended: June 30, 2011 Check here is Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing This Report: Name: Herndon Plant Oakley Ltd. Address: 800 North Shoreline, Ste. 2200-South Corpus Christi, Texas 78401 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing This Report on Behalf of Reporting Manager: Name: Beth Deubel-Ragan Title: Managing Director Phone: 361-888-7611 Signature, Place and Date of Signing: NAME OF SIGNATORY, CITY/STATE DATE Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 148 Form 13F Information Table Value Total: $333,787,000 List of Other Included Managers: No. 13F File Number Name 01 N/A N/A FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ***TELSTRA CORPORATION LIMITED COM 87969n204 547 35070 SH Sole 3M COMPANY COM 88579y101 1720 18138 SH Sole ABBOTT LABORATORIES COM 002824100 7336 139409 SH Sole ABERDEEN ASIA PACIFIC INCOME F COM 003009107 129 17535 SH Sole ADVENT CLAYMORE CONV SECS & IN COM 00764c109 2711 144177 SH Sole AGIC CONV & INCOME FD COM 001190107 2713 265418 SH Sole ALLIANCEBERNSTEIN HOLDING LP U COM 01881g106 5361 275760 SH Sole ALLIANCEBERNSTEIN INCOME FUND COM 01881e101 1671 211798 SH Sole 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