-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PP9q0bHBDjoCtTY2mTj35WEMbChdNe8u0R5iaS/djM00rXYTju89ehXhParFDgtP TLmD9n6rcWa7DhnoZtvWmw== 0000898432-08-000476.txt : 20080513 0000898432-08-000476.hdr.sgml : 20080513 20080513165523 ACCESSION NUMBER: 0000898432-08-000476 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080513 DATE AS OF CHANGE: 20080513 EFFECTIVENESS DATE: 20080513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Knoll Capital Management, LP CENTRAL INDEX KEY: 0001325083 IRS NUMBER: 133476926 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11424 FILM NUMBER: 08828219 BUSINESS ADDRESS: STREET 1: 666 FIFTH AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 BUSINESS PHONE: 212-808-7474 MAIL ADDRESS: STREET 1: 666 FIFTH AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 13F-HR 1 knollcap_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended March 31, 2008. Check here if Amendment [ ]: Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Knoll Capital Management, L.P. KOM Capital Management, LLC Address: 666 Fifth Avenue 37th Floor New York, New York 10103 Form 13F File Numbers: 1) Knoll Capital Management, L.P.: 028-11424 2) KOM Capital Management, LLC: 028-11425 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Fred Knoll Title: President Phone: (212) 808-7474 Signature, Place, and Date of Signing: /s/ Fred Knoll, New York, New York, May 13, 2008. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 27 Data Records Form 13F Information Table Value Total: $199,229 -------- (x1000) List of Other Included Managers: Form 13F File Number Name 028-11425 KOM Capital Management, LLC - ---------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------------------- Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 - ----------------------------------------------------------------------------------------------------------------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE (x1000) SHRS OR PRN SH/PR PUT/ INV. DISCR. OTHER VOTING AMT. CALL MNGRS. AUTHORITY SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- Abraxis Bioscience Inc. New COM 00383E106 4069 68867 SH SOLE 68867 - ----------------------------------------------------------------------------------------------------------------------------------- Alfacel Corp. COM 0154041106 8449 3550155 SH SOLE 3550155 - ----------------------------------------------------------------------------------------------------------------------------------- A-Power Energy Generation Sys COM G04136100 3627 239400 SH SOLE 239400 - ----------------------------------------------------------------------------------------------------------------------------------- Aspenbio Pharma Inc COM 045346103 4532 784102 SH SOLE 784102 - ----------------------------------------------------------------------------------------------------------------------------------- ATP Oil & Gas Corporation COM 00208J108 24014 733915 SH SOLE 733915 - ----------------------------------------------------------------------------------------------------------------------------------- Cano Petroleum Inc COM 137801106 3919 837308 SH SOLE 837308 - ----------------------------------------------------------------------------------------------------------------------------------- Childrens Place Retail Stores COM 168905107 1228 50000 SH SOLE 50000 - ----------------------------------------------------------------------------------------------------------------------------------- Delta Petroleum Corp. New COM 247907207 13071 579882 SH SOLE 579882 - ----------------------------------------------------------------------------------------------------------------------------------- DigitalFx International Inc. COM 25389E107 7 23947 SH SOLE 23947 - ----------------------------------------------------------------------------------------------------------------------------------- First Marblehead Corp. COM 320771108 2387 320000 SH SOLE 320000 - ----------------------------------------------------------------------------------------------------------------------------------- Flamel Technologies SA SPON ADR 338488109 20788 2230463 SH SOLE 2230463 - ----------------------------------------------------------------------------------------------------------------------------------- Fortress Intl GRP Inc. *W Exp 34958D110 86 200000 SH SOLE 86000 07/12/2009 - ----------------------------------------------------------------------------------------------------------------------------------- Hercules Offshore Inc COM 427093109 4684 186460 SH SOLE 186460 - ----------------------------------------------------------------------------------------------------------------------------------- Hythiam Inc COM 44919F104 4612 3811372 SH SOLE 3811372 - ----------------------------------------------------------------------------------------------------------------------------------- Medivation Inc. COM 58501N101 44967 3160041 SH SOLE 3160041 - ----------------------------------------------------------------------------------------------------------------------------------- Novelos Therapeutics Inc.(1) COM 6700M100 6228 1725408 SH SOLE 1725408 - ----------------------------------------------------------------------------------------------------------------------------------- Parkervision Inc. COM 701354102 13875 1792583 SH SOLE 1792583 - ----------------------------------------------------------------------------------------------------------------------------------- Rodman & Renshaw Cap GP Inc. COM 77487R100 1455 447756 SH SOLE 447756 - ----------------------------------------------------------------------------------------------------------------------------------- Sequenom Inc. COM NEW 817337405 1598 245800 SH SOLE 245800 - ----------------------------------------------------------------------------------------------------------------------------------- Silver Wheaton Corp. COM 828336107 777 50000 SH SOLE 50000 - ----------------------------------------------------------------------------------------------------------------------------------- Storm Cat COM 862168101 48 64978 SH SOLE 64978 - ----------------------------------------------------------------------------------------------------------------------------------- Sulphco Inc. COM 865378103 18484 4432600 SH SOLE 4432600 - ----------------------------------------------------------------------------------------------------------------------------------- Trina Solar LTD Sponsored SPON ADR 89628E104 9253 3010000 SH SOLE 3010000 ADR - ----------------------------------------------------------------------------------------------------------------------------------- US Energy Corp. WYO COM 911805109 111 33193 SH SOLE 33193 - ----------------------------------------------------------------------------------------------------------------------------------- XCorporeal Inc. COM 98400P104 1036 142858 SH SOLE 142858 - ----------------------------------------------------------------------------------------------------------------------------------- Yahoo! Inc. CALL 984332906 488 5000 SH SOLE 5000 - ----------------------------------------------------------------------------------------------------------------------------------- Yahoo! Inc. COM 984332106 5436 187900 SH SOLE 187900 - -----------------------------------------------------------------------------------------------------------------------------------
__________________ (1)* Securities of Novelos Therapeutics Inc. are not listed on the U.S. Securities and Exchange Commission's Official List of 13f Securities as a 13F Security as defined in Section 13(f) of the Securities Exchange Act of 1934. However, Knoll Capital Management, L.P. and KOM Capital Management, LLC have chosen to include these securities for informational purposes. -----END PRIVACY-ENHANCED MESSAGE-----