0001638599-16-001513.txt : 20161108 0001638599-16-001513.hdr.sgml : 20161108 20161108174501 ACCESSION NUMBER: 0001638599-16-001513 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161108 FILED AS OF DATE: 20161108 DATE AS OF CHANGE: 20161108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Bearings INC CENTRAL INDEX KEY: 0001324948 STANDARD INDUSTRIAL CLASSIFICATION: BALL & ROLLER BEARINGS [3562] IRS NUMBER: 954372080 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 BUSINESS PHONE: (203) 267 7001 MAIL ADDRESS: STREET 1: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Thomas J CENTRAL INDEX KEY: 0001371828 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51486 FILM NUMBER: 161982250 MAIL ADDRESS: STREET 1: RBC BEARINGS INCORPORATED STREET 2: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 4 1 doc4_4291.xml PRIMARY DOCUMENT X0306 4 2016-11-08 0 0001324948 RBC Bearings INC ROLL 0001371828 Williams Thomas J 15 LAUREL CREST DRIVE BURLINGTON CT 06013 0 1 0 0 General Counsel and Secretary Common Stock 2016-11-08 4 M 0 2000 37.66 A 6097 D Common Stock 2016-11-08 4 M 0 2000 44.60 A 8097 D Common Stock 2016-11-08 4 M 0 2000 51.08 A 10097 D Common Stock 2016-11-08 4 M 0 1500 64.15 A 11597 D Common Stock 2016-11-08 4 S 0 8460 71.43 D 3137 D Option to purchase Common Stock 37.66 2016-11-08 4 M 0 2000 37.66 D 2012-10-06 2018-10-06 Common Stock 10000 0 D Option to Purchase Common Stock 44.6 2016-11-08 4 M 0 2000 44.60 D 2013-06-04 2019-06-04 Common Stock 10000 2000 D Option to Purchase Common Stock 51.08 2016-11-08 4 M 0 2000 51.08 D 2014-06-14 2020-06-14 Common Stock 10000 2000 D Option to Purchase Common Stock 64.15 2016-11-08 4 M 0 1500 64.15 D 2015-07-01 2021-07-01 Common Stock 7500 4500 D Option to Purchase Common Stock 72.83 2016-07-01 2022-07-01 Common Stock 7500 7500 D Option to Purchase Common Stock 72.94 2017-07-08 2023-07-08 Common Stock 7500 7500 D Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 10/06/2012, 1/5 vest on 10/06/2013, 1/5 vest on 10/06/2014, 1/5 vest on 10/06/2015 and 1/5 vest on 10/06/2016. Options expire 7 years from grant date. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 6/4/2013, 1/5 vest on 6/4/2014, 1/5 vest on 6/4/2015, 1/5 vest on 6/4/2016 and 1/5 vest on 6/4/2017. Options expire 7 years from grant date. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 6/14/2014, 1/5 vest on 6/14/2015, 1/5 vest on 6/14/2016, 1/5 vest on 6/14/2017 and 1/5 vest on 6/14/2018. Options expire 7 years from grant date. 333 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7-1/2017. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 7-1/2015, 1/5 vest on 7-1/2016, 1/5 vest on 7-1/2017, 1/5 vest on 7-1/2018 and 1/5 vest on 7-1/2019. Options expire 7 years from grant date Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 7-1/2016, 1/5 vest on 7-1/2017, 1/5 vest on 7-1/2018, 1/5 vest on 7-1/2019 and 1/5 vest on 7-1/2020. Options expire 7 years from grant date Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 7/8/2017, 1/5 vest on 7/8/2018, 1/5 vest on 7/8/2019, 1/5 vest on 7/8/2020 and 1/5 vest on 7/8/2021. Options expire 7 years from grant date. 1,000 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/3 vest on 7/8/2017, 1/3 vest on 7/8/2018, 1/3 vest on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. 667 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/2 vest on 7/1/2017, 1/2 vest on 7/1/2018. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Thomas J. Williams 2016-11-08