0001144204-14-035698.txt : 20140623 0001144204-14-035698.hdr.sgml : 20140623 20140604163742 ACCESSION NUMBER: 0001144204-14-035698 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140603 FILED AS OF DATE: 20140604 DATE AS OF CHANGE: 20140604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Bearings INC CENTRAL INDEX KEY: 0001324948 STANDARD INDUSTRIAL CLASSIFICATION: BALL & ROLLER BEARINGS [3562] IRS NUMBER: 954372080 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 BUSINESS PHONE: (203) 267 7001 MAIL ADDRESS: STREET 1: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Faghri Amir CENTRAL INDEX KEY: 0001335719 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51486 FILM NUMBER: 14891226 MAIL ADDRESS: STREET 1: RBC BEARINGS INCORPORATED STREET 2: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 4 1 form468639_20140604043703-.xml X0306 4 2014-06-03 0 0001324948 RBC Bearings INC ROLL 0001335719 Faghri Amir 77 KAYA LANE MANSFIELD CT US 06250 1 0 0 0 Common Stock 2014-06-03 4 M 0 2500 8 A 10440 D Common Stock 2014-06-03 4 S 0 337 59.58 D 10103 D Option to purchase Common Stock 31.91 2009-02-12 2015-02-12 Common Stock 2500 2500 D Option to purchase Common Stock 8 2014-06-03 4 M 0 2500 8 D 2004-08-27 2014-08-27 Common Stock 2500 0 D Option to purchase Common Stock 15.33 2005-11-08 2015-11-08 Common Stock 2500 2500 D Option to purchase Common Stock 20.37 2009-11-11 2015-11-11 Common Stock 2500 2500 D Option to purchase Common Stock 22.73 2009-11-16 2016-11-16 Common Stock 2500 2500 D Option to purchase cmmon stock 39.16 2012-07-07 2018-07-07 Common Stock 2500 2500 D Option to Purchase Common Stock 44.6 2013-06-04 2019-06-04 Common Stock 2500 2500 D Option to Purchase Common Stock 51.08 2014-06-14 2020-06-14 Common Stock 2500 2500 D Options to purchase shares of common stock are subject to the following vesting schedule: 1/5 vest on 2/12/09, 1/5 vest on 2/12/10, 1/5 vest on 2/12/11, 1/5 vest on 2/12/12 and 1/5 vest on 2/12/13. Options to purchase shares of common stock are subject to the following vesting schedule: 1/3 vested on 11/11/09, 1/3 vest on 11/11/10 and 1/3 vest on 11/11/11. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/3 vest on 11/16/2010, 1/3 vest on 11/16/2011 and 1/3/ vest on 11/16/2012 333 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/7/2014. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Options to purchase shares of common stock are subject to the following vesting schedule: 1/3 vested on 7/7/2012, 1/3 vest on 7/7/2013 and 1/3 vest on 7/7/2014. 667 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/2 lapse on 6/4/2014 and 1/2 lapse on 6/4/2015. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 6/4/2013, 1/5 vest on 6/4/2014, 1/5 vest on 6/4/2015, 1/5 vest on 6/4/2016 and 1/5 vest on 6/4/2017. Options expire 7 years from grant date. 1,000 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/3 vest on 6/14/2014, 1/3 vest on 6/14/2015, 1/3 vest on 6/14/2016. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 6/14/2014, 1/5 vest on 6/14/2015, 1/5 vest on 6/14/2016, 1/5 vest on 6/14/2017 and 1/5 vest on 6/14/2018. Options expire 7 years from grant date. Shares were sold in connection with a stock option exercise to pay the option exercise price. Thomas J. Williams / attorney in fact/ 2014-06-04