0001324659-19-000007.txt : 20190418 0001324659-19-000007.hdr.sgml : 20190418 20190418103759 ACCESSION NUMBER: 0001324659-19-000007 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190418 DATE AS OF CHANGE: 20190418 EFFECTIVENESS DATE: 20190418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COBIZ WEALTH, LLC CENTRAL INDEX KEY: 0001324659 IRS NUMBER: 421578585 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11324 FILM NUMBER: 19754925 BUSINESS ADDRESS: STREET 1: 1401 LAWRENCE STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-291-4700 MAIL ADDRESS: STREET 1: 1401 LAWRENCE STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: COBIZ INVESTMENT MANAGEMENT, LLC DATE OF NAME CHANGE: 20100805 FORMER COMPANY: FORMER CONFORMED NAME: Alexander Capital Management Group, LLC DATE OF NAME CHANGE: 20050422 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001324659 XXXXXXXX 03-31-2019 03-31-2019 true 1 RESTATEMENT COBIZ WEALTH, LLC

1401 LAWRENCE STREET SUITE 1200 DENVER CO 80202

13F HOLDINGS REPORT 028-11324 Y Incorrect data was uploaded, report was submitted for 3/31 with information reported as of 4/12. Resubmitting with correct 3/31 data. Rita Koch Day 3032914700 Rita Koch Day Denver CO 04-18-2019 0 117 518957 false INFORMATION TABLE 2 inftable.xml 1ST QTR 13F CITIGROUP INC DEP SHS PFD S PFD 172967317 1854 71015 SH SOLE 71015 0 0 STIFEL FINL CORP DSHS 1/40 PF PFD 860630409 3090 116165 SH SOLE 116165 0 0 WELLS FARGO CO NEW DEP 1/1000 PFD 949746465 1765 63875 SH SOLE 63875 0 0 ZIONS BANCORPORATION N A PFD 1 PFD 989701834 518 20155 SH SOLE 20155 0 0 PIMCO CORPORATE & INCOME OPP F ETF 72201B101 245 14000 SH SOLE 14000 0 0 PURPOSE FLOATING RATE INCOM FD ETF 74642Q101 206 4056 SH SOLE 4056 0 0 VANGUARD SCOTTSDALE FDS SHRT T ETF 92206C409 815 10214 SH SOLE 10214 0 0 ABBOTT LABS COM COM 002824100 946 11836 SH SOLE 11836 0 0 ABBVIE INC COM COM 00287Y109 633 7849 SH SOLE 7849 0 0 ACCENTURE PLC IRELAND SHS CLAS COM G1151C101 9194 52232 SH SOLE 52223 0 9 ALPHABET INC CAP STK CL A COM 02079K305 13544 11508 SH SOLE 11506 0 2 ALPHABET INC CAP STK CL C COM 02079K107 266 227 SH SOLE 227 0 0 AMAZON COM INC COM COM 023135106 16201 9098 SH SOLE 9096 0 2 AMPHENOL CORP NEW CL A COM 032095101 6855 72583 SH SOLE 72570 0 13 ANADARKO PETE CORP COM COM 032511107 2931 64455 SH SOLE 64440 0 15 APPLE INC COM COM 037833100 14887 78374 SH SOLE 78358 0 16 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 904 3 SH SOLE 3 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 842 4191 SH SOLE 4191 0 0 BLACKROCK INC COM COM 09247X101 4641 10859 SH SOLE 10857 0 2 BOEING CO COM COM 097023105 7783 20405 SH SOLE 20401 0 4 BROADCOM INC COM COM 11135F101 8024 26682 SH SOLE 26678 0 4 CALYPTE BIOMEDICAL CORP COM 131722605 0 595888 SH SOLE 595888 0 0 CELGENE CORP COM COM 151020104 2835 30046 SH SOLE 30046 0 0 CHEVRON CORP NEW COM COM 166764100 6475 52568 SH SOLE 52559 0 9 CHURCH & DWIGHT INC COM COM 171340102 6386 89647 SH SOLE 89631 0 16 CIGNA CORP NEW COM COM 125523100 7981 49627 SH SOLE 49618 0 9 CISCO SYS INC COM COM 17275R102 11569 214279 SH SOLE 214219 0 60 CITIGROUP INC COM NEW COM 172967424 4072 65440 SH SOLE 65423 0 17 COMERICA INC COM COM 200340107 4698 64071 SH SOLE 64053 0 18 CONSTELLATION BRANDS INC CL A COM 21036P108 2805 15998 SH SOLE 15994 0 4 COSTCO WHSL CORP NEW COM COM 22160K105 9013 37224 SH SOLE 37218 0 6 DISCOVER FINL SVCS COM COM 254709108 3262 45834 SH SOLE 45825 0 9 DISNEY WALT CO COM DISNEY COM 254687106 5283 47584 SH SOLE 47579 0 5 DONALDSON INC COM COM 257651109 214 4280 SH SOLE 4280 0 0 ECOLAB INC COM COM 278865100 7815 44270 SH SOLE 44265 0 5 EDWARDS LIFESCIENCES CORP COM COM 28176E108 11358 59362 SH SOLE 59351 0 11 EMERSON ELEC CO COM COM 291011104 271 3962 SH SOLE 3962 0 0 EOG RES INC COM COM 26875P101 5827 61216 SH SOLE 61204 0 12 EXPEDIA GROUP INC COM NEW COM 30212P303 3999 33609 SH SOLE 33602 0 7 EXXON MOBIL CORP COM COM 30231G102 1095 13549 SH SOLE 13549 0 0 FACEBOOK INC CL A COM 30303M102 226 1357 SH SOLE 1357 0 0 FEDEX CORP COM COM 31428X106 497 2738 SH SOLE 2738 0 0 FIDELITY MSCI ENERGY IDX COM 316092402 1383 76501 SH SOLE 76501 0 0 FIDELITY MSCI FINLS IDX COM 316092501 764 20363 SH SOLE 20363 0 0 FIDELITY MSCI HLTH CARE I COM 316092600 2093 47026 SH SOLE 47026 0 0 FIRST REP BK SAN FRANCISCO CAL COM 33616C100 641 6383 SH SOLE 6383 0 0 GENERAL DYNAMICS CORP COM COM 369550108 203 1200 SH SOLE 1200 0 0 GENERAL ELECTRIC CO COM COM 369604103 130 13021 SH SOLE 13021 0 0 HOME DEPOT INC COM COM 437076102 273 1422 SH SOLE 1422 0 0 HONEYWELL INTL INC COM COM 438516106 8690 54683 SH SOLE 54673 0 10 INTEL CORP COM COM 458140100 834 15522 SH SOLE 15522 0 0 INTERCONTINENTAL EXCHANGE INC COM 45866F104 7793 102349 SH SOLE 102331 0 18 INTUIT COM COM 461202103 9454 36166 SH SOLE 36160 0 6 INTUITIVE SURGICAL INC COM NEW COM 46120E602 228 400 SH SOLE 400 0 0 JOHNSON & JOHNSON COM COM 478160104 12472 89218 SH SOLE 89204 0 14 JPMORGAN CHASE & CO COM COM 46625H100 11300 111631 SH SOLE 111612 0 19 LAUDER ESTEE COS INC CL A COM 518439104 1005 6070 SH SOLE 6070 0 0 LENNOX INTL INC COM COM 526107107 10041 37977 SH SOLE 37970 0 7 LOWES COS INC COM COM 548661107 7224 65991 SH SOLE 65981 0 10 MASTERCARD INC CL A COM 57636Q104 12018 51042 SH SOLE 51034 0 8 MCDONALDS CORP COM COM 580135101 266 1400 SH SOLE 1400 0 0 MICROSOFT CORP COM COM 594918104 6874 58281 SH SOLE 58264 0 17 NIKE INC CL B COM 654106103 1479 17562 SH SOLE 17562 0 0 NOVO-NORDISK A S ADR COM 670100205 302 5780 SH SOLE 5780 0 0 O REILLY AUTOMOTIVE INC NEW CO COM 67103H107 8696 22395 SH SOLE 22390 0 5 ORACLE CORP COM COM 68389X105 515 9597 SH SOLE 9597 0 0 PAYPAL HLDGS INC COM COM 70450Y103 226 2179 SH SOLE 2179 0 0 PEPSICO INC COM COM 713448108 6286 51293 SH SOLE 51282 0 11 PFIZER INC COM COM 717081103 869 20453 SH SOLE 20453 0 0 PIONEER NAT RES CO COM COM 723787107 4773 31343 SH SOLE 31335 0 8 PRICE T ROWE GROUP INC COM COM 74144T108 225 2250 SH SOLE 2250 0 0 PROCTER AND GAMBLE CO COM COM 742718109 330 3176 SH SOLE 3176 0 0 SCHLUMBERGER LTD COM COM 806857108 3378 77521 SH SOLE 77503 0 18 SOUTHWEST AIRLS CO COM COM 844741108 272 5235 SH SOLE 5235 0 0 SPDR SERIES TRUST S&P OILGAS E COM 78464A730 258 8392 SH SOLE 8392 0 0 STRYKER CORP COM COM 863667101 6221 31494 SH SOLE 31486 0 8 THE CHARLES SCHWAB CORPORATION COM 808513105 7493 175237 SH SOLE 175209 0 28 THERMO FISHER SCIENTIFIC INC C COM 883556102 6223 22736 SH SOLE 22724 0 12 TRAVELERS COMPANIES INC COM COM 89417E109 5385 39262 SH SOLE 39250 0 12 ULTIMATE SOFTWARE GROUP INC CO COM 90385D107 8415 25490 SH SOLE 25485 0 5 UNION PACIFIC CORP COM COM 907818108 1119 6694 SH SOLE 6694 0 0 UNITEDHEALTH GROUP INC COM COM 91324P102 8017 32424 SH SOLE 32420 0 4 US BANCORP DEL COM NEW COM 902973304 693 14388 SH SOLE 14388 0 0 VERIZON COMMUNICATIONS INC COM COM 92343V104 10185 172241 SH SOLE 172204 0 37 WELLS FARGO CO NEW COM COM 949746101 977 20227 SH SOLE 20227 0 0 ZOETIS INC CL A COM 98978V103 5662 56240 SH SOLE 56218 0 22 INVESCO EXCHANGE TRADED FD TR ETF 46137V308 207 3470 SH SOLE 3470 0 0 INVESCO EXCHANGE TRADED FD TR ETF 46137V357 32571 311863 SH SOLE 311675 0 188 ISHARES TR CORE S&P MCP ETF ETF 464287507 7533 39773 SH SOLE 39773 0 0 ISHARES TR CORE S&P500 ETF ETF 464287200 12844 45136 SH SOLE 44849 0 287 ISHARES TR RUS 1000 VAL ETF ETF 464287598 2380 19273 SH SOLE 19273 0 0 ISHARES TR S&P 500 GRWT ETF ETF 464287309 1545 8964 SH SOLE 8964 0 0 ISHARES TR S&P 500 VAL ETF ETF 464287408 1173 10405 SH SOLE 10405 0 0 ISHARES TR S&P MC 400GR ETF ETF 464287606 1204 5497 SH SOLE 5497 0 0 ISHARES TR S&P MC 400VL ETF ETF 464287705 1163 7406 SH SOLE 7406 0 0 SPDR DOW JONES INDL AVRG ETF U ETF 78467X109 295 1138 SH SOLE 1138 0 0 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 287 1017 SH SOLE 1017 0 0 SPDR SERIES TRUST S&P DIVID ET ETF 78464A763 28967 291392 SH SOLE 290772 0 620 VANGUARD INDEX FDS TOTAL STK M ETF 922908769 597 4129 SH SOLE 4129 0 0 WISDOMTREE TR US HIGH DIVIDEND ETF 97717W208 5298 73103 SH SOLE 73103 0 0 ISHARES TR CORE S&P SCP ETF ETF 464287804 21919 284115 SH SOLE 283641 0 474 ISHARES TR RUS 2000 GRW ETF ETF 464287648 336 1708 SH SOLE 1708 0 0 ISHARES TR RUS 2000 VAL ETF ETF 464287630 1399 11670 SH SOLE 11670 0 0 ISHARES TR RUSSELL 2000 ETF ETF 464287655 236 1541 SH SOLE 1541 0 0 ISHARES TR S&P SML 600 GWT ETF 464287887 1319 7389 SH SOLE 7389 0 0 ISHARES TR SP SMCP600VL ETF ETF 464287879 1514 10262 SH SOLE 10262 0 0 WISDOMTREE TR US SMALLCAP DIVD ETF 97717W604 6760 245466 SH SOLE 245101 0 365 ISHARES TR MSCI EAFE ETF ETF 464287465 1131 17443 SH SOLE 17443 0 0 VANGUARD TAX MANAGED INTL FD F ETF 921943858 6472 158350 SH SOLE 158315 0 35 ISHARES TR MSCI EMG MKT ETF ETF 464287234 1157 26948 SH SOLE 26948 0 0 VANGUARD INTL EQUITY INDEX FD ETF 922042858 2552 60047 SH SOLE 59997 0 50 ISHARES GOLD TRUST ISHARES ETF 464285105 149 12013 SH SOLE 12013 0 0 SPDR INDEX SHS FDS GLB NAT RES ETF 78463X541 228 4923 SH SOLE 4923 0 0 ALPS ETF TR ALERIAN MLP ETF 00162Q866 1330 132622 SH SOLE 132622 0 0 UBS AG JERSEY BRH ALERIAN INFR ETF 902641646 1804 79405 SH SOLE 79405 0 0 SPDR SERIES TRUST DJ REIT ETF ETF 78464A607 314 3175 SH SOLE 3175 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 763 8782 SH SOLE 8782 0 0