0001324659-18-000008.txt : 20181009 0001324659-18-000008.hdr.sgml : 20181009 20181009122426 ACCESSION NUMBER: 0001324659-18-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181009 DATE AS OF CHANGE: 20181009 EFFECTIVENESS DATE: 20181009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COBIZ WEALTH, LLC CENTRAL INDEX KEY: 0001324659 IRS NUMBER: 421578585 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11324 FILM NUMBER: 181112991 BUSINESS ADDRESS: STREET 1: 1099 18TH STREET STREET 2: SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-291-4700 MAIL ADDRESS: STREET 1: 1099 18TH STREET STREET 2: SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: COBIZ INVESTMENT MANAGEMENT, LLC DATE OF NAME CHANGE: 20100805 FORMER COMPANY: FORMER CONFORMED NAME: Alexander Capital Management Group, LLC DATE OF NAME CHANGE: 20050422 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001324659 XXXXXXXX 09-30-2018 09-30-2018 COBIZ WEALTH, LLC

1099 18TH STREET SUITE 3000 DENVER CO 80202

13F HOLDINGS REPORT 028-11324 N Rita Koch Day 303-291-4700 Rita Koch Day Denver CO 10-09-2018 0 130 520759 false INFORMATION TABLE 2 inftable.xml CITIGROUP INC DEP SHS PFD S PFD 172967317 1697 65115 SH SOLE 65115 0 0 JPMORGAN CHASE & CO DEP SHS RP PFD 48127A161 563 22000 SH SOLE 22000 0 0 STIFEL FINL CORP DSHS 1/40 PF PFD 860630409 2963 117165 SH SOLE 117165 0 0 WELLS FARGO CO NEW DEP 1/1000 PFD 949746465 1760 63660 SH SOLE 63660 0 0 ZIONS BANCORPORATION PFD 1/40 PFD 989701834 487 19405 SH SOLE 19405 0 0 PIMCO CORPORATE & INCOME OPP F ETF 72201B101 227 12699 SH SOLE 12699 0 0 PURPOSE FLOATING RATE INCOM FD ETF 74642Q101 519 10171 SH SOLE 10171 0 0 VANGUARD SCOTTSDALE FDS SHRT T ETF 92206C409 692 8860 SH SOLE 8860 0 0 3M CO COM COM 88579Y101 516 2450 SH SOLE 2450 0 0 ABBOTT LABS COM COM 002824100 1041 14193 SH SOLE 14193 0 0 ABBVIE INC COM COM 00287Y109 988 10443 SH SOLE 10443 0 0 ACCENTURE PLC IRELAND SHS CLAS COM G1151C101 8836 51913 SH SOLE 51904 0 9 ALPHABET INC CAP STK CL A COM 02079K305 13729 11374 SH SOLE 11372 0 2 ALPHABET INC CAP STK CL C COM 02079K107 260 218 SH SOLE 218 0 0 AMAZON COM INC COM COM 023135106 17640 8807 SH SOLE 8805 0 2 AMPHENOL CORP NEW CL A COM 032095101 6757 71864 SH SOLE 71864 0 0 ANADARKO PETE CORP COM COM 032511107 4841 71811 SH SOLE 71811 0 0 APPLE INC COM COM 037833100 18058 79994 SH SOLE 79978 0 16 BANK AMER CORP COM COM 060505104 259 8792 SH SOLE 8792 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 960 3 SH SOLE 3 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 968 4522 SH SOLE 4522 0 0 BLACK HILLS CORP COM COM 092113109 898 15457 SH SOLE 15457 0 0 BLACKROCK INC COM COM 09247X101 5131 10886 SH SOLE 10884 0 2 BOEING CO COM COM 097023105 6055 16281 SH SOLE 16277 0 4 BROADCOM INC COM COM 11135F101 6417 26009 SH SOLE 26005 0 4 CALYPTE BIOMEDICAL CORP COM 131722605 0 595888 SH SOLE 595888 0 0 CAPITAL ONE FINL CORP COM COM 14040H105 209 2200 SH SOLE 2200 0 0 CELGENE CORP COM COM 151020104 3790 42354 SH SOLE 42354 0 0 CHEVRON CORP NEW COM COM 166764100 6283 51382 SH SOLE 51373 0 9 CHURCH & DWIGHT INC COM COM 171340102 6732 113399 SH SOLE 113364 0 35 CIGNA CORPORATION COM COM 125509109 9740 46772 SH SOLE 46763 0 9 CISCO SYS INC COM COM 17275R102 7892 162230 SH SOLE 162170 0 60 CITIGROUP INC COM NEW COM 172967424 4791 66788 SH SOLE 66741 0 47 COCA COLA CO COM COM 191216100 305 6605 SH SOLE 6605 0 0 COMERICA INC COM COM 200340107 5199 57635 SH SOLE 57598 0 37 CONSTELLATION BRANDS INC CL A COM 21036P108 4398 20396 SH SOLE 20392 0 4 COSTCO WHSL CORP NEW COM COM 22160K105 8615 36677 SH SOLE 36671 0 6 DISCOVER FINL SVCS COM COM 254709108 3484 45577 SH SOLE 45577 0 0 DISNEY WALT CO COM DISNEY COM 254687106 5435 46481 SH SOLE 46476 0 5 DONALDSON INC COM COM 257651109 358 6140 SH SOLE 6140 0 0 ECOLAB INC COM COM 278865100 6910 44073 SH SOLE 44068 0 5 EDWARDS LIFESCIENCES CORP COM COM 28176E108 10142 58253 SH SOLE 58242 0 11 EMERSON ELEC CO COM COM 291011104 535 6981 SH SOLE 6981 0 0 EOG RES INC COM COM 26875P101 7850 61538 SH 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PIONEER NAT RES CO COM COM 723787107 6316 36259 SH SOLE 36251 0 8 PRICE T ROWE GROUP INC COM COM 74144T108 436 3995 SH SOLE 3995 0 0 PROCTER AND GAMBLE CO COM COM 742718109 277 3326 SH SOLE 3326 0 0 SCHLUMBERGER LTD COM COM 806857108 5031 82582 SH SOLE 82567 0 15 SCHWAB CHARLES CORP NEW COM COM 808513105 7439 151359 SH SOLE 151331 0 28 SONIC CORP COM COM 835451105 1495 34500 SH SOLE 34500 0 0 SOUTHWEST AIRLS CO COM COM 844741108 327 5235 SH SOLE 5235 0 0 SPDR SERIES TRUST S&P PHARMAC COM 78464A722 375 7726 SH SOLE 7726 0 0 STANLEY BLACK & DECKER INC COM COM 854502101 5107 34871 SH SOLE 34864 0 7 STRYKER CORP COM COM 863667101 5015 28224 SH SOLE 28216 0 8 THERMO FISHER SCIENTIFIC INC C COM 883556102 5314 21772 SH SOLE 21760 0 12 TORO CO COM COM 891092108 944 15747 SH SOLE 15747 0 0 TRAVELERS COMPANIES INC COM COM 89417E109 5056 38979 SH SOLE 38967 0 12 ULTIMATE SOFTWARE GROUP INC CO COM 90385D107 7720 23960 SH SOLE 23955 0 5 UNION PAC CORP COM COM 907818108 1118 6869 SH SOLE 6869 0 0 UNITEDHEALTH GROUP INC COM COM 91324P102 8567 32203 SH SOLE 32199 0 4 US BANCORP DEL COM NEW COM 902973304 914 17304 SH SOLE 17304 0 0 WALGREENS BOOTS ALLIANCE INC C COM 931427108 272 3727 SH SOLE 3727 0 0 WELLS FARGO CO NEW COM COM 949746101 1476 28091 SH SOLE 28091 0 0 ZOETIS INC CL A COM 98978V103 4816 52599 SH SOLE 52577 0 22 INVESCO EXCHANGE TRADED FD TR ETF 46137V308 212 3470 SH SOLE 3470 0 0 INVESCO EXCHANGE TRADED FD TR ETF 46137V563 281 15648 SH SOLE 15648 0 0 INVESCO EXCHANGE TRADED FD TR ETF 46137V357 34873 326491 SH SOLE 326303 0 188 ISHARES TR CORE S&P MCP ETF ETF 464287507 8750 43471 SH SOLE 43471 0 0 ISHARES TR CORE S&P500 ETF ETF 464287200 6814 23277 SH SOLE 22990 0 287 ISHARES TR RUS 1000 VAL ETF ETF 464287598 1115 8809 SH SOLE 8809 0 0 ISHARES TR S&P 500 GRWT ETF ETF 464287309 434 2451 SH SOLE 2451 0 0 ISHARES TR S&P 500 VAL ETF ETF 464287408 1572 13574 SH SOLE 13574 0 0 ISHARES TR S&P MC 400GR ETF ETF 464287606 1315 5645 SH SOLE 5645 0 0 ISHARES TR S&P MC 400VL ETF ETF 464287705 1589 9497 SH SOLE 9497 0 0 SPDR DOW JONES INDL AVRG ETF U ETF 78467X109 301 1138 SH SOLE 1138 0 0 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 295 1015 SH SOLE 1015 0 0 SPDR SERIES TRUST S&P DIVID ET ETF 78464A763 24557 250759 SH SOLE 250139 0 620 VANGUARD INDEX FDS TOTAL STK M ETF 922908769 622 4159 SH SOLE 4159 0 0 VANGUARD INDEX FDS VALUE ETF ETF 922908744 214 1935 SH SOLE 1935 0 0 WISDOMTREE TR US HIGH DIVIDEND ETF 97717W208 5663 78484 SH SOLE 78484 0 0 WISDOMTREE TR US TOTAL DIVIDND ETF 97717W109 217 2260 SH SOLE 2260 0 0 ISHARES TR CORE S&P SCP ETF ETF 464287804 25844 296235 SH SOLE 295761 0 474 ISHARES TR RUS 2000 GRW ETF ETF 464287648 372 1731 SH SOLE 1731 0 0 ISHARES TR RUS 2000 VAL ETF ETF 464287630 1716 12899 SH SOLE 12899 0 0 ISHARES TR RUSSELL 2000 ETF ETF 464287655 276 1637 SH SOLE 1637 0 0 ISHARES TR S&P SML 600 GWT ETF 464287887 971 4814 SH SOLE 4814 0 0 ISHARES TR SP SMCP600VL ETF ETF 464287879 1218 7295 SH SOLE 7295 0 0 WISDOMTREE TR US SMALLCAP DIVD ETF 97717W604 7604 255954 SH SOLE 255589 0 365 ISHARES TR MSCI EAFE ETF ETF 464287465 1281 18842 SH SOLE 18842 0 0 VANGUARD TAX MANAGED INTL FD F ETF 921943858 460 10640 SH SOLE 10605 0 35 ISHARES TR MSCI EMG MKT ETF ETF 464287234 395 9207 SH SOLE 9207 0 0 VANGUARD INTL EQUITY INDEX FD ETF 922042858 1259 30704 SH SOLE 30654 0 50 ISHARES GOLD TRUST ISHARES ETF 464285105 137 12013 SH SOLE 12013 0 0 SPDR INDEX SHS FDS GLB NAT RES ETF 78463X541 249 4923 SH SOLE 4923 0 0 ALPS ETF TR ALERIAN MLP ETF 00162Q866 436 40779 SH SOLE 40779 0 0 UBS AG JERSEY BRH ALERIAN INFR ETF 902641646 1596 66349 SH SOLE 66349 0 0 SPDR SERIES TRUST DJ REIT ETF ETF 78464A607 300 3221 SH SOLE 3221 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 753 9334 SH SOLE 9334 0 0 NORTHERN LTS FD TR II DYNAMIC ETF 66538A828 165 15203 SH SOLE 15203 0 0