0001324659-17-000008.txt : 20171016 0001324659-17-000008.hdr.sgml : 20171016 20171016150111 ACCESSION NUMBER: 0001324659-17-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171016 DATE AS OF CHANGE: 20171016 EFFECTIVENESS DATE: 20171016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COBIZ WEALTH, LLC CENTRAL INDEX KEY: 0001324659 IRS NUMBER: 421578585 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11324 FILM NUMBER: 171138541 BUSINESS ADDRESS: STREET 1: 1099 18TH STREET STREET 2: SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-291-4700 MAIL ADDRESS: STREET 1: 1099 18TH STREET STREET 2: SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: COBIZ INVESTMENT MANAGEMENT, LLC DATE OF NAME CHANGE: 20100805 FORMER COMPANY: FORMER CONFORMED NAME: Alexander Capital Management Group, LLC DATE OF NAME CHANGE: 20050422 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001324659 XXXXXXXX 09-30-2017 09-30-2017 COBIZ WEALTH, LLC

1099 18TH STREET SUITE 3000 DENVER CO 80202

13F HOLDINGS REPORT 028-11324 N Rita Koch Day 303-291-4700 Rita Koch Day Denver CO 10-16-2017 0 126 456235 false INFORMATION TABLE 2 inftable.xml BOSTON PRIVATE FINL HLDGS INC PFD 101119303 640 24950 SH SOLE 24950 0 0 JPMORGAN CHASE & CO DEP SHS RP PFD 48127A161 605 22500 SH SOLE 22500 0 0 PRIVATEBANCORP INC SUB DEB 42 PFD 742962400 3170 126355 SH SOLE 126355 0 0 STIFEL FINL CORP DSHS 1/40 PF PFD 860630409 2799 104270 SH SOLE 104270 0 0 SVB CAP II PFD TR GTD 7 PFD 86959H201 1403 52615 SH SOLE 52615 0 0 WELLS FARGO CO NEW DEP 1/1000 PFD 949746465 1143 39550 SH SOLE 39550 0 0 VANGUARD SCOTTSDALE FDS SHRT T ETF 92206C409 1514 18898 SH SOLE 18898 0 0 3M CO COM COM 88579Y101 545 2596 SH SOLE 2596 0 0 ABBOTT LABS COM COM 002824100 923 17297 SH SOLE 17297 0 0 ABBVIE INC COM COM 00287Y109 1146 12894 SH SOLE 12894 0 0 ACCENTURE PLC IRELAND SHS CLAS COM G1151C101 7350 54414 SH SOLE 54386 0 28 ALPHABET INC CAP STK CL A COM 02079K305 11108 11408 SH SOLE 11403 0 5 ALPHABET INC CAP STK CL C COM 02079K107 282 294 SH SOLE 294 0 0 AMAZON COM INC COM COM 023135106 10130 10537 SH SOLE 10531 0 6 AMPHENOL CORP NEW CL A COM 032095101 6321 74684 SH SOLE 74645 0 39 ANADARKO PETE CORP COM COM 032511107 3165 64785 SH SOLE 64743 0 42 APPLE INC COM COM 037833100 14417 93545 SH SOLE 93519 0 26 AT&T INC COM COM 00206R102 338 8618 SH SOLE 8618 0 0 BANK AMER CORP COM COM 060505104 257 10145 SH SOLE 10145 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 824 3 SH SOLE 3 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 859 4686 SH SOLE 4686 0 0 BLACK HILLS CORP COM COM 092113109 1065 15457 SH SOLE 15457 0 0 BLACKROCK INC COM COM 09247X101 4939 11048 SH SOLE 11040 0 8 BOEING CO COM COM 097023105 6199 24384 SH SOLE 24329 0 55 BP PLC SPONSORED ADR COM 055622104 258 6712 SH SOLE 6712 0 0 BROADCOM LTD SHS COM Y09827109 6385 26327 SH SOLE 26311 0 16 CALYPTE BIOMEDICAL CORP COM 131722605 0 595888 SH SOLE 595888 0 0 CELGENE CORP COM COM 151020104 8450 57948 SH SOLE 57914 0 34 CHECK POINT SOFTWARE TECH COM COM M22465104 5739 50337 SH SOLE 50309 0 28 CHEVRON CORP NEW COM COM 166764100 5988 50963 SH SOLE 50943 0 20 CHURCH & DWIGHT INC COM COM 171340102 5653 116674 SH SOLE 116614 0 60 CIGNA CORPORATION COM COM 125509109 8577 45880 SH SOLE 45855 0 25 CISCO SYS INC COM COM 17275R102 1147 34097 SH SOLE 34097 0 0 COCA COLA CO COM COM 191216100 235 5215 SH SOLE 5215 0 0 COMCAST CORP NEW CL A COM 20030N101 213 5524 SH SOLE 5524 0 0 CONSTELLATION BRANDS INC CL A COM 21036P108 3014 15113 SH SOLE 15101 0 12 COSTCO WHSL CORP NEW COM COM 22160K105 6216 37838 SH SOLE 37819 0 19 DISCOVER FINL SVCS COM COM 254709108 3031 47013 SH SOLE 46990 0 23 DISNEY WALT CO COM DISNEY COM 254687106 4823 48931 SH SOLE 48905 0 26 DONALDSON INC COM COM 257651109 356 7745 SH SOLE 7745 0 0 ECOLAB INC COM COM 278865100 6094 47383 SH SOLE 47361 0 22 EDWARDS LIFESCIENCES CORP COM COM 28176E108 6473 59215 SH SOLE 59182 0 33 EMERSON ELEC CO COM COM 291011104 654 10402 SH SOLE 10402 0 0 EOG RES INC COM COM 26875P101 5768 59628 SH SOLE 59592 0 36 EXPEDIA INC DEL COM NEW COM 30212P303 4974 34554 SH SOLE 34534 0 20 EXXON MOBIL CORP COM COM 30231G102 1954 23836 SH SOLE 23836 0 0 FACEBOOK INC CL A COM 30303M102 7032 41157 SH SOLE 41135 0 22 FEDEX CORP COM COM 31428X106 5700 25270 SH SOLE 25255 0 15 FIRST REP BK SAN FRANCISCO CAL COM 33616C100 7674 73465 SH SOLE 73426 0 39 GENERAL DYNAMICS CORP COM COM 369550108 385 1872 SH SOLE 1872 0 0 GENERAL ELECTRIC CO COM COM 369604103 1047 43303 SH SOLE 43303 0 0 HOME DEPOT INC COM COM 437076102 228 1396 SH SOLE 1396 0 0 HONEYWELL INTL INC COM COM 438516106 8263 58294 SH SOLE 58264 0 30 INCYTE CORP COM COM 45337C102 5226 44762 SH SOLE 44736 0 26 INTEL CORP COM COM 458140100 663 17398 SH SOLE 17398 0 0 INTERCONTINENTAL EXCHANGE INC COM 45866F104 6918 100696 SH SOLE 100641 0 55 INTERNATIONAL BUSINESS MACHS C COM 459200101 264 1822 SH SOLE 1822 0 0 INTUIT COM COM 461202103 6909 48608 SH SOLE 48579 0 29 JOHNSON & JOHNSON COM COM 478160104 8293 63791 SH SOLE 63681 0 110 JPMORGAN CHASE & CO COM COM 46625H100 11161 116853 SH SOLE 116793 0 60 KRAFT HEINZ CO COM COM 500754106 4980 64222 SH SOLE 64114 0 108 LAUDER ESTEE COS INC CL A COM 518439104 1692 15687 SH SOLE 15687 0 0 LENNOX INTL INC COM COM 526107107 5819 32513 SH SOLE 32496 0 17 LOWES COS INC COM COM 548661107 5565 69616 SH SOLE 69577 0 39 MASTERCARD INCORPORATED CL A COM 57636Q104 9280 65721 SH SOLE 65686 0 35 MICROSOFT CORP COM COM 594918104 764 10255 SH SOLE 10131 0 124 NIKE INC CL B COM 654106103 1842 35520 SH SOLE 35520 0 0 NOVO-NORDISK A S ADR COM 670100205 418 8677 SH SOLE 8677 0 0 NXP SEMICONDUCTORS N V COM COM N6596X109 218 1924 SH SOLE 1924 0 0 O REILLY AUTOMOTIVE INC NEW CO COM 67103H107 5152 23921 SH SOLE 23911 0 10 ORACLE CORP COM COM 68389X105 7185 148602 SH SOLE 148516 0 86 PEPSICO INC COM COM 713448108 676 6068 SH SOLE 6068 0 0 PFIZER INC COM COM 717081103 232 6510 SH SOLE 6510 0 0 PHILIP MORRIS INTL INC COM COM 718172109 222 2000 SH SOLE 2000 0 0 PIONEER NAT RES CO COM COM 723787107 4971 33695 SH SOLE 33680 0 15 PRAXAIR INC COM COM 74005P104 318 2273 SH SOLE 2273 0 0 PRICE T ROWE GROUP INC COM COM 74144T108 367 4050 SH SOLE 4050 0 0 PROCTER AND GAMBLE CO COM COM 742718109 872 9580 SH SOLE 9580 0 0 SCHLUMBERGER LTD COM COM 806857108 5941 85158 SH SOLE 85111 0 47 SCHWAB CHARLES CORP NEW COM COM 808513105 6654 152122 SH SOLE 152032 0 90 SELECT SECTOR SPDR TR ENERGY COM 81369Y506 645 9420 SH SOLE 9420 0 0 SONIC CORP COM COM 835451105 1457 57230 SH SOLE 57230 0 0 SOUTHWEST AIRLS CO COM COM 844741108 364 6497 SH SOLE 6497 0 0 STANLEY BLACK & DECKER INC COM COM 854502101 5336 35348 SH SOLE 35328 0 20 STRYKER CORP COM COM 863667101 309 2179 SH SOLE 2179 0 0 TORO CO COM COM 891092108 4954 79826 SH SOLE 79785 0 41 TRAVELERS COMPANIES INC COM COM 89417E109 4887 39889 SH SOLE 39812 0 77 ULTIMATE SOFTWARE GROUP INC CO COM 90385D107 4504 23757 SH SOLE 23742 0 15 UNION PAC CORP COM COM 907818108 942 8126 SH SOLE 8126 0 0 UNITEDHEALTH GROUP INC COM COM 91324P102 6404 32696 SH SOLE 32680 0 16 US BANCORP DEL COM NEW COM 902973304 1303 24315 SH SOLE 24315 0 0 WALGREENS BOOTS ALLIANCE INC C COM 931427108 394 5098 SH SOLE 5098 0 0 WATERS CORP COM COM 941848103 359 1999 SH SOLE 1999 0 0 WELLS FARGO CO NEW COM COM 949746101 7362 133491 SH SOLE 133441 0 50 ISHARES TR CORE S&P MCP ETF ETF 464287507 7165 40050 SH SOLE 40030 0 20 ISHARES TR CORE S&P500 ETF ETF 464287200 5205 20579 SH SOLE 20300 0 279 ISHARES TR RUS 1000 VAL ETF ETF 464287598 1196 10089 SH SOLE 10089 0 0 ISHARES TR S&P 500 GRWT ETF ETF 464287309 324 2260 SH SOLE 2260 0 0 ISHARES TR S&P 500 VAL ETF ETF 464287408 1612 14940 SH SOLE 14940 0 0 ISHARES TR S&P MC 400GR ETF ETF 464287606 1232 6089 SH SOLE 6089 0 0 ISHARES TR S&P MC 400VL ETF ETF 464287705 1781 11659 SH SOLE 11659 0 0 POWERSHARES ETF TRUST DYNA BUY ETF 73935X286 297 5339 SH SOLE 5339 0 0 POWERSHARES ETF TRUST HI YLD E ETF 73935X302 357 20808 SH SOLE 20808 0 0 RYDEX ETF TRUST GUG S&P500 EQ ETF 78355W106 31057 325068 SH SOLE 324904 0 164 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 301 1199 SH SOLE 1199 0 0 SPDR SERIES TRUST S&P DIVID ET ETF 78464A763 22417 245456 SH SOLE 245023 0 433 VANGUARD INDEX FDS TOTAL STK M ETF 922908769 701 5412 SH SOLE 5412 0 0 VANGUARD INDEX FDS VALUE ETF ETF 922908744 200 2005 SH SOLE 2005 0 0 WISDOMTREE TR US HIGH DIVIDEND ETF 97717W208 6167 88217 SH SOLE 88217 0 0 WISDOMTREE TR US TOTAL DIVIDND ETF 97717W109 230 2626 SH SOLE 2626 0 0 ISHARES TR CORE S&P SCP ETF ETF 464287804 19693 265337 SH SOLE 264975 0 362 ISHARES TR RUS 2000 GRW ETF ETF 464287648 367 2053 SH SOLE 2053 0 0 ISHARES TR RUS 2000 VAL ETF ETF 464287630 1752 14114 SH SOLE 14114 0 0 ISHARES TR RUSSELL 2000 ETF ETF 464287655 281 1893 SH SOLE 1893 0 0 ISHARES TR S&P SML 600 GWT ETF 464287887 902 5484 SH SOLE 5484 0 0 ISHARES TR SP SMCP600VL ETF ETF 464287879 1199 8086 SH SOLE 8065 0 21 WISDOMTREE TR US SMALLCAP DIVD ETF 97717W604 5959 70911 SH SOLE 70911 0 0 ISHARES TR MSCI EAFE ETF ETF 464287465 1388 20273 SH SOLE 20273 0 0 VANGUARD TAX MANAGED INTL FD F ETF 921943858 409 9415 SH SOLE 9300 0 115 ISHARES TR MSCI EMG MKT ETF ETF 464287234 505 11276 SH SOLE 11276 0 0 VANGUARD INTL EQUITY INDEX FD ETF 922042858 1172 26903 SH SOLE 26793 0 110 INDEXIQ ETF TR HEDGE MLTI ETF ETF 45409B107 314 10500 SH SOLE 10500 0 0 ALPS ETF TR ALERIAN MLP ETF 00162Q866 701 62470 SH SOLE 62470 0 0 UBS AG JERSEY BRH ALERIAN INFR ETF 902641646 757 30116 SH SOLE 30116 0 0 SPDR SERIES TRUST DJ REIT ETF ETF 78464A607 361 3905 SH SOLE 3905 0 0 VANGUARD INDEX FDS REIT ETF ETF 922908553 937 11281 SH SOLE 11281 0 0