0001324659-17-000006.txt : 20170711
0001324659-17-000006.hdr.sgml : 20170711
20170711165222
ACCESSION NUMBER: 0001324659-17-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170711
DATE AS OF CHANGE: 20170711
EFFECTIVENESS DATE: 20170711
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: COBIZ WEALTH, LLC
CENTRAL INDEX KEY: 0001324659
IRS NUMBER: 421578585
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11324
FILM NUMBER: 17960412
BUSINESS ADDRESS:
STREET 1: 1099 18TH STREET
STREET 2: SUITE 3000
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-291-4700
MAIL ADDRESS:
STREET 1: 1099 18TH STREET
STREET 2: SUITE 3000
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: COBIZ INVESTMENT MANAGEMENT, LLC
DATE OF NAME CHANGE: 20100805
FORMER COMPANY:
FORMER CONFORMED NAME: Alexander Capital Management Group, LLC
DATE OF NAME CHANGE: 20050422
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001324659
XXXXXXXX
06-30-2017
06-30-2017
COBIZ WEALTH, LLC
1099 18TH STREET
SUITE 3000
DENVER
CO
80202
13F HOLDINGS REPORT
028-11324
N
Rita Koch Day
CCO
303-291-4700
Rita Koch Day
Denver
CO
07-11-2017
0
132
448547
false
INFORMATION TABLE
2
inftable.xml
BOSTON PRIVATE FINL HLDGS INC
PFD
101119303
441
17000
SH
SOLE
17000
0
0
JPMORGAN CHASE & CO DEP SHS RP
PFD
48127A161
310
11500
SH
SOLE
11500
0
0
PRIVATEBANCORP INC SUB DEB 42
PFD
742962400
3286
128355
SH
SOLE
128355
0
0
STIFEL FINL CORP DSHS 1/40 PF
PFD
860630409
2752
103270
SH
SOLE
103270
0
0
SVB CAP II PFD TR GTD 7
PFD
86959H201
1422
53565
SH
SOLE
53565
0
0
WELLS FARGO CO NEW DEP 1/1000
PFD
949746465
951
31450
SH
SOLE
31450
0
0
VANGUARD SCOTTSDALE FDS SHRT T
ETF
92206C409
1533
19157
SH
SOLE
19157
0
0
3M CO COM
COM
88579Y101
670
3218
SH
SOLE
3218
0
0
ABBOTT LABS COM
COM
002824100
711
14632
SH
SOLE
14632
0
0
ABBVIE INC COM
COM
00287Y109
677
9331
SH
SOLE
9331
0
0
ACCENTURE PLC CLASS A ORDINARY
COM
G1151C101
6832
55239
SH
SOLE
55211
0
28
ADOBE SYS INC COM
COM
00724F101
368
2600
SH
SOLE
2600
0
0
ALPHABET INC CAP STK CL A
COM
02079K305
10536
11333
SH
SOLE
11328
0
5
ALPHABET INC CAP STK CL C
COM
02079K107
280
308
SH
SOLE
308
0
0
ALTRIA GROUP INC COM
COM
02209S103
220
2950
SH
SOLE
2950
0
0
AMAZON.COM INC COM
COM
023135106
9849
10175
SH
SOLE
10169
0
6
AMPHENOL CORP CL A
COM
032095101
5606
75941
SH
SOLE
75902
0
39
ANADARKO PETE CORP COM
COM
032511107
3059
67459
SH
SOLE
67417
0
42
APPLE INC COM
COM
037833100
13351
92704
SH
SOLE
92678
0
26
AT&T INC COM
COM
00206R102
499
13219
SH
SOLE
13219
0
0
BANK AMER CORP COM
COM
060505104
329
13577
SH
SOLE
13577
0
0
BERKSHIRE HATHAWAY INC DEL CL
COM
084670108
764
3
SH
SOLE
3
0
0
BERKSHIRE HATHAWAY INC DEL CL
COM
084670702
812
4792
SH
SOLE
4792
0
0
BLACK HILLS CORP COM
COM
092113109
1043
15457
SH
SOLE
15457
0
0
BLACKROCK INC COM
COM
09247X101
4660
11033
SH
SOLE
11025
0
8
BOEING CO COM
COM
097023105
5850
29584
SH
SOLE
29529
0
55
BP PLC SPONSORED ADR
COM
055622104
233
6712
SH
SOLE
6712
0
0
BROADCOM LTD SHS
COM
Y09827109
5902
25325
SH
SOLE
25309
0
16
CALYPTE BIOMEDICAL CORP
COM
131722605
0
595888
SH
SOLE
595888
0
0
CAPITAL ONE FINL CORP COM
COM
14040H105
201
2437
SH
SOLE
2437
0
0
CELGENE CORP COM
COM
151020104
7366
56715
SH
SOLE
56681
0
34
CHECK POINT SOFTWARE TECH COM
COM
M22465104
5501
50434
SH
SOLE
50406
0
28
CHEVRON CORP NEW COM
COM
166764100
5342
51203
SH
SOLE
51183
0
20
CHURCH & DWIGHT INC COM
COM
171340102
6014
115916
SH
SOLE
115856
0
60
CIGNA CORP COM
COM
125509109
7583
45300
SH
SOLE
45275
0
25
CISCO SYS INC COM
COM
17275R102
1104
35258
SH
SOLE
35258
0
0
COCA COLA CO COM
COM
191216100
366
8166
SH
SOLE
8166
0
0
COMCAST CORP NEW CL A
COM
20030N101
221
5688
SH
SOLE
5688
0
0
COSTCO WHSL CORP NEW COM
COM
22160K105
6073
37971
SH
SOLE
37952
0
19
DENTSPLY SIRONA INC COM
COM
24906P109
4223
65126
SH
SOLE
65095
0
31
DISCOVER FINL SVCS COM
COM
254709108
2996
48172
SH
SOLE
48149
0
23
DISNEY WALT CO COM
COM
254687106
5261
49511
SH
SOLE
49485
0
26
DONALDSON INC COM
COM
257651109
413
9070
SH
SOLE
9070
0
0
ECOLAB INC COM
COM
278865100
6306
47504
SH
SOLE
47482
0
22
EDWARDS LIFESCIENCES CORP COM
COM
28176E108
6996
59166
SH
SOLE
59133
0
33
EMERSON ELEC CO COM
COM
291011104
646
10832
SH
SOLE
10832
0
0
EOG RES INC COM
COM
26875P101
5305
58601
SH
SOLE
58565
0
36
EXPEDIA INC DEL COM NEW
COM
30212P303
4979
33430
SH
SOLE
33410
0
20
EXXON MOBIL CORP COM
COM
30231G102
2076
25713
SH
SOLE
25713
0
0
F5 NETWORKS INC COM
COM
315616102
662
5214
SH
SOLE
5214
0
0
FACEBOOK INC CL A
COM
30303M102
6268
41517
SH
SOLE
41495
0
22
FEDEX CORP COM
COM
31428X106
5531
25451
SH
SOLE
25436
0
15
FIRST REP BK SAN FRAN CALI NEW
COM
33616C100
7317
73094
SH
SOLE
73055
0
39
GENERAL DYNAMICS CORP COM
COM
369550108
371
1872
SH
SOLE
1872
0
0
GENERAL ELECTRIC CO COM
COM
369604103
1552
57450
SH
SOLE
57450
0
0
HOME DEPOT INC COM
COM
437076102
226
1473
SH
SOLE
1473
0
0
HONEYWELL INTERNATIONAL INC CO
COM
438516106
7749
58140
SH
SOLE
58110
0
30
HORMEL FOODS CORP COM
COM
440452100
304
8925
SH
SOLE
8925
0
0
INCYTE CORP COM
COM
45337C102
5444
43240
SH
SOLE
43214
0
26
INTEL CORP COM
COM
458140100
601
17825
SH
SOLE
17825
0
0
INTERCONTINENTAL EXCHANGE, INC
COM
45866F104
6617
100376
SH
SOLE
100321
0
55
INTERNATIONAL BUSINESS MACHS C
COM
459200101
280
1822
SH
SOLE
1822
0
0
INTUIT COM
COM
461202103
6420
48343
SH
SOLE
48314
0
29
JOHNSON & JOHNSON COM
COM
478160104
8586
64903
SH
SOLE
64793
0
110
JPMORGAN CHASE & CO COM
COM
46625H100
10720
117290
SH
SOLE
117230
0
60
KRAFT HEINZ CO COM
COM
500754106
5403
63094
SH
SOLE
62986
0
108
LAUDER ESTEE COS INC CL A
COM
518439104
2322
24191
SH
SOLE
24191
0
0
LENNOX INTERNATIONAL INC COM
COM
526107107
5929
32284
SH
SOLE
32267
0
17
LOWES COS INC COM
COM
548661107
5344
68925
SH
SOLE
68886
0
39
MASTERCARD INC CL A
COM
57636Q104
8007
65928
SH
SOLE
65893
0
35
MERCK & CO INC COM
COM
58933Y105
261
4065
SH
SOLE
4065
0
0
MICROSOFT CORP COM
COM
594918104
730
10586
SH
SOLE
10462
0
124
NIKE INC CL B
COM
654106103
2990
50675
SH
SOLE
50675
0
0
NOVO-NORDISK A S ADR
COM
670100205
385
8987
SH
SOLE
8987
0
0
NXP SEMICONDUCTORS N V COM
COM
N6596X109
394
3596
SH
SOLE
3596
0
0
O REILLY AUTOMOTIVE INC NEW CO
COM
67103H107
5432
24833
SH
SOLE
24823
0
10
ORACLE CORP COM
COM
68389X105
7416
147909
SH
SOLE
147823
0
86
PEPSICO INC COM
COM
713448108
740
6407
SH
SOLE
6407
0
0
PFIZER INC COM
COM
717081103
322
9580
SH
SOLE
9580
0
0
PHILIP MORRIS INTL INC COM
COM
718172109
236
2012
SH
SOLE
2012
0
0
PIONEER NAT RES CO COM
COM
723787107
5300
33211
SH
SOLE
33196
0
15
PRAXAIR INC COM
COM
74005P104
321
2423
SH
SOLE
2423
0
0
PRICE T ROWE GROUP INC COM
COM
74144T108
383
5155
SH
SOLE
5155
0
0
PROCTER AND GAMBLE CO COM
COM
742718109
981
11260
SH
SOLE
11260
0
0
SCHLUMBERGER LTD COM
COM
806857108
5269
80024
SH
SOLE
79977
0
47
SCHWAB CHARLES CORP NEW COM
COM
808513105
6427
149595
SH
SOLE
149505
0
90
SELECT SECTOR SPDR TR SBI INT-
COM
81369Y506
725
11170
SH
SOLE
11170
0
0
SONIC CORP COM
COM
835451105
1516
57230
SH
SOLE
57230
0
0
SOUTHWEST AIRLS CO COM
COM
844741108
404
6497
SH
SOLE
6497
0
0
STANLEY BLACK & DECKER INC COM
COM
854502101
4947
35149
SH
SOLE
35129
0
20
STRYKER CORP COM
COM
863667101
302
2179
SH
SOLE
2179
0
0
TORO CO COM
COM
891092108
5515
79600
SH
SOLE
79559
0
41
TRAVELERS COS INC COM
COM
89417E109
5053
39932
SH
SOLE
39855
0
77
ULTIMATE SOFTWARE GROUP INC CO
COM
90385D107
4843
23053
SH
SOLE
23038
0
15
UNION PAC CORP COM
COM
907818108
933
8571
SH
SOLE
8571
0
0
UNITEDHEALTH GROUP INC COM
COM
91324P102
6098
32889
SH
SOLE
32873
0
16
US BANCORP DEL COM NEW
COM
902973304
1277
24595
SH
SOLE
24595
0
0
WALGREENS BOOTS ALLIANCE INC C
COM
931427108
501
6398
SH
SOLE
6398
0
0
WATERS CORP COM
COM
941848103
367
1999
SH
SOLE
1999
0
0
WELLS FARGO & CO NEW COM
COM
949746101
7442
134307
SH
SOLE
134257
0
50
ISHARES TR CORE S&P MCP ETF
ETF
464287507
7033
40433
SH
SOLE
40413
0
20
ISHARES TR CORE S&P500 ETF
ETF
464287200
4947
20325
SH
SOLE
20046
0
279
ISHARES TR RUS 1000 VAL ETF
ETF
464287598
1211
10401
SH
SOLE
10401
0
0
ISHARES TR S&P 500 GRWT ETF
ETF
464287309
322
2356
SH
SOLE
2356
0
0
ISHARES TR S&P 500 VAL ETF
ETF
464287408
1586
15110
SH
SOLE
15110
0
0
ISHARES TR S&P MC 400GR ETF
ETF
464287606
1238
6298
SH
SOLE
6298
0
0
ISHARES TR S&P MC 400VL ETF
ETF
464287705
1806
12158
SH
SOLE
12158
0
0
POWERSHARES ETF TRUST DYNA BUY
ETF
73935X286
289
5384
SH
SOLE
5384
0
0
POWERSHARES ETF TRUST HI YLD E
ETF
73935X302
350
20808
SH
SOLE
20808
0
0
RYDEX ETF TRUST GUG S&P500 EQ
ETF
78355W106
29733
320815
SH
SOLE
320651
0
164
SPDR S&P 500 ETF TR TR UNIT
ETF
78462F103
291
1204
SH
SOLE
1204
0
0
SPDR SER TR S&P DIVID ETF
ETF
78464A763
21552
242461
SH
SOLE
242028
0
433
VANGUARD INDEX FDS TOTAL STK M
ETF
922908769
722
5801
SH
SOLE
5801
0
0
VANGUARD INDEX FDS VALUE ETF
ETF
922908744
222
2298
SH
SOLE
2298
0
0
WISDOMTREE TR US HIGH DIVIDEND
ETF
97717W208
5903
86364
SH
SOLE
86364
0
0
WISDOMTREE TR US TOTAL DIVIDND
ETF
97717W109
223
2626
SH
SOLE
2626
0
0
ISHARES CORE S&P SMALL-CAP ETF
ETF
464287804
18673
266344
SH
SOLE
265937
0
407
ISHARES TR RUS 2000 GRW ETF
ETF
464287648
380
2251
SH
SOLE
2251
0
0
ISHARES TR RUS 2000 VAL ETF
ETF
464287630
1755
14761
SH
SOLE
14761
0
0
ISHARES TR RUSSELL 2000 ETF
ETF
464287655
271
1920
SH
SOLE
1920
0
0
ISHARES TR SP SMCP600GR ETF
ETF
464287887
944
6055
SH
SOLE
6055
0
0
ISHARES TR SP SMCP600VL ETF
ETF
464287879
1290
9223
SH
SOLE
9202
0
21
WISDOMTREE TR US SMALLCAP DIVD
ETF
97717W604
5476
68038
SH
SOLE
68038
0
0
ISHARES TR MSCI EAFE ETF
ETF
464287465
1140
17483
SH
SOLE
17483
0
0
VANGUARD TAX MANAGED INTL FD F
ETF
921943858
342
8274
SH
SOLE
8159
0
115
ISHARES TR MSCI EMG MKT ETF
ETF
464287234
436
10533
SH
SOLE
10533
0
0
VANGUARD INTL EQUITY INDEX FD
ETF
922042858
1036
25364
SH
SOLE
25334
0
30
INDEXIQ ETF TR HEDGE MLTI ETF
ETF
45409B107
309
10500
SH
SOLE
10500
0
0
ALPS ETF TR ALERIAN MLP
ETF
00162Q866
565
47274
SH
SOLE
47274
0
0
UBS AG JERSEY BRH ALERIAN INFR
ETF
902641646
2071
77676
SH
SOLE
77676
0
0
SPDR SERIES TRUST DJ REIT ETF
ETF
78464A607
370
3978
SH
SOLE
3978
0
0
VANGUARD INDEX FDS REIT ETF
ETF
922908553
979
11765
SH
SOLE
11765
0
0