0001324659-14-000006.txt : 20140729 0001324659-14-000006.hdr.sgml : 20140729 20140729132110 ACCESSION NUMBER: 0001324659-14-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140729 DATE AS OF CHANGE: 20140729 EFFECTIVENESS DATE: 20140729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COBIZ INVESTMENT MANAGEMENT, LLC CENTRAL INDEX KEY: 0001324659 IRS NUMBER: 421578585 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11324 FILM NUMBER: 14999137 BUSINESS ADDRESS: STREET 1: 1099 18TH STREET STREET 2: SUITE 2810 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-298-1858 MAIL ADDRESS: STREET 1: 1099 18TH STREET STREET 2: SUITE 2810 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Alexander Capital Management Group, LLC DATE OF NAME CHANGE: 20050422 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001324659 XXXXXXXX 06-30-2014 06-30-2014 COBIZ INVESTMENT MANAGEMENT, LLC
1099 18TH STREET SUITE 2810 DENVER CO 80202
13F HOLDINGS REPORT 028-11324 N
Rita Koch Day CCO 303-291-4700 Rita Koch Day Denver CO 07-29-2014 0 125 432736 false
INFORMATION TABLE 2 CoBiz_13F_063014.xml BOSTON PRIVATE FINL HLDGS INC PFD 101119303 436 17500 SH SOLE 17500 0 0 MERRILL LYNCH CAP TR II PFD GD PFD 59024T203 506 19949 SH SOLE 19949 0 0 MORGAN STANLEY CAP TR III CAP PFD 617460209 293 11614 SH SOLE 11614 0 0 PRIVATEBANCORP INC SUB DEB 42 PFD 742962400 1107 42981 SH SOLE 42981 0 0 STIFEL FINL CORP SR NT 22 PFD 860630300 1016 39400 SH SOLE 39400 0 0 SVB CAP II PFD TR GTD 7% PFD 86959H201 1285 48815 SH SOLE 48815 0 0 ISHARES TR CORE ST USDB ETF ETF 46432F859 721 7173 SH SOLE 7173 0 0 ABBOTT LABS COM COM 002824100 6053 148003 SH SOLE 148003 0 0 ABBVIE INC COM COM 00287Y109 344 6100 SH SOLE 6100 0 0 ACCENTURE PLC IRELAND SHS CLAS COM G1151C101 6138 75926 SH SOLE 75926 0 0 ALLEGHANY CORP DEL COM COM 017175100 223 509 SH SOLE 509 0 0 AMAZON COM INC COM COM 023135106 5067 15601 SH SOLE 15601 0 0 AMPHENOL CORP NEW CL A COM 032095101 7024 72908 SH SOLE 72908 0 0 ANADARKO PETE CORP COM COM 032511107 4644 42421 SH SOLE 42421 0 0 APACHE CORP COM COM 037411105 227 2255 SH SOLE 2255 0 0 APPLE INC COM COM 037833100 3899 41951 SH SOLE 41951 0 0 AT&T INC COM COM 00206R102 684 19333 SH SOLE 19333 0 0 BAXTER INTL INC COM COM 071813109 4533 62691 SH SOLE 62691 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 1139 6 SH SOLE 6 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 636 5027 SH SOLE 5027 0 0 BLACKROCK INC COM COM 09247X101 4721 14771 SH SOLE 14771 0 0 BOEING CO COM COM 097023105 285 2239 SH SOLE 2239 0 0 BP PLC SPONSORED ADR COM 055622104 388 7359 SH SOLE 7359 0 0 CAPITAL ONE FINL CORP COM COM 14040H105 6177 74777 SH SOLE 74777 0 0 CATERPILLAR INC DEL COM COM 149123101 217 2000 SH SOLE 2000 0 0 CERES INC COM COM 156773103 7 10666 SH SOLE 10666 0 0 CHECK POINT SOFTWARE TECH LTD COM M22465104 5129 76523 SH SOLE 76523 0 0 CHEVRON CORP NEW COM COM 166764100 7162 54864 SH SOLE 54864 0 0 CHURCH & DWIGHT INC COM COM 171340102 5421 77494 SH SOLE 77494 0 0 CIGNA CORPORATION COM COM 125509109 4930 53601 SH SOLE 53601 0 0 CISCO SYS INC COM COM 17275R102 1136 45722 SH SOLE 45722 0 0 COBIZ FINANCIAL INC COM COM 190897108 636 59010 SH SOLE 59010 0 0 COCA COLA CO COM COM 191216100 423 9977 SH SOLE 9977 0 0 COSTCO WHSL CORP NEW COM COM 22160K105 5564 48313 SH SOLE 48313 0 0 DICKS SPORTING GOODS INC COM COM 253393102 1820 39084 SH SOLE 39084 0 0 DISCOVER FINL SVCS COM COM 254709108 6885 111085 SH SOLE 111085 0 0 DISNEY WALT CO COM DISNEY COM 254687106 6909 80583 SH SOLE 80583 0 0 DONALDSON INC COM COM 257651109 918 21687 SH SOLE 21687 0 0 E M C CORP MASS COM COM 268648102 662 25144 SH SOLE 25144 0 0 ECOLAB INC COM COM 278865100 7088 63659 SH SOLE 63659 0 0 EMERSON ELEC CO COM COM 291011104 1295 19508 SH SOLE 19508 0 0 EXXON MOBIL CORP COM COM 30231G102 2671 26532 SH SOLE 26532 0 0 F M C CORP COM NEW COM 302491303 5330 74871 SH SOLE 74871 0 0 F5 NETWORKS INC COM COM 315616102 5422 48652 SH SOLE 48652 0 0 FIRST REP BK SAN FRANCISCO CAL COM 33616C100 4865 88474 SH SOLE 88474 0 0 FLOWSERVE CORP COM COM 34354P105 6662 89608 SH SOLE 89608 0 0 FRANKLIN COVEY CO COM COM 353469109 1267 62928 SH SOLE 62928 0 0 GENERAL ELECTRIC CO COM COM 369604103 1812 68952 SH SOLE 68952 0 0 GILEAD SCIENCES INC COM COM 375558103 5974 72049 SH SOLE 72049 0 0 GRAINGER W W INC COM COM 384802104 5567 21894 SH SOLE 21894 0 0 HARVEST NATURAL RESOURCES INC COM 41754V103 71 14290 SH SOLE 14290 0 0 HONEYWELL INTL INC COM COM 438516106 7380 79401 SH SOLE 79401 0 0 HORMEL FOODS CORP COM COM 440452100 6235 126347 SH SOLE 126347 0 0 INTEL CORP COM COM 458140100 544 17603 SH SOLE 17603 0 0 INTERNATIONAL BUSINESS MACHS C COM 459200101 813 4487 SH SOLE 4487 0 0 INTUIT COM COM 461202103 4859 60333 SH SOLE 60333 0 0 JOHNSON & JOHNSON COM COM 478160104 8052 76960 SH SOLE 76960 0 0 JPMORGAN CHASE & CO COM COM 46625H100 8692 150845 SH SOLE 150845 0 0 KEURIG GREEN MTN INC COM COM 49271M100 249 2000 SH SOLE 2000 0 0 KONINKLIJKE PHILIPS N V NY REG COM 500472303 523 16453 SH SOLE 16453 0 0 LAUDER ESTEE COS INC CL A COM 518439104 6019 81049 SH SOLE 81049 0 0 LENNOX INTL INC COM COM 526107107 4518 50438 SH SOLE 50438 0 0 LOWES COS INC COM COM 548661107 5286 110152 SH SOLE 110152 0 0 MARATHON OIL CORP COM COM 565849106 5452 136585 SH SOLE 136585 0 0 MASTERCARD INC CL A COM 57636Q104 6602 89857 SH SOLE 89857 0 0 MERCK & CO INC NEW COM COM 58933Y105 208 3592 SH SOLE 3592 0 0 MICROSOFT CORP COM COM 594918104 383 9195 SH SOLE 9195 0 0 NATIONAL OILWELL VARCO INC COM COM 637071101 922 11191 SH SOLE 11191 0 0 NIKE INC CL B COM 654106103 7223 93135 SH SOLE 93135 0 0 NOVO-NORDISK A S ADR COM 670100205 5567 120532 SH SOLE 120532 0 0 O REILLY AUTOMOTIVE INC NEW CO COM 67103H107 7629 50660 SH SOLE 50660 0 0 OCEANEERING INTL INC COM COM 675232102 4663 59684 SH SOLE 59684 0 0 ORACLE CORP COM COM 68389X105 6280 154947 SH SOLE 154947 0 0 PEPSICO INC COM COM 713448108 797 8919 SH SOLE 8919 0 0 PERRIGO CO PLC SHS COM G97822103 5981 41035 SH SOLE 41035 0 0 PETSMART INC COM COM 716768106 410 6863 SH SOLE 6863 0 0 PFIZER INC COM COM 717081103 321 10828 SH SOLE 10828 0 0 PPG INDS INC COM COM 693506107 294 1400 SH SOLE 1400 0 0 PRAXAIR INC COM COM 74005P104 686 5167 SH SOLE 5167 0 0 PRICE T ROWE GROUP INC COM COM 74144T108 6208 73542 SH SOLE 73542 0 0 PRINCIPAL FINL GROUP INC COM COM 74251V102 409 8098 SH SOLE 8098 0 0 PROCTER & GAMBLE CO COM COM 742718109 1027 13066 SH SOLE 13066 0 0 QUALCOMM INC COM COM 747525103 7582 95735 SH SOLE 95735 0 0 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 605 7344 SH SOLE 7344 0 0 SCHLUMBERGER LTD COM COM 806857108 9262 78521 SH SOLE 78521 0 0 SONIC CORP COM COM 835451105 1059 47966 SH SOLE 47966 0 0 SOUTHWEST AIRLS CO COM COM 844741108 204 7610 SH SOLE 7610 0 0 TRAVELERS COMPANIES INC COM COM 89417E109 6233 66263 SH SOLE 66263 0 0 UNION PAC CORP COM COM 907818108 8672 86938 SH SOLE 86938 0 0 US BANCORP DEL COM NEW COM 902973304 1724 39787 SH SOLE 39787 0 0 WABTEC CORP COM COM 929740108 5964 72208 SH SOLE 72208 0 0 WALGREEN CO COM COM 931422109 669 9029 SH SOLE 9029 0 0 WATERS CORP COM COM 941848103 464 4439 SH SOLE 4439 0 0 WELLS FARGO & CO NEW COM COM 949746101 9436 179530 SH SOLE 179530 0 0 YAHOO INC COM COM 984332106 3547 100962 SH SOLE 100962 0 0 ISHARES CORE S&P MCP ETF ETF 464287507 2623 18335 SH SOLE 18335 0 0 ISHARES CORE S&P500 ETF ETF 464287200 4629 23497 SH SOLE 23497 0 0 ISHARES RUS 1000 VAL ETF ETF 464287598 1361 13439 SH SOLE 13439 0 0 ISHARES S&P 500 VAL ETF ETF 464287408 1293 14327 SH SOLE 14327 0 0 ISHARES S&P MC 400GR ETF ETF 464287606 1097 6986 SH SOLE 6986 0 0 ISHARES S&P MC 400VL ETF ETF 464287705 1904 15003 SH SOLE 15003 0 0 POWERSHARES ETF TRUST DYNA BUY ETF 73935X286 600 13369 SH SOLE 13369 0 0 RYDEX ETF TRUST GUG S&P500 EQ ETF 78355W106 20667 269420 SH SOLE 269420 0 0 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 337 1723 SH SOLE 1723 0 0 SPDR SERIES TRUST S&P DIVID ET ETF 78464A763 17844 232982 SH SOLE 232982 0 0 VANGUARD INDEX FDS TOTAL STK M ETF 922908769 342 3363 SH SOLE 3363 0 0 WISDOMTREE TR EQTY INC FD ETF 97717W208 8305 139818 SH SOLE 139818 0 0 WISDOMTREE TR TOTAL DIVID FD ETF 97717W109 402 5625 SH SOLE 5625 0 0 ISHARES CORE S&P SCP ETF ETF 464287804 11435 102019 SH SOLE 102019 0 0 ISHARES RUS 2000 VAL ETF ETF 464287630 2800 27118 SH SOLE 27118 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 859 7234 SH SOLE 7234 0 0 ISHARES SP SMCP600GR ETF ETF 464287887 887 7341 SH SOLE 7341 0 0 ISHARES SP SMCP600VL ETF ETF 464287879 867 7511 SH SOLE 7511 0 0 WISDOMTREE TR SMALLCAP DIVID ETF 97717W604 2377 33946 SH SOLE 33946 0 0 ISHARES MSCI EAFE ETF ETF 464287465 3364 49204 SH SOLE 49204 0 0 ISHARES MSCI EMG MKT ETF ETF 464287234 2018 46691 SH SOLE 46691 0 0 VANGUARD INTL EQUITY INDEX FD ETF 922042858 387 8974 SH SOLE 8974 0 0 WISDOMTREE TR EMERG MKTS ETF ETF 97717W315 833 16071 SH SOLE 16071 0 0 WISDOMTREE TR EMG MKTS SMCAP ETF 97717W281 401 8368 SH SOLE 8368 0 0 INDEXIQ ETF TR HEDGE MLTI ETF ETF 45409B107 2836 94557 SH SOLE 94557 0 0 INDEXIQ ETF TR IQ GLB RES ETF ETF 45409B883 453 15113 SH SOLE 15113 0 0 ALPS ETF TR ALERIAN MLP ETF 00162Q866 9902 521145 SH SOLE 521145 0 0 UBS AG JERSEY BRH ALERIAN INFR ETF 902641646 7870 176534 SH SOLE 176534 0 0 SPDR SERIES TRUST DJ REIT ETF ETF 78464A607 334 4022 SH SOLE 4022 0 0 VANGUARD INDEX FDS REIT ETF ETF 922908553 666 8893 SH SOLE 8893 0 0