-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OYumvw/oKzKgnKPN03fVcMUqgChocyI2h8IV3+2IFFX+BdkJNiAemf/H2oSxeqHV BZZkeRX3hKM02NagVaej7Q== 0001324659-10-000005.txt : 20101112 0001324659-10-000005.hdr.sgml : 20101111 20101110174226 ACCESSION NUMBER: 0001324659-10-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101110 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COBIZ INVESTMENT MANAGEMENT, LLC CENTRAL INDEX KEY: 0001324659 IRS NUMBER: 421578585 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11324 FILM NUMBER: 101181230 BUSINESS ADDRESS: STREET 1: 1099 18TH STREET STREET 2: SUITE 2810 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-298-1858 MAIL ADDRESS: STREET 1: 1099 18TH STREET STREET 2: SUITE 2810 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Alexander Capital Management Group, LLC DATE OF NAME CHANGE: 20050422 13F-HR 1 cim3q.txt COBIZ INVESTMENT MANAGEMENT 13F 9-30-2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION "Washington, D.C. 20549" Form 13F Form 13F COVER PAGE "Report for the Calendar Year or Quarter Ended: September 30, 2010 " Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: "Name: CoBiz Investment Management, LLC " "Address: 1099 18th Street, Suite 2810 " "Denver, CO 80202 " 13F File Number: 028-11324 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized "to submit it, that all information contained herein is true, correct and " "complete, and that it is understood that all required items, statements, " "schedules, lists, and tables, are considered integral parts of this form. " Person Signing this Report on Behalf of Reporting Manager: Name: Rita Koch Day "Title: SVP, Senior Portfolio Manager / Chief Compliance Officer" Phone: 303-298-1858 "Signature, Place, and Date of Signing:" " /s/ Rita Koch Day Denver, CO November 10, 2010 " Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 345 Form 13F Information Table Value Total: $ 310484(thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all "institutional managers with respect to which this report is filed, other " than the manager filing this report. NONE FORM 13F As of 09/30/2010 (SEC USE ONLY) Page 1 of 1 Name of Reporting Manager: CoBiz Investment Management ITEM 5: ITEM 6: ITEM 7: ITEM 8: ITEM 3 ITEM 4: Shares of Investment Discretion Managers Voting Authority (Shares) ITEM 1: ITEM 2: CUSIP Fair Market Principal b) Shared as c) Shared see Name of Issuer Title of Class Number Value Amount a) Sole defined in Inst. V Other instr. V a) Sole b)Shared c)None AFLAC INC COM 1055102 82 1574 X X ABBOTT LABORATORIES COM 2824100 6497 124369 X X AEGON N V ORD COM 7924103 2 261 X X AEROVIRONMENT INC COM 8073108 2 100 X X AGRIUM INC COM 8916108 9 115 X X AKZO NOBEL COM 10199305 2 30 X X ALCOA INC COM 13817101 2 158 X X ALCATEL-LUCENT COM 13904305 2 585 X X ALLIANT ENERGY CORP COM 18802108 15 412 X X ALLSTATE COM 20002101 6 184 X X AMERICAN EXPRESS CO COM 25816109 2 40 X X AMGEN INC COM 31162100 2305 41821 X X AMPHENOL CORP COM 32095101 2605 53159 X X ANADARKO PETE CORP COM 32511107 81 1425 X X APACHE CORPORATION COM 37411105 49 500 X X "APPLE, INC" COM 37833100 8507 29979 X X APPLIED MATERIALS INCORPORATED COM 38222105 10 865 X X ASTRAZENECA PLC COM 46353108 4 80 X X AUTODESK INC COM 52769106 2244 70178 X X AUTOMATIC DATA PROCESSING COM 53015103 3735 88858 X X AXA SA COM 54536107 1 85 X X BASF SE COM 55262505 6 100 X X BP P L C SPONSORED ADR COM 55622104 140 3390 X X BANK OF AMERICA CORP. COM 60505104 46 3432 X X BANK OF NEW YORK MELLON COM 64058100 2559 97923 X X BAXTER INTERNATIONAL INC. COM 71813109 3316 69486 X X BECTON DICKINSON COM 75887109 99 1333 X X BED BATH & BEYOND COM 75896100 5595 128882 X X "BERKSHIRE HATHAWAY, INC CL A" CL A 84670108 249 2 X X BERKSHIRE HATHAWAY CLASS B NEW CL B NEW 84670702 427 5159 X X BEST BUY INC COM 86516101 59 1430 X X BHP BILLITON LTD COM 88606108 18 235 X X BOEING CO. COM 97023105 67 1000 X X BOSTON SCIENTIFIC COMPANY COM 101137107 2 280 X X BRISTOL MYERS SQUIBB CO COM 110122108 154 5685 X X BRITISH AMERICAN TOB COM 110448107 7 95 X X BROADCOM CORP CL A 111320107 54 1500 X X BROOKFIELD ASSET MANAGEMENT INC COM 112585104 3 100 X X CVS/CAREMARK CORP COM 126650100 3340 106146 X X CANANDIAN NATIONAL RAILWAY COMPANY COM 136375102 9 145 X X CANADIAN NATURAL RESOURCE COM 136385101 5 140 X X CANON INC COM 138006309 3 70 X X CARREFOUR COM 144430105 5 420 X X CATERPILLAR INC DEL COM 149123101 150 1900 X X CHESAPEAKE ENERGY CORP COM 165167107 3 120 X X CHEVRONTEXACO CORP COM 166764100 5144 63456 X X CHIPOTLE MEXICAN GRILL CL A 169656105 9 50 X X CHUBB CORP. COM 171232101 14 241 X X CINTAS CORPORATION COM 172908105 2844 103227 X X CITIGROUP INC COM 172967101 3 762 X X COACH INCORPORATED COM 189754104 1968 45800 X X COBIZ FINANCIAL INC COM 190897108 341 61402 X X COCA COLA CO COM 191216100 238 4054 X X COLGATE-PALMOLIVE COM 194162103 31 400 X X CORN PRODUCTS INTL INC COM 219023108 8 225 X X COVENTRY HEALTH CARE INC COM 222862104 18 805 X X CULLEN/FROST BNKRS COM 229899109 2140 39710 X X Daylight Energy LTD COM 239590201 58 6024 X X DEERE & COMPANY COM 244199105 17 250 X X DEUTSCHE TELEKOM AG COM 251566105 5 380 X X DICKS SPORTING GOODS INC COM 253393102 2115 75400 X X DISNEY COM 254687106 18 514 X X DISCOVER FINANCIAL SERVICES COM 254709108 2 78 X X DONALDSON COMPANY INC COM 257651109 2757 58482 X X DOVER CORP COM 260003108 123 2350 X X DOW CHEMICAL COMPANY COM 260543103 15 556 X X DU PONT (E.I.) DE NEMOURS & CO COM 263534109 183 4100 X X E M C CORP COM 268648102 2471 121634 X X E M C CORP MASS COM 268648102 57 2793 X X EATON CORP COM 278058102 13 150 X X EBAY INCORPORATED COM 278642103 5 188 X X ECOLAB INC COM 278865100 2961 58355 X X ECOLAB INC COM 278865100 54 1070 X X EMERSON ELECTRIC CO. COM 291011104 7139 135554 X X "ENSIGN ENERGY SERVICES, INC" COM 293570107 1 105 X X ERICSSON TEL-SP ADR COM 294821608 2 200 X X NEXTERA ENERGY RESOURCES COM 302571104 5 100 X X FASTENAL COM 311900104 1965 36932 X X FIFTH THIRD BANCORP COM 316773100 1 100 X X FRANKLIN COVEY CO COM 353469109 509 64051 X X GENERAL ELECTRIC CO COM 369604103 5067 311715 X X HSBC HLDGS PLC ADS SPON ADR NEW 404280406 2358 46592 X X HALLIBURTON CO COM 406216101 49 1474 X X HANCOCK HOLDING COMPANY COM 410120109 60 2000 X X HARRIS CORP COM 413875105 1525 34417 X X HEARUSA INC COM 422360305 1 1253 X X HEINZ COM 423074103 8 150 X X HEWLETT-PACKARD CO COM 428236103 81 1911 X X HOME DEPOT INC COM 437076102 108 3379 X X HONEYWELL INTERNATIONAL INC COM 438516106 3200 72835 X X ILLINOIS TOOL WORKS COM 452308109 83 1750 X X INTEL CORP COM 458140100 2397 124823 X X INTL BUSINESS MACHINES CORP COM 459200101 4518 33677 X X INTERNATIONAL PAPER COMPANY COM 460146103 5 225 X X ISHARES S&P 500 COM 464287200 1783 15569 X X ISHARES TR MSCI EMERG MKT COM 464287234 6773 151289 X X ISHARES S&P 500 GROWTH INDEX COM 464287309 15 253 X X S&P LATIN AMER 40 INDEX S&P LTN AM 40 464287390 33 648 X X ISHARES S&P 500 VALUE INDEX COM 464287408 27 492 X X ISHARES MSCI EAFE TRUST COM 464287465 3053 55575 X X ISHARES COHEN & STEERS RLTY COM 464287564 933 15061 X X ISHARES RUSSELL 1000 VALUE COM 464287598 74 1248 X X ISHARES RUSSELL 1000 GROWTH INDEX COM 464287614 58 1129 X X ISHARES RUSSELL 2000 VALUE COM 464287630 2867 46233 X X ISHARES RUSSELL 2000 GROWTH COM 464287648 325 4347 X X ISHARES TR-RUS2000 COM 464287655 464 6872 X X ISHARES S&P SMALL CAP 600 INDEX COM 464287804 11 180 X X ISHRS ALL COUNTRY EX JAPAN MSCI ACJPN IDX 464288182 34 553 X X J SAINSBURY PLC COM 466249208 2 95 X X JACOBS ENGINEERING GROUP COM 469814107 2641 68245 X X JOHNSON & JOHNSON COM 478160104 4308 69522 X X JOHNSON CONTROLS INC COM 478366107 15 501 X X KIMBERLY-CLARK CORP COM 494368103 4722 72577 X X KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 494550106 28 400 X X KONINKLIJEK AHOLD NV COM 500467402 3 221 X X KROGER COMPANY COM 501044101 3 120 X X LSI LOGIC CORP COM 502161102 1 58 X X LAUDER ESTEE COMPANIES COM 518439104 2073 32771 X X LEUCADIA NATL CORP COM 527288104 12 500 X X LILLY ELI & COMPANY COM 532457108 301 8210 X X LIN TV CORP CL A 532774106 4 820 X X LOCKHEED MARTIN CORP COM 539830109 6 75 X X LOWES COS INC COM 548661107 3315 148725 X X MDU RESOURCES GROUP INC COM 552690109 4 193 X X MS&AD INSURANCE GROUP HOLDINGS COM 553491101 3 240 X X MARKS & SPENCER GROUP PLC COM 570912105 3 240 X X MARSH & MCLENNAN COMPANIE COM 571748102 2 41 X X MARRIOTT INTL INC A COM 571903202 36 1009 X X MCDONALDS CORP COM 580135101 58 772 X X MEDTRONIC COM 585055106 1604 47762 X X MICROSOFT CORPORATION COM 594918104 3762 153604 X X MITSUBISHI UFJ FINL GROUP COM 606822104 2 415 X X MORGAN STANLEY COM NEW 617446448 4 156 X X MOTOROLA INC COM 620076109 3 295 X X NATIONAL OILWELL VARCO IN COM 637071101 2785 62599 X X NESTLE SA SPN ADR REPSTG REG SH COM 641069406 15 272 X X NIKE INCORPORATED COM 654106103 6403 79901 X X NIPPON TELEGRAPH AND TELEPHONE CORP (NTT) COM 654624105 5 230 X X NOKIA CORP SPONSORED ADR COM 654902204 2 210 X X NORTHERN TRUST COM 665859104 10 200 X X NORTHROP GRUMMAN CORP COM 666807102 69 1140 X X NOVO NORDISK AS COM 670100205 4330 43980 X X OCCIDENTAL PETROLEUM COM 674599105 4369 55786 X X OMNICOM GROUP INC COM 681919106 36 900 X X O' REILLY AUTOMOTIVE INC COM 686091109 3621 68050 X X PNC FINANCIAL SERVICES GROUP COM 693475105 2 37 X X PEABODY ENERGY CORPORATIO COM 704549104 3253 66364 X X PEETS COFFEE & TEA INC COM 705560100 4 100 X X PEPSICO INC COM 713448108 6199 93291 X X PERMIAN BASIN ROYALTY TRUST COM 714236106 26 1335 X X PETSMART INC COM 716768106 2496 71308 X X PFIZER INC COM 717081103 2825 164508 X X PHILIP MORRIS INTERNATIONAL COM 718172109 114 2035 X X PIONEER NAT RES COM 723787107 2 29 X X "PORTUGAL TELECOM, SGPS" COM 737273102 3 225 X X PROCTER & GAMBLE CO COM 742718109 5979 99692 X X PROGRESSIVE CORP COM 743315103 1323 63378 X X PRUDENTIAL FINANCIAL INC COM 744320102 3452 63702 X X QUALCOMM INC COM 747525103 10 200 X X REALTY INCOME CORP COM 756109104 49 1428 X X RIO TINTO PLC SONS ADR COM 767204100 8 140 X X ROCKWELL AUTOMATION INC COM 773903109 7 100 X X ROYAL DUTCH SHELL PLC COM 780259206 668 11072 X X SAFEWAY INC NEW COM 786514208 3 145 X X ST JUDE MED INC COM 790849103 19 483 X X SCHLUMBERGER LTD. COM 806857108 5895 95663 X X SELECTED AMERICAN SHRS FUND COM 816221105 44 1143 X X SONY CORPORATION COM 835699307 2 80 X X SOURCE CAPITAL COM 836144105 24 500 X X SOUTHWEST AIRLINES COM 844741108 1 35 X X SOUTHWESTERN ENERGY CO COM 845467109 1455 43510 X X STANDEX INTL CORP COM 854231107 97 4000 X X STANLEY BLACK & DECKER INC COM 854502101 62 1000 X X STAPLES INCORPORATED COM 855030102 37 1777 X X STARBUCKS CORPORATION COM 855244109 5 200 X X STATE STREET CORP COM 857477103 1841 48873 X X STMICROELECTRONICS N.V. COM 861012102 2 205 X X STRYKER CORPORATION COM 863667101 2426 48451 X X SUNCOR ENERGY INC COM 867224107 30 910 X X SUNTRUST BANKS INCORPORAT COM 867914103 1 45 X X SUPERVALU INCORPORATED COM 868536103 0 24 X X SWISS REINSURANCE COMPANY COM 870887205 3 65 X X SYSCO CORPORATION COM 871829107 20 700 X X TECHNE CORP COM 878377100 204 3300 X X TECK COMINCO LTD-CL B COM 878742204 7 180 X X TELE NORTE LESTE PARTICIPACOES S.A. COM 879246106 1 105 X X TELECOMUNICACOES BRASILEIRAS S.A. COM 879287308 0 5 X X TELEFONICA S.A. COM 879382208 3 37 X X TELEFONOS DE MEXICO S A COM 879403780 1 50 X X TEMPLETON EMERGING MARKETS FUN COM 880191101 38 1700 X X TEXAS INSTRUMENTS COM 882508104 2667 98264 X X TIME WARNER INC NEW COM COM 887317303 2628 85736 X X "TOKIO MARINE HOLDINGS, INC" COM 889094108 2 87 X X TORCHMARK CORP COM 891027104 2 34 X X TOYOTA MOTOR CORP COM 892331307 3 40 X X TRICAN WELL SERVICE LTD COM 895945103 1 40 X X US BANCORP COM 902973304 4501 208155 X X UNILEVER NV COM 904784709 14 466 X X UNION PACIFIC CORP COM 907818108 6778 82860 X X UNITED PARCEL SERVICE COM 911312106 13 198 X X UNITED TECHNOLOGIES CORP COM 913017109 12 165 X X VANGUARD DIV APPR EFT DIV APP ETF 921908844 14 277 X X VANGUARD EMERGING MARKETS COM 922042858 756 16616 X X VEECO INSTRS INC COM 922417100 4 100 X X VANGUARD REIT ETF COM 922908553 499 9578 X X VULCAN MATERIALS CO COM 929160109 4 120 X X WAL-MART STORES INC COM 931142103 240 4488 X X WALGREEN CO. COM 931422109 2814 83976 X X WASHINGTON REAL ESTATE INVT SB SH BEN INT 939653101 7 200 X X WATERS CORPORATION COM 941848103 6320 89287 X X WELLS FARGO & CO NEW COM 949746101 4263 169687 X X WESTERN UNION COM 959802109 27 1500 X X WEYERHAEUSER CO COM 962166104 29 1869 X X WHOLE FOODS MKT COM 966837106 30 800 X X XILINX INCORPORATED COM 983919101 2960 111115 X X XEROX CORP COM 984121103 3 250 X X YAHOO INC COM 984332106 1 92 X X YARA INTERNATIONAL ASA COM 984851204 1 20 X X TALISMAN ENERGY INC COM 87425E103 3 185 X X VALE SA COM 91912E105 11 360 X X TARGET CORP COM 87612E106 3154 59012 X X TOTAL SA ADR COM 89151E109 4 80 X X TRAVELERS COMPANY INC COM 89417E109 10 175 X X NEWS CORPORATION COM 65248E203 2 104 X X RWE AG COM 74975E303 2 25 X X AOL INC COM 00184X105 1 38 X X AT&T INC. COM 00206R102 2267 79254 X X ACCELERYS INC COM 00430u103 1 78 X X ADOBE SYSTEMS COM 00724F101 53 2000 X X "AETNA, INC." COM 00817Y108 14 432 X X AKAMAI TECH COM 00971T101 2602 51848 X X ALTRIA GROUP INC COM 02209S103 49 2035 X X AMERICA MOVIL ADR SERIES COM 02364W105 7311 137079 X X ASTELLAS PHARMA INC COM 04623U102 1 25 X X BAE SYSTEMS PLC COM 05523R107 3 135 X X IPATH DOW JONES-UBS COMMODITY COM 06738C778 2045 48372 X X IPATH GOLDMAN SACHS CRUDE COM 06738C786 4 196 X X BRASIL TELECOM S.A. COM 10553M101 2 108 X X BRASIL TELECOM S.A. COM 10553M200 1 61 X X CANADIAN PACIFIC RAILWAY LIMITED COM 13645T100 8 135 X X CAPITAL ONE FINANCIAL CORPORATIO COM 14040H105 91 2300 X X CARDINAL HEALTH INC COM 14149Y108 2 66 X X CENTRAIS ELETRICAS BRASILEIRAS S.A. COM 15234Q207 2 180 X X CISCO SYSTEMS INC. COM 17275R102 7423 338926 X X COMCAST CORP CL A COM 20030N101 17 871 X X CONOCOPHILLIPS COM 20825C104 30 510 X X COSTCO WHOLESALE CORPORATION COM 22160K105 3586 55605 X X DELL INCORPORATED COM 24702R101 5 362 X X DEVON ENERGY CORPORATION COM 25179M103 1984 30644 X X DIAGEO PLC-SPONSORED ADR COM 25243Q205 7 95 X X DIRECTTV COM 25490A101 32 747 X X DUKE ENERGY CORP COM 26441C105 3 163 X X ENI SPA- SPONSORED ADR COM 26874R108 4 90 X X ENERGIZER HOLDINGS INC COM 29266R108 7 100 X X EXELON CORPORATION COM 30161N101 4 100 X X EXXON MOBIL CORPORATION COM 30231G102 5520 89329 X X FIBRIA CELULOSE S.A. COM 31573A109 1 33 X X FRANCE TELECOM SA COM 35177Q105 4 207 X X FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 9 102 X X FRONTIER COMMUNICATIONS COM 35906A108 6 657 X X FUJI FILM HOLDINGS CORPORATION COM 35958N107 2 75 X X GLAXOSMITHKLINE PLC COM 37733W105 10 262 X X GOLDMAN SACHS COM 38141G104 6 35 X X GOOGLE INC COM 38259P508 3214 6111 X X IQ HEDGE MULTI-STRAT TRACKER COM 45409B107 894 32200 X X IQ GLOBAL RESOURCES ETF COM 45409B883 246 8484 X X INTESA SANPAOLO COM 46115H107 1 50 X X INVESCO VAN KAMPEN SENIOR INCO COM 46131H107 12 2514 X X IVANHOE MINES LTD COM 46579N103 7 260 X X JF CHINA REGION FUND COM 46614T107 54 3634 X X JPMORGAN CHASE & CO COM 46625H100 6056 159102 X X KRAFT FOODS INCORPORATED COM 50075N104 2317 75073 X X MACY'S COM 55616P104 2 72 X X MANULIFE FINANCIAL CORPORATION COM 56501R106 1 85 X X MEDCO HEALTH SOLUTIONS COM 58405U102 56 1072 X X MERCK & CO INC COM 58933Y105 124 3360 X X METLIFE INC. COM 59156R108 15 402 X X MIZUHO FINANCIAL GROUP COM 60687Y109 1 485 X X NOVARTIS AG ADR COM 66987V109 7 130 X X NVIDIA COM 67066G104 6 500 X X NUVEEN SEN INC OPPORTUNITY FD COM SHS 6706EN100 18 1545 X X ONEOK PARTNERS LP UT LTD PARTNER 68268N103 15 200 X X ORACLE CORP COM 68389X105 6632 246980 X X POTASH CORPORATION OF SASKATCHEWAN INC COM 73755L107 17 115 X X POWERSHARES DB PRECIOUS METALS DB PREC MTLS 73936B200 30 645 X X PRAXAIR INC COM 74005P104 8340 92389 X X PREMIER FINL BANCORP COM 74050M105 1 49 X X T ROWE PRICE GROUP INC COM 74144T108 5257 104992 X X PRINCIPAL FINANCIAL GROUP INC COM 74251V102 129 4960 X X PROASSURANCE CORP COM 74267C106 43 745 X X PROSHARES ULTRASHORT 20+Y TR COM 74347R297 2 55 X X PUBLIC STORAGE INC COM 74460D109 12 120 X X QUEST DIAGNOSTICS INCORPORATED COM 74834L100 2290 45367 X X REGIONS FINANCIAL CORP NEW COM 7591EP100 1 176 X X SM ENERGY COMPANY COM 78454l100 57 1500 X X SPRD S&P 500 ETF TRUST COM 78462F103 260 2276 X X SPDR DJ INTERNATIONAL REAL ESTATE COM 78463X863 881 22880 X X SANDISK CORP COM 80004C101 4 100 X X SANOFI AVENTIS SPONS ADR COM 80105N105 4 130 X X CONSUMER STAPLES SELECT SECTOR SPDR FUND COM 81369Y308 4 138 X X CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND COM 81369Y407 57 1702 X X ENERGY SELECT SECTOR SPDR COM 81369Y506 19 345 X X INDUSTRIAL SELECT SECTOR SPDR FUND COM 81369Y704 157 5016 X X TECHNOLOGY SELECT SECTOR SPDR FUND COM 81369Y803 93 4025 X X SUMITOMO MITSUI-UNSPON AD COM 86562M100 2 560 X X SYNGENTA AG COM 87160A100 5 95 X X TANDY LEATHER FACTORY INC COM 87538X105 2 360 X X TELECOM ITALIA S.P.A. COM 87927Y102 5 343 X X TENARIS S.A. COM 88031M109 11 280 X X TENET HEALTHCARE CORPORATION COM 88033G100 1 200 X X 3M COMPANY COM 88579Y101 356 4100 X X TIM PARTICIPACOES S.A. COM 88706P106 1 19 X X TIME WARNER CABLE INC COM 88732J207 3 54 X X UNITEDHEALTH GROUP INC COM 91324P102 2 56 X X VALERO ENERGY CORP COM 91913Y100 3 170 X X VANGUARD ENERGY ETF ENERGY ETF 92204A306 50 597 X X VERIZON COMMUNICATIONS CORP COM 92343V104 111 3394 X X VIACOM INCORPORATED CL B COM 92553P201 7 185 X X VISA INC CL A COM 92826C839 6 70 X X VITAL IMAGES INC COM 92846N104 2 100 X X VIVO PARTICIPACOES COM 92855S200 1 34 X X VODAFONE GROUP PLC SPON ADR NEW 92857W209 35 1380 X X WASTE MANAGEMENT INC COM 94106L109 3012 84278 X X WATERFURNACE RENEWABLE ENERGY INC COM 9415EQ108 1 42 X X WISDOM TREE TOTAL DIVIDEND FUND COM 97717W109 179 4164 X X WISDOMTREE EQ INCOME FUND COM 97717W208 591 15879 X X WISDOMTREE EMERGING SMALL CAP ETF COM 97717W281 177 3516 X X WISDOMTREE EMG MKTS EQ INCOME COM 97717W315 9 169 X X WISDOMTREE SMALLCAP DVD FUND COM 97717W604 7 160 X X WISDOMTREE INTL LARGECAP DVD FUND COM 97717W794 3 77 X X XCEL ENERGY COM 98389B100 72 3108 X X ACCENTURE LTD COM G1151C101 2691 63322 X X BUNGE LIMITIED COM G16962105 4 75 X X COOPER IND INC COM G24182100 10 205 X X INGERSOLL-RAND COMPANY LT COM G47791101 6 175 X X NABORS INDUSTRIES LTD COM G6359F103 11 630 X X PARTNERRE LTD COM G6852T105 3 40 X X WEATHERFORD INTERNATIONAL COM H27013103 9 550 X X FOSTER WHEELER AG COM H27178104 4 150 X X NOBLE CORPORATION COM H5833N103 15 430 X X TRANSOCEAN LTD COM H8817H100 9 144 X X TYCO INTL LTD NEW COM H89128104 2 64 X X TYCO ELECTRONICS LTD COM H8912P106 2 60 X X UBS AG-REG COM H89231338 3 162 X X CORE LABORATORIES N.V. COM N22717107 4 50 X X COLUMN TOTAL$ 310484
-----END PRIVACY-ENHANCED MESSAGE-----