0001324653-11-000012.txt : 20111116 0001324653-11-000012.hdr.sgml : 20111116 20111115184557 ACCESSION NUMBER: 0001324653-11-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111116 DATE AS OF CHANGE: 20111115 EFFECTIVENESS DATE: 20111116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pacific West Financial Consultants, Inc. CENTRAL INDEX KEY: 0001324653 IRS NUMBER: 911178101 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11389 FILM NUMBER: 111208404 BUSINESS ADDRESS: STREET 1: 555 S. RENTON VILLAGE PL, #700 CITY: RENTON STATE: WA ZIP: 98055 BUSINESS PHONE: 4252713550 MAIL ADDRESS: STREET 1: 555 S. RENTON VILLAGE PL, #700 CITY: RENTON STATE: WA ZIP: 98055 13F-HR 1 quarterfiling.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pacific West Financial Consultants Inc. Address: 555 South Renton Village Pl Suite 700 Renton WA 98055 13F File Number: 28-11389 Person Signing this Report on Behalf of Reporting Manager: Name: Rod Ehrlich Title: Advisory Services Manager Phone: 425-271-3550 Signature Place and Date of Signing: Rod Ehrlich Renton WA November 14, 2011 Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 352 Form 13F Information Table Value Total (x1000): $280,677,744 List of Other Included Managers: none FORM 13F INFORMATION TABLE VOTING TITLE VALUE SH/ PUT/ INVSMT OTHER AUTHORITY NAME OF ISSUER CLASS CUSIP (,000) SHARES PRN CALL DSCRTN MGERS SOLE SHARED NONE Apple Computer Inc COM 037833100 6628 17381 SH SOLE 3454 13927 Abb Ltd Adr COM 000375204 375 21948 SH SOLE 21948 Arkansas Best Corp Del COM 040790107 267 16550 SH SOLE 16550 Abbott Labs Com COM 002824100 2046 40011 SH SOLE 15490 24521 Barrick Gold Corp COM 006790108 584 12527 SH SOLE 12527 Acm Income Fd Inc COM 01881E101 119 14920 SH SOLE 14920 Aduddell Inds Inc Co COM 007391105 0 40000 SH SOLE 40000 Archer Daniels COM 039483102 524 21137 SH SOLE 17995 3142 Automatic Data COM 053015103 360 7640 SH SOLE 7640 Advaxis Inc Com COM 007624109 67 480000 SH SOLE 480000 Ishares Tr Lehman Us COM 464287226 693 6294 SH SOLE 6294 American Cap Agy Corp COM 02503X105 562 20756 SH SOLE 20756 Assured Guaranty Ltd C COM G0585R106 3538 321960 SH SOLE 321960 Arlington Asset Inv Co COM 041356106 328 13620 SH SOLE 13620 Aar Corp COM 000361105 470 28200 SH SOLE 28200 Alcatel Lucent Spon Ad COM 013904305 29 10409 SH SOLE 10409 Amgen Inc COM 031162100 1350 24568 SH SOLE 9975 14593 Amazon Com Inc COM 023135106 628 2906 SH SOLE 2906 Atlantic Power Corp Ne COM 04878Q863 1231 86757 SH SOLE 850 85907 Avi Biopharma Inc COM 002346104 13 12000 SH SOLE 12000 Axion Power In COM 05460X109 11 20000 SH SOLE 20000 Astrazeneca Plc Adr COM 046353108 821 18513 SH SOLE 18513 Boeing Co Com COM 097023105 1052 17392 SH SOLE 17392 Powershares Exchange T COM 73937B407 464 16100 SH SOLE 16100 Bank Of America Com COM 060505104 2745 448586 SH SOLE 448586 Barclays Banks Plc Ipa COM 06739H271 765 12440 SH SOLE 12440 Build A Bear Workshop COM 120076104 100 19525 SH SOLE 19525 Bce Inc Com New Isin#C COM 05534B760 238 6343 SH SOLE 6343 Beacon Power Corp COM 073677106 38 73572 SH SOLE 73572 Direxionshares Large C COM 25459W862 250 5400 SH SOLE 5400 Biogen Idec Inc COM 09062X103 363 3895 SH SOLE 3895 Spdr Spdr Lehman 1-3 M COM 78464A680 500 10911 SH SOLE 10911 Vanguard Bd Index Fd I COM 921937819 263 3000 SH SOLE 3000 Ishares Msci Bric Inde COM 464286657 761 22464 SH SOLE 22464 Bristol-Myers Squibb COM 110122108 480 15304 SH SOLE 15304 Vanguard Total Bond Ma COM 921937835 5457 65171 SH SOLE 65171 Bourque Inds Inc Com COM 102100104 28 10500 SH SOLE 10500 Bp Plc Spons Adr COM 055622104 429 11899 SH SOLE 11899 Biosante Ph COM 09065V203 39 17100 SH SOLE 17100 Bp Prudhoe Bay COM 055630107 215 2040 SH SOLE 2040 Oilsands Quest Inc Co COM 678046103 4 20850 SH SOLE 20850 Berkshire Hathaway Inc COM 084670207 2782 39163 SH SOLE 39163 Brightec Inc Com COM 10921P109 0 10000 SH SOLE 10000 Berry Petroleum Co Cl COM 085789105 234 6600 SH SOLE 6600 Vanguard Short Term Bo COM 921937827 540 6626 SH SOLE 6626 Bizrocket Com Inc Co COM 09179E204 0 10000 SH SOLE 10000 Citigroup Inc Com COM 172967101 1652 64500 SH SOLE 64500 Cascade Bancorp COM 147154108 328 56221 SH SOLE 56221 Cascade Corp COM 124765104 478 14325 SH SOLE 14325 Caterpillar Inc COM 149123101 1726 23372 SH SOLE 15 23357 Cala Corp COM 12804A100 0 10000 SH SOLE 10000 Cameco Corp COM 13321L108 788 43026 SH SOLE 43026 Celgene Corp COM 151020104 253 4092 SH SOLE 4092 Church & Dwight Co Inc COM 171340102 455 10300 SH SOLE 10300 Calamos Conv Opportuni COM 128117108 1366 120376 SH SOLE 120376 Calamos Conv & High COM 12811P108 800 72057 SH SOLE 72057 Chimera Investment Cor COM 16934Q109 1573 568005 SH SOLE 568005 Ishares Barclays In COM 464288638 421 3945 SH SOLE 3945 Colgate-Palmolive Co COM 194162103 1368 15423 SH SOLE 15423 Celsion Corp Com New COM 15117N305 27 10726 SH SOLE 10726 Canadian National Rail COM 136375102 914 13730 SH SOLE 13730 Columbia Banking Syste COM 197236102 261 18212 SH SOLE 1000 17212 Conocophillips COM 20825C104 945 14927 SH SOLE 14927 Costco Whsl Corp New COM 22160K105 1704 20745 SH SOLE 20745 Chienere Energy Partne COM 16411Q101 151 11137 SH SOLE 11137 Cisco Systems Inc COM 17275R102 847 54675 SH SOLE 54675 Ishares Lehman 1-3 Yr COM 464288646 470 4521 SH SOLE 4521 Calamos Strategic COM 128125101 104 13117 SH SOLE 13117 Centurytel Inc Com COM 156700106 262 7902 SH SOLE 2000 5902 Chevron Corp COM 166764100 6780 73228 SH SOLE 7951 65277 Wisdomtree Tr Ch COM 97717W182 237 9390 SH SOLE 9390 Cytodin Inc COM 23283M101 621 308755 SH SOLE 308755 Powershares Db Mulit-S COM 73936B200 332 5882 SH SOLE 5882 Du Pont E I De COM 263534109 408 10219 SH SOLE 10219 Defentect Group Inc Co COM 244639100 2 123500 SH SOLE 123500 Powershares Db Gold Fu COM 73936B606 253 4458 SH SOLE 4458 Quest Diagnostics COM 74834L100 607 12293 SH SOLE 10570 1723 Danaher Corp COM 235851102 283 6736 SH SOLE 6736 Diamonds Tr Unit COM 252787106 678 6226 SH SOLE 6226 Disney Walt Company COM 254687106 409 13567 SH SOLE 2197 11370 Wisdomtree Tr Largecap COM 97717W307 310 7039 SH SOLE 7039 Dnp Select Income Fund COM 23325P104 411 41075 SH SOLE 16925 24150 Denarii Resources Inc COM 248231102 3 489000 SH SOLE 489000 Duke Energy Corp COM 26441C105 755 37757 SH SOLE 29550 8207 Ishares Tr Dow Jones COM 464287168 2022 41911 SH SOLE 41911 Proshares Tr Ultra COM 74347R867 412 20206 SH SOLE 20206 Consolidated Edison In COM 209115104 222 3901 SH SOLE 3901 Direxion Shs Exch Trd COM 25459Y686 617 46322 SH SOLE 46322 Ishares Tr COM 464287234 1637 46635 SH SOLE 46635 Ishares Tr Msci COM 464287465 3921 82068 SH SOLE 82068 Proshs Ultra Msci Etf COM 74347X500 213 3846 SH SOLE 3846 Emc Corp (Mass) Com COM 268648102 247 11761 SH SOLE 11761 Enterprise Prods COM 293792107 456 11356 SH SOLE 11356 Ishares Inc Msci COM 464286665 949 25815 SH SOLE 25815 Enerplus Res Fd Tr COM 29274D604 228 9275 SH SOLE 2200 7075 Direxion Shs Etf Tr En COM 25459W888 201 6380 SH SOLE 6380 Elephant Talk Communic COM 286202205 49 18000 SH SOLE 18000 Energy Transfer Pa COM 29273R109 945 23038 SH SOLE 23038 Proshares Tr Ii Pr COM 74347W882 389 20200 SH SOLE 20200 Eaton Vance Sht Dur In COM 27828V104 210 13025 SH SOLE 13025 0 Evermedia Group (The) COM 300394103 0 178000 SH SOLE 178000 Ishares Inc Msci Hong COM 464286871 175 12206 SH SOLE 12206 Ishares Inc Msci Japan COM 464286848 148 15631 SH SOLE 15631 Ishares Inc Msci COM 464286400 284 5455 SH SOLE 5455 Exelon Corp Com COM 30161N101 1632 38301 SH SOLE 38301 Expeditors Internation COM 302130109 1231 30350 SH SOLE 30350 Ford Motor Co Del COM 345370860 3479 359819 SH SOLE 41900 317919 Fastenal Co COM 311900104 889 26727 SH SOLE 26727 Direxion Shs Etf Tr Fi COM 25459W490 1437 21778 SH SOLE 21778 Fr Tr Dj Select Micro COM 33718M105 497 29020 SH SOLE 29020 Family Dollar Stores COM 307000109 300 5900 SH SOLE 5900 First Tr Large Cap Cor COM 33734K109 613 24990 SH SOLE 23390 1600 Flaherty & Crumrine / COM 338478100 161 10091 SH SOLE 10091 First Tr Strategic Hig COM 337353106 66 14218 SH SOLE 14218 Formcap Corp Com COM 34637U103 0 30000 SH SOLE 30000 Frontier Communication COM 35906A108 457 74848 SH SOLE 58166 16682 Ishares Tr Ftse COM 464287184 203 6579 SH SOLE 6579 First Trust Technology COM 33734X176 206 11310 SH SOLE 11310 Grubb & Ellis Co Com COM 400095204 9 21120 SH SOLE 21120 Market Vectors Gold Mi COM 57060U100 829 15021 SH SOLE 15021 Market Vectors Etf Tr COM 57060U589 211 7500 SH SOLE 7500 General Electric Co COM 369604103 1729 113576 SH SOLE 423 113153 Gabelli Global Gold COM 36244N109 2347 163999 SH SOLE 163999 Gilead Sciences Inc COM 375558103 288 7421 SH SOLE 6600 821 General Mills Inc COM 370334104 497 12920 SH SOLE 12920 Streetracks Gold Tr COM 863307104 2563 16216 SH SOLE 500 15716 Glatfelter Com COM 377316104 250 18900 SH SOLE 18900 Google Inc Cl A COM 38259P508 1609 3124 SH SOLE 3124 Goss COM 383406105 237 236777 SH SOLE 236777 Geovic Mng Corp Com Is COM 373686104 2 11600 SH SOLE 11600 Hansen Natural Corp COM 411310105 264 3026 SH SOLE 3026 Healthcare Svc Group I COM 421906108 165 10200 SH SOLE 10170 30 Home Depot Inc Com COM 437076102 476 14476 SH SOLE 14476 Holloman Energy Corp C COM 435694104 15 62000 SH SOLE 62000 Heritage Finl COM 42722X106 3142 284614 SH SOLE 284614 High Income Opportunit COM 95766K109 85 14694 SH SOLE 14694 Hewlett-Packard Co COM 428236103 208 9274 SH SOLE 9274 Ishares Iboxx Hi Yield COM 464288513 320 3867 SH SOLE 3867 Ishares Comex Gold COM 464285105 231 14562 SH SOLE 14562 International COM 459200101 2626 15016 SH SOLE 15016 Ishares Tr 7 10 Yr COM 464287440 723 6885 SH SOLE 6885 Ishares Tr Lehman 3-7 COM 464288661 1154 9502 SH SOLE 9502 Ishares Tr S&P COM 464287507 935 11986 SH SOLE 11986 Ishares S&P Midcap COM 464287705 2080 31515 SH SOLE 31515 Ishares Trust S&P Midc COM 464287606 2243 24963 SH SOLE 24963 Ishares S&P Smallcap COM 464287879 307 5190 SH SOLE 5190 Ishares S&P Smallcap COM 464287887 221 3426 SH SOLE 3426 Imaging Diagnostic Sys COM 45244W100 4 323000 SH SOLE 323000 Intel Corp Com COM 458140100 2111 98939 SH SOLE 98939 Interoil Corp COM 460951106 429 8800 SH SOLE 8800 Investors Real Es COM 461730103 90 12535 SH SOLE 12535 Intuitive Surgical Inc COM 46120E602 249 684 SH SOLE 684 Ishares S&P Value COM 464287408 204 3949 SH SOLE 3949 Ishares Tr S&P 500 COM 464287200 1382 12156 SH SOLE 12156 Ishares S&P Growth COM 464287309 211 3453 SH SOLE 3453 Ishares Tr Russell COM 464287598 5039 89041 SH SOLE 89041 Ishares Tr Russell COM 464287614 3617 68799 SH SOLE 68799 Ishares Tr Russell COM 464287655 1361 21165 SH SOLE 21165 Ishares Tr Russell COM 464287630 3014 52846 SH SOLE 52846 Ishares Tr Russell COM 464287648 3201 43568 SH SOLE 43568 Ishares Tr Russell Mid COM 464287481 1146 23095 SH SOLE 23095 Ishares Tr Russell Mid COM 464287473 1134 29420 SH SOLE 29420 Ishares Trust Russell COM 464287663 508 6871 SH SOLE 6871 Ishares Tr Dow Jones R COM 464287739 355 7018 SH SOLE 7018 Ishares Trust Large Gr COM 464287119 1005 16708 SH SOLE 16708 Ishares Trust Large Va COM 464288109 227 4294 SH SOLE 4294 Johnson & Johnson COM 478160104 2676 42010 SH SOLE 17860 24150 Spdr High Yield COM 78464A417 1156 31935 SH SOLE 31935 Jp Morgan Chase & COM 46625H100 481 15967 SH SOLE 15967 Jones Soda Co COM 48023P106 54 82940 SH SOLE 82940 Wells Fargo Cap Ix COM 94979P203 439 17600 SH SOLE 17600 Nordstrom Inc COM 655664100 363 7936 SH SOLE 200 7736 Katx Exploration Inc C COM 48238M104 3 300000 SH SOLE 300000 Kraft Foods Inc COM 50075N104 1282 38163 SH SOLE 38163 Kimberly Clark Corp COM 494368103 1219 17166 SH SOLE 17166 Kinder Morgan Energy COM 494550106 949 13879 SH SOLE 100 13779 Coca-Cola Company COM 191216100 407 6028 SH SOLE 6028 Kroger Co COM 501044101 759 34562 SH SOLE 34562 Crystallex Intl Corp COM 22942F101 1 10350 SH SOLE 10350 Kayne Anderson Energy COM 48660P104 499 20617 SH SOLE 20617 Lithia Motors Inc Cla COM 536797103 161 11200 SH SOLE 11200 Lecere Corporation Com COM 52323R101 1420 10000000SH SOLE 10000000 Linn Energy COM 536020100 733 20563 SH SOLE 20563 Cheniere Energy Inc Co COM 16411R208 499 96876 SH SOLE 96876 Leep Inc Com COM 50184Q105 1 80000 SH SOLE 80000 Ishares Tr Goldman COM 464287242 1044 9292 SH SOLE 9292 Ishares Lehman Mbs Fix COM 464288588 265 2450 SH SOLE 2450 Spdr Ser Tr Lehman Mtg COM 78464A383 1773 63600 SH SOLE 63600 Mcdonalds Corp COM 580135101 935 10647 SH SOLE 10647 Mdu Resources Group In COM 552690109 220 11457 SH SOLE 11457 Midcap Spdr Trust COM 595635103 473 3325 SH SOLE 3325 Mfa Mortgage Investmen COM 55272X102 150 21412 SH SOLE 21412 Mgp Ingredients Inc Co COM 55302G103 60 11900 SH SOLE 11900 Medcohealth COM 58405U102 238 5086 SH SOLE 3060 2026 3M Co Com COM 88579Y101 201 2793 SH SOLE 2793 Altria Group Inc COM 02209S103 1773 66134 SH SOLE 66134 Midweststone Finl Grou COM 598511103 239 16700 SH SOLE 16700 Neuro-Biotech Corp Com COM 64129B107 0 215000 SH SOLE 215000 Merck & Co Inc COM 589331107 2694 82398 SH SOLE 82398 Microsoft Corp COM 594918104 7761 311805 SH SOLE 400 311405 Micron Enviro Systems COM 59510E306 1 3000000 SH SOLE 3000000 Mittal Steel Company N COM 03937E101 1448 91040 SH SOLE 91040 Microvision Inc Wash COM 594960106 75 109950 SH SOLE 109950 Nicholas Applegate Con COM 65370G109 875 112585 SH SOLE 106485 6100 Newmont Mining COM 651639106 682 10836 SH SOLE 10836 New Jersey Mining Co-I COM 645827106 2 13000 SH SOLE 13000 Nike Inc Class B COM 654106103 272 3180 SH SOLE 3180 Annaly Mortgage Manage COM 035710409 3583 215444 SH SOLE 12150 203294 Nanoviricides Inc Com COM 630087104 84 86900 SH SOLE 86900 Nokia Corp COM 654902204 104 18306 SH SOLE 18306 Novastar Financial Inc COM 669947889 6 13243 SH SOLE 13243 Northstar Realty Fin C COM 66704R100 550 166597 SH SOLE 128293 38304 Inergy Lp COM 456615103 997 39832 SH SOLE 39832 Neuberger Berman COM 64190A103 46 13122 SH SOLE 13122 Newell Rubbermaid COM 651229106 125 10539 SH SOLE 10539 Nuveen Calif Divid Ad COM 67070Y109 296 23000 SH SOLE 23000 Realty Income Corp COM 756109104 2854 88514 SH SOLE 84251 4263 Oneok Inc New COM 682680103 592 8961 SH SOLE 8961 Oracle Corp Com COM 68389X105 970 33744 SH SOLE 15845 17899 Powershares Exchange T COM 73936Q504 217 18400 SH SOLE 18400 Paccar Inc COM 693718108 311 9184 SH SOLE 9184 Pg & E Corp COM 69331C108 293 6929 SH SOLE 6929 Plum Creek Timber Co COM 729251108 327 9434 SH SOLE 9434 Priceline Com Inc Co COM 741503403 473 1052 SH SOLE 1052 Pimco Corporate Income COM 72200U100 151 10713 SH SOLE 10713 Piedmont Office Realty COM 720190206 618 38208 SH SOLE 38208 Public Svc COM 744573106 323 9681 SH SOLE 9681 Pepsico Inc COM 713448108 955 15421 SH SOLE 41 15380 Pfizer Inc Com COM 717081103 805 45556 SH SOLE 45556 Ishares Us Pfd Stock I COM 464288687 351 9848 SH SOLE 9848 Procter & Gamble Co COM 742718109 824 13037 SH SOLE 1175 11862 Pengrowth Energy Tr COM 706902509 146 16187 SH SOLE 16187 Powershares Pfd Port COM 73936T565 183 13510 SH SOLE 13510 Philip Morris Intl In COM 718172109 583 9353 SH SOLE 9353 Pimco Mun Income Fund COM 72201A103 995 92517 SH SOLE 92517 Premium Petroleum Corp COM 74060N200 0 162055 SH SOLE 162055 Paragon Shipping Inc C COM 69913R309 11 13625 SH SOLE 13625 Pioneer Southwest Ener COM 72388B106 529 21895 SH SOLE 21895 Prospect Energy Corp C COM 74348T102 212 25200 SH SOLE 1200 24000 Powershares Exchange T COM 73935X195 429 55765 SH SOLE 55765 Pimco Corporate COM 72201B101 547 33075 SH SOLE 33075 Provectus Ph COM 74737F100 139 149960 SH SOLE 149960 Provident Energy Tr COM 74386K104 195 23885 SH SOLE 13450 10435 Powershares Exchange T COM 73935X609 315 21902 SH SOLE 21902 Penn West Energy Trust COM 707885109 423 28672 SH SOLE 28672 Powershares Exchange T COM 73935X708 522 30484 SH SOLE 30484 Powershares Fundamenta COM 73935X807 223 12123 SH SOLE 12123 Powershares Fundamenta COM 73935X880 185 13688 SH SOLE 13688 Powershares Fundamenta COM 73935X872 185 12967 SH SOLE 12967 Powershares Fundamenta COM 73935X864 150 11885 SH SOLE 11885 Payment Data Sys Inc C COM 70438S103 1 10600 SH SOLE 10600 Qualcomm Inc COM 747525103 693 14256 SH SOLE 14256 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Sponsor COM 80105N105 272 8294 SH SOLE 3650 4644 Southern Co COM 842587107 1063 25088 SH SOLE 11420 13668 Spectrumdna Inc COM 84763Y106 0 50000 SH SOLE 50000 Proshares Tr Proshares COM 74347X856 641 31303 SH SOLE 31303 Standard & Poors COM 78462F103 727 6423 SH SOLE 6423 Sparta Coml Svcs Inc C COM 84657R209 24 3049080 SH SOLE 3049080 Sarissa Res Inc COM 803720101 67 1861290 SH SOLE 1861290 Cushing Mlp Total Re COM 231631102 375 42884 SH SOLE 42884 Proshares Ultra S&P 50 COM 74347R107 903 23787 SH SOLE 23787 Superior Industries In COM 868168105 457 29600 SH SOLE 29600 At&T Inc Com COM 001957505 3502 122807 SH SOLE 32344 90463 Proshares Ultrashort L COM 74347R297 2626 135102 SH SOLE 135102 Schwab Tax Exempt Fund COM 879382208 580 579855 SH SOLE 579855 Teva Pharmaceutical COM 881624209 347 9325 SH SOLE 6030 3295 Taseko Mines Ltd COM 876511106 48 18800 SH SOLE 18800 Ishares Tr COM 464287176 1186 10375 SH SOLE 10375 Titan Technologies Inc COM 888325107 0 15000 SH SOLE 15000 Ishares Tr 20 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23842 SH SOLE 23842 Washington Fed Inc COM 938824109 578 45337 SH SOLE 45337 Willbros Group Inc Del COM 969203108 481 115445 SH SOLE 115445 Windstream Corp COM 97381W104 1141 97929 SH SOLE 24140 73789 Waste Mgmt Inc COM 939322103 484 14858 SH SOLE 14858 Wal Mart Stores Inc COM 931142103 1029 19828 SH SOLE 19828 Wolverine Exploration COM 977893106 11 325000 SH SOLE 325000 Warren Resources Inc COM 93564A100 534 224521 SH SOLE 224521 Extorre Gold Mines Ltd COM 30227B109 62 10575 SH SOLE 10575 Sector Spdr Trust Shs COM 81369Y605 151 12778 SH SOLE 12778 Sector Spdr Tr Con Stp COM 81369Y308 262 8823 SH SOLE 8823 Select Sector Spdr COM 81369Y209 335 10570 SH SOLE 10570 Select Sector Spdr Fun COM 81369Y407 218 6247 SH SOLE 6247 Exxon Mobil Corp Com COM 30231G102 6788 93456 SH SOLE 93456 Zweig Total Return COM 989837109 57 18918 SH SOLE 18918