0001324653-11-000012.txt : 20111116
0001324653-11-000012.hdr.sgml : 20111116
20111115184557
ACCESSION NUMBER: 0001324653-11-000012
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111116
DATE AS OF CHANGE: 20111115
EFFECTIVENESS DATE: 20111116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pacific West Financial Consultants, Inc.
CENTRAL INDEX KEY: 0001324653
IRS NUMBER: 911178101
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11389
FILM NUMBER: 111208404
BUSINESS ADDRESS:
STREET 1: 555 S. RENTON VILLAGE PL, #700
CITY: RENTON
STATE: WA
ZIP: 98055
BUSINESS PHONE: 4252713550
MAIL ADDRESS:
STREET 1: 555 S. RENTON VILLAGE PL, #700
CITY: RENTON
STATE: WA
ZIP: 98055
13F-HR
1
quarterfiling.txt
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Pacific West Financial Consultants Inc.
Address: 555 South Renton Village Pl
Suite 700
Renton WA 98055
13F File
Number: 28-11389
Person Signing this Report on Behalf of Reporting Manager:
Name: Rod Ehrlich
Title: Advisory Services Manager
Phone: 425-271-3550
Signature Place and Date of Signing:
Rod Ehrlich Renton WA November 14, 2011
Report Type (Check only one.):
[X ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table
Entry Total: 352
Form 13F Information Table
Value Total (x1000): $280,677,744
List of Other Included
Managers: none
FORM 13F INFORMATION TABLE VOTING
TITLE VALUE SH/ PUT/ INVSMT OTHER AUTHORITY
NAME OF ISSUER CLASS CUSIP (,000) SHARES PRN CALL DSCRTN MGERS SOLE SHARED NONE
Apple Computer Inc COM 037833100 6628 17381 SH SOLE 3454 13927
Abb Ltd Adr COM 000375204 375 21948 SH SOLE 21948
Arkansas Best Corp Del COM 040790107 267 16550 SH SOLE 16550
Abbott Labs Com COM 002824100 2046 40011 SH SOLE 15490 24521
Barrick Gold Corp COM 006790108 584 12527 SH SOLE 12527
Acm Income Fd Inc COM 01881E101 119 14920 SH SOLE 14920
Aduddell Inds Inc Co COM 007391105 0 40000 SH SOLE 40000
Archer Daniels COM 039483102 524 21137 SH SOLE 17995 3142
Automatic Data COM 053015103 360 7640 SH SOLE 7640
Advaxis Inc Com COM 007624109 67 480000 SH SOLE 480000
Ishares Tr Lehman Us COM 464287226 693 6294 SH SOLE 6294
American Cap Agy Corp COM 02503X105 562 20756 SH SOLE 20756
Assured Guaranty Ltd C COM G0585R106 3538 321960 SH SOLE 321960
Arlington Asset Inv Co COM 041356106 328 13620 SH SOLE 13620
Aar Corp COM 000361105 470 28200 SH SOLE 28200
Alcatel Lucent Spon Ad COM 013904305 29 10409 SH SOLE 10409
Amgen Inc COM 031162100 1350 24568 SH SOLE 9975 14593
Amazon Com Inc COM 023135106 628 2906 SH SOLE 2906
Atlantic Power Corp Ne COM 04878Q863 1231 86757 SH SOLE 850 85907
Avi Biopharma Inc COM 002346104 13 12000 SH SOLE 12000
Axion Power In COM 05460X109 11 20000 SH SOLE 20000
Astrazeneca Plc Adr COM 046353108 821 18513 SH SOLE 18513
Boeing Co Com COM 097023105 1052 17392 SH SOLE 17392
Powershares Exchange T COM 73937B407 464 16100 SH SOLE 16100
Bank Of America Com COM 060505104 2745 448586 SH SOLE 448586
Barclays Banks Plc Ipa COM 06739H271 765 12440 SH SOLE 12440
Build A Bear Workshop COM 120076104 100 19525 SH SOLE 19525
Bce Inc Com New Isin#C COM 05534B760 238 6343 SH SOLE 6343
Beacon Power Corp COM 073677106 38 73572 SH SOLE 73572
Direxionshares Large C COM 25459W862 250 5400 SH SOLE 5400
Biogen Idec Inc COM 09062X103 363 3895 SH SOLE 3895
Spdr Spdr Lehman 1-3 M COM 78464A680 500 10911 SH SOLE 10911
Vanguard Bd Index Fd I COM 921937819 263 3000 SH SOLE 3000
Ishares Msci Bric Inde COM 464286657 761 22464 SH SOLE 22464
Bristol-Myers Squibb COM 110122108 480 15304 SH SOLE 15304
Vanguard Total Bond Ma COM 921937835 5457 65171 SH SOLE 65171
Bourque Inds Inc Com COM 102100104 28 10500 SH SOLE 10500
Bp Plc Spons Adr COM 055622104 429 11899 SH SOLE 11899
Biosante Ph COM 09065V203 39 17100 SH SOLE 17100
Bp Prudhoe Bay COM 055630107 215 2040 SH SOLE 2040
Oilsands Quest Inc Co COM 678046103 4 20850 SH SOLE 20850
Berkshire Hathaway Inc COM 084670207 2782 39163 SH SOLE 39163
Brightec Inc Com COM 10921P109 0 10000 SH SOLE 10000
Berry Petroleum Co Cl COM 085789105 234 6600 SH SOLE 6600
Vanguard Short Term Bo COM 921937827 540 6626 SH SOLE 6626
Bizrocket Com Inc Co COM 09179E204 0 10000 SH SOLE 10000
Citigroup Inc Com COM 172967101 1652 64500 SH SOLE 64500
Cascade Bancorp COM 147154108 328 56221 SH SOLE 56221
Cascade Corp COM 124765104 478 14325 SH SOLE 14325
Caterpillar Inc COM 149123101 1726 23372 SH SOLE 15 23357
Cala Corp COM 12804A100 0 10000 SH SOLE 10000
Cameco Corp COM 13321L108 788 43026 SH SOLE 43026
Celgene Corp COM 151020104 253 4092 SH SOLE 4092
Church & Dwight Co Inc COM 171340102 455 10300 SH SOLE 10300
Calamos Conv Opportuni COM 128117108 1366 120376 SH SOLE 120376
Calamos Conv & High COM 12811P108 800 72057 SH SOLE 72057
Chimera Investment Cor COM 16934Q109 1573 568005 SH SOLE 568005
Ishares Barclays In COM 464288638 421 3945 SH SOLE 3945
Colgate-Palmolive Co COM 194162103 1368 15423 SH SOLE 15423
Celsion Corp Com New COM 15117N305 27 10726 SH SOLE 10726
Canadian National Rail COM 136375102 914 13730 SH SOLE 13730
Columbia Banking Syste COM 197236102 261 18212 SH SOLE 1000 17212
Conocophillips COM 20825C104 945 14927 SH SOLE 14927
Costco Whsl Corp New COM 22160K105 1704 20745 SH SOLE 20745
Chienere Energy Partne COM 16411Q101 151 11137 SH SOLE 11137
Cisco Systems Inc COM 17275R102 847 54675 SH SOLE 54675
Ishares Lehman 1-3 Yr COM 464288646 470 4521 SH SOLE 4521
Calamos Strategic COM 128125101 104 13117 SH SOLE 13117
Centurytel Inc Com COM 156700106 262 7902 SH SOLE 2000 5902
Chevron Corp COM 166764100 6780 73228 SH SOLE 7951 65277
Wisdomtree Tr Ch COM 97717W182 237 9390 SH SOLE 9390
Cytodin Inc COM 23283M101 621 308755 SH SOLE 308755
Powershares Db Mulit-S COM 73936B200 332 5882 SH SOLE 5882
Du Pont E I De COM 263534109 408 10219 SH SOLE 10219
Defentect Group Inc Co COM 244639100 2 123500 SH SOLE 123500
Powershares Db Gold Fu COM 73936B606 253 4458 SH SOLE 4458
Quest Diagnostics COM 74834L100 607 12293 SH SOLE 10570 1723
Danaher Corp COM 235851102 283 6736 SH SOLE 6736
Diamonds Tr Unit COM 252787106 678 6226 SH SOLE 6226
Disney Walt Company COM 254687106 409 13567 SH SOLE 2197 11370
Wisdomtree Tr Largecap COM 97717W307 310 7039 SH SOLE 7039
Dnp Select Income Fund COM 23325P104 411 41075 SH SOLE 16925 24150
Denarii Resources Inc COM 248231102 3 489000 SH SOLE 489000
Duke Energy Corp COM 26441C105 755 37757 SH SOLE 29550 8207
Ishares Tr Dow Jones COM 464287168 2022 41911 SH SOLE 41911
Proshares Tr Ultra COM 74347R867 412 20206 SH SOLE 20206
Consolidated Edison In COM 209115104 222 3901 SH SOLE 3901
Direxion Shs Exch Trd COM 25459Y686 617 46322 SH SOLE 46322
Ishares Tr COM 464287234 1637 46635 SH SOLE 46635
Ishares Tr Msci COM 464287465 3921 82068 SH SOLE 82068
Proshs Ultra Msci Etf COM 74347X500 213 3846 SH SOLE 3846
Emc Corp (Mass) Com COM 268648102 247 11761 SH SOLE 11761
Enterprise Prods COM 293792107 456 11356 SH SOLE 11356
Ishares Inc Msci COM 464286665 949 25815 SH SOLE 25815
Enerplus Res Fd Tr COM 29274D604 228 9275 SH SOLE 2200 7075
Direxion Shs Etf Tr En COM 25459W888 201 6380 SH SOLE 6380
Elephant Talk Communic COM 286202205 49 18000 SH SOLE 18000
Energy Transfer Pa COM 29273R109 945 23038 SH SOLE 23038
Proshares Tr Ii Pr COM 74347W882 389 20200 SH SOLE 20200
Eaton Vance Sht Dur In COM 27828V104 210 13025 SH SOLE 13025 0
Evermedia Group (The) COM 300394103 0 178000 SH SOLE 178000
Ishares Inc Msci Hong COM 464286871 175 12206 SH SOLE 12206
Ishares Inc Msci Japan COM 464286848 148 15631 SH SOLE 15631
Ishares Inc Msci COM 464286400 284 5455 SH SOLE 5455
Exelon Corp Com COM 30161N101 1632 38301 SH SOLE 38301
Expeditors Internation COM 302130109 1231 30350 SH SOLE 30350
Ford Motor Co Del COM 345370860 3479 359819 SH SOLE 41900 317919
Fastenal Co COM 311900104 889 26727 SH SOLE 26727
Direxion Shs Etf Tr Fi COM 25459W490 1437 21778 SH SOLE 21778
Fr Tr Dj Select Micro COM 33718M105 497 29020 SH SOLE 29020
Family Dollar Stores COM 307000109 300 5900 SH SOLE 5900
First Tr Large Cap Cor COM 33734K109 613 24990 SH SOLE 23390 1600
Flaherty & Crumrine / COM 338478100 161 10091 SH SOLE 10091
First Tr Strategic Hig COM 337353106 66 14218 SH SOLE 14218
Formcap Corp Com COM 34637U103 0 30000 SH SOLE 30000
Frontier Communication COM 35906A108 457 74848 SH SOLE 58166 16682
Ishares Tr Ftse COM 464287184 203 6579 SH SOLE 6579
First Trust Technology COM 33734X176 206 11310 SH SOLE 11310
Grubb & Ellis Co Com COM 400095204 9 21120 SH SOLE 21120
Market Vectors Gold Mi COM 57060U100 829 15021 SH SOLE 15021
Market Vectors Etf Tr COM 57060U589 211 7500 SH SOLE 7500
General Electric Co COM 369604103 1729 113576 SH SOLE 423 113153
Gabelli Global Gold COM 36244N109 2347 163999 SH SOLE 163999
Gilead Sciences Inc COM 375558103 288 7421 SH SOLE 6600 821
General Mills Inc COM 370334104 497 12920 SH SOLE 12920
Streetracks Gold Tr COM 863307104 2563 16216 SH SOLE 500 15716
Glatfelter Com COM 377316104 250 18900 SH SOLE 18900
Google Inc Cl A COM 38259P508 1609 3124 SH SOLE 3124
Goss COM 383406105 237 236777 SH SOLE 236777
Geovic Mng Corp Com Is COM 373686104 2 11600 SH SOLE 11600
Hansen Natural Corp COM 411310105 264 3026 SH SOLE 3026
Healthcare Svc Group I COM 421906108 165 10200 SH SOLE 10170 30
Home Depot Inc Com COM 437076102 476 14476 SH SOLE 14476
Holloman Energy Corp C COM 435694104 15 62000 SH SOLE 62000
Heritage Finl COM 42722X106 3142 284614 SH SOLE 284614
High Income Opportunit COM 95766K109 85 14694 SH SOLE 14694
Hewlett-Packard Co COM 428236103 208 9274 SH SOLE 9274
Ishares Iboxx Hi Yield COM 464288513 320 3867 SH SOLE 3867
Ishares Comex Gold COM 464285105 231 14562 SH SOLE 14562
International COM 459200101 2626 15016 SH SOLE 15016
Ishares Tr 7 10 Yr COM 464287440 723 6885 SH SOLE 6885
Ishares Tr Lehman 3-7 COM 464288661 1154 9502 SH SOLE 9502
Ishares Tr S&P COM 464287507 935 11986 SH SOLE 11986
Ishares S&P Midcap COM 464287705 2080 31515 SH SOLE 31515
Ishares Trust S&P Midc COM 464287606 2243 24963 SH SOLE 24963
Ishares S&P Smallcap COM 464287879 307 5190 SH SOLE 5190
Ishares S&P Smallcap COM 464287887 221 3426 SH SOLE 3426
Imaging Diagnostic Sys COM 45244W100 4 323000 SH SOLE 323000
Intel Corp Com COM 458140100 2111 98939 SH SOLE 98939
Interoil Corp COM 460951106 429 8800 SH SOLE 8800
Investors Real Es COM 461730103 90 12535 SH SOLE 12535
Intuitive Surgical Inc COM 46120E602 249 684 SH SOLE 684
Ishares S&P Value COM 464287408 204 3949 SH SOLE 3949
Ishares Tr S&P 500 COM 464287200 1382 12156 SH SOLE 12156
Ishares S&P Growth COM 464287309 211 3453 SH SOLE 3453
Ishares Tr Russell COM 464287598 5039 89041 SH SOLE 89041
Ishares Tr Russell COM 464287614 3617 68799 SH SOLE 68799
Ishares Tr Russell COM 464287655 1361 21165 SH SOLE 21165
Ishares Tr Russell COM 464287630 3014 52846 SH SOLE 52846
Ishares Tr Russell COM 464287648 3201 43568 SH SOLE 43568
Ishares Tr Russell Mid COM 464287481 1146 23095 SH SOLE 23095
Ishares Tr Russell Mid COM 464287473 1134 29420 SH SOLE 29420
Ishares Trust Russell COM 464287663 508 6871 SH SOLE 6871
Ishares Tr Dow Jones R COM 464287739 355 7018 SH SOLE 7018
Ishares Trust Large Gr COM 464287119 1005 16708 SH SOLE 16708
Ishares Trust Large Va COM 464288109 227 4294 SH SOLE 4294
Johnson & Johnson COM 478160104 2676 42010 SH SOLE 17860 24150
Spdr High Yield COM 78464A417 1156 31935 SH SOLE 31935
Jp Morgan Chase & COM 46625H100 481 15967 SH SOLE 15967
Jones Soda Co COM 48023P106 54 82940 SH SOLE 82940
Wells Fargo Cap Ix COM 94979P203 439 17600 SH SOLE 17600
Nordstrom Inc COM 655664100 363 7936 SH SOLE 200 7736
Katx Exploration Inc C COM 48238M104 3 300000 SH SOLE 300000
Kraft Foods Inc COM 50075N104 1282 38163 SH SOLE 38163
Kimberly Clark Corp COM 494368103 1219 17166 SH SOLE 17166
Kinder Morgan Energy COM 494550106 949 13879 SH SOLE 100 13779
Coca-Cola Company COM 191216100 407 6028 SH SOLE 6028
Kroger Co COM 501044101 759 34562 SH SOLE 34562
Crystallex Intl Corp COM 22942F101 1 10350 SH SOLE 10350
Kayne Anderson Energy COM 48660P104 499 20617 SH SOLE 20617
Lithia Motors Inc Cla COM 536797103 161 11200 SH SOLE 11200
Lecere Corporation Com COM 52323R101 1420 10000000SH SOLE 10000000
Linn Energy COM 536020100 733 20563 SH SOLE 20563
Cheniere Energy Inc Co COM 16411R208 499 96876 SH SOLE 96876
Leep Inc Com COM 50184Q105 1 80000 SH SOLE 80000
Ishares Tr Goldman COM 464287242 1044 9292 SH SOLE 9292
Ishares Lehman Mbs Fix COM 464288588 265 2450 SH SOLE 2450
Spdr Ser Tr Lehman Mtg COM 78464A383 1773 63600 SH SOLE 63600
Mcdonalds Corp COM 580135101 935 10647 SH SOLE 10647
Mdu Resources Group In COM 552690109 220 11457 SH SOLE 11457
Midcap Spdr Trust COM 595635103 473 3325 SH SOLE 3325
Mfa Mortgage Investmen COM 55272X102 150 21412 SH SOLE 21412
Mgp Ingredients Inc Co COM 55302G103 60 11900 SH SOLE 11900
Medcohealth COM 58405U102 238 5086 SH SOLE 3060 2026
3M Co Com COM 88579Y101 201 2793 SH SOLE 2793
Altria Group Inc COM 02209S103 1773 66134 SH SOLE 66134
Midweststone Finl Grou COM 598511103 239 16700 SH SOLE 16700
Neuro-Biotech Corp Com COM 64129B107 0 215000 SH SOLE 215000
Merck & Co Inc COM 589331107 2694 82398 SH SOLE 82398
Microsoft Corp COM 594918104 7761 311805 SH SOLE 400 311405
Micron Enviro Systems COM 59510E306 1 3000000 SH SOLE 3000000
Mittal Steel Company N COM 03937E101 1448 91040 SH SOLE 91040
Microvision Inc Wash COM 594960106 75 109950 SH SOLE 109950
Nicholas Applegate Con COM 65370G109 875 112585 SH SOLE 106485 6100
Newmont Mining COM 651639106 682 10836 SH SOLE 10836
New Jersey Mining Co-I COM 645827106 2 13000 SH SOLE 13000
Nike Inc Class B COM 654106103 272 3180 SH SOLE 3180
Annaly Mortgage Manage COM 035710409 3583 215444 SH SOLE 12150 203294
Nanoviricides Inc Com COM 630087104 84 86900 SH SOLE 86900
Nokia Corp COM 654902204 104 18306 SH SOLE 18306
Novastar Financial Inc COM 669947889 6 13243 SH SOLE 13243
Northstar Realty Fin C COM 66704R100 550 166597 SH SOLE 128293 38304
Inergy Lp COM 456615103 997 39832 SH SOLE 39832
Neuberger Berman COM 64190A103 46 13122 SH SOLE 13122
Newell Rubbermaid COM 651229106 125 10539 SH SOLE 10539
Nuveen Calif Divid Ad COM 67070Y109 296 23000 SH SOLE 23000
Realty Income Corp COM 756109104 2854 88514 SH SOLE 84251 4263
Oneok Inc New COM 682680103 592 8961 SH SOLE 8961
Oracle Corp Com COM 68389X105 970 33744 SH SOLE 15845 17899
Powershares Exchange T COM 73936Q504 217 18400 SH SOLE 18400
Paccar Inc COM 693718108 311 9184 SH SOLE 9184
Pg & E Corp COM 69331C108 293 6929 SH SOLE 6929
Plum Creek Timber Co COM 729251108 327 9434 SH SOLE 9434
Priceline Com Inc Co COM 741503403 473 1052 SH SOLE 1052
Pimco Corporate Income COM 72200U100 151 10713 SH SOLE 10713
Piedmont Office Realty COM 720190206 618 38208 SH SOLE 38208
Public Svc COM 744573106 323 9681 SH SOLE 9681
Pepsico Inc COM 713448108 955 15421 SH SOLE 41 15380
Pfizer Inc Com COM 717081103 805 45556 SH SOLE 45556
Ishares Us Pfd Stock I COM 464288687 351 9848 SH SOLE 9848
Procter & Gamble Co COM 742718109 824 13037 SH SOLE 1175 11862
Pengrowth Energy Tr COM 706902509 146 16187 SH SOLE 16187
Powershares Pfd Port COM 73936T565 183 13510 SH SOLE 13510
Philip Morris Intl In COM 718172109 583 9353 SH SOLE 9353
Pimco Mun Income Fund COM 72201A103 995 92517 SH SOLE 92517
Premium Petroleum Corp COM 74060N200 0 162055 SH SOLE 162055
Paragon Shipping Inc C COM 69913R309 11 13625 SH SOLE 13625
Pioneer Southwest Ener COM 72388B106 529 21895 SH SOLE 21895
Prospect Energy Corp C COM 74348T102 212 25200 SH SOLE 1200 24000
Powershares Exchange T COM 73935X195 429 55765 SH SOLE 55765
Pimco Corporate COM 72201B101 547 33075 SH SOLE 33075
Provectus Ph COM 74737F100 139 149960 SH SOLE 149960
Provident Energy Tr COM 74386K104 195 23885 SH SOLE 13450 10435
Powershares Exchange T COM 73935X609 315 21902 SH SOLE 21902
Penn West Energy Trust COM 707885109 423 28672 SH SOLE 28672
Powershares Exchange T COM 73935X708 522 30484 SH SOLE 30484
Powershares Fundamenta COM 73935X807 223 12123 SH SOLE 12123
Powershares Fundamenta COM 73935X880 185 13688 SH SOLE 13688
Powershares Fundamenta COM 73935X872 185 12967 SH SOLE 12967
Powershares Fundamenta COM 73935X864 150 11885 SH SOLE 11885
Payment Data Sys Inc C COM 70438S103 1 10600 SH SOLE 10600
Qualcomm Inc COM 747525103 693 14256 SH SOLE 14256
Proshares Ultra Consum COM 74347R206 452 6194 SH SOLE 6194
Powershares Qqq COM 79335A104 6368 121327 SH SOLE 378 120949
Rite Aid Corp COM 767754104 17 17170 SH SOLE 17170
Rait Invt Tr Com COM 749227104 9903 2921220 SH SOLE 2921220
Rackspace Hosting Inc COM 750086100 239 7000 SH SOLE 7000
Royal Dutch Shell Plc COM 780259206 1141 18544 SH SOLE 18544
Transocean COM G90078109 1062 22239 SH SOLE 22239
Lmp Real Estate Income COM 50208C108 101 11600 SH SOLE 11600
Reeltime Rentals Inc C COM 75845Y106 2 558982 SH SOLE 558982
Proshares Tr Ultra Te COM 74347R693 203 3952 SH SOLE 3952
Rentech Inc COM 760112102 501 642530 SH SOLE 642530
Raytheon Co Com New COM 755111507 715 17486 SH SOLE 17486
Royce Value Tr Inc COM 780910105 148 13331 SH SOLE 13331
Royal Bk Cda Montreal COM 780087102 655 14318 SH SOLE 14318
Sprint Nextel Corp COM 852061100 181 59560 SH SOLE 59560
Saic Inc COM 78391X101 2886 244334 SH SOLE 244334
Salon City Inc Com COM 795494202 0 15200 SH SOLE 15200
Starbucks Corp Com COM 855244109 3994 107107 SH SOLE 7180 99927
Spdr Barclays Short Te COM 78464A474 640 21125 SH SOLE 21125
Seadrill Ltd Com 8Fmn8 COM G7945E105 1684 61186 SH SOLE 61186
Proshs Ultrashrt S&P COM 74347R883 396 15550 SH SOLE 15550
Spdr S&P Dividend Etf COM 78464A763 292 6017 SH SOLE 6017
Spectra Energy Prtns L COM 84756N109 913 32371 SH SOLE 32371
Spectre Gaming Inc COM 84761G107 0 34900 SH SOLE 34900
Spdr Ser Tr Nuveen Bar COM 78464A425 731 30000 SH SOLE 30000
Ishares Barclays Short COM 464288679 732 6638 SH SOLE 6638
Ishares Tr 1 3 Yr COM 464287457 2510 29684 SH SOLE 29684
Sirius Satellite COM 82967N108 116 77006 SH SOLE 77006
San Juan Basin Rty COM 798241105 405 17636 SH SOLE 17636
Sealife Corp Del Com COM 81213Y108 1 50000 SH SOLE 50000
Ishares Silver Tr Isha COM 46428Q109 527 18213 SH SOLE 18213
Smart Holings Inc Com COM 83168E103 0 19600 SH SOLE 19600
Pimco Etf Tr Short Ter COM 72201R874 253 5000 SH SOLE 5000
Super Nova Resources I COM 86802H101 0 10000 SH SOLE 10000
Sanofi Aventis Sponsor COM 80105N105 272 8294 SH SOLE 3650 4644
Southern Co COM 842587107 1063 25088 SH SOLE 11420 13668
Spectrumdna Inc COM 84763Y106 0 50000 SH SOLE 50000
Proshares Tr Proshares COM 74347X856 641 31303 SH SOLE 31303
Standard & Poors COM 78462F103 727 6423 SH SOLE 6423
Sparta Coml Svcs Inc C COM 84657R209 24 3049080 SH SOLE 3049080
Sarissa Res Inc COM 803720101 67 1861290 SH SOLE 1861290
Cushing Mlp Total Re COM 231631102 375 42884 SH SOLE 42884
Proshares Ultra S&P 50 COM 74347R107 903 23787 SH SOLE 23787
Superior Industries In COM 868168105 457 29600 SH SOLE 29600
At&T Inc Com COM 001957505 3502 122807 SH SOLE 32344 90463
Proshares Ultrashort L COM 74347R297 2626 135102 SH SOLE 135102
Schwab Tax Exempt Fund COM 879382208 580 579855 SH SOLE 579855
Teva Pharmaceutical COM 881624209 347 9325 SH SOLE 6030 3295
Taseko Mines Ltd COM 876511106 48 18800 SH SOLE 18800
Ishares Tr COM 464287176 1186 10375 SH SOLE 10375
Titan Technologies Inc COM 888325107 0 15000 SH SOLE 15000
Ishares Tr 20 Treas COM 464287432 1055 8730 SH SOLE 8730
Toyota Motor Corp-Adr COM 892331307 247 3613 SH SOLE 3613
Streettracks Series Tr COM 86330E885 220 2613 SH SOLE 2613
Direxionshares Small C COM 25459W847 389 11794 SH SOLE 11794
Tele Norte Leste Parti COM 879246106 868 91056 SH SOLE 91056
Tonogold Resources Inc COM 890308109 7 160000 SH SOLE 160000
Travelers Cos Inc Com COM 89417E109 279 5734 SH SOLE 5734
Tyson Foods Inc-Cl A COM 902494103 249 14340 SH SOLE 14340
Direxion Shares Techno COM 25459W102 353 11503 SH SOLE 11503
Direxion Shs Etf Tr Sm COM 25459W326 235 4429 SH SOLE 4429
Proshares Tr Ii Prosha COM 74347W601 347 3977 SH SOLE 3977
United State Nat Gas F COM 912318102 141 15710 SH SOLE 15710
Unitedhealth Group COM 91324P102 340 7382 SH SOLE 7382
Union Pacific Corp COM 907818108 261 3192 SH SOLE 3192
United Parcel Svc COM 911312106 869 13768 SH SOLE 13768
Us Bancorp Del COM 902973304 837 35540 SH SOLE 35540
Utstarcom Inc Com COM G9310A106 21 20154 SH SOLE 20154
United Technologies COM 913017109 451 6406 SH SOLE 6406
Vanguard Index Funds V COM 922908751 367 5985 SH SOLE 5985
Vanguard Short Term Co COM 92206C409 694 8935 SH SOLE 8935
Vertical Computer Sys COM 92532R203 0 20600 SH SOLE 20600
Vanguard Consumer Stpl COM 92204A207 2673 35070 SH SOLE 508 34562
Vanguard Sector Index COM 92204A306 412 4776 SH SOLE 4545 231
Velatel Global Co COM 92256R108 1 12000 SH SOLE 12000
Vector Group Ltd COM 92240M108 787 45789 SH SOLE 45789
Vanguard Specialized P COM 921908844 340 6969 SH SOLE 6969
Vanguard Index Fds COM 922908553 812 15959 SH SOLE 11105 4854
Vodafone Group Plc COM 92857W209 227 8865 SH SOLE 8865
Voip Pal Com Inc Com COM 92862Y109 1 75000 SH SOLE 75000
Vanguard Index Fds COM 922908769 474 8215 SH SOLE 8215
Vu1 Corp Com COM 929212108 1052 2842489 SH SOLE 2842489
Vanguard Emerging Mark COM 922042858 528 14742 SH SOLE 14742
Verizon COM 92343V104 1873 50910 SH SOLE 4781 46129
Webster Financial Corp COM 947890109 244 15969 SH SOLE 15969
Wells Fargo & Co COM 949746101 575 23842 SH SOLE 23842
Washington Fed Inc COM 938824109 578 45337 SH SOLE 45337
Willbros Group Inc Del COM 969203108 481 115445 SH SOLE 115445
Windstream Corp COM 97381W104 1141 97929 SH SOLE 24140 73789
Waste Mgmt Inc COM 939322103 484 14858 SH SOLE 14858
Wal Mart Stores Inc COM 931142103 1029 19828 SH SOLE 19828
Wolverine Exploration COM 977893106 11 325000 SH SOLE 325000
Warren Resources Inc COM 93564A100 534 224521 SH SOLE 224521
Extorre Gold Mines Ltd COM 30227B109 62 10575 SH SOLE 10575
Sector Spdr Trust Shs COM 81369Y605 151 12778 SH SOLE 12778
Sector Spdr Tr Con Stp COM 81369Y308 262 8823 SH SOLE 8823
Select Sector Spdr COM 81369Y209 335 10570 SH SOLE 10570
Select Sector Spdr Fun COM 81369Y407 218 6247 SH SOLE 6247
Exxon Mobil Corp Com COM 30231G102 6788 93456 SH SOLE 93456
Zweig Total Return COM 989837109 57 18918 SH SOLE 18918